Steven M. Ricci appeals from his conviction of attempted gross sexual assault, 17-A M.R.S.A. §§ 152, 253 (1983 & Supp.1991), entered in the Superior Court (Sagadahoc County, Chandler, J.) after a jury trial. On appeal Ricci argues that the conviction must be set aside because the prosecution
I.
Ricci has a medical history of cerebral palsy and mental illness. In August 1990 at about 4:00 a.m., Ricci walked into a convenience store while nude and sexually aroused, dragged the store clerk to the ground, pulled down her shirt, and bit her on the right breast. The defendant was arrested at the scene and subsequently arraigned in the District Court where a trial date was set for one count of assault (Class D) and one count of public indecency (Class E). The day before the trial the State filed a complaint charging Ricci with a third count arising out of the same August 16 conduct: attempted gross sexual assault (Class B). Because the District Court does not have jurisdiction to try a Class B prosecution, see 17-A M.R.S.A. § 9(3) (1983); State v. MacArthur,
The next day Ricci changed his pleas entered on the assault and public indecency counts from not guilty to guilty. The District Court imposed sentences on the Class D and E charges in December 1990. In the meantime, the State obtained a grand jury indictment on the Class B offense. The Superior Court (Bradford, J.) denied the defendant’s motion to dismiss the indictment on double jeopardy grounds, and, after a jury trial, Ricci was convicted of the Class B offense. This appeal followed.
II.
Ricci argues on appeal, as he did in the Superior Court, that his conviction for attempted gross sexual assault, in light of his prior convictions for assault and public indecency entered in the District Court, violates the fifth amendment’s double jeopardy clause, which states that “nor shall any person be subject for the same offence to be twice put in jeopardy of life or limb.” U.S. Const, amend. V. The double jeopardy clause affords an accused three protections, the second of which is implicated in this case: i) protection, after acquittal, from a second prosecution for the same offense, ii) protection, after conviction, from a second prosecution for the same offense, and iii) protection from multiple punishments for the same offense. North Carolina v. Pearce,
In Grady the Supreme Court recently explained that a different double jeopardy analysis applies to the two protections involving multiple prosecutions than applies to the third protection involving multiple punishments. Cf. State v. Walsh,
In Grady, however, the Court explained that the Blockburger test applied particularly “in the context of multiple punishments imposed in a single prosecution.” Grady,
The State attempts to distinguish Grady on two bases, both of which are unpersuasive. First, the State argues that, because the Class B complaint was filed before the defendant entered his guilty pleas on the other charges, the two prosecutions were not “successive prosecutions” but concurrent and not controlled by Grady. We reject this mechanical approach to Grady’s double jeopardy analysis as unsupported by both case law and the language in Grady. In In re Nielsen,
Second, the State argues that United States v. Felix, — U.S. -,
To prove an attempt, the State must prove that the defendant took a substantial step toward the commission of the underlying crime, in this case gross sexual assault. See 17-A M.R.S.A. § 152. The defendant argues that the State could not demonstrate the requisite “substantial step” without necessarily proving the “conduct for which [he] had already been convicted,” i.e., the assault to which the defendant had pleaded guilty. We agree.
The indictment charging the defendant with attempted gross sexual assault states that he attempted to engage in a sexual act with the victim “by grabbing her and injuring her.” Evidence at trial demonstrating that conduct revealed that the defendant pulled the victim to the ground, got on her, and bit her. This is precisely the same conduct for which the defendant had already been convicted of assault on his plea of guilty in the District Court. Because the conduct described in the indictment is the same for which the defendant had previously been convicted, the double jeopardy clause as interpreted in Grady precludes the State from proving that conduct again.
The entry is:
Judgment vacated.
Remanded to the Superior Court with direction to dismiss the indictment.
All concurring.
Notes
. A conviction based on a guilty plea is as conclusive as one based on a jury verdict for purposes of double jeopardy. See State v. Harriman,
