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State v. Puthoff
566 N.W.2d 439
S.D.
1997
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*1 Furthеr, dividuals. the scenario of an indi- vidual who is released from incarceration on matter, together the above-entitled parole and thereafter absconds this record, having appeal concluded years six regular State for means a no and the it is manifest on face the briefs occurrence. appeal on the record that the is meritorious ap 1. that on following grounds: the issues Thereforе, I ap- would dismiss this peal by settled South clearly controlled peal moot. binding Dakota law federal law or Lee, states, 33 F.3d 1010 Williams Cir.1994), U.S. (1995), and 2. of Pardons Paroles the Board authority good appellant’s to revoke

lacked credit, therefore, now it is reversing a judgment ORDERED that SD entered Judgment of lower court be Dakota, of South Plaintiff STATE forthwith. Appellee, Pierre, Dakota, this 11th DATED at South day July, 1995. Bradley PUTHOFF, Allen Defendant BY THE COURT Appellant. /§/ Robert A. Miller A. Robert Miller No. 19606. Chief Justice Supreme Court of Dakota. (Chief dissents.) Robert A. Justice Miller on Briefs Considered Dec. AMUNDSON, (dissenting). Justice July Decided dissent, respectfully as the issues appeal involved this are moot and should

not be considered. The record reveals that Watkins was peni incarceration in the state

released from

tentiary January six almost appealed Court.

months after to this

“Traditionally, the satisfaction a sentence prison of a the service term renders the precludes

case moot and a direct review

the conviction sentence.” Moeller So (cita (S.D.1985) lem, omitted). justici If longer tions there is no controversy, or if lacks a

able “ ” effect,’ ‘practical is moot. ‍‌‌​​​​​‌‌​‌​​‌​‌‌​‌​​‌​​‌‌​‌​​‌​‌​‌​‌​‌‌‌​‌​​‌‌​‍legal an action Wilson, (quoting

Id. (Iowa 1975)). Although possesses this Court questions

“discretion to consider moot

they general public importance, have are of occurrence, proba

probable future and risk mootness[,]” City ble future Boesch v.

Brookings, 534 N.W.2d 849-50

1995) (citations omitted), no issue in case rights public. legal general

affects the affects, most, in- paroled at

SDCL 24-15-21

MILLER, Chief Justice. appeals Bradley Puthoff the sen- aggravated burglary tences for as- his sault We affirm. convictions.

FACTS for two [¶ 2] Puthoff was indicted counts of degree burglary1 second and three of counts aggravated charges all assault2. arose surreptitious out of entries Puthoff s into occupant apart- residence of another complex poisoning ment and his some occupant’s refrigerator. the food that other plea bargain, pled Pursuant Puthoff to a guilty degree one count of second aggravated and one count of assault. The remaining charges were dismissed. At sen- tencing, the following trial court oral sentence: Puthoff, So in this Mr. I’m you concerning charge aggra- period imprisonment vated assault to a Penitentiary in the South Dakota for 15 years, charge, the other charge and on the you plead guilty, sentencing you I’m Penitentiary South Dakota years. consecutive term of 7 additional they’re doing sep- I’m I think this because crimes, Puthoff, I arate Mr. and think that you longer period are going to need time to with all these issues. deal You have to you serve the first sentence before one, can start the second Mr. Puthoff. actually say What I is it’s going meant to plus suspending to be 15 I’m counseling condition thаt he receive counseling gets continue when he out on years gets think those 8 after he out going quite critical. subsequently The trial court entered the fol- Barnett, General, Attorney Gary Mark lowing written sentence: Campbell, Attorney General, Assistant being fully [T]he Court advised in the Pierre, appellee. plaintiff considered, premises, it is this Court Howard, BRAD- Cynthia County you adjudged, A. Minnehaha ordered Falls, LEY Defender, ALLEN PUTHOFF imprisoned Public Sioux for dеfendant the SOUTH DAKOTA STATE PENI- appellant. charges degree burglary charges 1. The filed 2. The assault were second were filed un- felony 22-18-1.1(2). under SDCL 22-32-3 which is a Aggravated Class der SDCL assault un- punishable by years exceed fifteen not to in the provision felony. der this is also Class penitentiary state a fine of fifteen thou- and/or (5). sand SDCL 22-6-1 dollars. Falls, County eligi- located Sioux the determination of an TENTIARY inmate’s Minnehaha, Dakota, bility parole, for consideration for two or more convictions from the same degree; 2 Burglary AS TO CT in 2nd transaction, for which the sentences are (8) eight years years, Fifteen consecutively, made to run shall be consid- being suspended that the De- conditioned *3 ered as one conviction. Two sen- or more counseling attend as recommended fendant arising from tences different transactions Board; by Parole sentence to said fоr sentences are made to run on Ag- run consecutive to sentence Ct. 3 consecutively shall be as considered Assault; gravated eligi- rate convictions. In determining the Assault; Aggravated AS TO CT 3 bility person date receiving two or (15) years, Fifteen more sentences which are run made to Separate transactions with defen- consecutively, the sentences shall be added jail[J in to receive credit for dant together and the total number of convic- added). (emphasis then tions shall determine the total amount appeals. Puthoff eligi- of time becoming served before parole subject ble for consideration for ISSUE provisions §of 24-15-5. entry Did of the ‍‌‌​​​​​‌‌​‌​​‌​‌‌​‌​​‌​​‌‌​‌​​‌​‌​‌​‌​‌‌‌​‌​​‌‌​‍written [¶3] computations Puthoff asserts declaring acts criminal provision following under this lead to the “separate illegally in- transactions” severity in his case: results sen- crease of Puthoffs tence? [Treating convictions one [Puthoffs] as “It Dakota 4] is settled law in South [¶ would mean that transaction he must serve the oral sentence is years, days three one month and 15 before the written sentence must conform to it.” becoming eligible If for his convic- (S.D.1992). Reif, State 490 N.W.2d transactions, separate tions are treated as genesis of our was the settled law ease years, serve four eight he must months Hughes, of Statе 62 S.D. days becoming parole and seven before we held that N.W. wherein eligible, difference of nineteen months defendant, against an unwilling Penitentiary

[A]s with no chance for condi- valid sentence cannot be increased tional release. severity after he has commenced the dispute State does these calculations serving (emphasis thereof and, therefore, purposes its brief this

Hughes, supra was relied us decision, presume they we are accurate. Bucholz, State 1987) Ford, [State argument re We find Puthoffs (S.D.1982) ]. decision in solved our State v. Munk, been 125 SD Sieler had (S.D.1990)(emphasis murder, original). kidnapping, attempted convicted rape, All assault. Puthoff trial court contends the charges stemmed from an incident unlawfully increased in a man his sentence place morning took June not consistent with ner the oral sentence pеniten Sieler was sentenced to consecutive “[s]eparate it added the transac when words tiary total sentences each conviction for a argues to his written He tions” sentence. years. of one five As in this hundred designation is because the of his crimes sentencing there no mention separate increas transactions during oral that all of the length es the of time he must serve separate offensеs were transactions. Howev penitentiary eligible pa becoming before er, provi judgment each written and sentence de This on the role. based sions SDCL 24-15-7: noted that all the offenses were appeal, like Pu- written and sentence did not vio- transactions.3 On thoff, prohibition against of the words late the the written sen- the addition contended increasing oral judg- to the written tence sen- transactions” illegally enhanced his tence. ments and sentences rejected this contention on sentence. We ISSUE grounds including our observation

various juris- 8] Did trial court exceed its [¶ that: determining diction in Puthoff s convic- 24-15-1.1 states: tions were the result of trans- discretionary Parole is the conditional actions? peniten- from actual release of an inmate [¶ 9] Puthoff next contends the find expiration tiary custody before the ing that a defendant has bеen involved in two *4 prisoner imprisonment. term of re- separate or more criminal transactions is ex legal custody mains an inmate under the clusively finding parole a the board makes in department of of corrections until determining a defendant’s likelihood of reha expiration imprison- his of term Therefore, argues making bilitation. he prisoner A is not to ment. finding is an exclusive executive branch func accept parole. prisoner A a conditional tion and that the trial court violated this However, parole. is never entitled to separation powers by determining his con in parole may granted judg- be if separate victions were the result of transac pardons pa- ment of the board of tions. granting parole roles a would be society prison- best interests of and the contentions, support Pu- [¶ 10] er. governing thoff observes that the statutes dates, parole eligibility the determination of application Neither this section or its including the determination that or may establishing two more be the basis a con- separate crimes are the result of transac- stitutionally protected liberty, property tions, primarily 24- process any contained SDCL prisoner. or due interest in added.) properly points 15-6 and 24-15-7. He out (Emphasis chаpter that SDCL Ch. 24-15 is the code spe The United States Court has paroles governing penitentiary, from the cifically person held that a convicted has executive branch function. right no constitutional Green Inmates, holtz v. Nebraska Penal ignores Puthoffs [¶ 11] separate whether transactions are involved Solem, see also Winters multiple criminal offenses is an inherent con- (S.D.1989). Sieler’s sen prosecution sideration a criminal from the by “sep tence was not increased the words drawing of an indictment or transaction,” only parole eligibili arate his very regard, information. In that ty by is affected these words. provides: 23A-6-23 ¶ Sieler, 114 at SD 554 N.W.2d at charged Two or more offenses (emphasis original). the same indictment or information in Sieler’s, offense, Puthoffs [¶ 7] like counts for each the of- charged, not increased the addition of the words fenses whether felonies or misde- both, “separate judg- transactions” to the written meanors or are of the same or simi- Only parole eligibility ment and sentence. lar character or are based on the same Accordingly, act or affected. the addition of transaction or on two or more acts together words transactions” to the or transactions connected or con- that, However, provide рrejudice 3. SDCL "[i]n 23A-27-4 does we find no suffered Pu- multiple arising case of convictions from differ- thoff from this omission and determine it to be a transactions, separate judgment involving ent of convic- matter of harmless error form over Orelup, tion shall be entered for each conviction.” This substance. See State v. (S.D.1994)(prejudicial rule was followed in the case as error must sub- instant harm defendant). single rights of conviction was enterеd. stantial parts began next stituting a common scheme act shown the facts stat- added). plan. (emphasis ed above. 114 at SD permitted Pu- It is this statute (emphasis at 482 charged in single thoff to be indictment argu- the first instance. We find Puthoffs Applying this same rationale contrary merit. ment to the to be without instant Puthoff first broke into his vic- apartment by ISSUE tim’s making an unauthorized entry key with a master and with the ac- treating err in Did the trial court knowledged poison intent to his victim. This crimes as from was sufficient to constitute the offense of rate transactions? burglary under SDCL 22-32-3. As in Citing extensive authorities complete this offense was when Puthoff en- jurisdictions, from other Puthoff asserts the Second, apartment. tered the after Puthoff declaring trial court erred in burglary, opened committed offense offense and assault offense arose refrigerator poisoned the victim’s argues transaсtions. He these by putting victim’s food weed-killer in some merely individual crimes constituted essential ag- of the food items. This i.e., goal, poison his vic elements of one 22-18-1.1(2). gravated assault under SDCL Accordingly, tim’s food. he asserts the two Thus, Puthoffs crimes were each distinct *5 merely parts single of a crimes completed acts that were before the transaction. that, began. next act It follows as in simply the trial court did not err in Sieler, supra. holding consistent with our Puthoff on these convictions as Puthoff, Sieler, just apart- an like broke into transactions. felony ment with intent to commit [¶ 17] Affirmed. short, burglary. therein. committed burglary, raped After the a victim Sieler AMUNDSON, KONENKAMP and apartment within the committed various and GILBERTSON, JJ., concur. upon other acts of violence her. In deter- SABERS, J., dissents. mining whether the constituted a separate transaction from the balance of the SABERS, (dissenting). Justice offenses, other we held: for the dissent same reasons set apartment broke into Victim’s Sieler my special writing forth in State v. through a screened window around 4:45 1996 SD 554 N.W.2d 483- felony with a.m. the intent to commit a (Sabers, J., dissenting), reproduced in 85 therein, constituting burgla- the offense of part as follows: 22-32-1(3). ry. This offense The addition of the words complete upon entering apart- Sieler’s judgment transactions” to the written Second, after ment. Sielеr committed the after began serving defendant his sentence con- burglary, Victim and Sieler en- offense of stitutes an enhancement of sen- into a tered heated discussion over Sieler’s tence. breaking apartment. into her Sieler de-

manded Victim have sexual intercourse him, however, Victim refused. Sieler South Dakota case law is clear that a forcibly raped then the next ten Victim for it has sentence cannot be enhanced once completed to fifteen minutes. Sieler imposed has been and once the defendant After (SDCL 22-22-1(2)), rape Victim went begun serving enhanced it —even into the bathroom to clean herself because legal sentence would have been a appeared passed Sieler to have out on her imposed place. it in first had the court bed.... jurisdiction an offender is within the “Onсe government, Sieler’s crimes were each distinct of the executive branch of judicial completed

rate acts that were before the branch —the ‍‌‌​​​​​‌‌​‌​​‌​‌‌​‌​​‌​​‌‌​‌​​‌​‌​‌​‌​‌‌‌​‌​​‌‌​‍circuit court —loses 444 Oban, May Judge

jurisdiction control.” v. a United States District oral- and State (S.D.1985) (citation ly probation revoke the of a Defendant omitted). stated, on numerous open We have in the and occasions, against unwilling impose that “as his counsel Defendant and defendant, cannot be in- peri- a valid sentence specific confinement com- after he has creased enter a formal od of and thereafter serving thereof[.]” menced the State judgment and commitment (S.D.1982) (cit- Ford, 263, 267 larger longer which a sentence of con- Hughes, 62 S.D. State v. finement is and set forth? Jackson, N.W. negative stating, answered in the Watt, (S.D.1978); parte Ex error, in enlarging “This the sentence (1950)). “A sеn- S.D. plain petitioner, light absence of was so prisoner as soon as the tence commences requirements 43 that it Rule should custody confinement in the suffers some Ap- have been dealt with the Court of a sheriff.” Id. peals, though alleged even it not been had Marquez, error.” Accord United States examining dispo ... After federal courts’ (2nd Cir.1974) (reversing 506 F.2d issue, this sition of the court held “that the remanding for written oral sentence is the pro- corrected in accordance with the oral judgment must that the written conform sentence). Similarly, in nouncement of [Ford, (relying iV’ 328 N.W.2d at 267] pronounced Puthoff oral sentence was s Marquez, United States v. 506 F.2d 1996; however, on March the written (2d Cir.1974); States, Chunn United Judgment signed and filed Sentence (5th Cir.1972); 462 F.2d 1100 United judge the circuit court on March Raftis, 427 F.2d 1145 States Cir. If, it, appel- as the Government would have 1970); Borum v. United *6 appeared lant was sentenced not when he (D.C.Cir.1967), denied, 433 395 U.S. sentencing judge] before but аt some [the 916, 1765, 89 23 L.Ed.2d 230 S.Ct. later time when the commitment was (4th States, v. 309 Rakes United F.2d 686 signed, the be sentence would invalid since Cir.1962)); Cady, also State v. 422 see appellant present. was not (S.D.1988) 828, (collecting 830 ad support propo ditional federal cases to the States, (quoting v. 407 Id. Sobell United F.2d sition that it is law “that the oral settled (2nd Cir.1969)). 180, Clearly, 184 the en- sentence is the sentence and the writ statutes, hancement was under our as it”). ten must sentence conform to On Supreme well as United States Court and basis, the court invalidated the [Ford] Supreme precedent. Dakota sentence and first. second reinstated the Rourke, v. See also United States 984 F.2d We should do the same. (10th Cir.1992) 1063, (reversing 1066 and re- (em- Id. at 554 at 483-84 clearly manding resentencing; defendant phasis original). right present open to had when States, judge original by made sentence harsher v. Bartone United 375 parole 52, (1963), аdding special term not mentioned at 11 U.S. 84 S.Ct. L.Ed.2d the sentencing); v. oral accord Rust United United States Court dealt with (8th Cir.1984) 1153, which 725 F.2d 1154 and sentence levied (defendant year day, present a sentence of one one must be when sentence is and exceed onerous); orally pronounced the more v. made United States Cir.1972) (10th 446, McCray, day. The Court framed the issue as follows: 468 F.2d 450-51 43(a) verdict, imposition 4. Rule the at Federal Rules of Criminal the return оf the and 23A-39-1, at Procedure is codified and except provided by §§ 23A-39-2 provides: and 23A-39-3. present arraignment, exceptions A shall be at his (Emphasis provided The defendant plea, every stage at the time of his at apply 23A-39-2 & -3 not in this case. do including impaneling jury trial of the and

445 Lynce judgment was invalid While both Weaver and involved the (noting that the written clause, post pushing ex facto it is clear that augmented it the sentencе both because presence the date which an inmate becomes eli it was entered without because counsel). parole gible for into the future constitutes or his of either defendant punishment. removal of “[T]he enhanced present right to be The defendant’s [good provisions can constitute an in time] sentence is speak when his punishment, ‘prisoner’s ‍‌‌​​​​​‌‌​‌​​‌​‌‌​‌​​‌​​‌‌​‌​​‌​‌​‌​‌​‌‌‌​‌​​‌‌​‍crease because Allen, Illinois v. 397 constitutionally based. eligibility imprisonment sig is a for reduced 338, 1057, 1058, 337, U.S. 90 S.Ct. entering nificant factor into both defen 915, 353, 356, reh’g 398 U.S. S.Ct. plea bargain dant’s decision to (1970) (“One 1684, the most L.Ed.2d to be im judge’s calculation of the sentence by the rights guaranteed of the Con basic ” at -, posed.’ Lynce, 519 U.S. right is the accused’s to be frontation Clause Weaver, (quoting at 137 L.Ed.2d at 75 every stage of courtroom at present McDonnell, supra); 418 U.S. Jackson, cf. Wolff trial.”); United States 94 S.Ct. L.Ed.2d (11th Cir.1991); United F.2d (1974): Cir.1975) Huff, States (“Thе course, is, stage a critical authority Nebraska have the to cre- accused, against at proceedings ate, not, right prison to a shortened constitutionally he is entitled which through the accumulation of cred- counsel.”) (citing present represented good [b]ut its behavior Mempa Rhay, ..., having right prisoner’s created the (1967)); 19 L.Ed.2d 336 United States has real substance and is suffi- interest cf. (N.D.Cal. Turner, F.Supp. 915-16 ciently within Fourteenth embraced 1982) (not require waive even defendant can him “liberty” to entitle Amendment sentencing). ment of at procedures appropriate un- those minimum der the circumstances of the words Absent the addition to insure that Due Process Clause transactions,” appeared in arbitrarily right is not abro- state-created Judgment and but do the written Sentence gated. appear transcript of the oral sen- tence, eligible for Puthoff would have become Grosh, In re 415 N.W.2d 824 See also years earlier than he will parole almost two 1987). ease, In that the trial court’s modifi illegally under the enhanced sentence. not, on cation of its initial oral sentence did words, critical two after a addition of those *7 sentence; face, length its increase the pronounced and out- valid oral sentence however, that the elimination this сourt held defendant, imper- side provision over five months of a work release missibly augmented his sentence. aug “impermissible after More of sentence.” Id. at 828. majority wrong The when it states mentation 24]

[¶ over, increased whether a sentence has been change parole eligibility in Puthoffs that the degree- “technical” prohibition against is not a matter of not violate the date “did —even vacating of written incrеases warrant increasing the written sentence ¶ comply with the oral Supra judgments 7. which do not the oral sentence.” See See, Graham, 24, 35-36, e.g., Cook v. United 450 U.S. 101 sentence. Weaver (1st (1981) Cir.1948), S.Ct. 67 L.Ed.2d 647, 93 L.Ed. 1088 (unanimously concluding that a law which 336 U.S. (1949) court was not (holding that district an inmate would postponed the date when empowered to increase sentence amend early by curtail- eligible become release $1.00; a fine of not ing judgment to include availability gain-time of future cred- onerous); suspension payment of the fine punishment more even its made the -, ille Mathis, -, fact that the sentence was changed Lynce v. (enhance increased); Bartone, supra gally by only day of sentence (noting inquiry is whether ment that the essential error). period lengthened). incarceration is Accordingly, the words [¶25] stricken from the

transactions” should be Judgment and Sentence so that the

original sentence be reinstated “as ‍‌‌​​​​​‌‌​‌​​‌​‌‌​‌​​‌​​‌‌​‌​​‌​‌​‌​‌​‌‌‌​‌​​‌‌​‍it original sentencing], [the

existed on date Grosh, respects.”

in all at 828. majority may thought have

While the Sieler anomaly,

was an it is clear the mistake was majority

repeated in this case. The should reinstate the oral sen-

admit the error and

tence, compound by affirming the error sentence.

1997 SD 86 PEOPLE of State of South Dako B.A.M.,

ta in the Interest of B.S. a/k/a

Child(ren), Concerning L.S.

F.M.

No. 19630. Dakota.

Considered on Briefs Jan. July

Decided

Case Details

Case Name: State v. Puthoff
Court Name: South Dakota Supreme Court
Date Published: Jul 9, 1997
Citation: 566 N.W.2d 439
Docket Number: None
Court Abbreviation: S.D.
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