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State v. Roberts
642 P.2d 858
Ariz.
1982
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*1 The county attorneys deputies. and their which the indictment or information is to used for method has been tried. fact that many years persuasive. was not interpretation the fore- majority’s that I cannot that of the I must further make it clear going directly opposite statute majority subpoe- subscribe to the dictum of opinion dissent. The indicates that discretion, opinion speculates to the effect may, prosecutor’s nas in the issue may past grand jury for for trial or for related federal abuses of the any witnesses proceeding making in a criminal case. have had some influence in grand jury statute more restrictive Arizona Nowhere in the statute does the word law. ownMy speculations than the federal appear applied county “discretion” to the system, although indicate that the federal else, nor is attorney, prosecutor anyone by the hand of man and there- controlled there any reference “trial” as a limita- fore has been effective and perfect, tion county witnesses which the subject to a minimum of abuse. attоrney can call. We must further ask why closing phrase “or for witnesses on I dissent.

an indictment or information is to be tried” in the statute if the opening HOLOHAN, included Justice, dissenting. Chief

phrase “[b]y county attorney for wit- join in the dissent of Justice HAYS. prosecution,” applies nesses for the to trial witnesses. opinion negates mean- majority for

ing of the words “or such other witness- ” grand es as the ... direct .... other witnesses” can relate back only

“Such phrase

to the “[b]y county attorney prosecution, witnesses for the ...” 642 P.2d 858 Arizona, Appellee, STATE statute, As I the prosecutor read (county attorney or attorney general, as the be) case may may subpoena witnesses for ROBERTS, Appellant. William Charles prosecution to appear grand before the ‍​​​‌​​‌‌​‌‌​​‌​‌‌​​‌​‌​‌​‌‌‌‌​‌​‌‌​‌​​‌‌​​​‌​​‌‌‍No. 5349-PR. grand jury and the may direct subpoenaing of other witnesses. of Arizona. Supreme Court Apparently only case that has been March 1982. found which is directly is the Cali- Appeals parte fornia Court of Ex

Peart, 5 Cal.App.2d

The California in that statute considered virtually

case is the same as our A.R.S. 13-4071(B)(2). The Court of California using reasoning, reaches

Appeals, the same result similar to that of the ignore tоo word “other”

opinion. They

and, fact, quotation in one of the statute court, altogether. An error drop

compounded just is error the same. apparent

I am sure it is to the members proposed opinion

of the court that the af- operation attorney

fects not

general grand but will vis-á-vis the grand of fourteen jury operations

affect the

HOLOHAN, Chief Justice. defendant, Roberts, Charles William extortion, was convicted of kidnapping and involving both the use a deadly weapon in violation of A.R.S. 13-1804 §§ and 13-604. The appealed defendant rais ing (1) three issuеs: jury whether the was placed in a coercive atmosphere; (2) wheth er the consecutive imposed sentences were 13-116; barred A.R.S. whether there was sufficient support evidence to defendant’s conviction for the offense of involving extortion the use a deadly wea¿ appeals on. The court of held that consecutive sentences legally imposed were and that there was sufficient evidence support the conviction involv for extortion ing deadly weapon. the use of a The court however, appeals, reversed the conviction issue, on the finding jury first that the was placed in a atmosphere. coercive Roberts, (App. 131 Ariz. pose issue, of cоnsidering the first whether jury was subjected to a coercive atmo- sphere. We accept approve that por- tion the opinion of appeals court which resolves the other two issues in the portion case. The of the opinion of the appeals dealing court of with the first issue is vacated.

The essential are faсts that due to the absence, voluntary defendant’s he tried days, absentia. The trial lasted four during which the state called ten witnesses and introduced over 30 exhibits. The de- any fense did not call witnesses but cross- length. examined state’s witnesses at begin retired to deliberations at February 4:25 P.M. on 1980 and was night excused for the at 6:00 P.M. Deliber- following day ations resumed the at 10:00 1:50 A.M. At P.M. the trial court called the jurors open and counsel into court where following dialogue place: took gentlemen, my THE COURT: Ladies and Corbin, Atty. Robert K. Gen. William secretary has advised me that ‍​​​‌​​‌‌​‌‌​​‌​‌‌​​‌​‌​‌​‌‌‌‌​‌​‌‌​‌​​‌‌​​​‌​​‌‌‍the fore- Schafer, III, J. Dawley, Attys. Frank Asst. man has indicated Gen., Phoenix, for appellee. hopelessly deadlocked. Who is the foreman? Phoenix, Thompson, Richard L. appel- am, lant. THE FOREMAN: I sir. Sir, THE Numerous courts have held appear COURT: does it there that the Bras- no reasonable that the rule is not of constitutional probability field dimen sions, judicial can verdict? but it is a rule of administra tion, supreme supervi based on the THE I posed FOREMAN: courts, sory powers over the federal last night, morning again, and binding E.g., thus is not on the states. again right аfter we came back from Iowa, Cornell v. 628 F.2d 1044 lunch. honestly We have talked back *3 denied, 1126, 1980), cert. 449 101 U.S. S.Ct. forth, and very deliberated conscien- Reed, 944, (1981); 67 L.Ed.2d 112 Ellis v. tiously, and we cannot a unani- come to denied, (4th 1979), 596 F.2d 1195 Cir. cert. mous decision. 973, 468, 388 444 100 S.Ct. 62 L.Ed.2d U.S. ask, THE May COURT: and don’t dis- State, 881, (1979); White v. 95 Nev. 603 on, close which side it is but what is the State, (1979); Sharplin P.2d 1063 v. 330 one, split, 11 to five to five or what? Indeed, (Miss.1976). 591 So.2d THE FOREMAN: 11 to one. It has been Michigan states of have New Mexico that way evening. since yesterday constitutionally held that Brasfield was THE Why give COURT: don’t all you 91, grounded. Aragon, v. See State 89 N.M. longer. little while There is a lot of denied, (1976), 547 P.2d 574 89 cert. N.M. give so it a while 206, Wilson, (1976); 549 P.2d 284 People v. you see if can’t reach a verdict. And if 689, 193, 390 Mich. 213 N.W.2d 77 A.L.R.3d you just can’t reach a where it (1973). 765 See also Commonwealth v. Rob probabil- there is no reasonаble inson, 46, Pa.Super. 102 156 A. 582 can, ity you that again. let us know (following addressing Brasfield but not Thank you. based). whether constitutionally it was The jury returned of guilty verdicts at Mexico, however, recently New overruled 3:15 P.M. Aragon join rejecting in split There is a authority ‍​​​‌​​‌‌​‌‌​​‌​‌‌​​‌​‌​‌​‌‌‌‌​‌​‌‌​‌​​‌‌​​​‌​​‌‌‍ques- per adopting Brasfield’s se rule and a “to tion of propriety of a trial court’s in- tality the circumstances” оr “cumulative quiry jury’s into the numerical division. Rickerson, effect” rule. v. 95 N.M. The United Supreme States Court has held 666, (1981). 625 P.2d 1183 that such inquiry an is in itself reversible totality Under circumstances States, error. Brasfield v. United 272 U.S. rule, convictions will be if the reversed 448, 135, 47 (1926). S.Ct. 71 L.Ed. 345 cumulative effect of the trial court’s actions reasons per for the se rule are threefold: jury. had a coercive influence upon the the inquiry serves no useful purpose that Iowa, State, E.g., supra; Cornell v. White v. cannot be attained less intrusive State, supra; Sharplin v. v. supra; People questions; such inquiry tendency has a Austin, (1974); 185 Colo. coercive; and it prop- interferes with the 301, 42 199 Loberg, State v. 73 S.D. N.W.2d Id.; er relation of jury. the court to the (1950). What amounts to coercion conduct United Hayes, (5th States v. 446 F.2d 309 particularly dependent upon the facts 1971); States, Cir. Jacobs v. United 279 State, v. v. supra; People each case. White (8th 1960). However, F.2d 826 despite Cir. Carter, 442 Cal.Rptr. 68 Cal.2d 69 Brasfield’s declaration that it is “essential (1968). P.2d 353 to the fair and impartial conduct of the recognize legitimate trial While we that inquiry itself should be re- garded reversal,” ground purpоses Brasfield v. can be served an into States, United supra People at division of a see U.S. the numerical Carter, State, S.Ct. at at supra; Sharplin supra, L.Ed. the rule has v. not been held to be danger inflexible. Beale v. we believe that there is more States, (5th United 1959); any possible good F.2d 215 Cir. than possible prejudice States, Butler v. United 254 F.2d 875 employing practice. result in We, therefore, condemn the use of such inquiry, and we In recommend that there be addition the prosecution and defense no inquiry into the numerical division presented arguments of some length re- jury. The inquiry by the trial should viewing the evidence and in issues the case. be limited asking progress whether has Considering of the circum- been made agreement toward аn stances, we hold that the trial court’s re- and what the likelihood is for future mark preju- about lot of evidence was not progress. v. People, Lowe 175 Colo. dicial or coercive. Nor did the combination P.2d 559 into the numerical division and the remark a lot of evidence about In the instant ease did the inquiry result coercion of the jury. into the numerical division of the jury cre ate a coercive atmosphere? We hold The opinion of the court of appeals did not. We accept do not per the Brasfield vacated in part approved part. rule, se believing that the totality of cir judgment superior court is affirmed. cumstances rule just is the more and sensi *4 ble. Reviewing the prеsent circumstances GORDON, J., V. C. and CAM- HAYS

ed, we do not inquiry believe the mere into ERON, JJ., ‍​​​‌​​‌‌​‌‌​​‌​‌‌​​‌​‌​‌​‌‌‌‌​‌​‌‌​‌​​‌‌​​​‌​​‌‌‍concur. the numerical standing of the resulted

in any FELDMAN, Justice, coercion of the jury. dissenting. with adoption “totality the contended, however, It the rule, of the circumstances” but must dissent trial court’s statement that: “There is a lot from the result because the of cir- evidence, of give so it a longer while cumstances here inescapable leads to the see if you can’t reach a verdict” was coer conclusion that the cumulative effect of the cive, especially because the only evidence in trial court’s jury. actions influenced the this case had been the state’s evidence. however, This position, reаching conclusion, does not take into In this the first cir- account what is shown by the cumstance to be making record. considered is the inquiry the majority opinion itself. As the The trial court’s statement to be notes, the question regarding trial court’s nothing more than a recognition of the fact numerical division the jury is condemned that the jury had a large amount of faсts to because “there is danger possible more sift before a verdict. prejudice any possible good than may There had been a four-day trial with over result in the employing practice.” The im- 30 exhibits admitted in evidence. Although portance which should be placed on this all state, the witnesses were called by becomes clear when оne notes that in feder- the defense counsel conducted extensive al criminal cases the alone results in witnesses, particu- crossr-examination automatic reversal. Brasfield v. United larly Moreover, the victim. during an in- States, 448, 450, U.S. S.Ct. discussion, chambers defense counsel indi- L.Ed. cated that calling he would be the prosecu- tion’s (RT chief in his witness case in сhief. The second circumstance which should be of February 65.) 1980 at open Later in noted is the fact the answer to the court and in the jury’s presence, defense showed only remaining one holdout Honor, counsel stated: “Your among at this time jury. the members of the If the defense, chief witness for already 8-4, division had might been 7-5 or be having cross-examination, testified on safe to conclude that had not defendant has nothing else to show been damaging. But when it was revealed (RT court. I would now rest.” Febru- that the division was 11 juror to the one ary is, therefore, 72.) 1980 at It effectively clear was singled put out and under that merely because the defense chose not considerably pressure more than if the divi- present tо separate greater. the evidence was sion had been The vice of this is not Brasfield, all state’s evidence. well supra: described in barely effect with a unanimous verdict an hour inquiry] upon divid- [T]he [of ed will often depend upon circum- judge after the inquiry by revealed an stances which cannot be properly known split. eleven to one judge to the trial appellate or to the Another factor to be considered here is courts and vary widely different learning that after of the eleven to one situations, general but in tendency its is division, the trial court commented that coercive. It can rarely resorted to give there was “a lot of so bringing without degree, bear in some you awhile аnd see if can’t reach a measurable, although serious an im- verdict.” The defendant was tried in ab- proper influence from sentia,1 so the had heard no evidence whose deliberations every consideration context, him. In that other than that of the evidence and comment on the statement almost a law expounded charge, in a рroper are proscribed evidence. Such comments should be excluded. Constitution, 12. At- the Arizona art. 272 U.S. at at 71 L.Ed. S.Ct. tempting put possible the best face at 346. From a pragmatic standpoint, matter, contends that when such a division is announced and elev- commenting was not on the nature of en pairs eyes turn single to look at the merely “quantity.” the evidence but on its holdout, impossible it is to conclude that the argue pre- One could that the Constitution subjected was not pressure after Leaving cludes types both comment. the jury had returned to the jury room. As aside, however, reasonably possible it is noted, appeals court of the situation no judge’s quan- that the trial comment on the doubt had a “... doublе coercive effect *5 tity persuasive of evidence have had a softening the minority resistance of the and juror part effect on the and is totali- of the solidifying the majori- determination of the ty of the circumstances to be considered.2 ty.” Chief telling Justice Udall made a remark in his dissent a similar case in- note, also, that before the ini- We should Voeckell, volving the or “dynamite”, in- inquiry, tial the foreman had informed the struction: judge “very had jury that the deliberated

With the scales thus balanced delicately the case conscientiously”, had discussed the gave court its own motion the thoroughly hope and had no a question instruction in which certainly ac- therefore, Apparently, unanimous verdict. complished intended, the purpose displayed arbitrary the holdout had not an within fifteen minutes they thereafter the law or unreasonable attitude toward agreement. announced To my mind that evidence, the but had acted out of reasoned constituted coercion and was an abuse of juror it conviction. No doubt that found discretion which explаined can not be enough difficult as the lone dis- remain away by any high sounding words as to ballots, and it is reasona- senter after three the fairness or innocuousness of the in- singling ble to infer that him out and then struction. adage “proof The old that commenting quantity on the of the evidence the pudding eating” is in the applies. may persuade have tended to him to surrеn- Voeckell, v. der his conviction and conform to the other 145, State 69 Ariz. 210 jury P.2d 980 the on the next proof eleven members of the pudding very prevent- here is evil to be although juror that in ballot. This is the question had held the evidence of evening strong out ed. No matter how ballots, before and three guilt, judge returned our is not system under Rickerson, trial, 1. 95 625 P.2d Not 2. State v. N.M. defendant absent (1981), but he called no case witnesses. While the 1184-85 the New Mexico points majority, acknowledges out that there had been much cross-ex- that relied on amination, lay eyes I the court’s com- think that in the of most additional instructions —and persons interpreted part if there had been be so “a lot of evidence” ment here could —are totality from the be had come State. considered. allowed to help persuade juror prejudice a to surren should requires not be one which “ der his conviction and ‘Every conform. this or any court to know the unknowable. attempt [by the to drive men into an To use such a court] test “will result in an endless agreement which they would not have decisions, chain of each link thereof tem ” reached is freely, perversion justice.’ pered forged varying with facts and Voeckell, State v. 69 Ariz. at 210 P.2d chang circumstances and welded with ever (Udall, J., at 981 dissenting, quoting Pierce ing personalities of appellate court. Pierce, v. 38 Mich. (1898)). is in keeping justice This with sound preservation and the of human liberties and This brings us to yet another fаctor. Thomas, security.” v. 86 Ariz. 161 at Having made the regarding division (adopting P.2d at 200 and the comment on the quantity of evi- Voeckell, Justice Udall’s dissent in State v. dence, the court jurors sent the back for supra, holding giving of the further deliberations without cautioning “dynamite” instruction would no them not to surrender their honest convic- approved State). I would hold that tions. Whether such a cautionary instruc- reasonably if the circumstances make it given tion was part is also totality possible judge’s that the trial conduct had the circumstances to be considered. See or persuasive coercive effect on the Rickerson, State v. supra. While the ma- then there is prejudice reversal re jority correctly points out the tell did quired. Vasquez, United States F.2d us again” know if they “[l]et reached the where there was “no rea- verdict, sonable probability” of a this falls Considering of the circum- far telling short of that each of stances in this I must conclude that them is convictions, to vote their honest an possibility there was a reasonable instruction which I think was mandatory which reveаled a division of eleven under the circumstances of this case. singled juror, to one and out a lone followed When all of the foregoing considered, regarding quantity a comment is certainly reasonably possible that the recalcitrant helped persuade regarding division, the an- the will of the majority. to conform to swer to it and the commеnt from the judge Accordingly, ap- with the court of which followed had some persuasive peals effect and would reverse the defendant’s *6 the lone still holding out for an conviction and remand ‍​​​‌​​‌‌​‌‌​​‌​‌‌​​‌​‌​‌​‌‌‌‌​‌​‌‌​‌​​‌‌​​​‌​​‌‌‍a new trial. acquittal. The majority concludes that the

trial court’s remarks were prejudicial “not However,

or coercive3.” I, neither it nor anyone

nor except juror (and perhaps

not he) even can ever know whether the

trial court’s conduct was in fact coercive. this,

Because of the test used to determine prevents 3. The use of “coercive” is “coercion” of the but also unfortunate. I use it influencing persuading because it is the word used opinion subject. any way. and in all the cases on the However, the Constitution forbids

Case Details

Case Name: State v. Roberts
Court Name: Arizona Supreme Court
Date Published: Mar 12, 1982
Citation: 642 P.2d 858
Docket Number: 5349-PR
Court Abbreviation: Ariz.
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