Defendant appeals judgments of conviction on one count of burglary in the first degree and one count of assault in the second degree. The cases are consolidated on appeal. With respect to both convictions, he asserts that the trial court erred by using a juvenile adjudication in the calculation of his criminal history score, resulting in a longer sentence than he would have received if the adjudication had not been used. With respect to the burglary conviction, he asserts that the court erred by adding a term to the judgment of conviction after the notice of appeal was filed, by doing so without notifying defendant beforehand, and by doing so out of his presence. Reviewing for errors of law,
State v. Lavitsky,
Defendant pleaded guilty to assault in the second degree and burglary in the first degree. The judgments in both cases were entered on November 7, 2001. On November 14, 2001, the court entered amended judgments to reflect the actual date of sentencing. Defendant then filed timely a notice of appeal on December 6, 2001, presumably to contest the use of his juvenile adjudication in calculating his sentence. Some time thereafter, while the appeal was pending, the trial court apparently discovered that, because defendant had prior convictions for burglary in the first degree, the original and amended judgments contained a potentially misleading paragraph. Those judgments provided:
“Defendant may be considered * * * for any form of temporary leave from custody, reduction in sentence, work release, alternative incarceration program or programof conditional or supervised release authorized by law for which the Defendant is otherwise eligible at the time of sentencing.”
In fact, a defendant convicted of first-degree burglary who has a prior conviction for that crime has to serve his or her entire sentence and is not eligible for temporary leave or reduction in sentence. ORS 137.635(1); ORS 137.635(2)(h). Consequently, on March 19, 2002, the court entered a second amended judgment that replaced the paragraph quoted above with the following one:
“The Court finds that this sentence is subject to ORS 137.635, and IT IS ORDERED that the Defendant shall serve the entire sentence imposed by the Court and shall not, during the service of such a sentence, be eligible for parole or any form of temporary leave from custody.”
(Underlining in original.) Defendant subsequently filed a timely notice of appeal from the second amended judgment, presumably to add the assignments of error dealing with issues related to that judgment.
We begin with defendant’s argument that the jury trial guarantee in Article I, section 11, of the Oregon Constitution precludes using his juvenile adjudication, which, of course, was not tried to a jury, for purposes of calculating his sentence. Defendant concedes that the Oregon Supreme Court expressly rejected that argument in
State v. Stewart/Billings,
Defendant also argues that using his juvenile adjudication as part of his criminal history for purposes of calculating his sentence violates the jury trial guarantee in the Sixth Amendment to the United States Constitution. Defendant did not raise that argument below; he merely made a passing reference to “power of jury in criminal cases” in the course of an argument under the Oregon Constitution. Further, we cannot exercise our discretion to address the issue under ORAP 5.45(1), which gives us the authority to review unpreserved legal error that is “apparent on the face of the record.” To qualify under that provision, the error must satisfy three criteria: “(1) it must be an error ‘of law’; (2) it must be ‘apparent,’ meaning the point of law must be obvious, that is, not reasonably in dispute; and (3) it must appear on the face of the record, meaning the court need not look beyond the record to identify the error or ‘choose between competing inferences, and the facts constituting the error must be irrefutable.’ ”
State v. Thackaberry,
Clearly, the asserted error—counting defendant’s juvenile adjudication as part of his criminal history so as to lengthen his sentence—is purely legal, nor does addressing it require us to look beyond the record. Ihe question, therefore, is whether the trial court’s use of the juvenile adjudication was an “obvious” error beyond any reasonable dispute. The current law, as stated in
Apprendi v. New Jersey,
And it is far indeed from “obvious” that a juvenile adjudication is not the functional equivalent of a “prior conviction.” The Eighth Circuit has held that it
is,
and that it
can
be used to enhance a sentence,
United States v. Smalley,
Defendant next argues that the sentencing court exceeded its statutory authority when it entered the second amended judgment on its own motion. Again, we find defendant’s arguments unpersuasive. After an appeal has been properly filed and is pending, a trial court’s authority to modify a criminal judgment must be exercised pursuant to ORS 138.083(1). That statute provides:
“The sentencing court shall retain authority irrespective of any notice of appeal after entry of judgment of conviction to modify its judgment and sentence to correct any arithmetic or clerical errors or to delete or modify any erroneous term in the judgment. The court may correct the judgment either on the motion of one of the parties or on the court’s own motion after written notice to all the parties.”
See also State v. Horsley,
Because defendant had a prior conviction for first-degree burglary and, in the present case, pleaded guilty to first-degree burglary, ORS 137.635 applied. That statute provides:
“When, in the case of a felony described in subsection (2) of this section [including burglary in the first degree], a court sentences a convicted defendant who has previously been convicted of any felony designated in subsection (2) of this section [including burglary in the first degree], * * * the court shall impose a determinate sentence. * * * The convicted defendant shall serve the entire sentence imposed by the court and shall not, diming the service of such a sentence, be eligible for parole or any form of temporary leave from custody.”
ORS 137.635(1) (emphasis added). Further, when the court imposes such a sentence, “the court
shall
indicate in the judgment” that the mandatory provisions apply. ORS 137.635(3). The original and first amended judgments prepared by the trial court stated that defendant could be considered for “any form of temporary leave from custody, reduction in sentence,” and other benefits “authorized by law for which [he] is otherwise eligible at the time of sentencing.” That term appears to be technically correct, because none of the specified benefits
was
authorized by law; the law (ORS 137.635(1) and (2)) explicitly
denied
him those benefits. The term, in other words, conferred the benefits but made them contingent on a circumstance that did not exist, thereby not conferring them at all. However, as noted above, ORS 137.635(3) requires the court to “indicate in the judgment” that the statute applies. The original and first amended judgements do not
Further, the second amended judgment modifies that erroneous term. Defendant’s argument that the second amended judgment did not modify a term but added a new one might, perhaps, have had merit if the prior judgments had been silent with respect to temporary leave, sentence reduction, and so forth. They were not. They included an erroneous term dealing with those subjects. The second amended judgment deleted the original, erroneous term and substituted a new one. That action cannot be characterized as anything but a modification of the original erroneous term. Thus, the sentencing court complied with ORS 138.083(1) by modifying an erroneous term. Defendant’s second assignment of error therefore fails.
Defendant’s next assignments of error deal with the circumstances surrounding the sentence modification. The
assignments encompass two components: defendant’s right to be present when a court effects a sentence modification and his right to notice before that modification occurs. The right to be present derives from ORS 137.030(1) (“For the purpose of giving judgment, if the conviction is for a felony, the defendant shall be personally present * * *.”) and from the Fourteenth Amendment to the United States Constitution.Siacey
v. State of Oregon,
Defendant is correct that he had a right to notice that the modification was going to occur; ORS 138.083(1) specifies that the trial court has authority to modify a sentence after a notice of appeal has been filed “after written notice to all the parties.” That notice did not occur here. However, that error was harmless for the same reason that holding the hearing outside of defendant’s presence was: the modification did not involve disputed facts or the exercise of judicial discretion but through application of the law.
Affirmed.
