State v. RadkeState v. Radke
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- Before:
- Dykman
¶ 1. Alan Radke appeals from a judgment of conviction for a repeated sexual assault of the same child. Because Radke had been convicted
BACKGROUND
¶ 2. The State charged Alan Radke with engaging in repeated sexual assaults of the same child, contrary to
DECISION
¶ 4. The issue Radke raises is whether the “two strikes” provisions of
¶ 5. The relevant portions of
(b) The actor is a persistent repeater if one of the following applies:
2. The actor has been convicted of a serious child sex offense on at least one occasion at any time preceding the date of violation of the serious child sex offense for which he or she presently is being sentenced under ch. 973, which conviction remains of record and unre-versed.
(c) If the actor is a persistent repeater, the term of imprisonment for the felony for which the persistent repeater presently is being sentenced under ch. 973 is life imprisonment without the possibility of parole or extended supervision.
Under these provisions, a court must sentence a defendant to life in prison without parole upon a second conviction for a “serious child sex offense.” 4 Radke argues that this violates substantive due process.
¶ 7. Unless it infringes on a “fundamental right,” a statute will generally survive a substantive due process challenge if it is rationally related to a legitimate government interest. Glucksberg, 521 U.S. at 728; State v. McManus, 152 Wis. 2d 113, 130, 447 N.W.2d 654 (1989). Radke does not argue for a heightened standard of review, so this is the standard that we apply.
¶ 8. As the State notes, the drafting records for 1997 Wis. Act 326, which created the “two strikes, you‘re out” sentencing scheme for certain child sex offenses, do not expressly indicate the purpose for which it was enacted. Undoubtedly, however, at least one of the purposes behind the act was the same as other statutes involving sexual offenders: to protect the public, in this case children, from sexual assaults.
Cf.
¶ 9. Statements made by the act‘s sponsor, Representative Mark Green, while the legislature was considering the two-strikes law, suggest that a specific reason for the law was the perceived high recidivism rate among child sex offenders. See Amy Rinard, Life term for child sex crimes advances, Milw. J. Sent., Nov. 6, 1997, at 1 (quoting Representative Green as stating that “pedophiles have the highest rate of repeat offenses“); Mike Flaherty, Measure puts repeat sex offenders in prison for life, Wis. St. J., Nov. 6, 1997, at 1A (quoting Representative Green as stating that average pedophile claims 300 victims). We may consider these statements in determining the purpose of a statute. See State Public Defender v. Circuit Court, Branch 11, Dane County, 184 Wis. 2d 860, 868-69, 517 N.W.2d 144 (1994). 7
¶ 11. Moreover, as we noted in
Lindsey,
our supreme court “has long recognized” that it is not arbitrary or irrational to impose a more severe punishment for a second or subsequent offense. 203 Wis. 2d at 444. In
State v. Hahn,
2000 WI 118, 238 Wis. 2d 889, 618 N.W.2d 528, the supreme court stated that the legislature has a valid interest ” ‘in dealing in a harsher manner with those who by repeated criminal acts have shown that they are simply incapable of conforming to the norms of society as established by its criminal law.‘”
Id.
at ¶ 33 (quoting
Rummel v. Estelle,
445 U.S. 263, 276 (1980)). We cannot conclude that it would be irrational to believe that an individual who has committed two sexual assaults against a child is likely to do so again and unlikely to be rehabilitated.
10
But see Post,
197 Wis. 2d at 307-11 (concluding that
treatment
of
¶ 12. Radke cites to Peppies Courtesy Cab Co. v City of Kenosha, 165 Wis. 2d 397, 475 N.W.2d 156 (1991), as supporting his claim that the two-strikes portion of the persistent repeater statute violates substantive due process. In Peppies, the supreme court struck down an ordinance imposing a grooming code on taxicab drivers, holding that the ordinance violated “the drivers’ inherent rights of due process and liberty interests.” Id. at 398-99, 404-05.
¶ 13. The facts in Peppies have little similarity to Radke‘s situation. At issue is the validity of a sentencing scheme, not a grooming code. We agree with Radke, however, that the methodology the Peppies court used in analyzing the substantive due process issue provides Radke some support. Although the court did not suggest that individuals have a “fundamental right” regarding how they dress or otherwise indicate it was applying a heightened standard of review, the standard that the court articulated was whether the ordinance had a “real and substantial relation” to a legitimate government purpose. Id. at 401. On its face at least, substantial relation appears more demanding than rational relation. See United States v. Virginia, 518 U.S. 515, 533 (1996) (stating that gender discrimination by the state is unconstitutional unless it is “substantially related” to an important government objective). Further, the court concluded that the ordinance lacked “substantial justification” because the city had not produced sufficient evidence that the ordinance would further the interest of “cleaning up of the image of the city.” Peppies, 165 Wis. 2d at 404.
¶ 15. Regardless whether
Peppies
is still good law, however, it is nevertheless readily distinguishable. Although legislative history does not indicate that the legislature‘s conclusion regarding recidivism of child sex offenders was based on any studies or empirical data, as noted in ¶ 10 n.8, there is at least some evidence supporting a conclusion that child sex offenders have a high recidivism rate. Further, even under the
Peppies
standard, the court suggested that it was necessary to “balance the individual‘s interests against those of the state.” 165 Wis. 2d at 402 (citing
Kelly v. Johnson,
425 U.S. 238, 249 (1976) (Powell, J., concurring)). Because the interest in protecting children from
¶ 16. Radke nevertheless contends that the irrationality of the two-strikes law is illustrated by the potential effects that it could have on child sex offenders’ behavior. Specifically, Radke argues that the law encourages second-time offenders to kill their victims in addition to sexually assaulting them so that the child is prevented from later testifying. This same objection was made by the law‘s opponents in the legislature before it was passed,
11
who also argued that the law prevents judges from making an individualized determination regarding sentencing in situations where life in prison may not be an appropriate sentence,
12
and
¶ 17. Radke also argues that the two-strikes portion of
¶ 19. That Radke is asserting an equal protection claim is demonstrated by his reliance on
State v. Asfoor, 75
Wis. 2d 411, 440-41, 249 N.W.2d 529 (1977). In
Asfoor,
the supreme court held that the penalty provision of
¶ 20. As with due process, the supreme court has interpreted the Equal Protection Clauses in the Wisconsin and United States Constitutions as being equivalent. Vincent v. Voight, 2000 WI 93, ¶ 80 n.26, 236 Wis. 2d 588, 614 N.W.2d 388. Equal protection applies when a statute treats differently those that are similarly situated. Wisconsin Prof‘l Police Ass‘n v. Lightbourn, 2001 WI 59, ¶ 221, 243 Wis. 2d 512, 627 N.W.2d 807. Radke is challenging the way the legislature has classified two groups of criminal defendants with respect to mandatory sentencing rules. Defendants convicted of two “serious child sex offenses” are thus similarly situated to defendants convicted of two “serious felonies” for the purpose of this case. See State v. Block, 222 Wis. 2d 586, 592, 587 N.W.2d 914 (Ct. App. 1998) (applying equal protection to classification of defendants convicted of “serious felonies” and those convicted of other crimes). Generally, differences in the treatment of criminal offenders are reviewed under a rational basis test. State v. Avila, 192 Wis. 2d 870, 880, 532 N.W.2d 423 (1995) (citing Hilber v. State, 89 Wis. 2d 49, 54, 277 N.W.2d 839 (1979)); see also Block, 222 Wis. 2d at 592. “Under a rational basis test, a statute is unconstitutional if the legislature applied an irrational or arbitrary classification when it enacted the statute.” Lightbourn, 2001 WI 59 at ¶ 222.
¶ 21. In addition to
Asfoor,
Radke also relies on three cases from Illinois:
People v. Wisslead,
446 N.E.2d 512 (Ill. 1983),
People v. Wagner,
433 N.E.2d 267 (Ill. 1982), and
People v. Bradley,
403 N.E.2d 1029 (Ill. 1980). In each of those cases the Illinois Supreme
¶ 22. Unlike the defendants in Asfoor and the Illinois cases, Radke does not argue that child sexual assault, which is designated as a “serious child sex offense” and thus subject to the two-strikes law, is inherently “less serious” than the crimes designated as “serious felonies,” and thus subject to the three-strikes law. Rather, he argues that because the legislature has classified some of the “serious felonies” as Class A felonies, it is irrational for the legislature to then prescribe a greater penalty after a second conviction (mandatory life in prison without parole) to child sexual assaults, which are at most Class B felonies, than to Class A “serious felonies,” which do not require life sentences without parole until a third conviction.
¶ 23. Radke‘s argument fails because, unlike the statute in
Asfoor,
there is a rational basis for imposing a “two strikes” sentencing scheme on defendants convicted of child sexual assault while providing “three strikes” for defendants convicted of Class A “serious felonies.” In
Asfoor
and the Illinois cases, the penalty
¶ 24. Child sexual assault cannot be compared to the Class A “serious felonies” in the same way that negligent injury and negligent homicide can be compared, because there are differences in the nature of child sexual assault and Class A “serious felonies.” In contending that the two-strikes sentencing scheme under
¶ 25. The crimes classified as “serious felonies” under
¶ 26. In addition to challenging the constitutionality of the two-strikes law, Radke also argues that the crime of which he was convicted, repeated sexual as
By the Court. — Judgment affirmed.
Notes
All references to the Wisconsin Statutes are to the 1997-98 version unless otherwise noted. Wisconsin Stat.
Wisconsin Stat.
Wisconsin Stat. § 948.02(1) provides: “Whoever has sexual contact or sexual intercourse with a person who has not attained the age of 13 years is guilty of a Class B felony.”
Wisconsin Stat.
(1) First degree sexual assault. Whoever does any of the following is guilty of a Class B felony:
(d) Has sexual contact or sexual intercourse with a person 12 years of age or younger.
The “serious child sex offenses” include: sexual assault of a child (a Class B felony), engaging in repeated acts of sexual assault of the same child (a Class B felony), sexual exploitation of a child (a Class C felony), causing a child to view or listen to sexual activity (a Class C or D felony), incest with a child (a Class BC felony), child enticement (a Class BC felony), soliciting a child for prostitution (a Class BC felony), sexual assault of a student by a school instructional staff person (a Class D felony),
abduction of another‘s child (a Class B or C felony), and interference with custody (a Class C or E felony).
See
In contrast to prior convictions under
The Fourteenth Amendment provides in relevant part: “[N]or shall any State deprive any person of life, liberty, or property, without due process of law.”
Article I, § 1 provides in part: “All people are born equally free and independent, and have certain inherent rights; among these are life, liberty and the pursuit of happiness.”
Article I, § 8 provides in part: “No person may be held to answer for a criminal offense without due process of law.”
In some cases, the supreme court has indicated that substantive due process is protected by article I, § 1 of the Wisconsin Constitution.
See, e.g., Dowhower v. West Bend Mut. Ins.
Co., 2000 WI 73, ¶ 12, 236 Wis. 2d 113, 613 Wis. 2d 557;
Reginald D. v. State,
193 Wis. 2d 299, 306-07, 533 N.W.2d 181 (1995). In others, however, it has cited article I, § 8 as the location of the right.
See, e.g., Thorp v. Town of Lebanon,
2000 WI 60, ¶ 45, 235 Wis. 2d 610, 612 N.W.2d 59;
State v. Post,
197 Wis. 2d 279, 301 n.10, 541 N.W.2d 115 (1995). It is not clear from the court‘s discussions whether substantive due process protections in §§ 1 and 8 are identical or if different aspects of the right are
guaranteed by both provisions.
See also Peppies Courtesy Cab Co. v. City of Kenosha,
165 Wis. 2d 397, 399 n.1, 475 N.W.2d 156 (1991) (citing
The State relies on an article, written after 1997 Wis. Act 326 was enacted, that Representative Green wrote with respect to a proposed federal “two strikes” law. Ex post facto explanations from legislators, however, cannot be relied on to determine legislative intent. RURAL v. Public Serv. Comm‘n, 2000 WI 129, ¶ 39 n.20, 239 Wis. 2d 660, 619 N.W.2d 888.
Although studies have come to varying conclusions, there is at least some evidence supporting the view that child sex offenders, particularly those with prior convictions, have a high recidivist rate. See VL. Quinsey, et. al, Actuarial Prediction of Sexual Recidivism, 10 J. INTERPERSONAL Violence 85 (1995) (concluding that reoffense rate for child molesters with prior convictions is relatively high); R.K. Hanson, et. al, Long-term Recidivism of Child Molesters, 61 J. of Consulting & Clinical Psychology 646 (1993) (finding that child molesters are at risk to reoffend sexually throughout their lives). But see Lisa Ka-vanaugh, Massachusetts‘s Sexually Dangerous Person‘s Legislation, 35 Harv. C.R.-C.L. L. Rev. 509, 511 n.12 (2000) (citing studies that have concluded that recidivist rate for sexual offenders is lower than for other violent offenders); Margaret A. Alexander, Quasi-Meta-Analysis II, Oshkosh Correctional Institution, State of Wisconsin Department of Corrections/Oshkosh Correctional Institution report (1994) (finding that thirteen percent of sex offenders are rearrested).
Other researchers have observed that “relatively little can be concluded from extant studies, primarily because of the methodological variability of these studies.” Robert A. Prentky, et. al, Recidivism Rates Among Child Molesters and Rapists: A Methodological Analysis, 21 Law & Human Behavior 635, 636 (1997). Despite the uncertainty in this area, based on the importance of the interest in protecting potential victims from sexual assault, we cannot conclude that the legislature acted irrationally when it chose to err on the side of protecting the public in lieu of permitting circuit courts to make individualized determinations regarding sentencing. See State v. Post, 197 Wis. 2d 279, 310-11, 541 N.W.2d 115 (1995).
Because the two-strikes law does not violate substantive due process as it applies to child sexual assaults, we need not determine whether a rational basis exists with respect to all of the crimes classified as “serious child sex offenses” under
Radke does not argue that the two-strikes law inflicts cruel and unusual punishment, so we do not address that issue. However,
see State v. Lindsey,
203 Wis. 2d 423, 438, 554 N.W.2d 215 (Ct. App. 1996) (holding that three-strikes provision of
See Mike Flaherty, Measure puts repeat sex offenders in prison for life, Wis. St. J., Nov. 6, 1997, at 1A. Representative Shirley Krug stated that she was “concerned we‘ll see murders increase” because offenders will not want to leave witnesses to the crime. Id.
See Lawrence Sussman, Sex crimes bill flawed, Milw. J. Sent., Nov. 10, 1997, at 1. Representative Michael Leman stated, “Without knowing the facts of an individual case, I don‘t believe that we as legislators should be the judge and the jury.” Id. Representative Glenn Grothman worried that the law could be applied to a sixteen-year-old boy who had consensual sex with two fifteen-year-old girls. Id.
Radke does not argue that a statute which takes all sentencing discretion away from the circuit court violates the doctrine of separation of powers. However, compare State v. Lindsey, 203 Wis. 2d 423, 441, 554 N.W.2d 215 (Ct. App. 1996) (holding that “three strikes” sentencing provision does not violate separation of powers) with Oehler v. State, 202 Wis. 530, 536, 232 N.W. 866 (1930) (“[T]he judicial function of fixing the punishment.. . quite likely was vested in [the judiciary] by the constitution according to the practice of common law. A statute that attempted [to take this power away] would quite likely have to be held unconstitutional.“).
See Amy Rinard, Life term for child sex crimes advances, Milw. J. Sent., Nov. 6,1997, at 1. Representative William Murat stated, “If you really want to get at these cases, it‘s important for [district attorneys] to have the tools to get after the first offenders.” Id.
“Serious felonies” under the persistent repeater statute include first-degree intentional homicide (a Class A felony); first-degree reckless homicide (a Class B felony); felony murder; second-degree intentional homicide (a Class B felony); homicide by intoxicated use of a vehicle or firearm (a Class B felony); aggravated battery (a Class C felony); performing a “partial birth abortion” (a Class A felony); aggravated battery to an unborn child (a Class C felony); mayhem (a Class B felony); first-degree sexual assault (a Class B felony); second-degree sexual assault (a Class BC felony); taking hostages (a Class A or Class B felony); kidnapping (a Class A or Class B felony); causing death by tampering with household products (a Class A felony); arson (a Class B felony); armed burglary (a Class B felony); carjacking (a Class A or Class B felony); armed robbery (a Class B felony); assault by a prisoner (a Class C felony); soliciting a child to commit a felony (a Class B or C felony); use of a child to commit a Class A felony; and manufacture, distribution or delivery of a controlled substance, or possession with intent to manufacture, distribute or deliver, if the offense is punishable by a maximum prison term of thirty years or more.
See
See Mike Flaherty, Measure Puts Sex Offenders in Prison for Life, Wis. St. J., Nov. 6, 1997, at 1A (quoting Representative Mark Green as referring to child sex offenders as “monsters“).
Performing a “partial-birth abortion,” as defined by
Radke argues only that it is irrational to inflict a more severe penalty on Class B felons than on Class A felons. He does
not
argue .that it is irrational to prescribe a harsher penalty for one group of Class B felons than for
another
group of Class
B
felons. We therefore do not consider, for example, whether there is a rational basis for differentiating between those convicted twice of first-degree sexual assault of an adult (a Class B “serious felony” under