The opinion of the court was delivered by
The State of Kansas appeals the Court of Appeals’ decision dismissing Joseph Richard Rivera’s charges for aggravated robbery, conspiracy to commit aggravated robbery, and aggravated assault.
FACTS
Rivera was arrested on May 14, 1997, after fleeing from an officer who was executing a search warrant. On May 16, 1997, the sheriff served Rivera with a warrant charging him with one count each of aggravated robbery, conspiracy to commit aggravated robbery, aggravated assault, and theft. Rivera had his first appearance
Three days before his preliminary hearing, Rivera filed a pro se motion to dismiss, claiming that he was prejudiced by the delay between his arrest and his preliminary hearing. Neither Rivera nor his counsel set a hearing date for Rivera’s motion to dismiss, and the motion was not addressed at the preliminaiy hearing.
At his arraignment on March 20, 1998, Rivera pled not guilty, and the court set the matter for jury trial on June 2, 1998. Rivera escaped from custody again in May 1998 and was not returned to Kansas until April 1999.
The court appointed new counsel for Rivera after he was returned to Kansas. Rivera waived his right to a juiy trial and proceeded to a bench trial on June 23, 1999. The trial court found Rivera guilty, convicting him of aggravated robbery, conspiracy to commit aggravated robbery, and aggravated assault.
Rivera appealed his convictions to the Court of Appeals, which reversed Rivera’s convictions and dismissed the charges against him because of the delay in conducting Rivera’s preliminary hearing. State v. Rivera, No. 86,420, unpublished opinion filed February 28, 2003 (hereinafter referred to as Rivera I). In contrast, however, another panel of the Court of Appeals affirmed Rivera’s convictions on other charges stemming from his August 1997 escape, finding that a delay of approximately 23 months between his arrest and his preliminary hearing was substantial but did not prejudice Rivera’s rights. State v. Rivera, No. 86,421, unpublished opinion filed April 5, 2002 (hereinafter referred to as Rivera II). We granted the State’s petition for review to address the apparent disparity between the Court of Appeals’ opinions in Rivera I and Rivera 11.
ANALYSIS
The State claims that Rivera’s constitutional right to a speedy
K.S.A. 2002 Supp. 22-2902(1) provides that every person arrested for felony has a right to a preliminary hearing unless a warrant was issued based on an indictment. Pursuant to K.S.A. 2002 Supp. 22-2902(2), the preliminary hearing shall be held within 10 days after a defendant is arrested or personally appears unless a continuance is granted for good cause. Unlike K.S.A. 22-3402, which establishes dismissal of the charges as a penalty for failing to bring a defendant to trial within the time frame specified, K.S.A. 2002 Supp. 22-2902(2) does not establish a penalty. As a result, K.S.A. 2002 Supp. 22-2902(2) has been interpreted to be directory rather than mandatory. See
State v. Fink,
Instead of dismissing the charges when the 10-day period in K.S.A. 2002 Supp. 22-2902(2) is not technically met, the court must consider the totality of the circumstances to determine whether the defendant’s constitutional right to a speedy trial has been violated. If the court concludes that the defendant’s constitutional right to a speedy trial has been violated, it must dismiss the charges against him or her.
Fink,
“The constitutional protection of a speedy trial attaches when one becomes accused and the criminal prosecution begins, usually by either an indictment, an information, or an arrest, whichever first occurs.” State v.
Taylor,
The Court of Appeals does not articulate a standard of review for its decision in
Rivera I
but appears to apply a de novo standard based on the decision requiring interpretation of a statute, specifically K.S.A. 2002 Supp. 22-2902(2).
Rivera I,
No. 86,420, unpublished opinion filed February 28, 2003. In
Rivera II,
however, the Court of Appeals applied an abuse of discretion standard.
Rivera
Because K.S.A. 2002 Supp. 22-2902(2) is merely directory, its interpretation is not controlling. Instead, the question is whether Rivera’s constitutional right to a speedy trial has been violated, and that is a question of law subject to unlimited review. See
State v. White,
To evaluate whether a defendant’s Sixth Amendment right to speedy trial has been violated, Kansas applies the following four factors set out by the United States Supreme Court in
Barker v.Wingo,
Length of Delay
Kansas appellate courts have considered delays of the defendant’s preliminary hearing ranging from 254 days, see
Fink,
Police arrested Rivera on May 14,1997. The Ford County sheriff served him with a warrant on May 16, 1997, notifying him of the
We agree with the Court of Appeals’ conclusion in Rivera I that this delay is presumptively prejudicial. However, we cannot agree with the Rivera I court’s analysis, which ends at that point without considering the other Barker factors. Before we can determine whether Rivera’s charges must be dismissed because his right to a speedy trial was violated, we must consider the remaining Barker factors.
Reason for the Delay
The court should assign different weights for different reasons for the delay. For example, a deliberate attempt by the State to thwart the defense would weigh heavily against the State. However, a more neutral reason, like negligence or a crowded court docket, would weigh less heavily against the State.
Fitch,
The
Fink
court attributed part of the 254-day delay between the defendant’s arrest and his preliminary hearing to the defendant’s motion to determine mental competency, with the remainder being attributed to the State. Although the State failed to provide an adequate explanation for its portion of the delay, the court determined that the defendant, who was free on bond, failed to demonstrate any prejudice resulting from the delay and concluded that the defendant’s right to a speedy trial had not been violated.
The
Fitch
court, however, reached an opposite result, finding that the trial court properly dismissed the defendant’s charges because of a 402-day delay between the defendant’s arrest and preliminary hearing.
In
Smith & Miller,
To evaluate the reason for the delay, we must consider what occurred during the 244 days between Rivera’s arrest and his prehminaiy hearing. Rivera’s preliminary hearing was originally scheduled for May 26,1997, but was later continued because the original setting fell on Memorial Day. On June 9, 1997, Rivera sent a letter to the court requesting another attorney. The court appointed Rivera’s second attorney on June 11, 1997. On June 10, 1997, the State filed a motion and proposed order continuing the preliminary hearing until August 4, 1997, which the court granted.
Rivera escaped from custody on August 4, 1997, and was returned to custody 10 days later. Rivera’s escape, however, did not cause the August 4 preliminary hearing to be continued. Prior to August 4, the State arranged with Rivera’s counsel and the court to continue the matter so the prosecutor could prepare for another trial. The State’s motion and order of continuance was filed on August 7, 1997, setting a new preliminary hearing date of August 20, 1997.
Like the prosecutor in Fitch, the prosecutor in this case failed to introduce any evidence to justify the delay. Although the prosecutor in this case raised arguments regarding the difficulty in scheduling matters on the court’s calendar, the prosecutor did not testify regarding the scheduling difficulties and did not present any evidence to support his arguments. The prosecutor proffered a letter written to the chief judge outlining scheduling concerns within the district court but never asked to have the letter admitted into evidence.
The
Fink
court also noted the State’s failure to introduce evidence to justify the delay, but did not weigh that factor as heavily as the
Fitch
court. Instead, the
Fink
court focused on the absence of any evidence in the record to show that the State had deliberately delayed the preliminary hearing to hamper the defendant or to accomplish some other questionable purpose.
Fink,
Rivera appears to argue that the continuances should be weighed heavily against the State because he did not approve them even though his attorneys approved them. This argument overlooks the principle that defense counsel’s actions are attributable to the defendant in computing speedy trial violations. See
State v. Bafford,
Rivera also fails to accept responsibility for the delay caused by his escape from custody and his request for new counsel. Although Rivera was not gone for an extended period of time, his escape caused the State to file new charges. It appears from the record that the State contemplated joining the new charges from Rivera’s escape with the charges in this case. As a result, the new charges from Rivera’s escape caused part of the delay. Furthermore, part of the delay may be attributed to the appointment of new counsel, who required time to prepare.
Rivera’s responsibility for some of the delay, his counsels’ approval of the State’s request for continuances, and the absence of any improper motive by the State balance the State’s failure to justify the delay. Consequently, the reasons for the delay weigh equally for both Rivera and the State.
Defendant’s Assertion of the Right
The State has the duty of bringing the defendant to trial.
State v.
Fink,
Rivera filed a pro se motion to dismiss for failure to conduct a timely preliminary hearing on Januaiy 12, 1998, 3 days before his preliminary hearing was scheduled. Neither Rivera nor his counsel set the matter for hearing, and the motion was not addressed at the preliminary hearing on January 15,1998. Rivera reasserted his. motion to dismiss through his counsel in June 1999, approximately 3 weeks before his trial. The trial court heard Rivera’s motion to
The State argues that Rivera waived his right to a speedy trial, citing to the pretrial conference. This assertion is faulty for two reasons. First, Rivera only agreed to waive his right to a speedy trial as it relates to the interstate agreement on detainers. Second, although the State attempted to have Rivera’s motions dismissed due to waiver, Rivera did not agree to waive all of his unresolved motions, including his pro se motion to dismiss. Instead, Rivera agreed to review his outstanding motions and renew any motions he still wanted to be considered. As a result, we must consider whether Rivera’s assertion of his speedy trial right weighs in his favor.
The
Fink
court concluded that the defendant’s assertion of his right to a speedy trial was not entitled to any weight and consideration, noting that the defendant only objected to the timeliness of the preliminary hearings when they were held.
Fink,
Prejudice to the Defendant
The three factors that may demonstrate prejudice to the defendant are an oppressive pretrial incarceration; the defendant’s anxiety and concern; and, most importantly, the impairment of his or her defense.
State v. Smallwood,
Although he remained in custody for the majority of the time between his arrest and his preliminary hearing, Rivera cannot complain that he was subjected to an oppressive pretrial incarceration. He was being held for a parole violation in Cahfomia in addition to the charges in this case. Thus, Rivera was not eligible for bond and his freedom was not an issue.
Finally, Rivera claims that his defense was impaired because some of the witnesses could not remember the events. This claim must be balanced by Rivera’s contribution to the delay in his trial. Rivera escaped from custody again in May 1998, after his preliminary hearing. He was not returned to Kansas until April 1999. His 11-month absence caused a significant delay in the proceedings. In addition, Rivera’s lengthy absence required the court to assign new counsel when he returned, causing further delay to allow his new counsel adequate time to prepare. Comparing the impact of Rivera’s second escape with the impact from the State’s delay in scheduling the preliminary hearing, the balance must weigh in favor of the State. We conclude that there was no prejudice to Rivera as a result of the 244-day delay between his arrest and his preliminary hearing.
The power to dismiss a criminal complaint with prejudice must be exercised with great caution and only in cases where no other remedy would protect against the State’s abuse.
State v. Crouch &
Reeder,
“We have concluded that the dismissal of a criminal complaint with prejudice because of a violation of K.S.A. 22-2901 is a sanction which should be imposed only under extremely compelling circumstances. We recognize, however, that, in a proper case, a district court in this state has the power to dismiss a criminal complaint with prejudice, if the interests of justice require such action. Such power should be exercised, however, with great caution and only in cases whereno other remedy would protect against abuse. ... In determining the appropriate remedy, a trial court should consider the four factors identified in Barker v. Wingo [, 407 U.S. 514 , 33 L. Ed 2d 101,92 S. Ct. 2182 (1972)] .... We want to emphasize that the purpose of K.S.A. 22-2901 and similar statutes is not to penalize the police or the public but to protect the rights of the accused.”230 Kan. at 788 .
The appropriate analysis for the .State’s failure to comply with K.S.A. 2002 Supp. 22-2902(2) is to determine whether the defendant’s constitutional right to a speedy trial has been violated by evaluating all of the relevant circumstances in light of the
Barker
factors. See
State v.
Fink,
The opinion of the Court of Appeals is reversed, and the matter is remanded to the Court of Appeals to decide the remaining issues raised by Rivera’s appeal. The judgment of the district court on the speedy trial issue is affirmed.
