OPINION
Defendant-appellant Sean Kaehuokalani Pulawa, hereinafter appellant, was convicted after a jury trial of two counts of robbery in the second degree in violation of Section 841(l)(a) of the Hawaii Penal Code, Act 9, Session Laws of Hawaii, 1972, 1 and one count of kidnapping in violation of Section 720(l)(e) of the Hawaii Penal Code, Act 9, Session Laws of Hawaii, 1972. 2 Thereafter, he was sentenced to serve a prison term of four years 3 as a youthful offender. He has appealed from this judgment and sentence. We affirm.
Appellant contends that the trial court erred when it denied his motion which was filed just before the commencement of trial in which he sought to quash and dismiss the indictment. In this motion appellant alleged that substantial improprieties had occurred before the grand jury based upon the conduct of the deputy prosecuting attorney, and because of such alleged prejudicial misconduct appellant was denied his constitutional right to a fair and impartial grand jury proceeding and due process of law as guaranteed by the Fifth, Sixth and Fourteenth Amendments to the United States Constitution and Article I, Sections 4 4 and 8 5 to the Hawaii Constitution. A copy of the transcript of the proceedings before the grand jury was attached to the motion.
The alleged misconduct by the deputy prosecuting attorney related to the examination of Xavier Adriano, who appeared as a witness before the grand jury. On March 13, 1976, both appellant and co-defendant, Edward Kumukau, were known to this witness. Xavier Adriano had been interrogated by Detective Pocock of the Honolulu Police Department several hours after these alleged offenses had been committed by appellant and his co-defendant, and at that time Pocock had been told by Xavier that he had seen Edward Kumukau, Sean Pulawa and another male, Edward Kekoa near the vicinity of Petrie Park. However, during and at the grand jury hearing held on March 17, 1976 when the deputy prosecutor questioned Xavier, he denied ever seeing during that night Pu-lawa, Kumukau and Edward Kekoa. Thus the following colloquy ensured:
Q. Petrie Park, okay. Did you see Sean Pulawa and Edward Kumukau near Petrie Park there?
A. No.
Q. Okay. Are you acquainted with Miles Muranaka and Steve Takushi?
A. I know Miles from before.
Q. During the course of the evening, did you see Sean Pulawa with Miles Muranaka at any time?
A. No.
Q. Okay. Xavier, do you understand that you are under oath?
A. Yep.
Q. And if you state anything to the Grand Jury that is not true, you are subject to being prosecuted for perjury?
A. Yep.
Q. Do you recall giving a statement to Detective Pocock?
A. I was talking to him but, yeah, in the morning.
Q. Okay. Do you recall telling him that you saw Sean Pulawa and Edward Kumukau?
A. No,-1 don’t remember.
Q. Do you recall telling him that you saw Sean Pulawa and Edward Kumukau across the street with Miles Mura-naka and another individual.
A. I never tell him that, no.
Q. Is it your statement then to the Grand Jury that you did not tell him this?
A. I don’t know what I told him.
At a later occasion during the same grand jury session involving the same witness, the deputy prosecutor further cautioned this witness about falsifying testimony before the grand jury in the following manner:
Q. All right. I have already advised that you are under oath and subject to penalty of perjury if you falsify any statement, any material statement to the Grand Jury.
A. Yeah.
Q. Specifically, didn’t you tell Detective Pocock that you saw Sean Pulawa, Edward Kumukau, and Edward Kekoa standing outside these three cars?
A. (nods head no.) [Sic.]
[Deputy Prosecutor]: As far as any possible perjury charges against Xavier and any line, we’ll bring that up in a further hearing if we feel we’ve got sufficient evidence.
In our affirmance of
State v.
Joao,
As Mr. Chung [Prosecuting Attorney for the City and County of Honolulu] has said, the witness that we will present to you this afternoon is Cole U. Kekahuna. Very briefly, Cole Kekahuna was the original defendant charged with the murder. . . . Cole Kekahuna has been in jail for 3V2 months, and as Mr. Chung says, he has decided to make a clean breast. On his testimony, we seek an indictment. . . . Id. at 227,491 P.2d at 1090 .
Upon the conclusion of a hearing to quash and dismiss the indictment, the trial judge in this case had found that the Grand Jury might not have returned an indictment if these statements backing Kekahuna [had] not been made. . . . [So] the Court [finds] that the defendants were prejudiced in their constitutional rights to a fair and impartial hearing. . . . ”Id. at 227-228,
Subsequently, we were confronted by-another grand jury case involving a response from a witness to the grand jury which was alleged to have a tendency to prejudice the appel-lee before the grand jury.
State v. Scotland,
We hold that in proceedings determining the validity of an indictment, the state does not have the burden of proving that the alleged illegal or improper testimony is not prejudicial; it is the duty of the defendant to come forward and present a case proving prejudice. “[I]n the absence of proof, the court will not assume or conjecture, as a matter of fact, that the grand jury deliberations were so infected as to invalidate the indictment. ’ ’ United States v. Hoffa,205 F.Supp. 710 (S.D.Fl. 1962), cert. denied sub nom. Hoffa v. Lieb,371 U.S. 892 (1962). “We rule that a specific showing of prejudice is necessary to make erroneous the action of the trial judge in refusing to dismiss the indictment. ” Beck v. United States,298 F.2d 622 , 627 (2d Cir. 1962), cert. denied370 U.S. 919 (1962); United States v. Hoffa, supra.
We had previously held in
State v. Layton,
In
Costello v. United States,
The petitioner in Costello had urged that the Court should exercise its power to supervise the administration of justice in federal courts and establish a rule permitting defendants to challenge indictments on the ground that they are not supported by adequate or competent evidence. The Court responded to this contention that “[n]o persuasive reasons are advanced for establishing such a rule. It would run counter to the whole history of the grand jury institution, in which laymen conduct their inquiries unfettered by technical rules. Neither justice nor the concept of a fair trial requires such a-change. In a trial on the merits, defendants are entitled to a strict observance of all the rules designed to bring about a fair verdict. Defendants are not entitled, however, to a rule which would result in interminable delay but add nothing to the assurance of a fair trial.” Id. at 364.
The Ninth Circuit Court of Appeals established the rule that only in a flagrant case and perhaps only where knowing perjury, relating to a material matter had been presented to a grand jury should the trial judge dismiss an otherwise valid indictment returned by an apparently unbiased grand jury.
United States v. Kennedy,
This same court on a subsequent occasion considered and elaborated on a similar principle. In
United States v. Samango,
We acknowledge that the grand jury need not be advised of all matters bearing upon the credibility of potential witnesses. Dismissal of an indictment is required only if flagrant cases in which the grand jury has been overreached or deceived in some significant way, as where perjured testimony has knowingly been presented [footnote and citation of cases omitted]. We believe however, that the grand jury in this instance was overreached and that a line must be drawn beyond which a prosecutor’s control over a cooperative grand jury may not extend. Although deliberate introduction of perjured testimony is perhaps the most flagrant example of misconduct, other prosecutorial behavior, even if unintentional, can also cause improper influence and usurpation of the grand jury’s role. [Footnote omitted.]
It was further held in this case that, “The cumulative effect of the above errors and indiscretions, 6 none of which alone might have been enough to tip the scales, operated to the defendant’s prejudice by producing a biased grand jury” id. at 884; and, hence, the court stated “we conclude and hold that the manner in which the prosecution obtained the indictment represented a serious threat to the integrity of the judicial process. The District Court’s dismissal, therefore, was a proper exercise of its supervisory power. ” Id. at 885.
We wduld consider
Samango
to be on the extreme side like our case in
Joao.
In
United States v. Chanen,
Despite the holdings of these cases, it is clear that-the courts have been reluctant to dismiss indictments because of prosecutorial misconduct. Beatrice Foods Co., v. United States,312 F.2d 29 , 39 (8th Cir.) cert. denied,373 U.S. 904 ,83 S.Ct. 1289 ,10 L.Ed.2d 199 (1963). This reluctance is demonstrated by a review of several ofthe many cases where motions to dismiss were denied. For example, in United States v. Bruzgo, 373 F.2d 383 (3d Cir. 1967), the defendant alleged that the prosecutor had threatened a grand jury witness, a business associate of defendant, with imprisonment, a fine and loss of citizenship. The prosecutor also allegedly called the witness a “thief” and a “racketeer”. For purposes of its decision, the court took these allegations as true. The court first noted that the prosecutor’s comments “exceeded the bounds of proper conduct by prosecutors and . . . their use is to be condemned.” .... Nevertheless, the court concluded “that the conduct of the prosecutors before the grand jury did not under the present facts create a defect of constitutional or legal proportions. It follows that the grand jury proceedings were valid and that there was no error in denying defendant’s motion to dismiss the indictment.” ....
After a review of these previous cases, the court then reversed the dismissal of the indictment against defendants which was returned by a third and separate grand jury hearing the testimony given to the first grand jury. It stated that “Reading transcripts of sworn testimony, rather than presenting live witnesses, simply does not constitute, on the facts of this case, ‘fundamental unfairness-’ or a threat to ‘the integrity of the judicial process.’ ”
Id.
at 1311;
see United States v. Riccobene,
It is not asserted here by appellant that the indictment is defective on its face or that it was not returned by a legally constituted and unbiased grand jury other than for the alleged misconduct by the deputy prosecuting attorney. It is asserted by appellant that the alleged improper statements and inferences therefrom made by the prosecutor constituted prejudicial misconduct and tended to influence the grand jury’s interpretation of the evidence; that the alleged prejudicial exhortations by the prosecutor discredited Adriano and caused the grand jury to look more favorably upon Detective Pocock’s testimony that the witness had previously told him that he saw appellant at the scene of the alleged offenses. Detective Pocock’s testimony and Adriano’s testimony were both before the grand jury for evaluation. We need not add our version as to the effect of these comments by the prosecutor. As a matter of fact the trial court made no findings of any misconduct before the grand jury by the deputy prosecuting attorney. The trial court at the conclusion of the motion to dismiss simply stated “I don’t think he influenced the Grand Jury at all.” We hold that such a finding is consonant with the provisions of subparagraph (b) of § 3.5 of the Approved Draft of the American Bar Association Project on Standards for Criminal Justice, Standards Relating to the Prosecution Function and the Defense Function. 7 .
Under the facts of this case, we adopt the rule stated by the above federal cases and in
State v. Schamberg,
Unless the prosecutor’s misconduct before a grand jury is extreme and clearly infringes upon the jury’s decision-making function it should not be utilized as a stepping stone to dismissal of an indictment. As has often been observed, ah indictment should only be quashed on the clearest and plainest grounds. [Citation of cases omitted.].»
There was no error committed by the trial court in the exercise of its discretion in not finding that the prosecutor’s conduct before the grand jury unduly influenced it. The motion to dismiss the indictment was properly denied.
II.
The next error alleged by appellant is one which relates to the admissibility of testimony of the victim as to what he said to the
We stated in
State v. Iaukea,
III.
During the further cross-examination of the victim Mura-naka, the appellant moved the trial court for a mistrial on the grounds that the prosecutor had mentioned in the presence of the jury the phrase “mug photograph” in referring to the photograph of the appellant which had been used during his pre-trial identification. The trial court sua sponte immediately upon hearing the objectionable words sustained an objection to the statement made by the prosecutor, albeit no specific objection was stated by appellant. Appellant then moved for a mistrial on the grounds that the prosecutor had stated to the jury the words “mug photograph” which undoubtedly suggested that the police department has photographs of the appellant, causing the jurors to believe that he had been arrested or convicted for a prior criminal act. Appellant’s motion for mistrial was denied. This is alleged by appellant as his third point of error.
In
State v. Huihui,
Of course such a holding is in accord with our holding in
State v. Kahinu,
Thus we stated in Huihui:
As the reviewing court, can we conclude, from the record as a whole, that the error was harmless beyond a reasonable doubt? State v. Pokini,57 Haw. 26 ,548 P.2d 1402 (1976), cert. denied,429 U.S. 963 (1976). Error is not to be viewed in isolation and considered purely in the abstract. It must be examined in the light of the entire proceedings and given the effect which the whole record shows it to be entitled. In that context, the real question becomes, whether there is a reasonable possibility that the error might have contributed to the conviction.”
Id.
at 145,
We have carefully examined the record in this case. The State’s evidence is the only evidence in this case. There was no problem concerning identification of appellant as the guilty party
11
as in
Huihui,
and guilt was clearly established by ample evidence beyond a reasonable doubt. The jury was able to reach a verdict in less than two hours. Using the language
of Tucker v. United States,
IV.
Finally the appellant alleges that the trial court committed reversible error when it denied appellant’s motion for judgment of acquittal as to the kidnapping charge. We have carefully examined the error alleged and find it to be without merit.
Judgment is affirmed.
Notes
This statute is now designated as HRS § 708-841(l)(a) [1976 replacement],
This statute is now designated as HRS § 707-720(lXe) [1976 replacement].
The original judgment and sentence was filed on February 17, 1977. An amended judgment and sentence was filed on February 23,1977, but dated February 17, 1977, to indicate therein the original place of confinement shall be at Halawa Correctional Facility.
This section is now identified in the amended Hawaii Constitution as Article I, Section 5, Due Process and Equal Protection.
This section is now identified in the amended Hawaii Constitution as Article I, Section 10, Indictment, Double Jeopardy, Self-incrimination.
Apparently, the court was referring to the submission to the grand jury of prior prejudicial grand jury transcripts; the prosecutor’s prior knowledge of Granat’s doubtful credibility and his failure to warn the grand jury of such credibility, or to apprise them that they could subpoena his live testimony; and the conclusionary testimony by witness Wong.
Subparagraph (b) of § 3.5 of the Approved Draft of the American Bar Association Project on Standards for Criminal Justice, Standards Relating to the Prosecution Function and the Defense Function states: “The prosecutor should not make statements or arguments in an effort to influence grand jury action in a manner which would be impermissible at trial before a petit jury.”
During this bench conference defense counsel stated: “I’d like to file a Motion in Limine at this point to keep the prosecution from bringing into evidence or stating in his opening statement any reference to what happened in the car between Mr. Muranaka and [co-defendant] Kumukau. It’s not properly before the jury. . . .’’The trial court overruled the request by appellant to file a Motion in Limine.
This section provides in pertinent part: “No order, judgment, or sentence shall be reversed or modified unless the court is of the opinion that error was committed which injuriously affected the substantial rights of the appellant.”
In State v. Huihui, supra, defendant’s objection to the question containing the words “police mug photographs” was overruled and the evidence was received. In the instant case the trial court had sustained the objection to the objectionable words so that it may be argued that the evidence was not received. No other cautionary instructions that the jury shall disregard the statement or other objectionable remarks and that such statement or remarks are to be stricken were given because they were not requested by defense counsel.
Appellant states at page 7 of his reply brief: “Here, the identity of the Appellant was never really an issue at trial and in fact, proof of identity was not the purpose for which this testimony was introduced.”
