State v. RobinsonState v. Robinson
- Reporters:
- ,
- Before:
- Fairhurst (en banc)
We are asked to determine whether
I. FACTS
Tony Douglas Robinson entered two separate Alford1 pleas to one count of kidnapping and one count of delivery of cocaine. He received a separate sentence for each count. Robinson directly appealed his kidnapping conviction, alleging in part breach of the plea agreement. At all times during plea bargaining, sentencing, and appeal, Robinson was represented by counsel.
Almost one year after sentencing, but prior to the Court of Appeals decision on Robinson‘s appeal, Robinson moved pro se pursuant to
The Court of Appeals filed an unpublished opinion affirming the kidnapping conviction. State v. Robinson, noted at 114 Wash.App. 1012, 2002 WL 31412725 (2002).
Robinson appealed the trial court‘s denial of his motions to withdraw guilty pleas and for appointment of counsel. The trial court appointed counsel to pursue this appeal.2 Before the Court of Appeals, counsel argued that
II. ANALYSIS
Robinson asserts that he was entitled to counsel at state expense under
A lawyer shall be provided at every stage of the proceedings, including sentencing, appeal, and post-conviction review. A lawyer initially appointed shall continue to represent the defendant through all stages of the proceedings unless a new appointment is made by the court following withdrawal of the original lawyer pursuant to section (e) because geographical considerations or other factors make it necessary.
The court will apply canons of statutory interpretation when construing a court rule. City of Seattle v. Guay, 150 Wash.2d 288, 300, 76 P.3d 231 (2003). We review construction of a court rule de novo because it is a question of law. See Judd v. Am. Tel. & Tel. Co., 152 Wash.2d 195, 202, 95 P.3d 337, 340 (2004). While the plain language of a court rule controls where it is unambiguous, under our court rule interpretation guidelines we must examine
The specific provision at issue here,
The various stages of a criminal proceeding listed in
Moreover, the right to counsel is constitutionally guaranteed at all critical stages of a criminal proceeding, including sentencing,3 and additionally on first appeal when
In only one area have we applied the right to counsel under
We do allow appointment of counsel for a personal restraint petition (PRP) after an initial determination that the petition is not frivolous.
We adopted
It is apparent, then, that
In Robinson‘s case, the trial court summarily denied his motions, including the motion for appointment of counsel. By not holding a hearing, the trial court effectively determined that Robinson did not establish grounds for relief. Under our above analysis, Robinson would not have been entitled to counsel. However, the Court of Appeals reversed the denial of one motion to withdraw based on newly discovered evidence. It then alternatively determined either that the right to counsel issue was moot or that any denial of counsel was harmless error. Robinson claims that the error was not harmless or moot, and that had he been provided counsel he would have been able to make a record that would show that his two pleas were part of a joint plea agreement. If that were the case, Robinson would have been entitled to withdraw both pleas under State v. Turley, 149 Wash.2d 395, 402, 69 P.3d 338 (2003) (requiring court to allow defendant to withdraw all pleas in a joint plea agreement when one is allowed).
Because the asserted error is a violation of a court rule (rather than a constitutional violation), it is governed by the harmless error test. Templeton, 148 Wash.2d at 220, 59 P.3d 632. Thus, only if the error was prejudicial in that “`within reasonable probabilities, [if] the error [had] not occurred, the outcome of the [motion] would have been materially affected‘” will reversal be appropriate. Id. (second alteration in original) (quoting State v. Neal, 144 Wash.2d 600, 611, 30 P.3d 1255 (2001)). Robinson claims that “[a]pplying this test in [his] seems particularly cruel and counterproductive,” because the “failure to provide [him] counsel to assist in the preparation and presentation of his motion to withdraw the guilty pleas made it impossible for him to present the requisite showing the pleas constituted a joint deal.” Supp. Br. of Pet‘r at 13-14. But if Robinson were entitled to counsel at all, it would not have been until after the motion to withdraw was already prepared and initially presented. This is because, as we discussed above, the trial court may summarily deny a motion under
Most dispositive is that Robinson did not argue that counsel was necessary to establish that his guilty pleas were part of a joint plea agreement in front of the Court of Appeals. He also did not claim that his guilty pleas were even part of a joint plea agreement. See Br. of Appellant at 1 (“Mr. Robinson entered Alford pleas ... as part of separate plea agreements.“); Appellant‘s Pro Se Supp. Br. at 1 (same). Rather, he asserted one basis from which his kidnapping plea should be withdrawn and one basis from which his cocaine delivery plea should be withdrawn. See Br. of Appellant at 13, 25. The Court of Appeals only reversed the cocaine delivery plea based on Robinson‘s newly discovered evidence argument. It did not determine whether there was a joint plea agreement because Robinson made no such argument. If counsel did not argue that the pleas were part of a joint plea agreement in front of the Court of Appeals, there is no indication that it would have done so at the trial level.
In one final argument, Robinson asserts that we have already decided the pertinent issue in Templeton and are now bound by that decision in the current matter. Templeton does not control the present case. In Templeton, we were called upon to determine whether
The right to counsel presently asserted is readily distinguishable from the right to counsel at issue in Templeton. First, as noted, the Templeton decision determined the validity of a rule for courts of limited jurisdiction, not a superior court rule. Second, the rule being reviewed (
III. CONCLUSION
Court rules must be read in their proper context. Reading
We concur: ALEXANDER, C.J., C. JOHNSON, BRIDGE, CHAMBERS, OWENS, JJ., and IRELAND, J.P.T.
SANDERS, J. (dissenting).
Criminal Rule for Superior Court (CrR) 3.1(b)(2) mandates a “lawyer shall be provided at every stage of the proceedings, including sentencing, appeal, and post-conviction review.” If a motion to withdraw a guilty plea under
The majority argues the “plain meaning” of this rule “in context” of court rules it considers “related.” Majority at 92. And the majority ultimately asserts motions under
First,
The majority also claims there are more specific attorney provision requirements in other court rules. True, the Rules of Appellate Procedure (RAPs) provide more specific guidance for the provision of attorneys in personal restraint petitions (PRPs). And it is hardly surprising similar provisions existed in the predecessor rule governing relief similar to PRPs, former
However, we are not dealing with the RAPs governing PRPs or the predecessor rule
The majority mistakenly compares
Nor does the majority offer any reason why
Since
Binding precedent compels me to conclude we have the authority to promulgate
“Substantive law prescribes norms for societal conduct and punishments for violations thereof. It thus creates, defines, and regulates primary rights. In contrast, practice and procedure pertain to the essentially mechanical operations of the courts by which substantive law, rights, and remedies are effectuated.”
Id. at 213, 59 P.3d 632 (quoting State v. Smith, 84 Wash.2d 498, 501, 527 P.2d 674 (1974)).
“[T]he right to counsel established by court rule is a `procedural’ matter promulgated under this court‘s rule-making authority.” Id. at 216, 59 P.3d 632. The provision of an attorney is the quintessential procedural right,4 the ultimate guardian of the substantive constitutional rights guaranteed to all criminal defendants, and thus
Even if within this court‘s power, the State alternatively claims
The State then contends even if it was error to not appoint counsel, the error was harmless. All parties cite the general maxim that violations of court rules are subject to harmless error analysis. Templeton, 148 Wash.2d at 220, 59 P.3d 632; State v. Jaquez, 105 Wash.App. 699, 716, 20 P.3d 1035 (2001).
Yet I have a very hard time discerning why the outright unconstitutional denial of an attorney is a structural error not subject to harmless error consideration, but denial of a rule-entitled attorney is. The United States Supreme Court has concluded that the denial of counsel when required by the Constitution is “structural error” and is not subject to harmless error analysis in the first instance:
One of those violations, involved in Gideon v. Wainwright, was the total deprivation of the right to counsel at trial.... These are structural defects in the constitution of the trial mechanism, which defy analysis by “harmless-error” standards. The entire conduct of the trial from beginning to end is obviously affected by the absence of counsel for a criminal defendant....
Arizona v. Fulminante, 499 U.S. 279, 309-10, 111 S.Ct. 1246, 113 L.Ed.2d 302 (1991) (citation omitted).
The interests are the same. Indeed, when Templeton applied a harmless error analysis it relied on a case analyzing whether evidentiary error was harmless, not a structural error like the right to counsel. Templeton, 148 Wash.2d at 220 n. 126, 59 P.3d 632 (citing State v. Neal, 144 Wash.2d 600, 611, 30 P.3d 1255 (2001)). Similarly, Jaquez, 105 Wash.App. at 716, 20 P.3d 1035, and the case upon which Jaquez relied, State v. Greer, 62 Wash.App. 779, 790 n. 4, 815 P.2d 295 (1991), contains no analysis of why denial of the right to counsel under court rules should be treated any differently than the unconstitutional denial of counsel.
Moreover, in this context the failure to provide an attorney as required by the court
Where the analysis of error which allegedly occurred at trial or plea is required, a trained legal mind is necessary. A layman cannot effectively determine whether certain errors occurred or effectively present legal analysis of such errors to the court for correction.6 We can never know what additional valid claims or persuasive argument an attorney could have made. Thus, I would opine denial of an appointed attorney in a situation requiring a lawyer‘s analysis and a lawyer‘s ability to present legal arguments can never be harmless. There is always a “reasonable probability” that an attorney could have identified an issue or presented an argument that would have swayed the trial court, which motion would have been within the trial court‘s discretion to grant under
Indeed, the requirement for an attorney‘s specialized knowledge and training is so vital that where appointment of counsel is required by the constitution, “an outright denial of counsel is conclusively presumed to be prejudicial.” City of Seattle v. Ratliff, 100 Wash.2d 212, 219, 667 P.2d 630 (1983).
I dissent.
MADSEN, J., concurs.
Notes
On motion and upon such terms as are just, the court may relieve a party from a final judgment, order, or proceeding for the following reasons:
(1) Mistakes, inadvertence, surprise, excusable neglect or irregularity in obtaining a judgment or order;
(2) Newly discovered evidence which by due diligence could not have been discovered in time to move for a new trial under rule 7.5;
(3) Fraud (whether heretofore denominated intrinsic or extrinsic), misrepresentation, or other misconduct of an adverse party;
(4) The judgment is void; or
(5) Any other reason justifying relief from the operation of the judgment.
The motion shall be made within a reasonable time and for reasons (1) and (2) not more than 1 year after the judgment, order, or proceeding was entered or taken, and is further subject to
It is unclear from the record when Robinson‘s prior counsel stopped representing him. Although Robinson was represented on his first appeal by counsel, he moved for the appointment of counsel for withdrawal of his pleas before a decision in his first appeal was reached. The trial court and the State made no mention of that fact (Robinson might still have been represented) at the proceeding where the trial court summarily dismissed Robinson‘s
MS. KAHOLOKULA: Essentially, I guess he is asking that this court appoint counsel to represent him on appeal....
....
[I]t‘s kind of odd that he has a lawyer already. I know he does not want Mr. Tario to represent him, however.... I think what the court typically would do is appoint counsel in such a case.
Verbatim Report of Proceedings (March 21, 2002) at 4.
I note that the State did not view this rule as “aspirational” in front of the Court of Appeals: “As Robinson correctly observes,In Robinson‘s case, it is unclear whether he still had counsel at the time he filed his pro se motions to withdraw and for appointment of counsel. See note 2, supra.
It is true that
As the United States Supreme Court said in the seminal Gideon case:
From the very beginning, our state and national constitutions and laws have laid great emphasis on procedural and substantive safeguards designed to assure fair trials before impartial tribunals in which every defendant stands equal before the law. This noble ideal cannot be realized if the poor man charged with crime has to face his accusers without a lawyer to assist him. A defendant‘s need for a lawyer is nowhere better stated than in the moving words of Mr. Justice Sutherland in Powell v. Alabama:
“The right to be heard would be, in many cases, of little avail if it did not comprehend the right to be heard by counsel. Even the intelligent and educated layman has small and sometimes no skill in the science of law.”
Gideon v. Wainwright, 372 U.S. 335, 344-45, 83 S.Ct. 792, 9 L.Ed.2d 799 (1963) (quoting Powell v. Alabama, 287 U.S. 45, 68, 53 S.Ct. 55, 77 L.Ed. 158 (1932)).