OPINION
for the Court.
General Laws 1956 § 12-19-18 was amended by the General Assembly in 2010, see P.L. 2010, ch. 311, § 1, to provide that a sentence of imprisonment after a finding of probation violation shall be quashed, and the imprisonment terminated, in certain circumstances occurring after' a judgment of probation violation is entered by a justice of the Superior Court. See § 12-19 — 18(b). 1 In this appeal, we are called upon to determine whether this case — in which a trial justice imposed a suspended sentence and probationary terni on the defendant, Robert Beaudoin, following a plea of nolo contenderé entered before the 2010 amendment but who was adjudged to be a probation violator, imprisoned as a result, and then acquitted by a jury on the underlying charges after the statute was amended — involves retroactive application or prospective application of § 12-19-18(b). For the following reasons, we conclude that this case entails prospective, not retroactive, application of the statute. Therefore, we vacate the judgment of the Superior Court. 2
Facts and Travel
In 2009,' defendant — no stranger to the criminal justice system — entered a plea of
nolo contendere
to one count of felony assault, which involved stabbing his victim in the throat with a razor blade or knife; he was sentenced to fifteen years at the Adult Correctional Institutions (ACI), five months to serve and the remaining 175 months suspended-with probation.
3
The General Assembly amended § 12-19-18 and added subsections (b) and (c)
4
on June
On the heels of his acquittal, defendant filed a motion to terminate his imprisonment under § 12-19-18(b). Pursuant to an administrative order of the presiding justice of the Superior Court, all. motions seeking relief under § 12 — 19—18(b) were assigned to a single Superior Court trial justice. Accordingly, before hearing this case, the trial justice decided a motion in a case with a similar chronology to that of defendant’s case: where the judgment of conviction was entered before the effective date of § 12 — 19—18(b), and the defendant was'adjudicated to be a probation violator after the 2010 amendment.
See State v. Ford,
No. P2/05-83A,
In this case, although the trial justice determined that defendant met the prerequisites for relief under § 12 — 19—18(b),
7
he
The trial justice went on to conclude that, notwithstanding the infirmity of retroactive application, defendant’s motion also should be denied for an independent reason: that, even if applied prospectively, § 12-19-18(b) constituted an unconstitutional exercise of judicial power by the General Assembly. As he did for his conclusion on the retroáetivity issue, the trial justice expressly incorporated the constitutional analysis that he laid out in Ford. The trial justice reasoned that § 12-19-18(b) improperly disturbed the judgment embodying the probation violation adjudication and the incarcerative term ordered as a result of that adjudication. He declared:
“[T]he General Assembly is without authority to affect a judgment — such as a finding of violation along with the .particular imposition of sentence — that was previously entered by this [cjourt. Such action usurps the authority of [the Superior] Court and its ability to determine if a defendant has failed to keep the peace [and be] of good behavior,
“ * * * [T]he General Assembly • exceeds its power when it passes legislation that affects, or otherwise encroaches on judgments and verdicts entered by the [c]ourts.
“ * * * Any attempt by the Legislature to disturb a finding of a violation and the resultant imposition of a sentence by the hearing justice is an encroachment on or an attempt to subvert the power of the judiciary.” Ford,2012 WL 3638916 , at *14 (emphases added).
See also id.-
at *19 (“[Section 12-19-18(b) ] usurps a core judicial function of [the Superior] Court. Consequently, § 12-19-18(b) cannot stand as written and must be deemed unconstitutional as it encroaches on the judiciary’s power.”). The trial justice also found it problematic that “the statute provides for no discretion, to the members of [the Superior] Court; instead, the statute mandates that the sentence must be quashed.”
Ford,
The defendant timely appealed. 8
Standard of Review
The question of whether a statute’s application in a particular case is retroac
Analysis
Retroactivity
A law is applied retroactively when “it changes the legal consequences of acts completed before its effective date.”
State v, Desjarlais,
The critical first step in the retroactivity inquiry is identifying the conduct or event that triggers the statute’s application,
See Rhode Island Insurers’ Insolvency Fund v. Leviton Manufacturing Co.,
In the last analysis, the retroactivity inquiry “demands a commonsense, functional judgment,”
Martin v. Hadix,
In this case, we turn to the statutory text to divine the triggering events. Section 12 — 19—18(b) provides:
“Whenever any person, after an evidential hearing, has been sentenced to imprisonment for violation of a suspended sentence or probationary period by reason of the alleged commission of a felony or misdemeanor said sentence of imprisonment shall, on a motion made to the court' on behalf of the person so sentenced, be quashed, and imprisonment shall be terminated when any of the following occur on the charge which was specifically alleged to have constituted the violation:
.“(1) After trial [the] person, is found ‘not guilty” or a motion for judgment of acquittal or to dismiss is made andgranted pursuant to Superior or District Court Rule of Criminal Procedure 29;
“(2) After hearing evidence, a ‘no true bill’ is returned by the grand jury;
“(3) After consideration by an assistant or special assistant designated by the attorney general, a ‘no information’ based upon a lack of probable cause is returned;
“(4) A motion to dismiss is made and granted pursuant to the Rhode,Island [Gjeneral [L]aws [1956] § 12-12-1.7 and/or Superior Court Rule of Criminal Procedure 9.1; or
“(5) The charge fails to proceed in District or Superior Court under circumstances where the state is indicating a lack of probable cause, or circumstances where the state or its agents, believe there is doubt about the culpability of the accused.”
Our close examination of the statute convinces us that there are three events that trigger application of § 12 — 19—18(b): (1) there is an evidentiary hearing; (2) a defendant is declared a violator and is “sentenced to imprisonment for violation of a suspended sentence or probationary period,” id.; and (3) the subsequent occurrence of one of the five events specified in subsection (b)(1) — (5) of § 12-19-18. 9
In this case, there is no dispute that two of the triggering events — namely, an evi-dentiary hearing and an acquittal on the underlying charges, see § 12 — 19—18(b)(1)— occurred well after the 2010 amendment. With respect to the other triggering event, the state argued before the trial justice that the term “sentence” in § 12 — 19—18(b) refers to the imposition of the suspended sentence, which, in this case," occurred in 2009. We reject this interpretation of the statute.
Under the plain language of § 12-19-18(b), the phrase “sentence of imprisonment” clearly refers to imprisonment that results from the adjudication of probation violation and the execution of some or all of the previously imposed' suspended sentence. See § 12-19-18(b) (“Whenever any person, after an évidentiary hearing, has béen' sentenced to imprisonment for violation of a suspended sentence or probationary period * * * said sentence of imprisonment shall * * * be quashed, and imprisonment shall be terminated * * (emphasis added)). In this case, defendant’s motion seeks to terminate the imprisonment that was ordered as a result of the 2012 probation violation adjudication. The judgment reflecting that adjudication and the trial justice’s decision to execute a portion of the previously imposed suspended sentence is the “sentence of imprisonment” envisioned by § 12-19-18(b)..
Undeterred, the state presses on, arguing that this case involves retroactive application of § 12 — 19—18(b) because it would “undermine the intent of the trial justice who imposed” the suspended sentence. Once again, we are unpersuaded. “A statute does not operate ‘retrospectively’ merely because it is applied in a case arising from conduct antedating the statute’s enactment * * * or
upsets expectations based in prior law.” Landgraf,
This Court rejected Leviton’s retroactivity argument.
See Leviton,
“[N]one of these factors triggered the fund’s right of recovery. Rather the triggering factor was the subsequent insolvency of American Mutual in March 1989, an event that occurred well after the enactment of [the refund provision of the new Insolvency Act]. * * * [M]erely entering into contracts for insurance to discharge one’s potential workers’ compensation liability does not in itself implicate the recoupment provision of the act. Rather it is the subsequent insolvency of the insurer and the concomitant obligation to pay the statutorily mandated claims that triggered the statute.” Id. at 735.
See also id. at 736 (“[I]n the context of a retrospective analysis, the date the insurer becomes insolvent is the controlling criterion and not the date that gives rise to the claim.”). The Court thus concluded that the new Insolvency Act was not operating retroactively. See id.
Similarly, in this case, the mere fact that application of § 12-19-18(b) might frustrate the intent of the trial justice who imposed defendant’s suspended sentence in 2009 does not mean that the statute is being applied retroactively in this case. As was true-for the purchase'of the.policies in Levitón, the trial justice’s imposition of the suspended sentence in 2009 is not the event that triggers application of § 12-19-18(b). 12
For these reasons, we hold that this case involves prospective, not retroactive, application of § 12-19-18(b).
See Desjarlais,
Constitutionality
’ There is one loose end. The trial justice did not base his denial of defendant’s motion solely on the ground that this case involved retroactive application of § 12-19 — 18(b); instead, he concluded that, even disregarding the retroactivity issue, § 12-19-18(b) constituted an unconstitutional legislative exercise of judicial power because the statute purports to affect a judgment of the Superior Court embodying the adjudication of probation violation and the execution of all or a portion of a previously imposed suspended sentence.
See Ford,
The distinction between the state’s argument below and the trial justice’s decision may be subtle, but it is of critical importance to the responsibility of this Court. When, as in this case, this Court faces a fork in the road, with one turn that will require it to slog through the thicket of a constitutional issue and the other offering a journey through more hospitable terrain, we routinely elect to take the path of least resistance.
See In re Brown,
The trial justice was without authority to raise and decide,
sua sponte,
a constitutional issue that was not squarely placed before him by the parties.
See In re Brown,
Conclusion
For the reasons articulated above, we vacate the trial justice’s denial of the defendant’s § 12 — 19—18(b) motion and remand for proceedings consistent with this opinion.
Notes
.General Laws 1956 § 12-19-18, as amended by P.L. 2010, ch. 311, § 1, provides, in pertinent part, that:
“(b) Whenever any person, after an evi-dentiaiy hearing, has been sentenced to imprisonment for violation of a suspended sentence or probationary period by reason of the alleged commission of a felony or misdemeanor said sentence of imprisonment shall, On a motion made to the court on behalf of the person so sentenced, be quashed, and imprisonment shall be terminated when any of the following occur on the charge which was specifically alleged to have constituted the violation:
"(1) After trial [the] person is found ‘not guilty' or a motion for judgment of acquittal or to dismiss is made and granted pursuant to Superior or District Court Rule of Criminal Procedure 29;
"(2) After hearing ■ evidence, a ‘no true bill' is returned by the grand jury;
"(3) After consideration by an assistant or special assistant designated by the attorney general, a ‘no information' based upon a lack of probable cause is returned;
"(4) A motion to dismiss is made and granted pursuant to the- Rhode Island
[G]eneral [L]aws [1956] § 12-12-1.7 and/or Superior Court Rule of Criminal Procedure 9.-1; or
“(5) The charge fails .to proceed in District or Superior Court under circumstances where the state is indicating a lack of probable cause, or circumstances .where the state or its agents believe there is doubt about the culpability of the accused.”
. We acknowledge the amicus curiae brief submitted by the Rhode Island Association of Criminal Defense Lawyers.
. The record is silent as to the reasons why this brutal stabbing warranted only five months of imprisonment when a fifteen-year prison sentence was imposed.
. Section 12-19-18(c) provides that:
“This section shall apply to all individuals sentenced to imprisonment for violation of a suspended sentence or probationary peri- ■ od by reason of the alleged commission of a felony or misdemeanor and shall not alter the ability of the court to revoke a suspended sentence or probationáry period for anallegation of conduct that does not rise to the level of criminal conduct.”
.A description of the conduct.giving rise to .the probation violation hearing.is unnecessary to this appeal but is set forth in our opinion affirming- the trial ■ justice's adjudication of probation violation.
See State v. Beaudoin,
. The robbery count was evidently amended before defendant's,trial in Superior Court to a charge of larceny from the person, in violation of G.L.1956 §’ 11-41-7.
. At oral -argument before this Court, the state conceded -that/ because it failed to argue below that defendant had not satisfied the requirements of the statute, it was not challenging this - determination of the trial justice.
. Meanwhile, the trial justice granted defendant’s motion to .be released on bail pending his appeal.
. The statute imposes certain requirements that need not concern us in this case. For instance, the violation adjudication must be based on "the alleged commission of a felony or misdemeanor,” and the subsequent occurrence of one of the.five events specified in subsection (b)(1) — (5) of § 12-19-18 must relate to “the charge which was specifically alleged to have constituted the violation." Section 12 — 19—18(b)- We note that the statute does not apply to other misconduct by the probationer "that does not rise to ihe level of criminal conduct," Section 12-19-18(c). Therefore, violation proceedings that arise from noncriminal conduct that transgresses the terms and conditions of probation — such as refusal to comply with special conditions of probation; failure to comply with sex-offender registration laws, where the violation adjudication is not predicated on a knowing failure to register, see' G.L.1956 § 11-37.1-10 (providing for criminal penalties for those who "knowingly” violate the registration laws); or failing to notify authorities after witnessing a murder, see State v. Gautier, 11A A.2d 882, 887 (R.I.2001) — do not come within § 12-19-18(b). In this case, the state does not challenge, nor do we consider, whéther the additional requirements of § 12-19-18(b) have been met. See supra note 7.
. In his reply Brief, defendant appears to assert that the only event that needs to postdate the 2010 amendment for § 12-19-18(b) to apply prospectively is the occurrence of one of the events set forth in subsection (b)(1) — (5) of § 12-19-18., Because we need not do so to decide this case, we express no opinion on the issue of whether a case where the defendant is determined to be a probation violator and imprisoned pursuant to the execution of a previously imposed sentence before the 2010 amendment, but an event delineated in subsection (b)(1) — (5) of §.12-19-18 occurs after the amendment, involves retro.active or prospective application of § 12 — 19— 18(b).
. At, most, § 12-19-18(b), by providing for termination of imprisonment, mandates the modification of the incarcerative component of the judgment of conviction and commitment that was entered after defendant was adjudicated to be a, probation violator. However, because that judgment wag entered in 2012, after the effective date of the 2010 amendment to § 12-19-18, this circumstance does not present a retroactivity problem in this case.
. Additionally, we pause to note that our decision in
State v. Garnetto,
