STATE OF UTAH, Appellee, v. FLOYD CORRY ROBINSON, Appellant.
No. 20210293
SUPREME COURT OF THE STATE OF UTAH
December 7, 2023
2023 UT 25
Heard May 15, 2023. On Direct
This opinion is subject to revision before final publication in the Pacific Reporter
Attorneys:
Sean D. Reyes, Att‘y Gen., Daniel L. Day, Asst. Solic. Gen., Salt Lake City, for appellee
Nicolas D. Turner, St. George, for appellant
JUSTICE POHLMAN authored the opinion of the Court, in which CHIEF JUSTICE DURRANT, ASSOCIATE CHIEF JUSTICE PEARCE, JUSTICE PETERSEN, and JUSTICE HAGEN joined.
JUSTICE POHLMAN, opinion of the Court:
INTRODUCTION
¶1 Nearly fourteen years after Floyd Corry Robinson pleaded guilty to aggravated murder and child abuse, he moved the district court, under
¶2 Robinson appeals, contending that the district court erred in concluding that he failed to identify relevant grounds to challenge his sentence under
¶3 Robinson alternatively contends that the district court erred in construing his motion according to its caption rather than its substance. Although Robinson invoked
¶4 Finally, invoking Anders v. California, 386 U.S. 738 (1967), and State v. Clayton, 639 P.2d 168 (Utah 1981), Robinson asks us to review four additional issues that his appellate counsel does not endorse. We do not reach the merits of those issues because we hold it is procedurally
BACKGROUND
¶5 In 2005, Robinson shot and killed his ex-girlfriend in front of her three children. The State charged Robinson with aggravated murder, aggravated kidnapping, aggravated burglary, and child abuse. After nearly two years of pretrial motions and discovery, the State and Robinson reached a plea agreement in which Robinson pleaded guilty to aggravated murder and child abuse in exchange for the State dismissing the charges of aggravated kidnapping and aggravated burglary. The State also agreed not to seek the death penalty and stipulated to a twenty-years-to-life prison sentence. The district court ultimately sentenced Robinson to an indeterminate term of twenty years to life for aggravated murder and a consecutive indeterminate term not to exceed five years for child abuse.
¶6 Since his conviction, Robinson has sought to challenge his plea and sentence through various means, including by filing at least two failed PCRA petitions. At issue in this case is Robinson‘s pro se motion titled “Motion to Correct Illegal Sentence Under URCrP 22(e),” filed in 2020 in his criminal case. In that motion, and in an associated request to submit the matter for decision, Robinson maintained that his sentence required correction because it violated his constitutional rights. Specifically, he asserted that his trial counsel acted ineffectively and that the State suppressed favorable evidence.
¶7 The district court denied Robinson‘s
¶8 Robinson appeals.
ISSUES AND STANDARDS OF REVIEW
¶9 Robinson asserts that the district court erred in denying his
¶10 Robinson also contends that the court erred in construing his
¶11 Robinson raises four additional issues pursuant to Anders v. California, 386 U.S. 738 (1967), and State v. Clayton, 639 P.2d 168 (Utah 1981). But we need not address the standards of review applicable to those issues because, as discussed infra ¶¶ 38–42, we hold it is procedurally improper to file a hybrid-Anders brief.
ANALYSIS
I. THE DISTRICT COURT CORRECTLY DENIED ROBINSON‘S RULE 22(e) MOTION
¶12 Robinson contends that the district court erred in denying his
¶13 “When interpreting a rule, we use our general rules of statutory construction.” Wyatt v. State, 2021 UT 32, ¶ 19, 493 P.3d 621 (cleaned up). Thus, we begin our review of whether the district court correctly interpreted
¶14 The language in
The court must correct a sentence when the sentence imposed:
- exceeds the statutorily authorized maximums;
- is less than statutorily required minimums;
- violates Double Jeopardy;
- is ambiguous as to the time and manner in which it is to be served;
- is internally contradictory; or
- omits a condition required by statute or includes a condition prohibited by statute.
UTAH R. CRIM. P. 22(e)(1) .
¶15 Subparagraph (e)(2), in turn, requires a court to correct an unconstitutional sentence, but only under specific circumstances. It states:
The court must correct the sentence of a defendant who can prove that the sentence is unconstitutional under a rule established or ruling issued by the United States Supreme Court, the Utah Supreme Court, or the Utah Court of Appeals after sentence was imposed, and the rule or ruling was not dictated by precedent existing at the time the defendant‘s conviction or sentence became final.
Id. R. 22(e)(2).1
¶16 In seeking to correct his sentence under
¶17 Robinson recognizes that the current language of
¶18 Robinson is correct that in Candedo we read
¶19 Before 2017,
¶20 Then, in State v. Yazzie, we adopted a definition of “illegal sentence” that had been embraced by federal courts.2 See 2009 UT 14, ¶¶ 13–14, 203 P.3d 984 (citing United States v. Dougherty, 106 F.3d 1514, 1515 (10th Cir. 1997)). We stated that an “illegal sentence” within the meaning of
one which is ambiguous with respect to the time and manner in which it is to be served, is internally contradictory, omits a term required to be imposed by statute, is uncertain as to the substance of the sentence, or is a sentence which the judgment of conviction did not authorize.
Id. ¶ 13 (quoting Dougherty, 106 F.3d at 1515).
¶21 And one year later, in Candedo, we held that the definition of “illegal sentence” we adopted in Yazzie was “sufficiently broad to include constitutional violations that threaten the validity of the sentence.” Candedo, 2010 UT 32, ¶ 14. Invoking the final clause of the adopted definition, we concluded that an unconstitutional sentence is one “not authorized by the judgment of conviction,” and thus a substantive due process challenge to a sentence fit within the rule‘s scope. Id. ¶¶ 13–14 (cleaned up); see also State v. Houston, 2015 UT 40, ¶¶ 21–22, 353 P.3d 55.
¶22 Robinson points to our previous cases to support his claim that
¶23 Among other things, the rule no longer refers to an “illegal sentence.”4 See
support of its view that
¶24 With these amendments, our caselaw interpreting a prior version of
¶25 That leaves us only to ask whether Robinson‘s challenges fall within the scope of
¶26 Even so, Robinson contends that his claims are cognizable under
¶27 We reject this reading of
¶28 In sum, because Robinson‘s challenges are not cognizable under
II. THE DISTRICT COURT PROPERLY CONSTRUED ROBINSON‘S MOTION
¶29 Robinson contends, in the alternative, that the district court erred in construing his filing as a
¶30 The State counters that the court correctly construed Robinson‘s motion because it “had all the essential markings of a
¶31 For starters, Robinson captioned his motion as a “Motion to Correct Illegal Sentence Under URCrP 22(e)” and twice affirmed his intention to move under
¶32 Robinson further demonstrated his intent to move under
¶33 The balance of Robinson‘s motion consisted of one statement. He wrote: “I believe this sentence to be illegally imposed because . . . Ineffective Assistance of Counsel” and “Intentional Suppression of Evidence Favorable to the Defendant.” Robinson now contends that this assertion should have compelled the court to evaluate the motion under the PCRA rather than
a separate proceeding.9 See
¶34 Yet, despite the absence of any indication that Robinson intended to move under the PCRA rather than
¶35 For one, these circumstances are unlike those found in the cases where we have expressed the view that “an improper caption is not fatal” to a motion. Armstrong, 657 P.2d at 1348; see also Howard v. Howard, 356 P.2d 275, 276–77 (Utah 1960); Frito-Lay v. Utah Labor Comm‘n, 2009 UT 71, ¶¶ 22, 27, 35, 222 P.3d 55. In Armstrong, we
¶36 In these cases, the party seeking relief failed to cite a procedural basis for its motion (Armstrong), improperly labeled its filing but made its intent clear in the body of its filing (Howard), or sought relief available to it but cited a rule that did not apply (Frito-Lay). In contrast, Robinson expressly invoked a rule procedurally available to him and did not otherwise suggest in his
motion that he sought a different form of relief. Robinson‘s caption matched the substance of his motion, even if the grounds he asserted did not warrant relief under
¶37 Further, it would have been presumptuous for the district court to assume that Robinson did not intend to move under
III. WE DO NOT REACH ROBINSON‘S ANDERS ISSUES
¶38 As part of Robinson‘s opening brief, counsel describes four issues that Robinson “requested be included in” his appeal. Although counsel does not state that he views the issues as frivolous, he invokes Anders v. California, 386 U.S. 738 (1967), and State v. Clayton, 639 P.2d 168 (Utah 1981), which establish the procedure to be followed when appointed counsel cannot identify a nonfrivolous issue for appeal and seeks to withdraw. Robinson‘s counsel recognizes that it is unnecessary to raise the Anders issues
given that he identifies nonfrivolous issues for review, but he nevertheless invites the court to consider Robinson‘s issues should we “find that Anders applies.”
¶39 In Anders, the U.S. Supreme Court designed “a prophylactic framework” intended to safeguard an indigent defendant‘s right to appellate counsel when counsel finds that the client‘s direct appeal is “wholly frivolous.”11 See Smith v. Robbins, 528 U.S. 259, 271, 273 (2000) (cleaned up); see also Anders, 386 U.S. at 744. In such a circumstance, and after “conscientious examination,” counsel “should so advise the court and request permission to withdraw” “accompanied by a brief” “referring to anything in the record that might arguably support the appeal.” Anders, 386 U.S. at 744; accord Clayton, 639 P.2d at 169–70.
¶40 This framework is “designed both to provide the appellate courts with a basis for determining whether appointed counsel have fully performed their duty to support their clients’ appeal to the best of their ability,” and “to help the court make the critical determination whether the appeal is indeed so frivolous that counsel should be permitted to withdraw.” Penson v. Ohio, 488 U.S. 75, 82 (1988) (cleaned up). Because the impetus for filing an Anders brief is to receive the court‘s permission to withdraw on the ground that the appeal is frivolous, an Anders brief “is not expected to serve as a substitute for an advocate‘s brief on the merits.” See McCoy v. Wis. Ct. App., Dist. 1, 486 U.S. 429, 439 n.13 (1988). Rather, the court reviews the brief to ensure that the indigent party received constitutionally adequate representation on appeal and to determine “whether the appeal is indeed so frivolous that counsel should be permitted to withdraw.” See id. at 439.
¶41 We adopted the Anders framework in 1981, see Clayton, 639 P.2d at 169–70, and have since incorporated it into our appellate rules, see
describes an Anders brief as one filed pursuant to Anders “in cases where counsel believes no nonfrivolous appellate issues exist.”
¶42 Here, Robinson‘s counsel filed a hybrid brief in which he presented two issues he viewed as meritorious along with four issues presented at Robinson‘s request “pursuant to Anders.” Although we have no doubt that counsel‘s action is well intentioned, hybrid-Anders briefs are not allowed under our rules or precedent. As shown above, the Anders framework is properly invoked only where counsel determines an appeal is “wholly frivolous” and seeks to withdraw. Because neither condition was met here, Anders was not properly invoked, and thus we do not consider the four Anders issues included as part of Robinson‘s brief.12
CONCLUSION
¶43 The district court properly denied Robinson‘s
