THE STATE OF TEXAS V. WAYNE RICHARDS ET AL
No. A-6145
Supreme Court of Texas
April 24, 1957
Rehearing overruled April 24, 1957.
301 S.W. 2d Series 597
Opinion delivered March 27, 1957.
MR. JUSTICE WALKER delivered the opinion of the Court.
This case, which presents questions of the construction and constitutionality of
“In this case, the State of Texas appeals from a judgment
of the District Court denying its application to confiscate and forfeit a motor vehicle owned by appellee Richards and which had been used by Dean Portwood in the unlawful transportation of narcotics, to wit, two dolophine pills. “The following are the undisputed facts in the case:
“The vehicle in question is a pickup truck. It was parked at Richards’ place of business in Fort Worth. The possession of the vehicle on the occasion in quеstion was secured by Portwood by his representation to Richards that he wanted to borrow the vehicle for thirty or forty minutes in order to drive from Richards’ place of business, where Portwood was a customer, to his brother‘s apartment in another part of the city, for the purpose of changing clothes. Portwood was arrested a few minutes after he left the apartment. He had the pills in his shirt pocket. He had them on his person when he drove the vehicle from Richards’ place of business to the apartment. The lending of the vehicle by Richards was gratuitous. He did not know or suspect that Portwood possessed any narcotics, and did not know that Portwood had ever used narcotics. Portwood‘s transportation of the narcotiсs by means of the vehicle was without Richards’ consent or knowledge.
“The suit for confiscation and forfeiture was brought under
Article 725d, Vernon‘s Penal Code , which became effective May 21, 1955. The trial court held that if the Legislature intended by that Article to authorize the confiscation and forfeiture of a motor vehicle, the owner of which is innocent of knowledge or complicity in any offense defined by the Act, to that extent the Article was not within the power of the Legislature as limited by the Bill of Rights, as set forth inArticle 1 of the State Constitution , and denied the relief sought by the State.“* * * * *”
“There is a lack of uniformity among the authorities as to whether such an act, or a similar one, contemplates the forfeiture of the property interest in a vehicle of one who is without complicity in or knowledge of its use in the commission of an illegal act; and, if so, whether the due process clauses or other provisions of the various constitutions inhibit such legislation.
“In view of that lack of uniformity in the holdings, and the eminence of the courts pronouncing on either side of the ques-
tions involved, we deem it advisable to present to Your Honors, under Rule 461, T. R. C. P., the following questions for adjudication: “First: Did the Legislature intend that the property of an innocent owner of any such vehicle used by another in the violation of the Article should be forfeited?
“Second: If such was the intention of the Legislature, does the Article in that respect contravene the due process clause or any other provision of the State Constitution?”
We answer the first question in the affirmative. Section 1 of the statute makes it unlawful to transport or possess any contraband narcotics in a vessel, vehicle or aircraft. The initial clause of the succeeding section provides that any vessel, vehicle or aircraft used in violation of Section 1 shall be seized and forfeited to the Texas Department of Public Safety, but certain property and interests are exempted by other provisions of the Act. A vehicle used by a common carrier may not be confiscated unless it appears that the owner or person in charge consented to or knew of the illegal act. It is also provided that no vehicle shall be forfeited where it is shown that the illegal act was committed by a person other than the owner while the vehicle was in the possession of one who acquired оr retained same in violation of law. The rights of a bona fide mortgagee are protected by the provisions of Sections 6 and 7, which require that the vehicle be released to such lienholder if its value is less than the amount of the lien and that in the event of a sale the proceeds be paid to mortgagee as his interest may appear.
It is a familiar rule of statutory construction that an exception makes plain the intent that the statute should apply in all cases not excepted. Gulf C. & S. F. Ry. Co. v. Temple Grain & Hay Co., 122 Texas 288, 58 S.W. 2d 47; Federal Crude Oil Co. v. Yount-Lee Oil Co., 122 Texas 21, 52 S.W. 2d 56; Broughton v. Humble Oil & Refining Co., Texas Civ. App., 105 S.W. 2d 480, wr. ref. The Legislature has here provided for the forfeiture of any vehicle used in violation of the statute and has then spelled out certain exceptions. The nature of these exceptions makes it clear that the lawmakers regarded the language of the first clause of Section 2 as sufficiently broad and comprehensive to require the forfeiture of the property rights of all persons interested in the vehicle regardless of their complicity vel non, and intended that it should be given that effect. When provision is made for the protection of the innocent common
The second question is more difficult, but we have concluded that it must be answered in the negative. According to the ancient common law doctrine of deodand, any personal chattel which was the immediate instrument causing the death of a human being was forfeited to the king for sale. This doctrine, which was finally discarded in England by statute, was so repugnant to the American concept of justice that it was not included as part of the common law of this country. See 26A C.J.S., Deodand, p. 185; 23 Am. Jur., Forfeitures & Penalties, p. 601, Sec. 4. In the present case, however, we have a statutory forfeiture prescribed by the Legislature in thе exercise of the police power of the State. The right of the State, in the reasonable exercise of such power, to declare a forfeiture of the property of private individuals has long been recognized. Pharris v. Kimbrough, Texas Civ. App., 118 S.W. 2d 661, wr. ref.; Skipper-Bivens Oil Co. v. State, Texas Civ. App., 115 S.W. 2d 1016, wr. ref.
Police regulations are not unconstitutional merely because they operate as a restraint upon private rights of person or property or will result in loss to individuals. Damage to or loss of property resulting from a proper exercise of such power does not constitute a taking of property under the right of eminent domain, and compensation is not required to be made therefor. See Houston & T. C. Ry. Co. v. City of Dallas, 98 Texas 396, 84 S.W. 648; 70 L.R.A. 850; Lombardo v. City of Dallas 124 Texas 1, 73 S.W. 2d 475. And a statute providing for the forfeiture of property used in the commission of a penal offense does not violate the constitutional guaranty that conviction of crime shall not work a forfeiture of estate. Pharris v. Kimbrough, supra.
Appellee argues that since the property rights of innocent common carriers and lien claimants are exempt from forfeiture under the statute, the equal rights clause of our Constitution should assure the same exemption to the innocent owner. We do not agree. It is well settled that
Although the second question does not specify all of the constitutional provisions that should be considered, it appears to us that the foregoing discussion disposes of all except
On the question of substantive due process, appellee cites General Motors Acceptance Corporation v. State, 118 Texas 189, 12 S.W. 2d 968, which involved a proceeding under the now repealed provisions of Art. 5112, Texas Rev. Civ. Stat. 1925, to condemn an automobile unlawfully used to transport intoxicating liquor. It was held that a sale under this statute would not prejudice the rights of an innocent lienholder, the Court reasoning that the forfeiture was provided as a penalty for the commission of crime and that the Legislature did not intend that a person innocent of complicity in the offense should be so punished. Among the reasons given for the latter conclusion, it was said that “* * * our Bill of Rights, including due process as an indispensable requisite, opposes insuperable obstacles to that species of fiat, and it cannot be supposed that the Legislature
The power of Congress to declare the forfeiture of property rights of innocent persons in chattels used in the commission of crime has been repeatedly recognized by the federal courts. Most states which have legislated in this field make provision for the protection of both innocent owners and innocent lien claimants, but in some jurisdictions such protection is afforded to one interest or the other or to neither. We are not cited and have not found a decision from any of these states holding that a statute of the latter type is unconstitutional. In most of the cases upholding such legislation, however, the attack upon the statute appears to have been based on the due process clause of the Constitution of the United States. See Van Oster v. Kansas, 272 U.S. 465, 47 Sup. Ct. 133, 71 L. Ed. 354, 47 A.L.R. 1044; H. A. White Auto Co. v. Collins, 136 Ark. 81, 206 S.W. 748; 2 A.L.R. 1594; People v. One 1941 Ford 8 Stake Truck, 26 Cal. 2d 503, 159 Pac. 2d 641; Lindsley v. Werner, 86 Colo. 545, 283 Pac. 534; State v. Peterson, 107 Kans. 641, 193 Pac. 342, E. J. Fitzwilliam Co. Inc. v. Commonwealth, 258 Mass. 103, 154 N.E. 570; Robinson Cadillac Motor Car Co. v. Ratekin, 104 Neb. 369, 177 N.W. 337; Commonwealth v. Bowers, 304 Pac. 253, 155 Atl. 605.
The line where the police power of the state encounters the barrier of substantive due process is not susceptible of exact definition. As a general rule the power is commensurate with, but does not exceed, the duty to provide for the real needs of the people in their health, safety, comfort and convenience as consistently as may be with private property rights. The guarantee of due process does not deprive the state of the right to take private property by the exercise of such power in a proper and lawful manner, but it is essential that the power be used for the purpose of accomplishing, and in a manner appropriate to the accomplishment of, the purposes for which it exists. A large discretion is necessarily vested in the Legislature to de-
Although the statute produces a harsh result in the present case, drastic measures are necessary to suppress the illicit traffic in narcotics with its disastrous effects upon many members of society. The Legislature evidently decided that any provision for the protection of the property rights of innocent owners would afford an easy means of evading the law. If an automobile used in violation of the statute could be protected from forfeiture simply by proving that the legal title is in someone not connected with the offense, it is safe to assume that drugs would usually be transported in vehicles belonging to others. The difficulty of enforcing the law would thus be greatly increased and the forfeiture of the vehicle almost always evaded.
The enforcement of a law prohibiting the transportation of contraband is difficult at best, because of the ease with which automobiles may be used for that purpose without detection. Forfeiture of thе property of innocent owners is a method
It should be noted that the second certified question involves only the constitutionality of
Opinion delivered April 24, 1957.
MR. JUSTICE SMITH joined by JUSTICE GRIFFIN, dissenting.
I agree that the majority opinion does express a very harsh doctrine. I do not agree with the majority, and, therefore, respectfully file this dissent. The tentative opinion of the Court of Civil Appeals accompanying the certificate does not agree with the majority.
The provisions of Sections 5 and 6,
“Sec. 5. An owner of a seized vessel, vehicle or aircraft may file a verified answer within twenty (20) days of the mailing or publication of notice of seizure. If no such answer is filed, the court shall hear evidеnce of violation of this Act and shall upon motion forfeit such vessel, vehicle or aircraft to the Texas Department of Public Safety, Narcotics Section. If such answer is filed, a time for hearing on forfeiture shall be set within thirty (30) days of the date of filing the answer and notice of such hearing shall be sent to all owners as prescribed in Section 4 of this Act.
“Sec. 6. If it shall appear that the owner of the vessel, vehicle or aircraft has filed a verified answer denying the use of such vessel, vehicle or aircraft in violation of this Act, then
the burden shall rest upon the State, represented by the District Attorney to prove as in other penal cases, the violation of the provisions of this Act. Provided, however, that in the event no answer hаs been filed by the owner of said vessel, vehicle or aircraft, the notice of seizure may be introduced into evidence and shall be prima facie evidence of said violation. “At the hearing, any claimant of any right, title or interest in the vessel, vehicle or aircraft may prove his lien, mortgage or conditional sales contract, to be bona fide and created without knowledge that the vessel, vehicle or aircraft was to be used in violation of this Act.”
These sections were adopted by amendment to the Act, and indicate a clear purpose to hold not subject to the Act all innocent owners. Section 5 expressly provides for notice to owners and a hearing. Section 6 places the burden uрon the State, represented by the District Attorney of the district where the matter is pending to prove, as in other penal cases, the violation of the provisions of the Act. Why provide for notice and hearing to owners of any vehicle listed in the Act, and why have a hearing if no relief can be obtained? In our case, we are dealing with a penal statute of Texas and it is my contention that the federal rule has no application to the case at bar. The hearing necessarily is governed by the penal laws of Texas and the Act itself takes cognizance of the well known rule of innocence, and the words of Section 5 and 6 lead to but one conclusion, that conclusion being that if the State fails to discharge its burden by failing to show a violation of the Act, then, and in that event, the innocent owner would be entitled to possession of his vehicle, and the forfeiture would be denied.
A hearing was had in this case. The trial court heard the pleadings and evidence and argument of counsel and after a full trial on the question of whether or not the owner, Wayne Richards, had violated any provisions of
“1. April 27, 1956, the defendant Portwood unlawfully possessed contraband narcotics which he transported in Tarrant County, Texas, by means of a 1955 Ford pick-up, 1956 license No. IB 7996, whereof the defendant Richards is the registered and real owner and the defendant Ridglea State
Bank a registered and bona fide lien holder for a debt less than the persent value of the vehicle. “2. Portwood‘s possession of the vehicle was accomplished by representation to the owner, Richards, that he wished to borrow it for not more than three quarters of an hour, to drive home and change clothes. Richards’ lending of the vehicle was gratuitous. He did not know Portwood possessed narcotics, and the transportation by means of his pick-up was without Richards’ consent or knowledge.”
It is inconceivable under the record in this case that this Court can find any sound basis for the harsh result as indicated in the majority opinion.
I think the rule announced in the case of General Motors Acceptance Corporation v. State, 118 Texas 189, 12 S.W. 2d 968, 970, should be applied in the present case. In that case the statute involved did not except from its operation the interest of an innocent lien holder as does the case at bar. In spite of that fact, this Court, speaking through the Commission of Appeals, interpreted the Act and held that the property of an innocent lien holder could not be forfeited. In so holding the court used language broad enough in its terms to cover a situation such as we have here, where an innocent owner is involved. In holding in favor of the innocent lien holder, the Court said:
“Manifestly, the seizure, sale, etc., are provided by way of penalty for the crime of ‘unlawful transportation or storage of intoxicating liquor.’ And, in our opinion, there is lack of all warrant for a supposition that a person who is entirely innocent of commission or complicity in the offense is to be punished by forfeiture of his property. The supposition is devoid of merit for at least two reasons: (a) The language of the statute, recognizing, as it does, the inherent innocence of the property itself, implies the contrary; (b) our Bill of Rights, including due process as an indispensable requisite, opposes insuperable obstacles to that species of fiat, and it cannot be supposed that the Legislature intended to do what it was powerless to do.
“We are aware of decisions to the effect that due process, in so far as guarаnteed in the Federal Constitution, is not condemned in a statute designed for that purpose (see Van Oster v. Kansas, 272 U.S. 465, 47 Sup. Ct. 133, 71 L. Ed. 354, 47 A.L.R. 1044), but the actual result disclosed in the opinion cited aids demonstration of their unsoundness. Stella Van Os-
ter, against whom no charge was made, lost her property although the alleged criminal was acquitted by a jury of his peers and although the thing itself was not guilty, within the fiction of moral taint of inanimates. There was lacking the ‘analogy of the law of deodand,’ the element of ‘negligence of the owner,’ the ‘goring by an ox so that he shall be stoned’ and the ‘falling of a thing to cause a man‘s death’ referred to in Goldsmith, Jr.-Grant Co. v. United States, 254 U.S. 505, 510, 511, 41 Sup. Ct. 189, 65 L. Ed. 376. The opinions of the Supreme Court of the United States are entitled to great respect, but in a case like this they are not obligatory. There is to be found in Goldsmith, Jr. Grant Co. v. United States virtually an apology for the doctrine applied in Van Oster v. Kansas and what amounts to a recognition of the impossibility of squaring the doctrine ‘with accepted tests of human conduct.’ Our duty includes use of independent judgment, and in its performance we cannot accept the doctrine urged. Clem v. Evans (Texas Com. App.) 291 S.W. 871, 51 A.L.R. 1135.”
In the case of Lorance v. State, Texas Civ. App., 172 S.W. 2d 386, er. ref., the claimant of the automobile involved was an innocent owner who filed her claim contending that she owned the automobile and did not know it was being used or would be used by her son in the illegal transportation of intoxicating liquor and prayed that it be restored to her. Although the Court only passed on the jurisdictional question, it did reverse and remand the case for trial on this particular issue. In the course of the opinion the General Motors case, supra, was quoted at great length and apparently with approval. This Court refused a writ of error. It is my view that the same principles should govern the disposition of the present case.
The purpose of these statutes in the prohibition days was the same as it is today with narcotics, i.e., the curbing of transportation of illegal products to various parts of the United States as well as Texas. This decision today is designed to close the avenues of such transportation and the accessibility of ready markets for the harmful narcotics by way of a reasonable exercise of police power. Conceding that there is such a relation of the Act to the unlawful transportation of narcotics, there is a qualification upon the exercise of police power. That qualification is that the exercise of police power must be reasonable. The measure invoked by the Court in this instance is too drastic and only bears relation to the purpose of the Act at the tremendous expense of innocent owners of automobiles. This expense is that the innocent person‘s automobile is taken and
It is illustrated by the act itself that the Legislature intended to inject the element of innocence into its legislation. The innocent owner may well be covered by analogy to these situations in the Act itself. Although the Legislature expressly made allowance and exempted the innocent lienholder and the common carrier from the Act, it is said that there is no mention of the innocent owner and therefore must be included within the Act. The Legislature has made allowance for the innocent lienholder on the basis that he has no control over the vehicle and therefore not responsible for its use. They have also made allowance by exemption for the public carrier because they are not at liberty to refuse service to any single individual but are obligated to serve them all. It is stated that there is a difference in a lienholder and an innocent owner, but, nevertheless, there are many examples and situations in which unscrupulous individuals engaged in dope transportation could obtain immunity as far as their property is concerned under the guise of innocent lienholders. The innocent party in the situation at hand should not be punished where there is legislation such as Secs. 5 and 6 of
It is evident that the Congress felt that the rule set up by the federal courts was harsh. They set up a prоcedure by which there could be remission or mitigation of these types of penalties.
In my judgment the provisions of Sections 5 and 6 of
The majority opinion recognizes that the doctrine of deodand was finally discarded in England by statute, and was so repugnant to the American concept of justice that it was not included as рart of the common law of this country, yet, the majority justifies that same repugnant doctrine and adopts it as the law of Texas under the guise of a reasonable exercise of police power.
The fact that the Legislature has specifically excepted innocent bona fide lien holders, common carriers, and owners whose automobiles have been unlawfully taken by the wrongdoer does not justify invoking the rule of construction that an exception makes plain the intent that the statute should apply in all cases not excepted. I rather think that the Legislature realized that it was powerless to enact a statute which would authorize the forfeiture of an automobile of an innocent owner. I do not believe it was the intention of the Legislature in passing
The appellant states that the only issue for determination is whether or not the Legislature in the exercise of the general police power may provide for the forfeiture of a chattel where that property has been used for or in connection with a specified unlawful purpose or act, even though the owner thereof had no knowledge of or guilt in the unlawful act. After citing
The appellant candidly admits that the principles underlying the doctrine of the deodand are proclaimed and sustained in the several federal cases relied upon. For example, appellant states its position to be: “The principle of forfeiture is recognized as a proceeding in rem against the chattel in which the law ascribes to it a power of complicity and guilt in the offense without regard to the position or intent of the legal owner of the property.” The case of Goldsmith, Jr.-Grant Company v. United States, 254 U.S. 505, 41 Sup Ct. 189, 191, 65 L. Ed. 376, announces the principle which the majority holds was fully intended to bе adopted as the law in Texas, and the one upon which appellant relies. In that case the Court said:
“In breaches of revenue provisions some forms of property are facilities, and therefore it may be said, that Congress interposes the care and responsibilities of their owner in aid of the prohibitions of the law and its punitive provisions, by ascribing to the property a certain personality, a power of complicity and guilt in the wrong. In such case there is some analogy to the law of deodand by which a personal chattel that was the immediate cause of the death of any reasonable creature was forfeited. To the superstitious reason to which the rule was ascribed, Blackstonе adds ‘that such misfortunes are in part owing to the negligence of the owner, and therefore he is properly punished by such forfeiture‘. And he observed, ‘A like punishment is in like cases inflicted by the Mosaical law: “if an ox gore a man that he die, the ox shall be stoned, and his flesh shall not be eaten.” And, among the Athenians, whatever was the cause of a man‘s death, by falling upon him, was exterminated or cast out of the dominions of the republic.‘” This doctrine was rejected in Parker-Harris Co. v. Tate, 135 Tenn. 509, 188 S.W. 54. In that case the court said, in part:
“In this state, we have a positive denunciation of its principle [deodand doctrine] firmly imbedded in the fundamental law. * * *”
If it was the intention of the Legislature that the property of an innocent owner of an automobile should be forfeited as held by the majority, then that portion of
The people must be protected in their property rights as provided in the Constitution. The Legislature has no authority to transgress upon the right of a citizen, who has committed no wrong. He has the right to acquirе and own property, and to use it as he pleases so long as his act in such use harms no one, and so long as his permissive use by others of his property is innocently authorized. In the case of Spann v. City of Dallas, 111 Texas 350, 235 S.W. 513, 515, 19 A.L.R. 1387, this court said:
“* * * In our Constitution the liberties protected by the Bill of Rights are, by express provision, ‘excepted out of the general powers of government.’ It is declared that they ‘shall forever remain inviolate,’ and that ‘all laws contrary thereto shall be void.’
“To secure their property was one of the great ends for which men entered into society. The right to acquire and own
property, and to deal with it and use it as the owner chooses, so long as the use harms nobody, is a natural right. It does not owe its origin to constitutions. It еxisted before them. It is a part of the citizen‘s natural liberty—an expression of his freedom, guaranteed as inviolate by every American Bill of Rights.” “It is not a right, therefore, over which the police power is paramount. Like every other fundamental liberty, it is a right to which the police power is subordinate.”
The law of the land means the general law. It means that a citizen shall hold his liberty, life, property and immunities under the protection of the general rules of society. See Cooley‘s Constitutional Limitations, Sixth Edition, p. 431. An enactment of the Legislature may not be “the law of the land.” Certainly it is not when the enactment is under a power which has been “excepted out of the general powers of government.”
I would answer both certified questions in the negative.
Opinion delivered April 24, 1957.
MR. JUSTICE GRIFFIN joined by JUSTICE BREWSTER, dissenting.
In this case this Court has a choice of two courses of action and each has some authority to support it. These two courses of action are; first, to forfeit the property of an admittedly innocent owner having no connection at all with the violation of the narcotic laws. This course the majority has chosen to follow. The second course is to hold that the rights of an innocent owner can be protected and cannot be forfeited.
I prefer to follow the second course, especially in view of the authority of General Motors Acceptance Corporation v. State, 1929, 118 Texas 189, 12 S.W. 2d 968, wherein this court specifically refused to accept the doctrine of the cases relied upon by the majority. Also the case of Lorance v. State, Texas Civ. App., 1943, 172 S.W. 2d 386, writ refused.
For the reasons cited, I join in the dissent herein.
Opinion delivered April 24, 1957.
