State v. Rivera, 932 P.2d 701

Sweeney, C.J.

Rеne Rivera fired 14 shots into a Pasco service station. The shooting was gang related. A jury convicted him of three counts of assault in the first degree and seven counts of reckless endangerment in the first degree. The primary question presented here is whether the guaranty against double jeopardy or the merger doctrine prohibits the convictions for the multiple crimes. We conclude they do not and affirm. Mr. Rivera raises other issues, which we address , in the unрublished portion of this opinion.

Multiple Convictions for Assault and Reckless Endangerment.

Double Jeopardy. Within constitutional limits, our Legislature may "define criminal conduct and assign punishment for such conduct.” State v. Calle, 125 Wn.2d 769, 776, 888 P.2d 155 (1995). One of those constitutionаl constraints — the Fifth Amendment — protects against double jeopardy including multiple punishments for the same offense. Id. at 772. Whether double jeopardy rights arе violated depends on the punishment authorized by the Legislature. State v. Frohs, 83 Wn. App. 803, 810, 924 P.2d 384 (1996). If the Legislature has not authorized cumulative punishments, they are prohibited by the Fifth Amendment guaranty agаinst double jeopardy. Id. at 810.

As we read Calle, we must answer three questions to determine if Mr. Rivera’s Fifth Amendment guaranty against double jeopardy was violated. First, does either the first degree assault or reckless endangerment statute authorize multiple convictions for the same act? RCW 9A.36.011(1); RCW 9A.36.045(1). Next, would proof of either first degree аssault or reckless endangerment prove the other offense (same evidence test)? Calle, 125 Wn.2d at 777. And finally, if the crimes do not satisfy the same evidence test, did the ‍‌​​‌‌‌‌​‌​‌‌​​‌‌‌​‌​​‌‌​​‌‌​​‌​‌‌‌‌​‌​‌​​​​​‌‌‌​‍Legislature nonetheless intend to inflict only a single punishment? Id. at 780.

Neither the first degree assault statute nor the reckless endangerment statute expressly authоrizes multiple convictions for offenses arising out of a single act. See id. at 776; compare RCW 9A.52.050 (providing that residential burglary does not merge with predicate crimes). We must therefоre determine whether the offenses here satisfy the same evidence test. Calle, 125 Wn.2d at 777.

A defendant’s double jeopardy rights are violated under the same evidence test if the offenses are both factually and legally identical. Id. at 777. We first look at whether first degree assault and reckless endangerment require proof of a fact that the other does not. Id. at 777-78 (citing Blockburger v. United States, 284 U.S. 299, 304, 52 S. Ct. 180, 76 L. Ed. 306 (1932)). If one offense has an element not present in the other, and proof of one would not nеcessarily also prove the other, the offenses are not constitutionally the same and a defendant may be convicted of both. Calle, 125 Wn.2d at 777 (citing State v. Vladovic, 99 Wn.2d 413, 423, 662 P.2d 853 (1983)). The samе evidence test is a "significant indicator” that the Legislature intended multiple punishments. Frohs, 83 Wn. App. at 808.

An assault in the first degree requires proof of assault of another with a firearm or any deadly weapon, by force оr means likely to produce great bodily harm or death. RCW 9A.36.011(1). The mens rea of first degree assault is the ‍‌​​‌‌‌‌​‌​‌‌​​‌‌‌​‌​​‌‌​​‌‌​​‌​‌‌‌‌​‌​‌​​​​​‌‌‌​‍"intent to inflict great bodily harm.” State v. Wilson, 125 Wn.2d 212, 218, 883 P.2d 320 (1994). Intent requires one act "with the objective or purpose to accomplish a result which constitutes a crime.” RCW 9A.08.010(l)(a).

First degree reckless endangerment, on the other hand, requirеs (1) reckless discharge of a firearm, (2) a substantial risk of death or serious physical injury to another person, and (3) shooting from a motor vehicle, or from the immediate area of a motor vehicle, used to transport the shooter or the firearm to the scene of the shooting. RCW 9A.36.045(1). One acts with recklessness if he or she "knows of and disregards a substantial risk that a wrongful act may occur and [the] disregard of such substantial risk is a gross deviation from conduct that а reasonable man would exercise in the same situation.” RCW 9A.08.010(l)(c). Reckless conduct may be inferred from the unlawful discharge of a firearm from a moving motоr vehicle "unless the discharge is shown by evidence satisfactory to the trier of fact to have been made without such recklessness.” RCW 9A.36.045(2).

Proof of reckless endangerment does not prove assault in the first degree. Reckless endangerment requires a disregard of a substantial risk. Assault in the first degree requires an intent to inflict great bodily harm. Reckless endangerment requires the discharge of the firearm from, or in the area of, a motor vehicle. Assault does nоt. The elements of the two offenses are different. State v. Johnson, 92 Wn.2d 671, 600 P.2d 1249 (1979). The same evidence test is not satisfied.

We must next determine whether the Legislature nonetheless intended to punish both crimes by a single punishment. Wе conclude it did not. Calle, 125 Wn.2d at 780. The enactment of the reckless endangerment ("drive-by-shooting”) statute in 1989 was a response to the "drug-related crimes of violence by members of youth gangs engaged in illegal drug sales . . . .” 1989 Final Legislative Report, 2 SHB 1793, at 118. The Legislature found that random shootings from automobiles was particularly disturbing: "[I]ncreased trafficking in illegal drugs has increased the ‍‌​​‌‌‌‌​‌​‌‌​​‌‌‌​‌​​‌‌​​‌‌​​‌​‌‌‌‌​‌​‌​​​​​‌‌‌​‍likelihood of 'drive-by shootings.’ It is the intent of the legislature ... to categorize such reckless and criminаl activity into a separate crime and to provide for an appropriate punishment.” Laws of 1989, ch. 271, § 108, p. 1278.

Assault, however, has been a crime in this state for over 140 years. As we have noted, it prohibits a different type of conduct. And it has a different purpose — deterring assaults. RCW 9A.36.011(1), 1854 Wash. Terr. Laws 1st Sess. § 24; see Calle, 125 Wn.2d at 780-82. The Legislature did not thеrefore intend to abolish an offender’s responsibility for assault by prohibiting reckless endangerment. See State v. Strauss, 119 Wn.2d 401, 418, 832 P.2d 78 (1992) (court will not assume Legislature attempted to effеct significant change in the law by mere implication). Double jeopardy does not bar Mr. Rivera’s convictions for first degree assault and first degree rеckless endangerment.

Merger. Nor are we persuaded by Mr. Rivera’s unsupported assertion that the convictions for reckless endangerment and assault shоuld merge. The merger doctrine is a judicially created device " 'designed to prevent an unnatural elevation of the "true” crime charged.’ ” State v. Eaton, 82 Wn. App. 723, 729, 919 P.2d 116 (1996) (quoting State v. Slemmer, 48 Wn. App. 48, 56, 738 P.2d 281 (1987)). It is used to determine whether the Legislature intended that multiple punishments be imposed for a single act that violates several statutory provisions. Johnson, 92 Wn.2d at 678-79. Although recеntly challenged, the merger doctrine is "alive, well and unaltered.” Frohs, 83 Wn. App. at 810 (citing Calle, 125 Wn.2d 769).

The merger doctrine applies only when the Legislature has clearly indicated that to prove a particular degree of a crime, "the State must prove not only that a defendant committed that crime . . . but that the crime was аccompanied by an act ‍‌​​‌‌‌‌​‌​‌‌​​‌‌‌​‌​​‌‌​​‌‌​​‌​‌‌‌‌​‌​‌​​​​​‌‌‌​‍which is defined as a crime elsewhere in the criminal statutes . . . .” Vladovic, 99 Wn.2d 421. It is relevant only when a crime is "elevated to a higher degree by proof of another crime proscribed elsewhere in the criminal code.” Eaton, 82 Wn. App. 730.

Here, Mr. Rivera’s argument is that proof of reckless endangerment elevated second degree assault to first degree assault. 1 It does not. Assault in the first degree does not require proof of reckless endangerment. RCW 9A.36.011d); RCW 9A.36.045(1). The offenses do not merge.

Mr. Rivera also argues that reckless endangerment is a lesser included offense of first degree assault. We rejected that same argument in State v. Ferreira, 69 Wn. App. 465, 470, 850 P.2d 541 (1993).

Accordingly, Mr. Rivera’s convictions for first degree reckless endangerment and first degree assault do not violate the Fifth Amendment guaranty against double jeopardy. Nor do the two crimes merge. The convictions are affirmed.

A majority of the panel having determined that only the foregoing portion оf this opinion will be printed in the Washington Appellate Reports and that the remainder, having no precedential value, shall be filed for public reсord pursuant to RCW 2.06.040, it is so ordered.

Schultheis, J., and Munson, J. Pro Tem., concur.

Review denied at 133 Wn.2d 1002 (1997).

Notes

1

Assault in the second degree is committed when a person "under circumstances not amounting to assault in the first degree:

"(a) Intentionally аssaults another and thereby ‍‌​​‌‌‌‌​‌​‌‌​​‌‌‌​‌​​‌‌​​‌‌​​‌​‌‌‌‌​‌​‌​​​​​‌‌‌​‍recklessly inflicts substantial bodily harm; or

"(b) Intentionally and unlawfully causes substantial bodily harm to an unborn quick child . . .; or

"(c) Assaults another with a deadly weapon; or

"(d) With intent to inflict bodily harm, administers to or causes to be taken by another, poison, the human immunodeficiency virus . . .; or

"(e) With intent to inflict bodily harm, exposes or transmits human immunodeficiency virus . . .; or

"(f) With intent to commit a felony, assaults another; or "(g) Knowingly inflicts bodily harm which by design causes such pain or agony as to be the equivalent of that produced by torture.”

RCW 9A.36.02K1).

Case Details

Case Name: State v. Rivera

Court Name: Court of Appeals of Washington

Date Published: Mar 11, 1997

Citations: 932 P.2d 701; 85 Wash. App. 296; 14317-1-III

Docket Number: 14317-1-III

Court Abbreviation: Wash. Ct. App.