Case Information
*1
[Cite as
State v. Ratliff
,
GUERNSEY COUNTY, OHIO
FIFTH APPELLATE DISTRICT STATE OF OHIO, : JUDGES:
: Hon. Earle E. Wise, P.J.
Plaintiff - Appellee : Hon. John W. Wise, J.
: Hon. Craig R. Baldwin, J.
-vs- :
: DAVID M. RATLIFF, : Case No. 21CA000016
: Defendant - Appellant : O P I N I O N CHARACTER OF PROCEEDING: Appeal from the Guernsey County
Court of Common Pleas, Case No. 20CR000213 JUDGMENT: Affirmed
DATE OF JUDGMENT: April 22, 2022 APPEARANCES:
For Plaintiff-Appellee For Defendant-Appellant JASON R. FARLEY R. JESSICA MANUNGO Guernsey County Prosecutor's Office Office of the Ohio Public Defender Prosecuting Attorney Assistant State Public Defender 627 Wheeling Avenue 250 East Broad Street, Suite 1400 Cambridge, Ohio 43725 Columbus, Ohio 43215 Baldwin, J.
{¶1} Defendant-appellant David Ratliff appeals his sentence from the Guernsey County Court of Common Pleas. Plaintiff-appellee is the State of Ohio.
STATEMENT OF THE FACTS AND CASE
{¶2} On November 25, 2020, the Guernsey County Grand Jury indicted appellant on one count of aggravated possession of drugs in violation of R.C. 2925.11(A) and (C)(1)(d), a felony of the first degree. At his arraignment on December 17, 2020, appеllant entered a plea of not guilty to the charge. Thereafter, on June 11, 2021, appellant withdrew his former not guilty plea
and entered a plea of no contest to the sole count in the indictment and was found guilty of the same. As memorialized in a Judgment Entry filed on the same day, appellant was sentenced to an indefinite prison term of a minimum of seven (7) years (all mandatory) and a maximum prison term of ten and a half (10 ½ ) years. Appellant also was ordered to pay court costs and his driver’s license was suspended for a period of five (5) years. The trial court waived the mandatory fine after finding appellant to be indigent. Appellant now appeals, raising the following assignments of error on appeal: “I. BECAUSE THE REAGAN TOKES ACT VIOLATES THE OHIO AND
UNITED STATES CONSTITUTIONS, DAVID RATLIFF’S SENTENCE IS CONTRARY TO LAW. R.C. 2953.08(G)(2); SIXTH AND FOURTEENTH AMENDMENTS OF THE UNITED STATES CONSTITUTION; ARTICLES I, II AND III OF THE UNITED STATES CONSTITUTION; ARTICLE I, SECTIONS 5, 10 AND 16 OF THE OHIO CONSTITUTION; CITY OF S. EUCLID V. JEMISON , 28 OHIO ST.3D 157, 158-59, 503 N.E.2D 136 (1986).”
{¶6}
“II. MR. RATLIFF RECEIVED INEFFECTIVE ASSISTANCE OF COUNSEL
IN VIOLATION OF THE SIXTH AMENDMENT TO THE UNITED STATES
CONSTITUTION WHEN TRIAL COUNSEL FAILED TO MOVE FOR WAIVER OF
COURT COSTS AT SENTENCING.
STRICKLAND V
.
WASHINGTON
,
I Appellant, in his first assignment of error, argues that his sentence is
contrary to law because the Reagan Tokes Act violates the Ohio and United States Constitutions by violating a person’s constitutional right to trial by jury, separation of powers, due process and equal protection. We disagree.
As an initial matter, we note that the Ohio Supreme Court recently held that
the constitutionality of the Reagan Tokes Act was ripe for review on the defendant's direct
appeal of his or her conviction and prison sentence. See
State v. Maddox,
--N.E.3d--,
The Reagan Tokes Law
R.C. 2967.271, which is a part of the “Reagan Tokes Law” allows the Ohio
Department оf Rehabilitation and Correction (“DRC”) to administratively extend an
incarcerated person's prison term beyond his or her minimum prison term or presumptive
earned early-release date, but not beyond his or her maximum prison term. The Reagan
Tokes Law (S.B. 201) was enacted in 2018 and became effective on March 22, 2019.
The Reagan Tokes Law, “significantly altered the sentencing structure for many of Ohio's
most serious felonies’ by implementing an indefinite sentencing system for those non-life
felonies of the first and second degree, committed on or after the effective date.”
State v.
Polley
, 6th Dist. Ottawa No. OT-19-039,
{¶10}
As with any statute enacted by the General Assembly, the Reagan Tokes
Law is entitled to a “strong presumption of constitutionality.”
State v. Romage
, 138 Ohio
St.3d 390,
The power to define criminal offenses and prescribe punishment is vested
in the legislative branch of government and courts may only impose sentences as
provided by statute.
Whalen v. United States
, 445 U.S. 684, 689, 100 S.Ct. 1432, 63
L.Ed.2d 715 (1980);
Brown v. Ohio
,
In the case at bar, the legislature has authorized as a sentence for a felony of the first degree:
(1)(a) For a felony of the first degree committed on or after the effective date of this amendment, the prison term shall be an indefinite prison term with а stated minimum term selected by the court of three, four, five, six, seven, eight, nine, ten, or eleven years and a maximum term that is determined pursuant to section 2929.144 of the Revised Code, except that if the section that criminalizes the conduct constituting the felony specifies a different minimum term or penalty for the offense, the specific language of that section shall control in determining the minimum term or otherwise sentencing the offender but the minimum term or sentence imposed under that specific language shall be considered for purposes of the Revised Code as if it had been imposed under this division.
R.C. 2929.14(A)(1)(a).
Indefinite sentences are not new to Ohio. In fact, the preSB2 sentenсe for a felony of the first degree as charged in this case the defendant could have received an indeterminate minimum sentence of five, six, seven, eight, nine or ten years up to a maximum of twenty-five years. See, State v. Davis, 9th Dist. Summit No. 13092, 1987 WL 25743 (Nov. 25, 1987), citing former R.C. 2929.11. What is different from prior law regarding indefinite sentences is that the Reagan Tokes Law has created a presumptive release date.
The Reagan Tokes Law requires that a court imposing a prison term under R.C. 2929.14(A)(1)(a) or (2)(a) for a first or second degree felony committed on or after March 22, 2019, impose a minimum prison term under that provision and a maximum prison term determined under R.C. 2929.144(B); R.C. 2929.144(C). Further, under the Reagan Tokes Law, there is a presumptiоn that the offender “ shall be released from service of the sentence on the expiration of the offender's minimum prison term or on the offender's presumptive earned early release date, whichever is earlier.” R.C. 2967.271(B) (emphasis added). A presumptive earned early release date is a date determined under procedures described in R.C. 2967.271(F), which allow the sentencing court to reduce the minimum prison term under certain circumstances. R.C. 2967.271(A)(2). The DRC may rebut the presumption if it determines at a hearing that one or more statutorily numerated factors apply. R.C. 2967.271(C). If DRC rebuts the presumption, it may maintain the offender's incarceration after the expiration of the minimum prison term or presumptive earned early release date for a reasonable period of time, determined and specified by DRC that “shall not exceed the offender's maximum prison term.” R.C. 2967.271(D)(1).
Under the Reagan Tokes Law, the judge imposes both a minimum and a
maximum sentence. Judicial fact-finding is not required. In Ohio, “trial courts have full
discretion to impose a prison sentence within the statutory range and are no longer
required to make findings or give their reasons for imposing maximum, consecutive, or
more than the minimum sentences.”
State v. Kalish
,
An incarcerated individual does not have a constitutional right to parole or release before serving his entire sentence.
An inmate has no constitutional right to parole release before the expiration
of his sentence.
Greenholtz v. Inmates of the Nebraska Penal & Corr. Complex
, 442 U.S.
1, 7,
{¶19}
The Supreme Court has made it clear that a mere unilateral hope or
expectation of release on parole is not enough to constitute a protected liberty interest;
the prisoner “must, instead, have a legitimate claim of
entitlement
to it.”
Greenholtz,
422
U.S. at 7,
As relevant here, R.C. 2967.271(B) states:
(B) When an offender is sentenced to a non-life felony indefinite prison term, there shall be a presumption that the person shall be released from service of the sentence on the expiration of the offender's minimum prison term or on the offender's presumptive earned early release date, whichever is earlier. (Emphasis added). Also relevant is R.C. 2967.271(C), which states: {¶24} (C) The presumption established under division (B) of this section is a rebuttable presumption that the department of rehabilitation and correction may rebut as provided in this division. Unless the department rebuts the presumption, the offender shall be released from service of the sentence on the expiration of the offender's minimum prison term or on the offender's presumptive earned early release date, whichever is earlier. The department may rebut the presumption only if the department determines, at a hearing, that one or more of the following applies:
{¶25} (1) Regardless of the security level in which the offender is classified at the time of the hearing, both of the following apply:
{¶26} (a) During the offender's incarceration, the offender committed institutional rule infractions that involved compromising the security of a state correctional institution, compromising the safety of the staff of a state correctional institution or its inmates, or physical harm or the threat of physical harm to the staff of a state correctional institution or its inmates, or committed a violation of law that was not prosecuted, and the infractions or violations demonstrate that the offender has not been rehabilitated.
(b) The offender's behavior while incarcerated, including, but not limited to the infractions and violations specified in division (C)(1)(a) of this section, demonstrate that the offender continues to pose a threat to society.
(2) Regardless of the security level in which the offender is classified at the time of the hearing, the offender has been placed by the department in extended restrictive housing at any time within the year preceding the date of the hearing. (3) At the time of the hearing, the offender is classified by the department as a security level three, four, or five, or at a higher security level.
The legislature by choosing the language “there shall be a presumption that
the person
shall be released
” and “Unless the department rebuts the presumption, the
offender
shall be released
,” within the Reagan Tokes Law has arguably created
enforceable liberty interests in parole.
Board of Pardons v. Allen
,
“As for the Due Process Clause, standard analysis under that provision
proceeds in two steps: We first ask whether there exists a liberty or property interest of
which a person has been deprived, and if so we ask whether the procedures followed by
the State were constitutionally sufficient.
Kentucky Dept. of Corrections v. Thompson
, 490
U.S. 454, 460,
Due Process in the prison setting
When a State creates a liberty interest, the Due Process Clause requires
fair procedures for its vindication—and courts will review the application of those
constitutionally rеquired procedures.
Swarthout v. Cooke,
In the context of parole, the United States Supreme Court has held that the
procedures required are minimal. In
Greenholtz
, the Court found that a prisoner subject
to a parole statute received adequate process when he was allowed an opportunity to be
heard and was provided a statement of the reasons why parole was denied. Id. at 16, 99
S.Ct. 2100. “The Constitution,” we held, “does not require more.”
Swarthout v. Cooke,
{¶50} In Woods v. Telb , the Ohio Supreme Court made the following observation concerning Ohio law:
Under the [pre-SB2] system of parole, a sentencing judge, imposing an indefinite sentence with the possibility of parole, had limited power or authority to control the minimum time to be served before the offender's release on parole; the judge could control the maximum length of the prison sentence, but the judge had no power over when parole might be granted in between those parameters. The judge had no power to control the conditions of parole or the length of the parole supervision.
***
But, we observe that for as long as parole has existed in Ohio, the executive branch (the APA and its predecessors) has had absolute discretion over that portion of an offender's sentence. See State ex rel. Atty. Gen. v. Peters (1885),43 Ohio St. 629 ,4 N.E. 81 .
* *
Woods v. Telb,
In striking the balance that the Due Process Clause demands,
however, we think the major consideration militating against adopting the
full range of procedures suggested by
Morrissey
[
v. Brewer
,
Indeed, it has been noted, “[C]ourts are ill equipped to deal with the
increasingly urgent problems of prison administration and reform.”
Procunier v. Martinez,
The Courts have found therefore, that the following procedures should be
accorded to prisoners facing prison disciplinary proceedings: 1). a prisoner is entitled to
a review unaffected by “arbitrary” decision-making.
Wolff,
{¶40} In the case at bar, in order to rebut the presumptive release date, the DRC must conduct a hearing and determine whether any of the following factors are applicаble: (1) Regardless of the security level in which the offender is classified at the time of the hearing, both of the following apply:
(a) During the offender's incarceration, the offender committed institutional rule infractions that involved compromising the security of a state correctional institution, compromising the safety of the staff of a state correctional institution or its inmates, or physical harm or the threat of physical harm to the staff of a state correctional institution or its inmates, or committed a violation of law that was not prosecuted, and the infractions or violations demonstrate that the offender has not been rehabilitated.
(b) The offender's behavior while incarcerated, including, but not limited to the infractions and violations specified in division (C)(1)(a) of this section, demonstrate that the offender continues to pose a threat to society.
{¶44} (2) Regardless of the security level in which the offender is classified at the time of the hearing, the offender has been placed by the department in extended restrictive housing at any time within the year preceding the date of the hearing. {¶45} (3) At the time of the hearing, the offender is classified by the department as a security level three, four, or five, or at a higher security level.
R.C. 2967.271 (C)(1), (2) and (3).
“Although the power to deny parole is purely discretionary as far as Ohio's statutes are cоncerned, the state's administrative regulations must also be considered.” Inmates of Orient Correctional Institute v. Ohio State Adult Parole Authority, 929 F.2d 233, 236 (6th Cir. 1991). The DRC is required to provide notice of the hearing. R.C. 2967.271(E). Ohio Adm. Code 5120-9-06 sets forth the inmate rules of conduct. Ohio Adm. Code 5120-9-08 sets forth the disciplinary procedures for violations of inmate rules of conduct before the rules infraction board. Ohio Adm. Code 5120-9-10 sets forth the procedures for when and under what circumstances an inmate may be placed in and/or transferred to a restrictive housing assignment. Ohio Adm. Code 5120: 1-1-11 sets forth the procedure of release consideration hearings. Thus, an inmate is given notice in advance of the behavior that can contribute or result in an extended sentence and under what circumstance the inmate can be placed or transferred to a restrictive housing assignment.
Each procedure employed provides at the least for notice and the opportunity to be heard. Under the Reagan Tokes Law, an inmate is afforded notice and a hearing by R.C. 2967.271(E), which states:
{¶49} The [DRC] shall provide notices of hearings to be conducted under division (C) or (D) of this section in the same manner, and to the same persons, as specified in section 2967.12 and Chapter 2930 of the Revised Code with respect to hearings to be conducted regarding the possible release on parole of an inmate.
See, State v. Guyton,
12th Dist. Butler No. CA2019-12-203, 2020-Ohio-
3837, ¶ 11;
State v. Leet,
2nd Dist. Montgomery No. 28670,
Separation of Powers is not violated
Nor can it be argued that because the DRC can increase a sentence beyond
the minimum given by the trial judge, the Reagan Tokes Law usurps judicial authority. As
already noted, the DRC may not increase the sentence beyond the maximum sentence
imposed by the trial court. The Ohio Supreme Court has made it clear that, when the
power to sanction is delegated to the executive branch, a separation-of-powers problem
is avoided if the sanction is originally imposed by a court and included in its sentence.
See Hernandez v. Kelly,
Furthermore, as we have noted, under the Reagan Tokes Law an inmate is
afforded the due process rights accorded to one who is incarcerated before any increase
can occur. Prison disciplinary рroceedings are not part of a criminal prosecution, and the
full panoply of rights due a defendant in such proceedings does not apply. For as long as
parole has existed in Ohio, the executive branch (the APA and its predecessors) has had
absolute discretion over when parole will be granted.
Woods v. Telb,
89 Ohio St.3d at
511-512,
The Reagan Tokes Law does not allow the DRC to lengthen a defendant's sentence beyond the maximum sentence imposed by the trial court. The Law does not give the DRC unfettered discretion to require an offender to serve more than the minimum term. The statutes afford an offender notice and an opportunity to be heard before a more than the minimum may be required. The Reagan Tokes Law provides a prisoner with the appropriate due process rights accorded to prisoners.
{¶55}
Although entitled to the protection under the Due Process Clause, prison
disciplinary proceedings are not part of a criminal prosecution, and the full panoply of
rights due a defendant in such proceedings does not apply. For as long as parole has
existed in Ohio, the executive branch (the APA and its predecessors) has had absolute
discretion over when parole will be granted.
Woods v. Telb,
Based on the forgoing, we find that the Reagan Tokes Law does not violate the separation of рowers doctrine.
Right to Jury Trial not violated
Appellant also argues that Reagan Tokes violates his right to have a jury
determine any increase in punishment beyond the minimum sentence, citing
Apprendi v.
New Jersey,
530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000) and
Blakely v.
Washington
,
In
Apprendi,
a jury convicted the defendant of a gun crime that carried a
maximum prison sentence of 10 years. But then a judge sought to impose a longer
sentence pursuant to a statute that authorized him to do so if he found, by a
preponderance of the evidence, that the defendant had committed the crime with racial
bias.
Apprendi
held this scheme unconstitutional. “[A]ny fact that increases the penalty
for a crime beyond the prescribed statutory maximum,” the Court explained, “must be
submitted to a jury, and proved beyond a reasonable doubt” or admitted by the defendant.
In
Alleyne v. United States
,
Alleyne
, 570 U.S. at 116.
See also, State v. Salim,
5th Dist. Guernsey No. 13 CA 28,
Under the Reagan Tokes Law, the judge imposes both a minimum and a
maximum sеntence. Judicial fact-finding is not required. In Ohio, “trial courts have full
discretion to impose a prison sentence within the statutory range and are no longer
required to make findings or give their reasons for imposing maximum, consecutive, or
more than the minimum sentences.”
State v. Kalish
,
It is evident that Apprendi and its progeny have no application in a prison disciplinary setting where the DRC does not have the authority to extend the inmate's sentence beyond the maximum sentence imposed by the trial judge. We find that appellant’s right to a jury trial was thus not violated.
Right to Equal Protection not violated
Appellant further contends that his right to equal protection was violated.
However, we concur with the court in
State v. Hodgkin
, 12 th Dist. Warren No. CA2020-08-
048,
As for the equal protection argument, the fact that prisoners do not
receive the full panoply of rights afforded those accused of crimes is not an
equal protection violation.
See State ex rel. Bray v. Russell
, 12th Dist.
Warren No. CA98-06-068,
We find that Reagan Tokes does not violate appellant’s right to equal protection.
Conclusion
Accordingly, we find that the Reagan Tokes Law is constitutional. The
Second District Court of Appeals found the law constitutional in
State v. Barnes
, 2nd Dist.
Montgomery No. 28613,
Appellant’s first assignment of error is, therefore, overruled.
II
Appellant, in his second assignment of error, argues that his trial counsel was ineffective in failing to move for a waiver of court costs at the time of sentencing since appellant was indigent. We disagree.
In order to prevail on an ineffective-assistance-of-counsel claim, a defendant must prove that counsel's performance was deficient and that the defendant was prejudiced by counsel's deficient performance. Bradley , 42 Ohio St.3d at 141-142,538 N.E.2d 373 ; Strickland,466 U.S. at 687 , 104 S.Ct. 2052, 80 L.Ed.2d 674. Thus, the defendant must demonstrate that counsel's performance fell belоw an objective standard of reasonableness and that there exists a reasonable probability that, but for counsel's error, the result of the proceeding would have been different. See Bradley [1] at paragraphs two and three of the syllabus. ‘A reasonable probability is a probability sufficient to undermine confidence in the outcome.’ Id. at 142,538 N.E.2d 373 , quoting Strickland [2] at 694,104 S.Ct. 2052 .
State v. Davis
,
In the case sub judice, at the arraignment, the trial court found appellant to be entitled to court appointed counsel due to his indigency. At the plea hearing, the trial court noted that it had previously found appellant to be indigent and had appointed counsel for appellant. The trial court then asked appellant if anything had changed in his financial circumstances for the better since counsel was appointed and аppellant responded in the negative. The trial court, in waiving the mandatory fine in this case, stated that it did not “have any information that you have the ability to pay that. The fine is waived. You will pay the court costs, not the part of your court appointed attorney. I don’t have any indication you will have the ability to pay for your attorney fees in this matter.” Transcript at 52.
Based on the foregoing, we find that there is not a reasonable probability that the trial court would have granted the request to waive costs had one been made. The trial court, in this matter, sua sponte waived the mandatory fine and counsel fees and clearly chose not to waive the court costs.
Appellant’s second assignment of error is, therefore, overruled. Accordingly, the judgment of the Guernsey County Court of Common Pleas is affirmed.
By: Baldwin, J.
Wise, Earle, P.J. and
Wise, John, J. concur.
Notes
[1]
State v. Bradley
,
[2]
Strickland v. Washington
,
