State v. ReeceState v. Reece
Lead Opinion
These two cases concern the constitutionality of Washington's criminal obscenity statute,
Facts
State v. Reece
Defendant J-R Distributors, Inc., owned and operated a retail adult book store in Tacoma. Defendant Byron Reece
On July 16, 1985, Pierce County Deputy Sheriff John Solheim purchased a copy of a magazine entitled Chains and Whips. The next day, a superior court judge signed a search warrant authorizing the seizure of any additional copies of the magazine, as well as any other literature explicitly depicting violent or destructive sexual acts, such as rape or torture. The officers promptly executed the warrant seizing two copies of Chains and Whips and more than 200 other magazines and books. The officers arrested Styers who was working on the premises and Reece who arrived during the search. Reece, Styers, and J-R Distributors were charged with the crime of promoting pornography for the sale, exhibition or display of "lewd matter", namely, two copies of Chains and Whips. See
The trial court denied defendants' motions to dismiss and the case proceeded to trial. To prove that Chains and Whips constituted "lewd matter" within the meaning of the statute, the State relied solely on the magazine. The magazine contains four articles with accompanying pictures. The articles are entitled: "London's Mercenary Masochists", "Foot Fetishism", "How to be a Bastard!", and "The Practice of Bondage". Most of the pictures mainly depict naked or scantily clad women being whipped, strangled, bound in a painful position, or threatened with a knife or other deadly object. In a few of the pictures, the women appear to have welts and blood smears. The magazine contains no depictions of masturbation, excretory functions, closely exposed genitals, or ultimate sex acts.
The trial court instructed the jury that in order to convict the defendants of promoting pornography, it must find that Chains and Whips was "lewd matter", that the defendants sold, exhibited or displayed that matter for profit-making purposes, and that they did so with knowledge. The jury found all three defendants guilty as charged.
Defendants J-R Distributors, Inc., and others were charged with 38 counts of promoting pornography and 55 counts of attempting to promote pornography. See
Prior to trial, the defendants moved to dismiss on the ground that
I
Federal Obscenity Doctrine Overview
As a preliminary matter, we address defendants' contentions that
In Roth v. United States,
(a) the dominant theme of the material taken as a whole appeals to a prurient interest in sex; (b) the material is patently offensive because it affronts contemporary community standards relating to the description or representation of sexual matters; and (c) the material is utterly without redeeming social value.
A Book Named "John Cleland's Memoirs of a Woman of Pleasure" v. Attorney General,
The Supreme Court has further modified the Roth definition in several respects. First, in Miller v. California,
Although Miller required state law to specify the type of sexual acts which may be obscene, state courts are allowed to construe state statutes so as to cure any facial deficiencies. See Ward v. Illinois,
(2) "Lewd matter" is synonymous with "obscene matter" and means any matter:
(a) Which the average person, applying contemporary community standards, would find, when considered as a whole, appeals to the prurient interest; and
(b) Which explicitly depicts or describes patently offensive representations or descriptions of:
(i) Ultimate sexual acts, normal or perverted, actual or simulated; or
(ii) Masturbation, fellatio, cunnilingus, bestiality, excretory functions, or lewd exhibition of the genitals or genital area; or
(iii) Violent or destructive sexual acts, including but not limited to human or animal mutilation, dismemberment, rape or torture; and
(c) Which, when considered as a whole, and in the context in which it is used, lacks serious literary, artistic, political, or scientific value.
As can be seen,JRCW 7.48A.010 generally conforms to the obscenity definition found in Miller and Smith. Defendants claim error in the fact that the statute does not refer to "contemporary community standards" in the subsection on "patent offensiveness". However, the jury instructions in Reece supplied this missing element and thereby cured any facial deficiency in the statute. See Ward, at 771; Regan, at 51, 54. Defendants also claim error in the fact that subsection (2)(c) of the statute contains language, not found in Miller, that the suspect matter be considered "in the context in which it is used". However, context considerations are permissible in obscenity cases. See Splawn v. California,
Defendants also argue that the listing of " [vjiolent or destructive sexual acts" in
Defendants' main contention, however, is that even if these provisions can withstand scrutiny under the federal constitution, they are invalid under our state constitution. Defendants argue that Washington's free speech clause is broader than the First Amendment and must be independently construed. See Const, art. 1, § 5. In Fine Arts Guild, Inc. v. Seattle,
Obscenity Under the State's Free Speech Guaranty
The United States Supreme Court has consistently held that state courts may interpret their own constitutions to be more protective of individual rights than the federal constitution. See, e.g., Pruneyard Shopping Ctr. v. Robins,
The State argues that the criteria enunciated by this court in State v. Gunwall,
We hold that if a publication meets the federal test as an obscenity, it may be banned under both the state and federal constitutions. The magazine in Reece clearly is "obscene" under that test. The trial court in Reece correctly instructed the jury that to convict defendants it must find Chains and Whips was "lewd matter" and defined "lewd matter" as
synonymous with obscene matter and means any matter:
(A) Which the average person, applying contemporary community standards, would find, when considered as a whole, appeals to the prurient interest; and
(B) Which the average person, applying contemporary community standards, would find explicitly depicts or describes patently offensive representations or descriptions of:
Violent or destructive sexual acts, including but not limited to human or animal mutilation, dismemberment, rape, or torture; and
(C) Which, when considered as a whole, and in the context in which it is used, lacks serious literary, artistic, political, or scientific value.
Instruction 14, Supplemental Clerk's Papers, at 16.
In Reece, the jury found the defendants guilty as charged. We are required as a reviewing court to make an independent constitutional determination of the obscenity of the publication in question here. Tacoma v. Mushkin,
The federal definition of obscenity spelled out in the 3-part Miller test is the constitutional threshold below which
The Washington Supreme Court has in the past and will continue in the future to accept its duty to interpret its constitution to be more protective of individual rights than the federal constitution. "We have often independently evaluated our state constitution and have concluded that it should be applied to confer greater civil liberties than its federal counterpart when the reasoning and evidence indicate such was intended and is necessary.” (Italics ours.) Alderwood, at 238. The Gunwall case has afforded guidance on when our constitution should be interpreted to extend broader rights than the federal constitution. In State v. Gunwall, supra, we set out six nonexclusive criteria to be used in determining the scope of protection provided by state constitutional provisions: (1) the language of the state constitution; (2) significant differences in language between parallel provisions of the federal and state constitutions; (3) constitutional history; (4) preexisting state law; (5) structural differences between the federal and state constitutions, and (6) whether the subject matter is of particular state or local concern. The proper
The question to be asked here is not whether the concept of free speech is interpreted more broadly under the state constitution than under the federal constitution. This court has already answered this question in the affirmative. Bering v. Share, supra; State v. Coe, supra. The question at issue here is whether obscenity is to be afforded broader protection under the state constitution than under the federal constitution.
The first two criteria of Gunwall direct the court's attention to the language of the state constitution and the parallel provision of the federal constitution. The language of article 1, section 5 is different from the language of the First Amendment. Const, art. 1, § 5 provides:
Every person may freely speak, write, and publish on all subjects, being responsible for the abuse of that right.
The First Amendment provides, in relevant part:
Congress shall make no law . . . abridging the freedom of speech . . .
While this will always be the beginning of state constitutional analysis, it is not the end. If it were, the other criteria enunciated in Gunwall would be superfluous. As Justice Utter has pointed out, there are differences between statutory and constitutional construction. " [A] constitution is an expression of the people's will and depends for its validity on their ratification. Thus, the 'common and ordinary meaning' in which the constitution's words must be construed is the meaning they would have had to the vast majority of ordinary voters". Utter, Freedom and Diversity in a Federal System: Perspectives on State Constitutions and the Washington Declaration of Rights, 7 U. Puget Sound L. Rev. 491, 510 (1984). It is therefore relevant to
The third Gunwall factor directs the court to ask whether the "[s]tate constitutional and common law history" reflect an intention to confer greater protection from the state government than has been afforded by the federal constitution. Gunwall, at 61. Historical analysis is relevant though not necessarily dispositive in a question of state constitutional interpretation. The court should be free to consider current values and conditions as one factor in interpreting the state constitution. See Utter,
Gunwall also directs the court's attention to preexisting state law which "can thus help to define the scope of a constitutional right later established." Gunwall, at 62. As noted above, obscenity was criminalized prior to the ratification of article 1, section 5 of the Washington State Constitution. Neither statutory law nor case law in Washington have ever afforded protection for obscene speech. See, e.g., State v. Regan, supra; State v. Hull, supra; State v. J-R Distribs., Inc., supra; Fine Arts Guild, Inc. v. Seattle, supra. Early legislative construction of a provision should be given great weight, especially if it extended over a long period of time. Similarly, early constructions by the courts are relevant to the intent of various constitutional provisions. Utter,
Other state supreme courts, in construing their state constitutional free speech guaranties which are very similar to the wording of article 1, section 5, have refused to extend state constitutional protection to obscene expression that
The fifth Gunwall criteria considers the difference in the structure between the federal and state constitutions, and notes that the federal constitution is a grant of enumerated powers, while the state constitution acts as a limitation on the otherwise plenary powers of state government. Gun-wall, at 62. This distinction simply reinforces the responsibility the Washington court has to engage in independent state analysis and afford broader protection when necessary. Often state and federal constitutions have conferred the same protection. Alderwood Assocs. v. Washington Envtl. Coun.,
Gunwall also advises the court to ask whether the matter is of particular state or local interest or whether there is a need for national uniformity. Gunwall, at 67. Although there is some interest in uniformity because of interstate traffic in publications, obscenity is largely a local concern. The local nature, however, does not militate in the area of obscenity for enhanced state constitutional protection for obscene material.
Prior reliance on federal precedent and federal constitutional provisions does not preclude this court from taking a more expansive view under the Washington Constitution,
Gunwall recognized that " [t]he opinions of the Supreme Court, while not controlling on state courts construing their own constitutions, are nevertheless important guides on the subjects which they squarely address." Gunwall, at 61 (quoting State v. Hunt,
The language of article 1, section 5 is significantly different from the First Amendment and often will support a broader protection for free speech in Washington. The narrow inquiry in this case is whether "obscene" speech (see State v. Regan,
One final constitutional argument is raised by defendants, namely, that
Other Claims of Error
Defendants in Reece raise various claims of error in addition to their constitutional claims. First, defendants argue that even if
Defendants in Reece further argue that the prurient appeal of materials such as Chains and Whips which are aimed at a deviant subgroup must be established by some evidence in addition to the materials themselves. They contend the prosecutor's failure to provide such evidence deprived them of due process and violated
In State v. J-R Distribs., Inc.,
We find that expert testimony is not required to establish the obscene nature of materials aimed at a deviant subgroup. The obscenity test requires jury determination of an abstract standard in light of collective experience. Such a standard is not unlike criminal negligence crimes, where expert testimony is not required, in which the jury must find that the defendant's conduct grossly deviated from that of the ordinary reasonably prudent person. See
Defendants next argue that there was insufficient evidence to show that defendants Reece and Styers were operating for "profit-making purposes" as is required under
This court has often recognized that a statute must be read to avoid absurd results. See, e.g., General Tel. Co. v. Utilities & Transp. Comm'n,
IV
Conclusion
We conclude that
Dolliver, Dore, Andersen, and Durham, JJ., concur.
Dissenting Opinion
(dissenting) — The constitutional protection of free speech is one of the noblest and most courageous foundations of our nation and our state. It is sadly ironic that this protection is being used by those who would degrade our society. However, it is in the context of determining to protect speech that we find to be demeaning and repugnant that our true commitment to the doctrine is tested.
The gist of the majority's analysis is that, despite the explicit language of Const, art. 1, § 5, it does not protect expression that was the subject of a statute near the time of the ratification of our constitution. I find, in spite of my
As an initial matter, we must define the issue before us. The relevant statute does not limit itself to "the interests of unwilling viewers, captive audiences, minors and beleaguered neighbors", State v. Henry,
Citizen action can be highly effective in curtailing the unwelcome spread of pornography. In his book, Kingdoms in Conflict (1987), Charles Colson relates a story of a successful citizen effort, at pages 262-63:
When Jack Eckerd, founder of the Eckerd Drug chain, became a Christian in 1983, he called the company president and urged him to take Playboy and Penthouse magazines out of the Eckerd stores. The executive protested, telling him the magazines amounted to several million dollars a year in business. Jack Eckerd persisted. Eventually all 1,700 Eckerd drugstores stopped carrying Playboy and Penthouse. Eckerd then wrote to the directors of other retail stores and encouraged them to do the same. When his letters went unanswered, he wrote again. [Footnote: This story is told in more detail in Jack Eckerd, Finding the Right Prescription (Old Tappan, N.J.: Revell, 1987).]
Meanwhile, the National Coalition Against Pornography was picketing and boycotting stores selling "adult" magazines. The pressure began to pay off. One by one*786 Reveo, People's, Rite Aid, Dart Drug, Gray Drug, and High's Dairy Stores pulled pornography from their shelves. And finally 7-11 removed these magazines from its 4,500 stores and recommended that its 3,600 franchises do the same.
Thus, without one debate before Congress or one case entangled in the courts, the shelves of nearly 12,000 retail stores were cleared of pornography!
Playboy's lawyers, shocked at their declining circulation, charged that a letter from the Meese Commission had put coercive pressure on the stores. Maybe so. But the real impetus came from the little platoons — thousands of individuals and one courageous man who put his faith into practice in his own business.
The sole question presented for this court to decide is the constitutionality of a statute that forbids at any time or place the sale to consenting adults of literature that does not comport with "a uniform vision of how human sexuality should be regarded and portrayed." L. Tribe, American Constitutional Law § 12-16, at 662 (1977).
The majority purports to apply the six nonexclusive criteria of State v. Gunwall,
Language
The majority does not even grant the express language of Const, art. 1, § 5 the dignity of a discussion, other than to state that the language is the beginning of state constitutional analysis. Instead of attempting to determine what the language of the provision means, the majority states that concentration on the language of the constitutional provision would make the other Gunwall criteria superfluous. Majority, at 778. However, if the text of a constitutional provision is unambiguous, further construction can be unwarranted. State ex rel. Anderson v. Chapman,
Const, art. 1, § 5 provides:
*787 Every person may freely speak, write and publish on all subjects, being responsible for the abuse of that right.
Because we are asked in this case to consider the constitutionality of a ban on certain obscene materials, the relevant inquiry is whether such speech falls within the constitutional provisions allowing persons to "freely speak" on "all subjects".
The majority correctly notes that in interpreting the words of the constitution, we should consider their common meaning. State v. Brunn,
The language of Const, art. 1, § 5 unambiguously protects speech on all subjects, which must include the subjects listed in
Differences in Language
The majority does not address the second Gunwall criterion, other than to note that the language of Const, art. 1, § 5 and the first amendment to the United States Constitution differ. Majority, at 778. In fact, this court has consistently held in the most recent cases addressing this issue that the very different languages of the two constitutions require giving our constitution a broader interpretation. Bering v. Share,
The United States Supreme Court has determined that obscenity does not fall under the free speech protection of the First Amendment. E.g., Miller v. California,
Constitutional and Common Law History
"The history of the adoption of a particular state constitutional provision may reveal an intention that will support reading the provision independently of federal law." Gun-wall, at 61. Before the Preamble and Bill of Rights Committee adopted the language that was to become Const, art. 1, § 7, it considered several proposals for the language and produced two formal drafts. See Utter, The Right To Speak, Write, and Publish Freely: State Constitutional Protection Against Private Abridgment, 8 U. Puget Sound L. Rev. 157 (1985). The language finally adopted is the
Those hardy frontier lawyers, newspaper people and their colleagues at the 1889 constitutional convention said it as clearly as they possibly could — the right to free speech and press in the State of Washington is a privilege guaranteed to all, and so long as it is not abused is absolute. Then to insure that this right would not be tampered with by future legislatures or courts, they wrote the privilege into our state constitution.
Rinaldo, at 93-94. The history behind the adoption of Const, art. 1, § 5 supports giving this provision the most liberal interpretation possible.
Preexisting Law
In State v. Gunwall,
Previously established bodies of state law, including statutory law, may also bear on the granting of distinctive state constitutional rights. State law may be responsive to concerns of its citizens long before they are addressed by analogous constitutional claims. Preexisting law can thus help to define the scope of a constitutional right later established.
Gunwall, at 61-62. The majority relies on the fact that there were statutes penalizing the distribution of obscene material before and after the ratification of the Washington Constitution (Laws of 1885, p. 122-23; Laws of 1891, ch. 69, § 24) to conclude that obscenity is not protected. This analysis is misguided.
The true focus of this Gunwall factor should be on whether the constitution responds to a concern already addressed by legislation. An example of how this analysis should apply is found in Gunwall itself. This court found the fact that this state has a long history of extending
The majority's approach is to limit the scope of a constitutional provision through statutes that violate its explicit terms. This is surely unintended. If anything is clear it is that the constitution overrides statutes. Const, art. 27, § 2 (only laws that are not repugnant to the constitution remain in force). The fundamental strength of the constitution is that it forces us, having declared basic principles, to apply those principles uniformly, even if such a result may not be popular in some instances and even where we must nullify a statute. See Const, art. 1, § 32 (fundamental principles).
The majority's analysis would seem to diminish the dignity and courage of our constitution, which was designed to protect speech even where it is repugnant to the majority of citizens. Moreover, the majority has not considered how its analysis would require us to find constitutional restrictions of free speech simply because such restrictions were part of the statutory scheme around the time of the ratification of the constitution. In fact, the logical extension of the majority's analysis, which in essence relies exclusively on the existence of statutes at the time of the ratification of the constitution as defining the scope of a constitutional protection, is that statutes enacted in the late 19th century have special immunity from constitutional challenges and can in fact control now in situations far from the intent of drafters of those statutes.
As discussed above, a finding that
The majority does not address appellants' challenge that
In State v. Henry,
The indeterminacy of the crime created by [the obscenity statute defined by the Miller test] . . . lies in tying the criminality of a publication to "contemporary state standards." Even in ordinary criminal law, we doubt that the legislature can make it a crime to conduct oneself in a manner that falls short of "contemporary state standards.” In a law censoring speech, writing or publication, such an indeterminate test is intolerable. It means that anyone who publishes or distributes arguably "obscene" words or pictures does so at the peril of punishment for making a wrong guess about a future jury's estimate of "contemporary state standards" of prurience.
(Footnotes omitted.) State v. Henry, supra at 513. I find this analysis compelling. Equally compelling is Justice Brennan's dissent in Paris Adult Theatre I v. Slaton,
*792 [E]ven the most painstaking efforts to determine in advance whether certain sexually oriented expression is obscene must inevitably prove unavailing. For the insufficiency of the notice compels persons to guess not only whether their conduct is covered by a criminal statute, but also whether their conduct falls within the constitutionally permissible reach of the statute. The resulting level of uncertainty is utterly intolerable, not alone because it makes "[bjookselling ... a hazardous profession," but as well because it invites arbitrary and erratic enforcement of the law.
(Citation omitted.)
Although the United States Supreme Court has not been convinced that its obscenity definition is vague under the United States Constitution, this definition, and the definition of
I would hold that Const, art. 1, § 5 protects speech on all subjects, including the subjects listed in
Pearson, C.J., and Brachtenbach, J., concur with Utter, J.
Callow, J. — I concur in Justice Utter's comments on the unconstitutionality of
Reconsideration denied March 23, 1989.
Notes
The issue of whether the distribution of the materials at issue in this case might constitute an "abuse" of the right to free speech is not at issue here because there is no allegation of direct harm resulting from the materials. See Bering v. Share,
Concurrence Opinion
(concurring with majority) — I agree with much of what Justice Utter writes in his dissent concerning the breadth of the state constitution's protection of free speech and press. As the majority opinion explains, however, obscenity has never been protected by either the state or the federal constitutions.