State v. RamseyState v. Ramsey
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¶ 1 After a jury trial, appellant Jay David Ramsey, Sr. was convicted of continuous sexual abuse of a child in violation of
BACKGROUND
¶ 2 We view the evidence and all reasonable inferences therefrom in the light most favorable to sustaining the conviction. See State v. Riley, 196 Ariz. 40, ¶ 10, 992 P.2d 1135, 1139 (App.1999). In October 2001, on his daughter A.’s twelfth birthday, Ramsey had her read aloud a portion of a story in a binder he had about a father kissing and touching his daughter. That same day, Ramsey took A. to an adult store called Fascinations and bought her a vibrator and a bottle of lubricant.
¶ 3 Several days later, Ramsey’s wife, S., found the binder, which Ramsey usually took to work, on the roof of the family’s home. She looked at the binder, saw that it contained graphic, sexual stories involving incest, and contacted the police. In addition to the binder, S. and police officers found other sexual stories in a kitchen drawer, among Ramsey’s clothing, and in a duffel bag in the garage, where they also found a vibrator. A. eventually told S. and police detectives, and testified at trial, that Ramsey had repeatedly touched her breasts, “butt,” and vagina on multiple occasions starting in early 1999.
DISCUSSION
I. Duplicitous indictment and
¶ 4 Ramsey first contends
¶ 5 Before trial, Ramsey moved to dismiss the indictment on the grounds “that the indictment was duplicitous in stating multiple offenses in one count and was outside the purview and constitutional jurisdiction of the jury.” The trial court denied the motion. We review a trial court’s ruling on a motion to dismiss criminal charges for abuse of discretion. State v. Sandoval, 175 Ariz. 343, 347, 857 P.2d 395, 399 (App.1993). But we review questions of statutory interpretation and constitutional law de novo. State v. Carrasco, 201 Ariz. 220, ¶ 10, 33 P.3d 791, 794 (App.2001); State v. Tamplin, 195 Ariz. 246, ¶ 6, 986 P.2d 914, 915 (App.1999).
¶ 6 First, we agree with the state that Ramsey has “fail[ed] to cite to any authority for the proposition that a
statute
can be found ‘unconstitutionally duplicitous.’ ” Because of that failure to comply with Rule 31.13(c)(l)(vi), Ariz. R.Crim. R, 17 A.R.S., we consider only whether the indictment against Ramsey was duplicitous. Separate offenses must be charged in separate counts.
Spencer v. Coconino County Superior Court,
136 Ariz. 608, 610, 667 P.2d 1323, 1325 (1983);
see also
¶ 8 Ramsey also contends the lengthy time period of the acts alleged in the indictment raises double jeopardy concerns.
See
Any other felony sexual offense involving the victim shall not be charged in the same [i.e., current] proceeding with a charge under this section unless the other charged felony sexual offense occurred outside the time period charged under this section or the other felony sexual offense is charged in the alternative.
¶ 9 Nonetheless, the description of continuous sexual abuse in
¶ 10 Ramsey also argues
Spencer
“is a case exactly on point,” “mirror[s] exactly the problems with [his] indictment,” and required the state to “charg[e] the three or more predicate offenses [in § 13-1417] separately” and to “prove[ ] [each] as a mandatory element before [he] could be found guilty of a continuing course of conduct.” But Spencer was not charged under § 13-1417. Rather, he was charged with one count each of incest and molestation in violation of
¶ 11 In contrast, the indictment against Ramsey did not charge him with separate, individual counts of molestation or incest, but rather, with a single count of continuous sexual abuse of a child in violation of § 13-1417, a statute that had not been enacted when Spencer was decided. See 1993 Ariz. Sess. Laws, eh. 33, § 2. Therefore, contrary to Ramsey’s assertions, we do not find Spencer controlling.
¶ 12 Moreover, as the state points out, “[a] continuing scheme or course of conduct may properly be alleged in a single count.” See State v. Via, 146 Ariz. 108, 116, 704 P.2d 238, 246 (1985) (“[W]here numerous transactions are merely parts of a larger scheme, a single count encompassing the entire scheme is proper.”). And an indictment is not rendered duplicitous merely because “one of the elements of the crime alleged is a separately indictable offense.” Whitney, 159 Ariz. at 480, 768 P.2d at 642.
¶ 13 Ramsey cites several out-of-state cases for the proposition that § 13-1417 “is not a continuing-course-of-conduet statute because it mandates three or more separate ‘violations’ of
¶ 14 Ramsey’s citation of State v. Rabago, 103 Hawai‘i 236, 81 P.3d 1151 (2003), however, is more apropos. The court there addressed a statute similar to § 13-1417 and concluded that the behavior proscribed does not constitute a continuous course. In so ruling, the court in Rabago stated:
To highlight the distinction between “continuing offenses” and “several distinct acts,” we defined a “continuing offense” as“a continuous, unlawful act or series of acts set on foot by a single impulse and operated by an unintermittent force, however long a time it may occupy[, or] an offense which continues day by day[, or] a breach of the criminal law, not terminated by a single act or fact, but subsisting for a definite period and intended to cover or apply to successive similar obligations or occurrences.”
Id. at 1162-63 (alterations and emphasis in Rabago), quoting State v. Arceo, 84 Hawai‘i 1, 928 P.2d 843, 860 (1996). And, the court stated,
“[t]he test to determine whether [a] defendant intended to commit more than one offense in the course of a criminal episode is whether the evidence discloses one general intent or discloses separate and distinct intents. If there is but one intention, one general impulse, and one plan, there is but one offense.”
Id. at 1163 (emphasis in Rabago), quoting Arceo, 928 P.2d at 860. According to the Rabago court,
[t]he conduct element requisite to [Hawaii’s statute on continuous sexual assault of a minor], i.e., “three or more acts of sexual penetration or sexual contact,” when combined with the attendant circumstance of “over a period of time,” ... necessarily entails multiple impulses and the operation of intermittent forces and thus deviates from the construct of “continuing offenses” adopted by this court in Arceo.
Id.
at 1167,
quoting
¶ 15 Although § 13-1417 requires three or more separate acts to constitute a continuing course, under Arizona law, as noted above, an indictment is not duplicitous merely because the elements of a charge may also be separately indicted.
Whitney,
159 Ariz. at 480, 768 P.2d at 642. And a continuing scheme may be charged under one count.
Via,
146 Ariz. at 116, 704 P.2d at 246. Thus, that the state could have charged Ramsey with separate counts of sexual conduct with a minor in violation of
II. Jury unanimity
¶ 16 Ramsey next argues § 13-1417 is unconstitutional because it does not require “a unanimous jury verdict on the three or more predicate violations of
¶ 17 We review the constitutionality of a statute and the propriety of a jury instruction de novo.
State v. Orendain,
188 Ariz. 54, 56, 932 P.2d 1325, 1327 (1997);
Carrasco,
201 Ariz. 220, ¶ 10, 33 P.3d at 794.
¶ 18 Article II, § 23 of the Arizona Constitution provides: “The right of trial by jury shall remain inviolate .... In all criminal cases the unanimous consent of the jurors shall be necessary to render a verdict.” “The jury [must] unanimously find every element of [a crime] beyond a reasonable doubt.” State v. Peña, 209 Ariz. 503, ¶ 12, 104 P.3d 873, 876 (App.2005). But our supreme court has stated, “[although a defendant is entitled to a unanimous jury verdict on whether the criminal act charged has been committed, the defendant is not entitled to a unanimous verdict on the precise manner in which the act was committed.” State v. Encinas, 132 Ariz. 493, 496, 647 P.2d 624, 627 (1982) (citation omitted); see also Griffin v. United States, 502 U.S. 46, 49-51, 112 S.Ct. 466, 469-70, 116 L.Ed.2d 371, 376-77 (1991); Schad v. Arizona, 501 U.S. 624, 629-30, 111 S.Ct. 2491, 2496, 115 L.Ed.2d 555, 563-64 (1991); State v. Herrera, 176 Ariz. 9, 16, 859 P.2d 119, 126 (1993); Peña, 209 Ariz. 503, ¶ 12, 104 P.3d at 876.
¶ 19 Therefore, we must determine whether the “three or more acts in violation of
¶20 In
Richardson,
the Supreme Court held that, in order to convict a defendant under the federal continuing criminal enterprise (CCE) drug statute,
¶ 21 In view of Arizona’s own constitutional requirement of jury unanimity in criminal cases, however, we look to
Richardson
for helpful guidance in determining whether
whether the [federal CCE] statute’s phrase “series of violations” refers to one element, namely a “series,” in respect to which the “violations” constitute the underlying brute facts or means, or whether those words create several elements, namely the several “violations,” in respect to each of which the jury must agree unanimously and separately.
526 U.S. at 817-18, 119 S.Ct. at 1710, 143 L.Ed.2d at 992. In resolving that issue, the Court markedly differentiated “brute facts”
If the statute creates a single element, a “series,” in respect to which individual violations are but the means, then the jury need only agree that the defendant committed at least three of all the underlying crimes the Government has tried to prove. The jury need not agree about which three. On the other hand, if the statute makes each “violation” a separate element, then the jury must agree unanimously about which three crimes the defendant committed.
Id. at 818, 119 S.Ct. at 1710, 143 L.Ed.2d at 992-93.
¶ 22 Because the federal CCE statute “does not explicitly [reveal] whether the individual violation is an element or a means,” id., the Court engaged in a statutory interpretation analysis and concluded that Congress had intended each violation to be treated as an element of the offense. Id. at 818-19, 119 S.Ct. at 1710-11, 143 L.Ed.2d at 993. The Court also addressed the “statute’s breadth,” noting that “[t]he statute’s word ‘violations’ covers many different kinds of behavior of varying degrees of seriousness” and could encompass “drug crimes contain[ed in] approximately 90 numbered [Federal Criminal Code] sections, many of which proscribe various acts that may be alleged as ‘violations’ for purposes of the series requirement in the statute.” Id. at 819, 119 S.Ct. at 1711, 143 L.Ed.2d at 993. Those considerations, including the statutory language and its “potential unfairness,” id. at 820, 119 S.Ct. at 1711, 143 L.Ed.2d at 994, led the Court “to conclude that the statute requires jury unanimity in respect to each individual ‘violation.’” Id. at 824, 119 S.Ct. at 1713, 143 L.Ed.2d at 997.
¶ 23 Employing Richardson’s analysis here leads us to uphold, not invalidate,
¶ 24 In other words, under
¶25 In addition,
¶ 26 In sum,
Richardson
is not only distinguishable from this case but also compatible with our conclusion that
¶27 In addition, the language of
¶28 Thus, the actus reus of
¶ 29 Ramsey’s constitutional challenges to
It is clear from this [statutory] language that the predicate acts of sexual assault are not themselves elements of the offense, about which the jury must be unanimous before convicting the defendant. Rather, to convict under this statute, the jury need only unanimously agree that the defendant committed at least three acts of sexual assault of the same child within the specified time period. Where evidence of more than three acts is admitted, the jury need not unanimously agree about the underlying acts as long as it unanimously agrees that the defendant committed at least three.
In other words, it is the course of sexually assaultive conduct that constitutes the primary element of this offense, about which the jury must be unanimous ____ Unanimity is explicitly not required regarding the individual acts of sexual assault.
After all, the violations of the law about which the jury need not be unanimous under this statutory scheme all involve the sexual abuse of children, crimes of the same or similar nature and level of culpability. It is therefore not unfair or irrational to lift the requirement of jury unanimity as to the specific underlying acts as long as unanimity is required regarding the existence of the course of conduct, defined as at least three acts of sexual assault of the same child.
Id.
¶¶ 15, 16, 19. We agree with Johnson’s analysis and conclusions, which apply equally to
¶ 30 In sum, Ramsey has not met his burden of proving beyond a reasonable doubt that
III. Evidence of incestuous stories
¶ 31 Ramsey also contends he was “denied a fair trial because the court admitted highly
¶ 32 Much of Ramsey’s argument centers on the trial court’s rulings on the admissibility of evidence in a previous case against him, CR-20013448. He maintains that “[t]he trial court did not reach its ruling based solely on the proceedings” in this case and that “the court must consider the entire history on the [evidentiary] issues” because “[t]he two cases are inherently related.” But Ramsey does not cite any law for that proposition, nor are we aware of any. Because a trial court’s evidentiary rulings result from its exercise of discretion in a particular case, that certain evidence was not admitted in an entirely separate trial did not preclude it from being admitted at trial in this case. See State v. Davolt, 207 Ariz. 191, ¶ 60, 84 P.3d 456, 473 (2004); cf. Jimenez v. Wal-Mart Stores, Inc., 206 Ariz. 424, ¶ 12, 79 P.3d 673, 676 (App.2003) (on retrial, parties may ‘“make new motions, raise new objections, and present additional evidence’”), quoting United States v. Tham, 960 F.2d 1391, 1397 n. 3 (9th Cir.1991). And, as the state points out, Ramsey had “a full opportunity to raise and brief issues regarding his trial” in the prior case, and any issues relating to that trial were addressed in our decision in that appeal. See State v. Ramsey, No. 2 CA-CR 2003-0367 (memorandum decision filed Aug. 31,2005).
1Í 33 Accordingly, irrespective of evidentiary rulings in a different case, we consider whether the trial court abused its discretion in admitting the stories, vibrator, and lubricant in this case. Relevant evidence generally is admissible unless it is otherwise precluded by “the Constitution of the United States, by the Constitution of Arizona or by applicable statutes or rules.”
¶ 34 Citing his expert’s testimony, Ramsey argues the stories were irrelevant because “there is no correlation between molests and possession of pornography.” Although the expert testified that an interest in pornography does not “establish a causal relationship” with the propensity to commit child molestation, he also testified that “it is a link.” And he stated that he could not “testify to [Ramsey’s] specific pattern because there [was not] literature on [him] as an individual.” Thus, contrary to Ramsey’s assertions, the expert’s testimony did not show that possession of incestuous pornography is irrelevant to a person’s propensity to commit sexual crimes against a child. We agree with the state that the pornographic material was relevant to Ramsey’s “intent and motive to have a sexual relationship with [A.].”
See
¶35 Although the state relied on
(A) The evidence is sufficient to permit the trier of fact to find that the defendant committed the other act.
(B) The commission of the other act provides a reasonable basis to infer that the defendant had a character trait givingrise to an aberrant sexual propensity to commit the crime charged.
(C) The evidentiary value of proof of the other act is not substantially outweighed by danger of unfair prejudice, confusion of issues, or other factors mentioned in Rule 403.
The trial court made specific findings on each of those points, and the evidence supports each of those findings. We need not address Ramsey’s unsupported argument that the court “was without authority or jurisdiction” to render a ruling under
¶ 36 Relevant evidence, however, may be excluded if “its probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury.”
IV. Motion for change of judge
¶ 37 Ramsey argues he “was denied a fair trial because of the bias of the judge.” In July 2003, before trial, Ramsey moved for a change of judge for cause pursuant to Rule 10.1, Ariz. R.Crim. P., 16A A.R.S. A different judge denied that motion as untimely. Later, at trial, Ramsey objected to A.’s reading from a transcript after she had said her memory had been refreshed by it. A bench conference ensued, during which the following exchange took place:
THE COURT: All right, we’re dealing with a child victim who’s obviously very nervous about her testimony and about events that happened a long time ago. If she looks at the transcript and indicates it refreshes her memory and has to glance down to help her with her testimony, I’m going to allow her to do that, but I’ll allow it with you, too. I think that’s the only way to do it because of the difficulty any child witness who’s testifying against her father in a child sexual abuse case—
[DEFENSE COUNSEL]: Well, I understand what you’re saying. Obviously I accept the ruling. Two things, though, one is you are assuming she is a victim and we don’t know that.
THE COURT: Well, based upon having sat through her testimony previous times, yes, you’re correct, I’m assuming that.
Alleging judicial bias, Ramsey moved for a mistrial and change of judge. The trial court denied the motion. Ramsey now claims the court’s “slip of the tongue” reference to A. as a “victim” during the bench conference “clearly establishes that the trial judge had formed a predisposition or opinion that [Ramsey] was guilty of a criminal act ... sometime prior to or during [his] trial.” We review a trial court’s ruling on claims of judicial bias for an abuse of discretion. State v. Schackart, 190 Ariz. 238, 257, 947 P.2d 315, 334 (1997).
¶ 38 “A trial judge is presumed to be free of bias and prejudice,” and a defendant must show by a preponderance of the evidence that the trial judge was, in fact, biased. State v. Hurley, 197 Ariz. 400, ¶ 24, 4 P.3d 455, 459 (App.2000). Ramsey has not produced sufficient evidence to rebut this presumption of judicial impartiality.
“[0]pinions formed by the judge on the basis of facts introduced or events occurring in the course of the current proceedings, or of prior proceedings, do not constitute a basis for a bias or partiality motion unless they display a deep-seated favoritism or antagonism that would make fair judgment impossible.”
Y. Motion for judgment of acquittal
¶ 39 Ramsey also argues the trial court erred “by denying [his] Rule 20[, Ariz. R.Crim. P., 17 A.R.S.,] motion for judgment of acquittal.” According to Ramsey, although
¶ 40 In reviewing a trial court’s ruling on a motion for judgment of acquittal, “we view the evidence in the light most favorable to supporting the verdict and will reverse only if there is a complete absence of ‘substantial evidence’ to support the conviction.”
State v. Sullivan,
187 Ariz. 599, 603, 931 P.2d 1109, 1113 (App.1996),
quoting
¶ 41 At trial, A. testified that the first time Ramsey had touched her breasts or vagina was while the family lived in the first or second house in a certain subdivision. S. testified that the family had moved into the first house in that subdivision in March 1999 and had lived there until November 1999. Ramsey testified he had sprained his ankle in April 1999 and, as a result, had not slept in the couple’s bed, where A. alleged most of the abuse had occurred, from then until approximately July 7. Ramsey and S. separated in November 1999, and during the period of separation, he did not sexually abuse A. But, when the couple reunited in May or June of 2000, Ramsey continued to touch A.’s vaginal area. The family moved into the second home in the subdivision in June 2000 and lived there until January 2001. Thus, contrary to Ramsey’s assertions, the state presented evidence of two separate time periods longer than three months when Ramsey was at home and apparently sleeping in the bed where A. testified the touching had occurred.
¶42 Additionally, A. testified that, while the family had lived in the subdivision, the touching had occurred “over and over again.” A. also described how she had gone into her parents’ bedroom when she had nightmares. A. and S. testified those nightmares had occurred approximately once a week over a period of a year and a half, but A. also acknowledged that she had told detectives she had had the nightmares from ages “eight to twelve.” A. testified that, while she was in her parents’ bed, her father would touch her vagina, breasts, and buttocks. And, of the many times she had gone into their bedroom, A. said there was only “once that it didn’t happen.” A. also testified about a specific incident in which Ramsey had put his finger in her vagina while the family lived in the subdivision.
¶ 43 As explained above, the jury was not required to unanimously agree which three acts constituted the underlying acts required by
¶ 44 Citing People v. Jones, 51 Cal.3d 34, 270 Cal.Rptr. 611, 792 P.2d 643 (1990), Ramsey argues that A.’s testimony was “broadly generic” and that “certain factors [that] must be present” were not. But, in Jones, the court stated: “Does the victim’s failure to specify precise date, time, place or circumstance render generic testimony insufficient? Clearly not.” Id. 270 Cal.Rptr. 611, 792 P.2d at 655. The court held that a child must describe the kinds of acts committed, the number of acts (“e.g., ‘twice a month’ or ‘every time we-went camping’”), and the general time period. Id. Thus, even if we were bound or persuaded by Jones, A.’s testimony clearly met its standard. In sum, because the record contains substantial evidence to support Ramsey’s conviction, we find no error in the trial court’s denial of his motion for a judgment of acquittal. See Sullivan, 187 Ariz. at 603, 931 P.2d at 1113.
YI. Sentencing issues
¶45 Ramsey lastly argues the trial court “violated the holding of
Blakely v. Washington
[, 542 U.S. 296, 124 S.Ct. 2531, 159 L.Ed.2d 403 (2004) ],” by considering aggravating factors in sentencing him. The court, however, sentenced Ramsey to a presumptive, twenty-year prison term.
See
DISPOSITION
¶ 46 Ramsey’s conviction and sentence are affirmed.
Concurring: PHILIP G. ESPINOSA, Presiding Judge and PETER J. ECKERSTROM, Judge.
Notes
. See also Wong Tai v. United States, 273 U.S. 77, 80-81, 47 S.Ct. 300, 301, 71 L.Ed. 545, 547 (1927) (valid indictment “shall advise the defendant of the nature and cause of the accusation in order that he may meet it and prepare for trial, and after judgment, be able to plead the record and judgment in bar of a further prosecution for the same offense”); State v. Davis, 206 Ariz. 377, ¶ 54, 79 P.3d 64, 76 (2003); State v. Tison, 129 Ariz. 526, 538, 633 P.2d 335, 347 (1981) (defendant has fundamental right to reasonable notice of specific charge); State v. O‘Brien, 123 Ariz. 578, 583, 601 P.2d 341, 346 (App. 1979) (duplicitous charges prohibited in order to give defendant notice and to avoid “consequences of the inability of the jury to indicate which way they are voting on each of the charges”).
. Ramsey’s jury-unanimity arguments in relation to the alleged duplicity of the indictment against him mirror those in his separate argument on the constitutionality of the statute. We therefore address those arguments below. See ¶¶ 16-30, infra.
. See also State v. Jones, 188 Ariz. 534, 544, 937 P.2d 1182, 1192 (App.1996) (”[a]ny defect in the dates alleged in the indictment ... could not have prejudiced [the defendant’s] defense” when “his sole defense was that [the victim] was lying”); State v. Hamilton, 177 Ariz. 403, 410, 868 P.2d 986, 993 (App.1993) (”[I]n order to prevail on an arguably duplicitous indictment, defendant must demonstrate that he was actually prejudiced thereby.”).
. See State v. Cameron, 185 Ariz. 467, 469, 916 P.2d 1183, 1185 (App.1996) (Arizona courts are not bound by decisions from other jurisdictions).
. Our primary purpose in interpreting statutes is to discern the legislature‘s intent.
State v. Moer-man,
182 Ariz. 255, 260, 895 P.2d 1018, 1023 (App.1994). In enacting
. Ramsey also contends generally, without supporting argument, that
. Citing State v. Hardwick, 183 Ariz. 649, 656-57, 905 P.2d 1384, 1391-92 (App.1995), Ramsey also argues the trial court violated his constitutional rights by citing his lack of remorse as an aggravating factor. In view of the number of additional aggravating factors the trial court cited and the court’s imposition of a presumptive sentence, “the record clearly shows the trial court would have reached the same result even without consideration of the [arguably] improper factor[].” State v. Ojeda, 159 Ariz. 560, 562, 769 P.2d 1006, 1008 (1989). Therefore, Ramsey has not established a basis for overturning his sentence.