STATE of Missouri, Respondent, v. James QUISENBERRY, Appellant.
No. 63564.
Supreme Court of Missouri, En Banc.
Aug. 31, 1982.
Rehearing Denied Oct. 12 and Oct. 28, 1982.
639 S.W.2d 579
John Ashcroft, Atty. Gen., Jefferson City, Philip M. Koppe, Asst. Atty. Gen., Kansas City, for respondent.
RENDLEN, Judge.
Defendant was convicted of stealing property with a value of $150 or more1 and
Defendant claims the trial court erred in (1) failing to instruct the jury on the special negative defense of “claim of right“, (2) admitting defendant‘s signed confession into evidence, even though it was transcribed from a tape recording and, allegedly, not the best evidence, and (3) sentencing defendant to prison terms in excess of those imposed by the jury.
The pertinent facts are as follows:
In late 1979, hunting partners David Hook and Raymond Bell shot approximately 15 raccoon and 3 opossum. The pelts from these animals were stored in a freezer at David Hook‘s Fulton, Missouri home. On December 2 of that year, Eugene (familiarly known as “Buger“) Hook, David Hook‘s 16 year old nephew, visited his uncle and saw David Hook put the pelts in his freezer. Three days later, on the morning of December 5, Buger Hook, defendant James Quisenberry (Buger Hook‘s stepfather),3 and defendant‘s friend Danny Neal were “riding around” Fulton in defendant‘s car. Danny Neal was driving. Between 11:30 a. m. and 12:15 p. m. they stopped the car near the home of David Hook; Buger got out and went into his uncle‘s house. Defendant and Neal remained in the car. Finding no one at home, Buger removed the pelts from the freezer, took them to the car and put them in the trunk. Buger, Danny Neal, and the defendant then drove to Mexico, Missouri, where they sold all the pelts except one to fur buyer John Gibbons for $273. Proceeds from the sale were divided as follows: $110 to defendant, $110 to Danny Neal, and $53 to Buger Hook. One pelt was left in the car, which defendant later traded to Jake Womack, his wife‘s stepfather, for a shotgun. Defendant was arrested and charged with second degree burglary and stealing property with a value of $150 or more. At trial, he denied complicity in the planning or commission of a theft. Although he admitted riding around with Buger and Danny Neal on the morning of December 5th, defendant claimed that for most of the morning he was asleep in the back seat of the car. Defendant testified that he was completely unaware any pelts were appropriated until he awakened in Mexico to Burger‘s explanation that he had taken the furs because of a debt owed to him by his uncle.
Buger Hook also testified on defendant‘s behalf. On direct examination, he corroborated defendant‘s testimony that he, Buger, alone entered David Hook‘s house and took the furs. According to Buger, David Hook owed him approximately $300 for hauling timber, and he took the furs believing he had a right to do so because he had not been paid. Buger testified that defendant was asleep when the pelts were taken and did not assist or participate in the taking.
Contrary to this testimony, the State introduced a typewritten statement, signed by defendant. In the statement, defendant confessed that he, Buger and Danny Neal discussed taking the furs prior to the stop at David Hook‘s house. Defendant also stated that in preparation for the stop, the trio went to an IGA store for a box to hold the furs; defendant and Neal then took Buger down to David Hook‘s house, let him out, and waited in the car until he returned with the furs. In response to the question, “[Y]ou knew when you were down there and the boy went in that these furs were stolen then?” defendant said, “Yes.” The signed statement admitted in evidence was a typed transcript of a recording of an oral statement made by defendant to the police.
Defendant claims the trial court erred in failing to instruct the jury on the special negative defense of claim of right created in
570.070. 1. A person does not commit an offense under section 570.030 [stealing] if, at the time of the appropriation, he
(1) Acted in the honest belief that he had the right to do so; or
(2) Acted in the honest belief that the owner, if present, would have consented to the appropriation.
2. The defendant shall have the burden of injecting the issue of claim of right. (Emphasis added).
When a defendant has the “burden of injecting” an issue, the issue is not submitted to the trier of fact unless supported by evidence,
Defendant was convicted, not as the principal,5 but for aiding Buger Hook in the commission of the crimes of second degree burglary and stealing property with a value of $150 or more. Accountability for the conduct of another is addressed in several sections of Missouri‘s criminal code. Sections 562.036 and 562.041 provide that unless a defendant has the requisite culpable mental state at the time he aids another in the commission of an offense, he cannot be convicted as an accomplice to the offense. Without the culpable mental state necessary for theft6 and entry of a building with the intent to steal, defendant is not guilty of those offenses. Section 570.070 recognizes that a creditor who takes property from his debtor in settlement of a debt lacks the requisite mental state for stealing if he honestly believes he has a legal right to settle the debt in that manner.7 It fol-
Defendant also contends that the trial court erred in failing to instruct the jury that if Buger Hook took the furs in an honest belief he had a right to do so, defendant must be acquitted. Defendant claims that if Buger lacked the requisite mental state for the crime of stealing, no crime was committed; regardless of the culpability of his own mental state, he cannot be convicted as an accomplice to a crime that did not occur. Although the criminal code supports this contention, we find that the defendant also failed to “inject” the issue of Buger Hook‘s claim of right.
Prior to January 1, 1979,9
Section 562.046, moreover, enumerates certain defenses an accomplice may not raise. It is no defense to a prosecution for an offense in which the criminal responsibility of the defendant is based upon the conduct of another that “... [s]uch other person has been acquitted or has not been convicted or has been convicted of some other offense or degree of offense or lacked criminal capacity or was unaware of the defendant‘s criminal purpose or is immune from prosecution or is not amenable to justice; ...” Conspicuously absent from the list of barred defenses is a defense that such person lacked the culpable mental
At trial, the only evidence of Buger Hook‘s claim of right were statements by Buger Hook that when he took the furs, he believed he had a right to do so.14 If the unadorned self-serving statements of the defendant or principal were sufficient to “inject the issue,” there would be virtually no evidentiary burden on the defendant. To warrant submission of the claim of right defense, there must be, apart from testimony of the defendant or principal as to his subjective belief, sufficient evidence to enable the court to infer that the relevant person honestly held that belief.15 Except for Buger‘s recital that his uncle owed him money, there was no evidence of any facts or circumstances on which such a belief could honestly have been based. When he
II.
Defendant also challenges the admission in evidence of a typewritten statement in which he confessed complicity in the theft. On December 21, 1979, defendant was taken into custody. He waived his rights to remain silent and to have an attorney present16 and, later that day, gave an oral statement to sheriff‘s deputies. The statement was taped, and the tape was transcribed onto police forms by a secretary at the sheriff‘s department. The typed statement was then given to the defendant; he was asked to read it, see that it was the statement he had made, initial any mistakes he found and sign it. Defendant took the statement, initialed several typographical errors and signed all but the last page. Defendant argues the tape was the best evidence, which should have been admitted so the jury could evaluate whether or not the statement was voluntary and given from actual knowledge.17
Defendant‘s “best evidence” argument is based on the notion that the typewritten statement was a mere transcript of the taped interview and not an independent statement.18 Defendant argues that his limited reading ability prevented his signature from validating the written statement. At trial, defendant was asked whether he could read and write. He answered that he could read “Some. Not real good, but ... a lot of words I can‘t spell and stuff.” Defendant testified that he completed the 8th grade and started the 9th grade before his formal education ended. He also said he was in special education, but the record
III.
Defendant finally contends the trial court erred by imposing a sentence longer than that assessed by the jury. This contention is correct. While such error does not require reversal of defendant‘s convictions, remand is necessary for the purpose of resentencing.
Under Missouri‘s criminal code, primary responsibility for assessing maximum terms of imprisonment rests with the jury,
Turning now to the facts of this case, defendant‘s jury returned the following verdicts:
As to Court I,
We, the jury find the Defendant James Quisenberry guilty of burglary in the second degree as submitted in Instruction No. 8. We assess and declare the punishment at imprisonment in the county jail for a term of one year. (Emphasis added.)
As to Court II,
We, the jury find the Defendant James Quisenberry guilty of stealing property of a value of at least $150 as submitted in Instruction No. 13. We assess and declare the punishment at one year and jury recommends that sentences be run concurrent.21 (Emphasis added.)
Nevertheless, the trial court sentenced defendant to two years in the Division of Corrections22 on each count, the sentences
... The court specifically finds that the jury has returned a sentence less than the authorized lowest term of which is two years in the Division of Corrections as per Section 558.011, Paragraph 1, RSMo .... The court therefore in accordance with Section 557.036, Paragraph 3, Sub. 1, fixes punishment on Count I at two years in the Division of Corrections and on Count II at two years in the Division of Corrections.23
The question for determination is whether the jury‘s sentence of one year on each count is less than the authorized lowest term for class C felonies. If not, court imposition of a longer sentence is error.
Section 558.011, RSMo Cum.Supp.1981, provides in pertinent part as follows:
558.011. 1. The authorized terms of imprisonment, including both prison and conditional release terms are:
(1) For a class A felony, a term of years not less than ten years and not to exceed thirty years, or life imprisonment;
(2) For a class B felony, a term of years not less than five years and not to exceed fifteen years;
(3) For a class C felony, a term of years of not to exceed seven years;
(4) For a class D felony, a term of years not to exceed five years;
(5) For a class A misdemeanor, a term not to exceed one year;
(6) For a class B misdemeanor, a term not to exceed six months;
(7) For a class C misdemeanor, a term not to exceed fifteen days.
2. In cases of class C and D felonies, the court shall have discretion to imprison for a special term not to exceed one year in the county jail or other authorized penal institution, and the place of confinement shall be fixed by the court. If the court imposes a sentence of imprisonment for a term longer than one year upon a person convicted of a class C or D felony, it shall commit the person to the custody of the division of corrections for a term of years not less than two years and not exceeding the maximum authorized terms provided in subdivisions (3) and (4) of subsection 1 of this section.
3. (1) When a regular sentence of imprisonment for a felony is imposed, the court shall commit the defendant to the custody of the division of corrections for the term imposed under section 557.036, RSMo, or until released under procedures established elsewhere by law. (Emphasis added.)
The trial court interprets the plural in “term of years” to mean the minimum sentence for a class C felony is two years.24 Although a literal reading might support this interpretation, the statutory context convinces us “term of years” means a term of whole years and not less than one.
When a minimum sentence of more than one year is intended in other parts of
When the legislature intended to establish a minimum sentence of two years in subsection 2, furthermore, it said “a term of years not less than two years,” rather than simply “a term of years.” The amplification in subsection 2 raises an inference that when “term of years” stands alone in subsection 1, it comprehends a term of less than two years.
Finally, the statute which formerly prohibited a sentence to the penitentiary of less than two years,
DONNELLY, C. J., and MORGAN and HIGGINS, JJ., concur.
SEILER, J., concurs in part and dissents in part in separate opinion filed.
WELLIVER and BARDGETT, JJ., concur in part and dissent in part and concur in separate opinion of SEILER, J.
SEILER, Judge, concurring in part and dissenting in part.
I concur in that portion of the opinion which holds that if the jury verdict is valid that the sentence of one year on each count was not less than the authorized lower term for a class C felony.
I dissent as to that portion of the opinion which holds that the defendant did not suc-
The verb “inject” in the sense used in the statute means “to introduce as an element or factor in or into some situation or subject“. Webster‘s Third New International Dictionary, Unabridged (1967), p. 1164. It is not a word of arcane, mysterious or technical meaning. Here Buger Hook said his uncle David Hook owed him three weeks’ wages for working in the timber and that he went to David Hook‘s house to get his money; that he took the furs because David Hook would not give him the money owed for the timber work; that he thought he had a right to go in the house and get the furs because his uncle, David Hook, owed him the money. The defendant testified that he did not know the furs were in the car until on the way to Marshall and that Buger Hook told him he took the furs for wages due from David Hook.
The foregoing testimony “injected” or introduced into the case the element of claim of right because the jury had the right to believe and could have believed had they chose to do so, based upon the foregoing testimony with nothing more, that Buger Hook acted in the honest belief that he had the right to take the furs and that defendant took him at his word.
What the principal opinion declares, in effect, is that Buger Hook‘s testimony and that of the defendant is unbelievable, that despite the foregoing testimony there is no evidence of any honest belief on the part of either Buger Hook or defendant.
How can we say that the jury would not have believed Hook or defendant had the proposition been put to them under MAI-CR2d 2.37.3.2? The jury was there and heard the evidence, saw the witnesses and their demeanor and the jury is the sole judge of the weight and credibility of the evidence, not this court. It makes no difference whether we believe the testimony or not.
The question is not believability, but submissibility. State v. Brown, 104 Mo. 365, 16 S.W. 406, 407 (1891). What was said in State v. Meeks, 619 S.W.2d 830, 831-32 (Mo.App.1981) about the quality and quantity of the evidence injecting submission of the defense of mental disease or defect (which is also a special negative defense, MAI-CR2d 3.74, Notes on Use 6) is appropriate here also:
We do not intend to characterize the defendant‘s case for mental disease or defect as either strong or weak, but it is more than a scintilla. We might believe that the defendant‘s witnesses were of dubious veracity, or we might believe that their testimony was not plausible—or accepting their testimony as true, we might believe it does not show mental disease or defect excluding responsibility. But that is not our judgment to make. That is a judgment for the jury to make, and it was the trial court‘s duty to submit the issue to the jury upon proper instructions, ....
The principal opinion sets forth various reasons on pages 8-9 as to why Buger Hook should not be believed. This would have been appropriate jury argument for the state at the trial level. It has no place here where we do not pass on the credibility of the witnesses.
