State v. PumphreyState v. Pumphrey
Defendant pleaded guilty to two counts of violating a court’s stalking protective order (SPO), ORS 163.750, and the trial court entered convictions on that plea. Defendant appeals from a supplemental judgment in which the trial court imposed restitution totaling $2,674.76 for expenses incurred by the victim. On appeal, defendant contends that the state’s evidence as to five items of restitution was insufficient to establish “economic damages,” as defined in ORS 31.710(2), and therefore provided an inadequate basis for a restitution award under ORS 137.106. We affirm.
We are bound by the trial court’s factual findings if they are supported by any evidence in the record, and we review the court’s legal conclusions for errors of law. State v. Jordan,
The victim obtained a permanent SPO against defendant, with whom she had no prior relationship, in 2010 after defendant “sought her out through her place of work and had waited for her outside of work.” The SPO prohibited defendant from having contact with the victim, including by coming into her visual or physical presence or by waiting outside her home, property, work, or school. On July 2, 2012, defendant returned to the victim’s place of work, where he approached her and asked in a “deep tone of voice” if she “missed him.” The victim reported the incident to police and reported that defendant also had come to her place of work on July 1, 2012.
The victim sought medical attention for “massive panic attacks” that began about a week after defendant’s July 2012 SPO violations. She saw a physician nine times for treatment of those panic attacks and was prescribed medications as a result. According
The victim also missed one day of work to facilitate having her locks changed at home. She testified at the restitution hearing that defendant had “found out [her] home address and [she] needed to change [her] locks,” explaining further that she needed to have dead bolts installed. The victim also testified that she had rented a temporary residence “until [she] could get [her] locks changed and make [her] home safe.” She explained that she had been unable to stay with friends because “[t]hey were fearful of the situation as well.”
The victim also changed her phone number. In explanation of that action, she testified that she had received one phone call from defendant shortly after he visited her at work. On that call she could hear “heavy breathing” and defendant “kept trying to ask [her] if [she] was okay” and said that “he was sorry.” She testified that “district attorneys, everybody had told me I might as well [change my phone number] because my personal information was let out.” She also had received several “hang-up calls,” which stopped once she changed her number.
Defendant was charged with four counts of violating a court’s SPO and, as noted above, was convicted of two counts pursuant to a plea agreement. After hearing the victim testify to the facts described above and reviewing other evidence in the record, the trial court determined that the victim’s expenses were the result of defendant’s criminal activities and imposed $2,674.76 in restitution in a supplemental judgment:
“But [the time taken off of work] seems to be related to this particular case because but for [defendant’s] contact [the victim] wouldn’t be having to do all the things that she testified that she had to do.
“And it’s not our place to say that getting police reports are not * * * necessarily related to this case. But for [defendant’s] conduct [the victim] felt she needed to get those police reports and do some things and put some things together for crime victim’s comp and all those sorts of things that she did.
“So I’m certainly not going to second guess what she thought she needed to do. And I do find that it’s related to the conduct of the defendant. So I would be granting those wages.
“I am going to grant the $100 to change her number over. ***
“But the actions of the defendant caused her to change phones and that’s for certain, so I would be granting that $100 there, but not the [monthly fee for the new phone]. * * *
“But for defendant’s conduct [the victim] wouldn’t have thought that she needed to change her locks. * * *
“*** So there was the $400 to stay at a safe house during the court proceedings. Again, it’s not the Court’s job to decide whether or not it was — I don’t want to use the word proper, but if it was — well, I’ll use it because I can’t think of a better word right now — whether it was proper or not for her to stay at a safe house.
“The issue, I think, for the Court to decide is was her need to go to a safe house related to the defendant’s conduct. We kind of take the victim as we find them as you might say, so I do find that it’s related to defendant’s conduct, [I] would order that.
“And the copies for the police reports, this $37, that’s— she felt that she needed the police reports for various reasons and that’s appropriate and I’ll order that.”
“When a person is convicted of a crime *** that has resulted in economic damages, the district attorney shall investigate and present to the court, at the time of sentencing or within 90 days after entry of the judgment, evidence of the nature and amount of the damages. * * * If the court finds from the evidence presented that a victim suffered economic damages, in addition to any other sanction it may impose, the court shall enter a judgment or supplemental judgment requiring that the defendant pay the victim restitution in a specific amount that equals the full amount of the victim’s economic damages as determined by the court.”
For the purposes of that statute, “economic damages” is defined by ORS 31.710(2)(a):
“‘Economic damages’ means objectively verifiable monetary losses including but not limited to reasonable charges necessarily incurred for medical, hospital, nursing and rehabilitative services and other health care services, burial and memorial expenses, loss of income and past * * * impairment of earning capacity, reasonable and necessary expenses incurred for substitute domestic services, recurring loss to an estate, damage to reputation that is economically verifiable, reasonable and necessarily incurred costs due to loss of use of property and reasonable costs incurred for repair or for replacement of damaged property, whichever is less.”2
In short, there are three prerequisites to an order of restitution: (1) criminal activities, (2) economic damages, and (3) a causal relationship between the two. State v. Carson,
On appeal, defendant objects to five specific items of restitution: (1) the cost of changing the victim’s phone number; (2) the cost of changing locks on the victim’s home; (3) the cost of the victim renting a temporary residence; (4) the victim’s lost wages from one day’s work when she facilitated changing her locks; and (5) the cost of obtaining police records from a different incident in a different city. Defendant makes two main arguments. First, he argues that the contested costs did not constitute “economic damages” within the meaning of the restitution statutes. Defendant contends that the contested costs “were made in order to provide security against future crimes, not the crimes for which defendant was convicted,” and therefore were not “reasonably and necessarily incurred.” (Emphasis added.) Second, defendant argues that there is no “causal connection” because “there is no evidence to connect the criminal acts at issue to the contested expenses.” (Emphasis added.) As presented in this case, both of those arguments turn on one central question: whether defendant’s criminal activity was a “but for” cause of the expenses the victim incurred. See State v. Ceballos,
Although defendant’s criminal activities must be a “but for” cause of the victim’s economic damages, the damages need not be the direct result of defendant’s criminal activity. Stephens,
“Defendant does not seriously dispute the loss of the missing items but denies having taken the jewelry himself. However, regardless of whether defendant actually stole the jewelry, the entire loss ‘resulted’ from his ‘criminal activities,’ including the admitted kicking in of the victim’s door, because it at least created free access to the home for the hypothetical subsequent theft.”
Id. at 300.
Similarly, in this case, we conclude that the record includes some evidence from which the trial court could find that the disputed expenses resulted from defendant’s criminal activities. Defendant argues that he “never admitted to and was not convicted of calling [the victim] on her phone or going to [the victim’s] home. In fact, the state did not present any evidence that defendant knew where [the victim] lived.” Accordingly, defendant concludes, “the expenses for changing [the victim’s] phone number and her house locks, including the costs for renting a temporary residence and taking time off work to facilitate changing the locks, were unrelated.” That argument fails for two reasons. First, it is premised on an inaccurate description of the record. In fact, the state did present evidence that defendant knew where the victim lived. The victim testified at the restitution hearing that defendant “found out my home address” and that the “district attorneys” notified her that her “personal information was let out.” Second, defendant frames the analysis too narrowly. The pertinent inquiry is not whether defendant was convicted of calling the victim or going to her home, but rather whether the victim’s need to change her phone number and locks resulted from the criminal activities on which defendant’s convictions were based. The record includes evidence supporting that causal connection. It is undisputed that defendant’s violations of the SPO caused the victim to suffer severe panic attacks and fear of defendant, and the victim testified that she changed her locks because defendant had learned her home address. Moreover, the record also supports an inference that the safety measures the victim took helped her manage the psychological trauma caused by defendant’s crimes. In sum, the record establishes that defendant’s criminal activity was a “but for” cause of the expenses that the victim incurred. Accordingly, the trial court did not err in imposing restitution for the costs the victim incurred for changing her phone number and locks, including the costs of a temporary residence and lost time from work.
In arguing to the contrary, defendant relies in part on State v. Steckler,
Defendant also contends that the cost to obtain a police report from a different city “did not result from the acts at issue” and therefore “was not causally connected to permit restitution for that expense.” We disagree. The victim sought treatment for panic attacks brought on by defendant’s criminal activities. The victim’s counselor recommended, as part of treatment for those panic attacks, that “it might be a good idea” to collect a police report about defendant’s conduct in another city. The testimony about the counselor’s recommendation may not be weighty, but it is “some evidence” from which the trial court could have found that the expense resulted from defendant’s criminal activities, and that is sufficient for purposes of our review. Cf. Jordan,
To summarize, because evidence in the record supports the trial court’s determination that the victim’s economic damages resulted from defendant’s criminal activities, we conclude that the trial court did not err in imposing restitution in this case.
Affirmed.
Notes
The trial court imposed restitution for several additional items that defendant does not challenge. Por purposes of this appeal, we focus our discussion on the challenged items.
The statutory definition of “economic damages” also includes “future impairment of earning capacity.” ORS 31.710(2)(a). However, that aspect of the definition does not apply to restitution awarded under ORS 137.106(1). ORS 137.103(2)(a).