— Fоllowing his jury conviction for vehicular homicide by intoxication, Appellant Simon Rivas (Rivas) moved for arrest of judgment because the information did not include the nonstatutory element of a causal connection between intoxication and death. The trial judge denied the motion and Rivas appealed in Division One of the Court of Appeаls. We accepted certification from that court and now hold that causation between intoxication and death is not an element of vehicular homicide.
Facts
On August 28, 1992, Rivas was the driver in a 1-car accident which left the passenger dead. Before the accident, Jeff Schroeder, a neighbor living on Haynie Road in What-com County, heard whаt he described as a loud vehicle accelerating toward his home. Schroeder was the first to arrive at the scene and found the Rivas vehicle in the ditch. He also found a "gal” lying face down on the pavement. Verbatim Report of Proceedings, at 25. At approximately the same time another neighbor, Peter Len, opened his door to Rivas, who asked for his help. Rivas claimed he had been in an
The first officer to arrive, Trooper Clint Casebolt, observed that Rivas was unsteady, swaying slightly; that his eyes were bloodshot and watery; and that his speech was somewhat slurred and disjointed and that he smelled strongly of intoxicants. The trooper administered field sobriety tests which Rivas performed poоrly. The trooper also had blood drawn from Rivas and a later analysis indicated a blood alcohol concentration (BAC) of .15 percent.
Rivas was charged with vehicular homicide by information filed on September 8, 1992. The information was amended on March 22, 1993, and alleged as follows:
Vehicular Homicide
That the defendant, SIMON B. RIVAS, then and there being in said County and State, on or about the 28th day of August, 1992, did drive a motor vehicle, and said driving was the proximate cause of injury . . . and the defendant, SIMON B. RIVAS, was under the influence of intoxicating liquor or any drug, as defined by RCW 46.61.502, at the time of such driving and of the injuries to HEATHER M. NIHOUL, in violation of RCW 46.61.520, said crime being a Class "B” felony; contrary to the form of the Statute in such cases made and provided and against the pеace and dignity of the State of Washington.
Clerk’s Papers, at 72-73. Rivas entered a plea of "not guilty” and the case proceeded to trial.
At the close of the State’s case the defense moved for dismissal based on a defect in the information. The defense contended that it failed to allege the element of a causal connection between the Defendant’s intoxication and the victim’s injury as required by
State v. MacMaster,
Although the trial court agreed that a causal connection between intoxication and death is required, it found that
Analysis
To resolve this case it is helpful to review the history of the vehicular homicide statute in this state. The Legislature first enacted a statute relating to traffic death caused by the operation of a motor vehicle in 1937 when it passed the Washington Motor Vehicle Act. Laws of 1937, ch. 189, § 120, p. 911. Before that enactment prosecution for traffic deaths was brought under the manslaughter statute.
State v. Costello,
[w]hen the death of any person shall еnsue within one year as a proximate result of injury received by the operation of any vehicle by any person while under the influence of or affected by intoxicating liquor or narcotic drugs or by the operation of any vehicle in a reckless manner or with disregard for the safety of others, the person so operating suchvehicle shall be guilty of negligent homicide by means of a motor vehicle.
Laws of 1937, ch. 189, § 120, p. 911.
In one of this court’s earliest opinions addressing the negligent homicide section of the Motor Vehicle Act,
State v. Stevick,
[u]nder the theory of this type of crime [negligent homicide], the state is not required to prove intent or negligence, and though the facts show neither, the killing while engaged in other sрecified offenses, suffices. Thus the killing of a human being by an automobile properly driven, would nevertheless constitute negligent homicide by means of a motor vehicle if the driver was intoxicated, and contributory negligence or lack of negligence as the proximate cause would not he a defense.
Stevick, at 433 (Mallery, J., concurring specially). In support of that conclusion Justice Mallery quoted 5 Am. Jur. Automobiles §§ 787, 788, at 924-25 (1936) as follows:
"In view of the frequency of tragedies in connection with the operation of motor vehicles, legislation on the subject has been deemed desirable, . . .
"If a person drives his automobile in such a manner as to violate the laws in respect thereto, and while so doing strikes another and causes his death, he may he prosecuted for murder or manslaughter — in most cases, the latter.”
Stevick, at 430 (Mallery, J., concurring specially). The special concurrence also pointed to other statutory crimes (such as felony murder) which are based on the theory that crimes may be "predicated upon being committed while one is engaged in the commission of another and separate offense . . .”. Stevick, at 430 (Mallery, J., concurring specially).
Justice Mallery’s view was later adopted in a concurring opinion by Justice Foster in
Costello.
Without discussion, the majority in that case approved a trial court’s instructions which required the State, in a charge of negligent homicide, to prove a causal connection between the defendant’s intoxication and the act producing the fatal accident.
Costello,
at 327. Although the question of whether the State
It cannot be overemphasized that the crime is committed if the fatal accident occurs while thе driver of the car is under the influence of intoxicating liquor. It is no defense that the injury is not the proximate result of intoxication. The words "proximate result” refer only to the death being the result of an injury received while the driver is under the influence of intoxicating liquor.
Costello, at 333 (Foster, J., concurring specially). Citing the discussion by Justice Mallery in Stevick, Justice Foster pointed оut that the "predominant purpose of the statute is to prohibit drunken driving”. Costello, at 335 (Foster, J., concurring specially). He noted that the Legislature did not require the State to prove that intoxication is the proximate cause of the death but only that the driver be under the influence of liquor at the time. Costello, at 335-36 (Foster, J., concurring specially).
Later, in
State v. Hardwick,
[b]efore a person can be convicted of the charge of negligent homicide, there must a causal connection between the act complained of and the death of the person involved, so that itcan be said that the act was a proximate cause of the resultant death.
Engstrom, at 474. The Engstrom court approved an instruction which stated that the defendant could be convicted of negligent homicide if he operated a motor vehicle while under the influence of intoxicants and, as a result of such act, struck and killed another. Engstrom, at 473. Citing to Hardwick, the court rejected the defendant’s theory that the instruction erroneously failed to require a causal connection between intoxication and death. Engstrom, at 474. The court found that the instruction properly informed the jury "that in order to find the defendant guilty of negligent homicide, it was necessary that his act or acts of operating а vehicle while affected by or under the influence of intoxicating liquor proximately caused the mortal injuries”. Engstrom, at 474.
Not until a discussion by the Court of Appeals did any Washington majority opinion address the dichotomy between the language of the negligent homicide statute and the court-imposed requirement that the State prove a causal cоnnection between intoxication and death. Citing
Hardwick
and
Engstrom,
the Court of Appeals in
State v. Mearns,
In 1983, the Legislature amended the negligent homicide statute (RCW 46.61.520) and, among other changes, retitled the crime "vehicular homicide”. In amended form the statute read as follows:
(1) When the death of any person ensues within three years as a proximate result of injury proximately caused by the driving of any vehicle by any person while under the influence of intoxicating liquor or any drug, as defined by RCW 46.6-1.502, or by thе operation of any vehicle in a reckless manneror with disregard for the safety of others, the person so operating such vehicle is guilty of vehicular homicide.
Laws of 1983, ch. 164, § 1, p. 719.
The issue of causal connection between intoxication and death was raised again following the 1983 amendment. In MacMaster, this court was asked to decide whether the new vehicular homicide statute required the State to prove such a causal link. Before answering the question, the MacMaster court expressed the concern that a literal interpretation of RCW 46.61.520 would result in "strict liability”. MacMaster, at 231. It then concluded that under the 1983 amendment, the State was required to prove the connection since the amendment evinced no legislative intent to alter the court-imposed causation requirement. MacMaster, at 232. The court cited a number of the prior Washington cases outlined above but provided no support or analysis for its conclusion that a strict liability result must be avoided.
Justice Durham, concurring in the result, argued that by explicitly incorporating the DWI statute (RCW 46.61.502) in the 1983 amendment, the Legislature intеnded to punish drunken driving resulting in death and thus did not include a requirement that the State prove a connection between intoxication and the death and cited
Micinski v. State,
Under this statute there is an inherently dangerous activity in which it is reasonably foreseeable that driving while intoxicated may result in the death of an individual. The legislature has determined this activity so inherently dаngerous that proof of it need not require causal connection between the defendant’s intoxication and the death.
MacMaster,
at 238 (Durham, J., concurring) (quoting
State v. Caibaiosai,
In 1991, the Legislature again amended RCW 46.61.520 which now provides as follows:
(1) When the death of any person ensues within three years as a proximate result of injury proximately caused by thе driving of any vehicle by any person, the driver is guilty of vehicular homicide if the driver was operating a motor vehicle:
(a) While under the influence of intoxicating liquor or any drug, as defined by RCW 46.61.502; or
(b) In a reckless manner; or
(c) With disregard for the safety of others.
Rivas argues that because the Legislature has not expressly manifested any intent to overrule MacMaster in its 1991 amendment, proof of the nonstatutory causal element is still part of the State’s burden.
When interpreting a statute the primary objective is to carry out the intent of the Legislature.
State v. Young,
Following the 1991 amendment, the comment to the revised pattern instruction on vehiсular homicide states that "[t]hese amendments appear to modify State v. MacMaster, supra, by changing the causal connection element from a causal connection between the defendant’s intoxicated condition and the
Further, there is no need to read into the 1991 amendment the causal connection which was engrafted onto the vehicular homicide statute in
MacMaster.
The
MacMaster
causal element was added by the court because of its concern with the strict liability results of a literal reading of that statute.
MacMaster,
at 231. Both this court and the United States Supreme Court have recognized, however, that the Legislature may create strict liability crimes — crimes which include no culpable mental state.
See State v. Cleppe,
In fact, other state courts have interpreted their vehicular homicide statutes as strict liability laws. In
Mearns,
the court recognized that "[a]bsolute liability without a causal connection between driving while intoxicated and a collision from which death ensues has been imposed in other states”.
Mearns,
at 821. The concurrence in
MacMaster
also noted decisiоns from other jurisdictions which similarly held that negligent homicide statutes impose absolute liability.
MacMaster,
at 237-38 (Durham, J., concurring). Most recently, the Rhode Island Supreme Court found that the General Assembly of that state had eliminated a driver’s intoxication as a causal element of the offense of vehicular homicide, merely requiring that the operator of the vehicle be intoxicated at the time of the accident and the operation of the vehicle was a proximate cause of the death in question.
State
Finally, contrary to the fears expressed in
MacMaster,
it is unlikely that a defendant’s "flawless” driving will result in a conviction for vehicular homicide. Under RCW 46.61.520 an intoxicated defendant may still avoid responsibility for a death which results from his or her driving if the death is caused by a superseding, intervening event. In crimes which are defined to require specific conduct resulting in a specified result, the defendant’s conduct must be the "lеgal” or "proximate” cause of the result. 1 Wayne R. LaFave & Austin W. Scott, Jr.,
Substantive Criminal Law
§ 3.12, at 390 (1986). Before criminal liability is imposed, the conduct of the defendant must be both (1) the actual cause, and (2) the "legal” or "proximate” cause of the result. LaFave & Scott, at 392.
See State v. McAllister,
Because we conclude that RCW 46.61.520, as amended in 1991, does not require proof of a causal connection between intoxication and death, we do not reach the second question
Durham, C.J., Dolliver, Smith, Guy, Johnson, Alexander, and Talmadge, JJ., and Utter, J. Pro Tern., concur.
