State v. RodriguezState v. Rodriguez
¶ 1 A jury found appellant Victor Rodriguez, a juvenile who was prosecuted as an adult, guilty of possession of a prohibited weapon, and, after Rodriguez waived his right to a jury trial, the trial court held a bench trial and found him guilty of possession of a deadly weapon by a prohibited possessor. The court placed Rodriguez on intensive probation for four years, conditioned on a four-month jail term.
¶ 2 On appeal, Rodriguez contends the trial court lacked personal jurisdiction to try him as an adult, arguing the state had failed to file a notice of his “chronic felony offender” status under
BACKGROUND
¶ 3 The pertinent facts underlying Rodriguez’s convictions, though later detailed in ¶¶ 35-36, infra, are essentially undisputed. While searching Rodriguez’s residence with his mother’s consent, officers observed him in close proximity to a firearm found under a mattress in one of the bedrooms. The officers seized the weapon and some ammunition and arrested Rodriguez, who later was indicted as an adult on charges of possession of a prohibited weapon and possession of a deadly weapon by a prohibited possessor. Thе latter charge was based on Rodriguez’s having had several prior juvenile delinquency adjudications.
¶4 Before trial, Rodriguez, then sixteen years old, moved to dismiss the charges for lack of jurisdiction, arguing that the state’s failure to comply with
¶ 5 After a joint hearing on both motions, the trial court denied the motion to dismiss without prejudice but set a hearing, pursuant to
¶ 6 Rodriguez filed a second motion to dismiss, challenging the constitutionality of
DISCUSSION
I. Jurisdiction
¶ 7 Rodriguez reiterates on appeal that the trial court should have dismissed the charges on the ground that it lacked personal jurisdiction over him because of the state’s failure to file a notice pursuant to
¶8 “In those instances specified in
D. At the time the county attorney files a complaint or indictment the county attorney shall file a notice stating that the juvenile is a chronic felony offender. Subject to subsection E of this section, the notice shall establish and confer jurisdiction over the juvenile as a chronic felony offender.
E. Upon motion of the juvenile the court shall hold a hearing after arraignment and before trial to determine if a juvenile is a chronic felony offender. At the hearing the state shall prove by a preponderance of the evidence that the juvenile is a chronic felony offender. If the court does not find that the juvenile is a chronic felony offender, the court shall transfer the juvenile to the juvenile court pursuant to § 8-302. If the court finds that the juvenile is a chronic felony offender or if the juvenile does not file a motion to determine if the juvenile is a chronic felony offender, the criminal prosecution shall continue.
¶ 9 Rоdriguez claims that the state’s failure to file the mandatory notice specified in
¶ 10 Although the language of
¶ 11 If statutory language is unclear, we “turn to оther factors, including ‘the statute’s context, subject matter, historical background, effects, consequences, spirit, and purpose.”’
Norgord v. State ex rel. Berning,
¶ 12 The legislature enacted
¶ 13 The constitutional amendments effected by passage of Proposition 102 included the following:
In order to preserve and protect the right of the people to justice and public safety, and to ensure fairness and accountability when juveniles engage in unlawful conduct, the legislature, or the people by initiative or referendum, shall have the authority to enact substantive and procedural laws regarding all proceedings and matters affecting such juveniles.
¶ 14 In light of that background and purpose, and in an attempt to harmonize subsections (D) and (E) and apply a common sense meaning to them, we conclude that the controlling inquiry in determining personal jurisdiction under those subsections is whether the juvenile is a chronic felony offender. The obvious, primary purpose of subsection (D)’s notice requirement is to notify the juvenile offender that the state seeks to prosecute him or her as an adult because of his or her alleged chronic-felony-offender status. 3 If a notice is filed with the indictment pursuant to subsection (D) and the juvenile does not request a hearing under subsection (E), the notice itself “establish[es] and confer[s] jurisdiction over the juvenile as a chronic felony offender.” § 13-50KD). But, if that notice is not filed with the indictment and the juvenile nonetheless receives a hearing pursuant to subsection (E) and is found to be a chronic felony offender, as happened here, we believe that finding suffices to establish the court’s personal jurisdiction over the juvenile as an adult.
¶ 15 Thus, although the state’s failure to file the notice with the indictment violated the directive of § 13-50KD), that failure did not ultimately deprive the superior court of persоnal jurisdiction over Rodriguez for purposes of the state’s prosecution of him as an adult. Despite the lack of notice under subsection (D), Rodriguez was well aware of the state’s allegation and received a hearing pursuant to subsection (E) at which the state had to prove, and the trial court had to find, that he in fact was a chronic felony offender as defined in § 13 — 501(G)(2). And, under that scenario, the trial court’s finding that Rodriguez had that status “establish[ed] and confer[ed] jurisdiction” to proceed with the prosecution against him as an adult.
¶ 16 Moreover, although
¶ 17 Again, Rodriguez received the
II. Sufficiency of the Evidence
¶ 18 Rodriguez next contends the state did not satisfy its burden of proving he was a chronic felony offender at the
¶ 19 Two weeks before the hearing, the state filed copies of several juvenile court minute entries for purposes of “demonstrat[ing] [Rodriguez’s] status as a ‘chronic felony offender’ pursuant to
¶ 20 As Rodriguez points out, at the
¶ 21 Moreover, Rodriguez did not object to either the nature or sufficiency of the state’s evidence. In fact, he essentially agreed the juvenile court minute entries established his ehronic-felony-offender status and did not contest the fact that he was the same Victor Rodriguez named in those minute entries. He has therefore waived any argument that the state’s evidence under
III. Constitutional Claims
A.
¶ 22 As he did below, Rodriguez contends
¶ 23 Relying on
Apprendi
and its progeny, Rodriguez asserts that “the effect of the Arizona statute is to authorize judges to increase the punishment for juveniles convicted of certain offenses beyond the statutory max
imum otherwise permitted upon a finding that a juvenile fifteen years of age or older is a chronic felony offender.” According to Rodriguez, juvenile adjudications are meant to be rehabilitative, not punitive, and therefore lack the “procedural safeguards,” including the right to a jury trial, that surround adult convictions. Citing
United States v. Tighe,
¶24 In
Tighe,
the adult defendant pled guilty to several federal charges. Based partly on the defendant’s prior, nonjury-juvenile adjudication, the sentencing court increased the sentence on one of the counts beyond the ten-year statutoiy maximum to fifteen yeai-s, pursuant to the Armed Career Criminal Act,
¶ 25 We find
Tighe
inapposite and unhelpful in determining the constitutionality of
' ¶26 Although we agree with Rodriguez that being prosecuted as an adult potentially involves “more severe consequences,” we do not agree that the mere exposure to adult prosecution constitutes “enhanced punishment” or offends
Apprendi
Rather, as the Ninth Circuit has stated: “There is no analogy[ ]” between “the transfer statute [mandating that juveniles with certain prior adjudications be tried as adults] [and] statutes increasing the potential penalties in adult criminal cases ---- The transfer statute does not
per se
increase punishment; it merely establishes ‘a basis for district [adult] court jurisdiction of prosecutions to which it applies.’”
United States v. Juvenile,
B.
¶27 Relying again on
Apprendi, Tighe,
and
Commonwealth v. Quincy Q.,
¶ 28 In Quincy Q., the Massachusetts Supreme Court analyzed that state’s “youthful offender” statute, which allowed a juvenile defendant to be sentenced as an adult if adjudicated a “youthful offender.” The court found Apprendi applicable to that statute, stating:
Similar to the New Jersey hate crime statute [in Apprendi ], the youthful offender statute authorizes judges to increase the punishment for juveniles convicted of certain offenses beyond the statutory maximumotherwise permitted for juveniles, if the [statutory] requirements ... have been satisfied. We recognize that a juvenile court system, in which juveniles are given preferential treatment, is not constitutionally required. However, once the Legislature enacted a law providing that the maximum punishment for delinquent juveniles is commitment to the Department of Youth Services (department) for a defined time period any facts, including the requirements for youthful offender status, that would increase the penalty for such juveniles must be proved to a jury beyond a reasonable doubt.
Quincy Q.,
¶ 29
Quincy Q.
is distinguishable. In Massachusetts, if a minor is adjudicated a “youthful offender” in juvenile court proceedings, the juvenile court may then enhance the minor’s punishment.
Id.
at 788-90. Thus, under that system, a juvenile “youthful offender” is not transferred to adult court but, rather, faces an enhanced sentence in juvenile court following a determination of guilt in that forum.
See State v. Hartpence,
¶ 30 The Massachusetts “youthful offender” system differs from § 13-50KE), which generally mandates the prosecution of certain juveniles as adults. Unlike the Massachusetts statute,
A hearing under [the Illinois statute] is dispositional, not adjudicatory. That is, the hearing determines not the minor’sguilt but the forum in which his guilt may be adjudicated. Thus, although the juvenile court made findings that exposed him to a greater sanction, defendant had no due pi’oeess right to have а jury make those findings beyond a reasonable doubt.
People v. Beltran,
¶ 31 Likewise, the Kansas Supreme Court stated the following about that state’s statutory scheme for prosecuting juveniles as adults:
Jones,
Apprendi reviewed a law permitting a judge, after making a factual finding about the crime, to sentence a defendant beyond the statutory sentence authorized by the jury’s verdict. In the present case, the decision under [the Kansas statute] does not follow a finding of guilt for any crime. The decision under [that statute] determines whether there is substantial competent evidence to authorize prosecution of a juvenile as an adult under the applicable criminal statute. If that decision is in the affirmativе, the juvenile will be exposed to the statutory maximum sentence under the applicable criminal statute, which in most cases will exceed the statutory maximum disposition in the juvenile system. However, the juvenile tried as an adult will be subjected to the statutory maximum sentence under the applicable criminal statute only after a jury has determined his or her guilt beyond a reasonable doubt. The determination under [the Kansas statute] does not involve guilt or innocence, but involves the determination of which system will be appropriate for a juvenile offender. As indicated above, we conclude that the Kansas procedure for authorizing adult prosecution under [thе statute] does not violate the Sixth and Fourteenth Amendments to the United States Constitution.
¶32 We also find
Tighe
inapposite because, as noted above, the adult defendant there had pled guilty and been sentenced to statutorily enhanced prison terms. In contrast,
¶ 33 In sum,
IV. Motion to Suppress Evidence
¶ 34 Rodriguez lastly argues that the trial court erred by denying his motion to suppress the firearm and ammunition found in his home. We review a trial court’s ruling
¶ 35 At the suppression hearing, a probation officer, Quan, and a police officer, Corrales, testified about the search of Rodriguez’s house. Quan testified that he and Corrales had gone to the house looking for Rodriguez’s sister, who had absconded from juvenile intensive probation, and Rodriguez’s mother hаd consented to their searching the house for her daughter. When Quan entered one of the bedrooms, he saw Rodriguez lying on one bed and what he believed to be the butt end of a long rifle sticking out from under the mattress of a second bed. Due to safety concerns, Quan immediately left the room to tell Corrales what he had seen.
¶ 36 Corrales testified that, after Quan had told him about the gun, Corrales had gone to the bedroom and observed Rodriguez sitting on the second bed where Quan had seen the weapon. Standing outside the bedroom for safety reasons, Corrales asked Rodriguez to come out, which he did. Con-ales then went in the bedroom. Although he could not see a weapon at that time, he lifted the mattress on the second bed and found a shotgun and some ammunition. Noting that the shotgun obviously “appeared to be” illegal because its ban-el had been cut, Corrales took custody of the weapon for “safety reasons” and determined that it had a shortened barrel and no serial number.
¶ 37 In support of his motion to suppress, Rodriguez argued that the officers had lacked probable cause to seize the firearm until after they had taken it and Corrales had then seen that its barrel was too short and the serial number had been removed. The state countered that the officers had had legitimate safety concerns that justified the seizure of the gun. The trial court found that
[the officers] had a right to be [in the house] based on consent. They observed a weapon they had the right to be concerned about. And they seized it without probable cause to believe that a crime had been committed; mere existence and presence of the gun. I find that to be a reasonable series of events, reasonable behavior by the police.
The trial court concluded that “[i]t was not unreasonable for the officers to take the weapon for safety purposes and without probable cause to believe that a crime was committed” and, therefore, denied Rоdriguez’s motion to suppress.
¶ 38 “[T]he police may, under certain circumstances, make a warrantless protective sweep of a residence if they are lawfully inside the residence [and they] reasonably perceive an immediate danger to their safety.”
State v. Kosman,
¶ 39 The trial court rationally could conclude from the totality of the circumstances here that the officers “reasonably pereeive[d] an immediate danger to their safety,”
Kosman,
DISPOSITION
¶ 40 Rodriguez’s convictions and probationary term are affirmed.
Notes
. The superior court’s subject matter jurisdiction is not challenged or otherwise at issue here. Genеrally, that court has such jurisdiction over any criminal case in which the defendant is charged by indictment or information with a felony.
See
. Although Rodriguez refers to "adult court” as an improper forum for the prosecution against him, "the superior court is not a system of jurisdictionally segregated departments but rather a 'single unified trial court of general jurisdiction.’ ”
Marks,
. We note that, even though the state failed to file formal notice with the indictment pursuant to
. We note that several courts have rejected the Ninth Circuit's analysis and conclusion in
Tighe. See, e.g., United States v. Smalley,
. The Ninth Circuit also noted that "[t]here is no constitutional right to be tried as a juvenile, nor does the Constitution require that juvenile proceedings be by indictment or jury trial.”
United
States v. Juvenile,
. In its answering brief, the state did not address Rodriguez's waiver of this argument.
. Rodriguez argues this distinction elevates form over substance and would allow the legislature to avoid the requirements of
Apprendi
by transforming what really are sentence-enhancement factors that a jury must find beyond a reasonable doubt into preliminary findings of fact made by a judge before trial. But
.
See also United States v. Humphrey, 759
F.2d 743, 748 (9th Cir.1985) (once Coast Guard officers who boarded ship learned about firearms below deck, limited protective search for and temporary seizure of guns was justified by security considerations);
United States v. Miles,