State v. ReamsState v. Reams
Lead Opinion
Dеfendant was indicted for felony murder (ORS 163.115(l)(b)) for shooting the father of his estranged wife during the commission of the crime of burglary. He was also indicted for burglary in the first degree for unlawfully entering the home of his father-in-law with the intent to commit the crime of assault (ORS 164.225), as well as for intentional murder for the same killing (ORS 163.115).
Defendant’s petition for review was allowed by this court because of its concern whether a defendant can be properly indicted and convicted for felony murder when the underlying felony is a burglary in which the crime which defendant is alleged to have intended to commit after his unlawful entry was the crime of assault.
The Facts
The defendant and his wife had a stormy marriage, ' during which his wife had previously left him for a time and he had attempted or threatened suicide. On April 18, 1979, defendant returned from work to find that the furniture of the house had been “cleaned out.” Without telling the defendant, his wife had secretly rented another house and had arranged with a “mover” to move the furniture there. Defendant then called his father-in-law, Mr. Gibbons, and asked where he could find his wife. Mr. Gibbons said that he did not know.
Defendant then obtained a pistol from either his parents’ home or his place of employment. After considering and rejecting suicide, he decided to try to find his wife. He then went to the home of his wife’s parents, wearing a holster with the pistol. After ringing the doorbell, with no response, defendant opened the door with a key to the house which, according to Mrs. Gibbons, had been given to his wife, but which he was not authorized to use. After going into his wife’s “old room,” he went into Mr. Gibbons’ room, took a second pistol from the night stand there, and waited for Mr. and Mrs. Gibbons to return.
Defendant testified that he did not intend to kill his wife, but to scare her with the guns and that when he entered the house he did not intend to kill Mr. Gibbons.
Mr. and Mrs. Gibbons returned, after visiting their daughter, while defendant was in the house. Defendant did not inform them that he was in the house, apparently hoping to learn why his wife had left him and where he might find her. Mrs. Gibbons went into the bedroom. Mr. Gibbons went into the living room, sat down on the davenport and began to read a newspaper.
Defendant then suddenly appeared and, without speaking a word, shot Mr. Gibbons in the back of the head with both pistols. He then turned and shot Mrs. Gibbons as she entered the room, wounding her.
Defendant next told Mrs. Gibbons that she must take him to his wife. When she said, “You want to kill her,” he replied,
From this testimony, the jury could properly find that when defendant unlawfully entered the house of Mr. and Mrs. Gibbons he did so with the intent to assault his wife, but not to either assault or kill either of her parents, and that there was evidence sufficient to find that defendant was guilty of burglary in the first degree, as well as felony murder, under the provisions of the statutes, which will next be discussed.
The statutes: their legislative history, and previous Oregon court decisions.
Burglary in the first degree is definеd in ORS 164.215 and 164.225 to include unlawful entry into a dwelling with intent “to commit a crime therein.”
“* * * commits or attempts to commit arson in the first degree, burglary in the first degree, escape in the first degree, kidnapping in the first degree, rape in the first degree, robbery in any degree or sodomy in the first degree and in the course of and in furtherance of the crime he is committing or attempting to commit, or the immediate flight therefrom, he, or аnother participant if there be any, causes the death of a person other than one of the participants; * * *.” (Emphasis added)
State v. Morris,
“The jury was free to believe the defendant’s story if it wanted to. If, however, it chose to believe the state’s witnesses, there was ample evidence that a burglary was being committed. The burglary may have been incidental to the defendant’s primary purpose, which was to kill his wife and her companion, but the state was not bound to ignore the burglary. The district attorney had the right to try to provе an objective fact, burglary, in addition to a subjective one, the state of the defendant’s mind.”4
The next year this court in State v. Branch,
“The purpose of the felony-murder rule is to relieve the state оf the burden of proving premeditation or malice whenever the victim’s death is caused by the killer while the killer is committing another felony. Since a malignant purpose is established by proof of the defendant’s other felony, malice is redundant with reference to the killing.” (Emphasis added)
but went on (at 100) to agree with holdings by other courts that:
«* * * where the only felony committed (apart from the murder itself) was the assault upon the victim which resulted in the death of the victim, the assault merged with the killing and could not be relied upon by the state as an ingredient of a ‘felony murder.’ ”
Although the opinions in Branch and Morris were both written by Justice Goodwin, Morris was not referred to in Branch, much less overruled.
This court has not, until this case, again considered either the propriety of felony murder instructions or the sufficiency of the evidence to support a conviction for felony murder in such cases. In 1971, however, the Court of Appeals, in State v. Tremblay,
“In Branch the only other crime was the assault itself. Burglary consists of two things - one, breaking and entering a dwelling house; two, intent to commit a crime therein. The crime which a burglar usually intends to commit after he breaks into a dwelling is larceny. Defendant concedes her argument could not apply in that situation. We think her argument fails because it is obvious that the legislature intended to give added proteсtion to persons who are within a dwelling place. This is borne out by the decision in State v. Morris,241 Or 253 ,405 P2d 369 (1965), which was decided nine months before State v. Branch, supra. There the facts were almost in point with those in the case at bar. <(‡ * * * *
“If Branch was intended to overrule Morris we assume it would have done so specifically.”
This was the state of the law in Oregon on this subject when the Criminal Law Revision Commission undertook to revise and recodify the criminal laws of this state. For many years the felony murder rule, as adopted by statute in most states, had been subject to considerable criticism. See discussion in Comment, 13 Wake Forest L. Rev. 369, 370-376 (1977). The Commentary upon section 88 (murder) of the then Proposed Criminal Code, in recognition of such criticism, stated that:
“The draft section follows the modern trend awаy from the common law felony-murderrule pursuant to which almost any killing occurring during the commission of some other felony renders all participants in the underlying crime guilty also of murder. This has had some highly questionable results in cases where a co-felon had no idea that force would be used or where the death is that of a co-felon slain by police or the victim. * * * *
“The proposed draft also erases the felony-murder provision found in ORS 163.020(1) which provides that death resulting from the commission of any felony, other than those described in the first degree murder statute, is second degree murder. Several other states prеsently have a provision similar to Oregon’s, but all recent criminal codes have deleted it.” Proposed Oregon Criminal Code, Final Draft and Report, July 1970, p. 87.
The same Commentary also makes the following observation:
“Pursuant to the definition in the section [murder] a person commits murder when he intentionally or knowingly kills another; * * * or when a person * * * is killed in the course of the more violent and potentially dangerous felonies — arson, burglary, rape, robbery, escape, kidnapping and forced sodomy.” Proposed Oregon Criminal Code, Final Draft and Report, p. 85. (Emphasis added)
Thus, one of the effects of the felony murder provision of the new Criminal Code was to omit as collateral felonies crimes other than those considered to be “more violent and potentially dangerous.” Burglary in the first degree, however, was considered to be such a felony. With respect to the legislature’s decision to include burglary among “the more violent and potentially dangerous felonies,” we must assume that the legislature, at the time of the addition of the new Criminal Code, was aware of the existing law in Oregon on this subject, as set forth in Morris, Branch, and Tremblay, all decided prior to the adoption of that Code (See State v. Waterhouse,
It is to be noted that one of the consequences of felony murder is that an enhanced penalty is provided for deaths which occur during other violent crimes, one of which is burglary in the first degree. It is also to be noted that most of the other specifically enunciated crimes: kidnapping in the first degree, rape in the first degree, robbery in any degree or sodomy in the first degree, are violent crimes where the victim either suffers a physical injury or there is a high probability of physical injury during their commission.
At legislative committee hearings on the then Proposed Criminal Code, one of the authors of the Code, Professor George M. Platt of the University of Oregon School of Law, stated to the legislators on the Interim Senate Committee that his listing of crimes in the felony murder rule “is somewhat arbitrary on his part * * * but this is a technical matter which can be handled by the staff later if the Commission agrees with the substance of the proposed draft.”
Since ORS 163.115, 164.215 and 164.225 were adopted in 1971 as a part of the new Criminal Code, no bills have been submitted to change the law on this subject.
The intention of the legislature in re-enacting the felony murder statute.
Defendant does not contend that any of his constitutional rights were violаted by the decision of the Court of Appeals or by its reliance upon Morris and Tremblay in its
In the recent case of Whipple v. How ser,
“The starting point in every case involving a determination of legislative intent is the language of the statute itself. Greyhound Corp. v. Mt. Hood Stages, Inc.,437 US 322 , 330 (1978). This need to look first to the language of the statute has been frequently recognized by this court. In Swift & Co. and Armour & Co. v. Peterson,192 Or 97 ,233 P2d 216 (1951), we said (at 108):
“ ‘The cardinal rule for the construction of a statute is to ascertain from the language thereof the intent of the lawmakers as to what purpose was to be served, or what object was designed to be attained.’
“Accord, State of Oregon v. Buck,200 Or 87 , 92,262 P2d 495 (1953).
“More specifically, in State ex rel Cox v. Wilson,277 Or 747 ,562 P2d 172 (1977), we held (at 750) that:
“ ‘ “There is, of course, no more persuasive evidence of the purpose of a statute than the words by which the legislature undertook to give expression to its wishes.” Quoting United States v. American Trucking Ass’ns,310 US 534 , 542-44,60 S Ct 1059 ,84 LEd 1345 (1940).’
“As also held in Lane County v. Heintz Const. Co. et al,228 Or 152 , 157,364 P2d 627 (1960), quoting with approval from Barrett v. Union Bridge Co.,117 Or 566 , 570,245 P 308 ,45 ALR 527 (1926):
“ ‘* * * we are not at liberty to give effect to any supposed intention or meaning in the legislature, unless the words to be imported into the statute are, in substance at least, contained in it.’ (Emphasis added)”
Upon examination of the provisions of the felony murdеr statute (ORS 163.115(1) (b)) and the first degree burglary statutes (ORS 164.225 and 164.215), we believe that the intention of the legislature in the adoption of these statutes in 1971 is expressed by the clear and unambiguous terms of these statutes to the effect that a person who commits burglary in the first degree and who in the course of that crime causes the death of another person not a participant in the crime, as in this case, is guilty of criminal homicide (i.e., felony murder) and that a person who, as in this case, enters a dwelling unlawfully with a gun with the intent to commit an assault on some person who may be in that house is guilty of burglary in the first degree. It follows, in our opinion, that this court is not at liberty to consider what the legislature might have intended or provided on the assumption that it did not consider the problems now raised by this defendant, much less to construe the terms of this statute so as to avoid problems which it may or may not have considered at the time of its adoption of these statutes in 1971.
Even if the decision to include the felonies of “arson in the first degree, burglary in the first degree, escape in the first degree, kidnapping in the first degree, rape in the first degree, robbery in any degree or
A distinction was made by the legislature between conviction for a felony murder of a defendant who kills a person in a dwelling after unlawfully entering the dwelling with an intent to commit the crime of assault, as in this case, and the conviction of a defendant for second degree murder for killing a person not in a dwelling, but in the street, in the course of an assault, as in Branch. In that respect, we agree with the holding by the New York Court of Appeals in People v. Miller,
“It should be apparent that the Legislature, in including burglary as one of the enumerated felonies as a basis for felony murder, recognized that persons within domiciles are in greater peril from those entering the domicile with criminal intent, than persons on the street who are being subjected to the same criminal intent. Thus, the burglary statutes prescribe greater punishment for a criminal act committed within the domicile than for the same act committed on the street. Where, as here, the criminal act underlying the burglary is an assault with a dangerous weapon, the likelihood that the assault will culminate in a homicide is significantly increased by the situs of the assault. When the assault takes place within the domicile, thе victim may be more likely to resist the assault; the victim is also less likely to be able to avoid the consequences of the assault, since his paths of retreat and escape may be barred or severely restricted by furniture, walls and other obstructions incidental to buildings. Further, it is also more likely that when the assault occurs in the victim’s domicile, there will be present family or close friends who will come to the victim’s aid and be killed. Since the purpose of the felony-murder statute is to reduce the disproportionate number of accidental homicides which occur during the commission of the enumerated prеdicate felonies by punishing the party responsible for the homicide not merely for manslaughter, but for murder (see Model Penal Code, Tent. Draft No. 9, pp. 37, 38), the Legislature, in enacting the burglary and felony-murder statutes, did not exclude from the definition of burglary, a burglary based upon the intent to assault, but intended that the definition be ‘satisfied if the intruder’s intent, existing at the time of the unlawful entry or remaining, is to commit any crime.’ ”
To the same general effect, see Blango v. United States;
The only case cited by defendant as holding to the contrary is People v. Wilson, 1 Cal 3d 431, 82 Cal Rptr 494,
Defendant next contends that this court should not look to “labels,” but to the facts of each case, including the facts of this case. It should thus also be noted that the facts of this case differ from those in Wilson in that in this case, as previously noted, the jury could have properly found that upon unlawfully entering the home of Mr. and Mrs. Gibbons, defendant intended to assault his wife, but did not intend to assault them. Thus, the jury could have properly found that the person killed in this case (Mr. Gibbons) was not the same person as the person intended to be the subject of the assault upon defendant’s unlawful entry of the house. It follows that the facts of this case are consistent with what defendant (and Wilson) contend to be the purpose of the felony murder rule, i.e., to deter felons from killings of third persons in the course of the commission of other “independent” felonies involving other persons.
In also considering “the facts of each case,” we note that our previous decision in State v. Branch, supra, did not involve a first degree felony murder based upon a killing during the course of a burglary, as in this case and as in the Oregon cases of State v. Morris, supra, and State v. Tremblay, supra. Instead, the defendant in Branch was convicted of second degree murder after assaulting and shooting the decedent in the street beside defendant’s automobile.
Thus, the killing of Mr. Gibbons in this case was not an “integral part” or “ingredient” of the collateral felony of burglary, which the jury could have found to involve an intent to assault defendant’s wife, at least in the same sense as the killing in Wilson and Branch. In other words, this is not a case in which the collateral felony (the burglary) was one in which the intended crime at the time of the burglary was an intended assault upon the same person who was killed during the course of the burglary, as in Wilson. Neither is this a case in whiсh the collateral felony was not burglary, but assault, and an assault upon the same person who was killed during the commission of that crime, as in Branch. Indeed, as pointed out in Branch (
Defendant also expresses concern that under the felony murder rule a prosecuting attorney may use that theory to “bootstrap” and “as a means to avoid the obvious mens rea problem” resulting from defendant’s partial defense of extreme emotional disturbance in an attempt to reduce the
Finally, defendant calls our attention to the provisions of the 1971 Criminal Code set forth in ORS 161.025(2) and 161.025(1)(d) as follows:
“The rule that a penal statute is to be strictly construed shall not apply to Chapter 743, Oregon Laws 1971, or any of its provisions. Chapter 743, Oregon Laws 1971, shall be construed according to the fair import of its terms, to promote justice and to effect the рurposes of subsection (1) of this section.” (ORS 161.025(2)).
The general purposes of Chapter 743, Oregon Laws 1971, are:
“To define the act or omission and the accompanying mental state that constitute each offense and limit the condemnation of conduct when it is without fault.” (ORS 161.025(l)(d)).
In our best judgment, neither of these statutory provisions can properly authorize this court to construe provisions of the 1971 Criminal Code to reach a result contrary to what this court believes to have been the intention of the legislature as expressed by the terms of that statute.
For these reasons, we affirm the decision by the Court of Appeals in holding that defendant was properly convicted оf the crime of felony murder pursuant to the provisions of ORS 163.115.
The sentence imposed upon defendant was “disproportionate.”
A second reason why this court allowed defendant’s petition for review in this case was to consider whether the decision by the Court of Appeals was correct in holding that defendant’s sentence for life for felony murder, with the requirement that defendant serve not less than 25 years before becoming eligible for parole, under the provisions of ORS 163.115(5) (which was enacted as a part of the death penalty statute as an initiative measure) was invalid, as contended by defendant, upon the ground that the provision for such a mandatory sentence for murder was in conflict with the provisions of ORS 163.095, which provides for minimum sentences of 20 years for certain “aggravated” intentional murders.
At the time of such resentencing, the trial court should also state the reasons not only for that sentence, but also for the sentence to be imposed upon defendant for the attempted murder of Mrs. Gibbons, as held by the Court of Appeals and as required by the decision of this court in State v. Garcia,
The conviction of the defendant is affirmed, and the case is remanded for sentencing.
Notes
Defendant was first indicted for murder. After defendant gave nоtice of intent to rely upon the partial defense of “extreme emotional disturbance” (ORS 163.115(l)(a), (2) and ORS 163.135), he was then indicted for felony murder and for burglary. He was also indicted for attempted murder of the mother of his estranged wife and later pleaded guilty to that charge.
The court submitted to the jury forms for verdicts of “guilty” and “not guilty” of the crime of intentional murder. The jury, however, did not fill out and return a verdict of either “guilty” or “not guilty” of that crime.
ORS 164.225 provides in relevant part:
“(1) A person commits the crime of burglary in the first degree if he violates ORS 164.215 and the building is a dwelling, or if in effecting entry or while in a building or in immediate flight therefrom he:
“(a) Is armed with a burglar’s tool as defined in ORS 164.235 or a deadly weapon; or
“(b) Causes or attempts to cause physical injury to any person; or
“(c) Uses or threatens to use a dangerous weapon.”
ORS 164.215 provides in relevant part:
“(1) A person commits the crime of burglary in the second degree if he enters or remains unlawfully in a building with intent to commit a crime therein.”
Although in different terms, the burglary statutes at that time, 164.220 and 164.230, were substantially the same as the present burglary statutes, ORS 164.225 and 164.215 in their application to this case in that both statutes defined the crime of burglary to include the unlawful entry into a dwelling with an intent to commit any crime therein.
Proposed Revisions to the Oregon Criminal Code: Hearings on SB 40 Before Interim Comm. 1967-70 Criminal Law Revis. Comm’n. Subcommittee No. 2, 56th Legis. Sess. 2 (Nov. 14, 1969).
See Proposed Revisions to the Oregon Criminal Code: Hearings on SB 40 Before the Senate Crim. Law and Proc. Comm., 56th Sess. (Regular 1971) (1969-71); and Before the House Judiciary Comm., 56th Sess. (Regular 1971) (1969-71).
We recognize, however, that in Tremblay the Court of Appeals held that a felony murder instruction was proper despite the fact that the person killed was also the subject of the intended assault at the time of the burglary in that case.
ORS 163.115(5) provides:
“Except when a sentence of death is imposed pursuant to ORS 163.116, a person convicted of murder shall be punished by imprisonment for life and shall be required to serve not less than 25 years before becoming eligible for parole.”
ORS 163.095 provides:
“As used in ORS 163.105 and this section, ‘aggravated murdеr’ means murder as defined in ORS 163.115 which is committed under, or accompanied by, any of the following circumstances:
“(l)(a) The defendant committed the murder pursuant to an agreement that he receive money or other thing of value for committing the murder.
“(b) The defendant solicited another to commit the murder and paid or agreed to pay the person money or other thing of value for committing the murder.
“(c) The defendant committed murder after having been convicted of murder as defined in ORS 163.115.
“(d) The defendant committed murder by means of bombing.
“(2)(a) The victim was one of the following and the murder was related to the performance of the victim’s official duties in the justice system:
“(A) A police officer as defined in subsection (5) of ORS 181.610;
“(B) A correctional, parole or probation officer or other person charged with the duty of custody, control or supervision of convicted persons;
“(C) A member of the Oregon State Police;
“(D) A judicial officer as defined in ORS 1.210;
“(E) A juror or witness in a criminal proceeding;
“(F) An employe or officer of a court of justice; or
“(G) A member of the State Board of Parole.
“(b) The defendant was confined in a state, county or municipal penal or correctional facility or was otherwise in custody when the murder occurred.
“(c) There was more than one murder victim.
“(d) The defendant personally committed the homicide in the course or in the furtherance of the crime of robbery in any degree, kidnapping or arson in the first degree, any sexual offense specified in this chapter, or in immеdiate flight therefrom.
“(e) The defendant committed murder after having been convicted of manslaughter as defined in ORS 163.118.”
In Segner the Court of Appeals noted that:
“ORS 144.110(1) provides that:
“ ‘In any felony case, the court may impose a minimum term of imprisonment of up to one-half of the sentence it imposes.’ (Emphasis added.)
“ORS 161.525 provides that a crime is a felony:
“ * * [I]f it is so designated in any statute of this state or if a person convicted under a statute of this state may be sentenced to a maximum term of imprisonment of more than one year.’
“Murder is not expressly designated as a felony by statute. However, since a sentence of life imprisonment contemplates incarceration for more than one year, the punishment provision of ORS 163.115 placed murder squarely within the ORS 161.525 definition of felony. Thus, the trial court had the same discretion to invoke the enhanced sentence provision of ORS 144.110(1) for a murder conviction as it would in any other felony case.
«* * * * *
“Although the statutes did not formerly expressly provide for a minimum term of imprisonment for a defendant sentenced to life imprisonment, Class A Felonies allow a minimum term of imprisonment up to ten years. ORS 161.605. For aggravated murder, ORS 163.105 authorizes 20 and 30 year mandatory minimum sentences. Therefore, it follows from the statutory scheme of penalties that a minimum sentence imposed for a lesser crime is permissible within the limitations prescribed by ORS 144.110(1). Any other interpretation of ORS 144.110(1) would lead to the incongruous result that a felon who stops short of killing his victim would potentially be subject to more lengthy imprisonment than one who actually kills the victim. Moreover, the ten-year minimum sentence imposed herein is significantly less than the 20 and 30 year minimum sentences provided for aggravated murder under ORS 163.105. Under the facts of this case, we hold that the circuit court was within its authority in imposing the minimum ten-year sentence.”
Defendant also assigned as errors on appeal various other rulings by the trial court. We have examined each of these assignments of еrror in appellant’s brief to the Court of Appeals. We believe that the Court of Appeals correctly disposed of all of those assignments of error by its opinion in this case.
Concurrence Opinion
specially concurring.
I concur in the majority decision that the defendant was lawfully convicted of felony murder but that the defendant must be resentenced. I write specially for the reason that I am of the opinion that the defendant can be found guilty of felony murder because when the defendant entered he intended to assault A, his wife, and subsequently he killed B, his father-in-law. I express no opinion whether the defendant could be found guilty of felony murder if he