STATE of Washington, Respondent,
v.
Charles J. PRICE, Petitioner.
Supreme Court of Washington, En Banc.
Thomas Edward Doyle, Attorney at Law, Hansville, WA, Patricia Anne Pethick, Attorney at Law, Tacoma, WA, for Petitioner.
James C. Powers, Thurston County Prosecuting Attorney Ofc, Olympia, WA, for Respondent.
BRIDGE, J.
¶ 1 Charles Price was convicted of four counts of first degree child molestation. The single count at issue here involved R.T., who was four years old when the molestation occurred and six years old at the time of trial. R.T. disclosed the sexual abuse to her mother and then to a detective, both of whom testified about R.T.'s disclosures at trial. In addition, an audiotape of the detective's interview with R.T. was admitted and played to the jury.
¶ 2 At trial, R.T. indicated that she could not remember the relevant events or her disclosures to her mother and the detective. Relying on Crawford v. Washington,[1] Price argues that R.T.'s inability to remember rendered her unavailable for purposes of the confrontation clause, and thus, admission of her prior statements was improper because Price had no prior opportunity to cross-examine R.T. about them. We conclude that the questions the prosecutor asked on direct examination and R.T.'s answers constitute sufficient testimony to satisfy the confrontation clause. Because R.T. was available and testified at trial, Crawford is not implicated. We affirm the Court of Appeals.
*1184 I
Statement of Facts and Procedural History
¶ 3 Price's wife, Clara, ran a licensed day care in their home in Thurston County. Four-year-old R.T. began attending the day care in August 2001. R.T. initially complained to her mother that she did not like "quiet time." Report of Proceedings (RP) (Dec. 10, 2002) at 22. Then, at home one evening in early October, after R.T. had put on her pajamas, she came out of her room and "started pinching at herself" at the front of her pull-up diaper. RP at 23. When her mother asked what she was doing, R.T. replied that she had "`an owie.'" Id. R.T. then pulled down her diaper and showed her mother that her vaginal area was "bright red and swollen." Id. R.T. told her mother that "Chucky had rubbed her," simultaneously making pinching motions with her fingers. Id. at 23-24. R.T.'s mother asked who Chucky was, thinking it might be another child, and R.T. replied it was "Big Chucky." Id. at 24. R.T.'s mother did not ask any more questions and sent R.T. to bed. She contacted R.T.'s pediatrician the next day.
¶ 4 Two days later, Detective Bergt interviewed R.T. at a sexual assault clinic, and a nurse at the clinic conducted a physical exam. During the interview, when asked where Chucky had touched her, R.T. pointed to her vaginal area. When asked how Chucky touched her, she lifted up her dress, reached between her legs, grabbed her vagina over her clothes and made a pinching motion from front to back. R.T. said, "`[t]hat's what he did.'" Id. at 99. The physical exam revealed no redness in the genital area.
¶ 5 Detective Bergt also interviewed Price. Price said that he often would lay down with kids during quiet time. Price asserted that R.T. was more of an adult than a child, that she was needy, and that she would often hug him and refuse to let go. Price told Detective Bergt that once when R.T. gave him a hug when he was on his knees, he lost his balance and fell on top of her. His hand accidentally landed between her legs and might have hit her vagina.
¶ 6 In response to a newspaper article about the case, an additional victim, T.J., came forward. T.J. claimed that when he was a fouror five-year-old attending Clara's day care in the early 1990s, Price repeatedly stuck his hand down T.J.'s pants during nap time, touching T.J.'s penis. The State charged Price with one count of first degree child molestation regarding R.T. and four additional counts of first degree child molestation regarding T.J.
¶ 7 Before trial, at a child hearsay hearing pursuant to RCW 9A.44.120,[2] the prosecutor put R.T. on the stand and asked several preliminary questions. R.T. told the court that she was six years old, she identified several colors, she reported that she was sitting in the "truth chair" and that it was bad to tell a lie, and she correctly identified several statements as truth or lies. RP (Nov. 25, 2002) at 8-9. The prosecutor asked if R.T. liked her old day care and she replied, "No." Id. at 9. When asked, "Did you like Chucky? Why not?" R.T. answered, "[b]ecause he rubbed me right here." Id. at 10. The court found R.T. to be competent. R.T.'s mother and Detective Bergt then testified about R.T.'s disclosures to them. The court concluded that R.T.'s hearsay statements to her mother and to Detective Bergt were sufficiently reliable to warrant admission under the child hearsay statute as long as R.T. testified at trial.
¶ 8 At trial, R.T.'s mother testified first, explaining the details of R.T.'s disclosure. Then, R.T. testified. She explained that she was six years old, and she answered some preliminary questions about school, though she remained silent in response to some *1185 questions. R.T. again said that she was sitting in "[t]he truth chair" and correctly identified several statements as truth or lies. RP (Dec. 10, 2002) at 36-37. The prosecutor established that R.T. knew the difference between on top of and underneath, inside and outside. R.T. pointed to Price when asked who "Chucky" was. Id. at 38-39. She also testified that she liked Chucky and Clara, but when asked directly about the alleged abuse, R.T. said that she forgot:
Q. . . . [R.T.], what did Chucky do with you at day care?
A. Me forgot.
Q. You forgot. Okay. Was there a quiet time at day care?
A. (Witness nodded head.)
Q. Could you tell me what quiet time is?
A. That you need to be quiet.
Q. Okay. And what did you do at quiet time?
A. I had to be quiet.
Q. Okay. Who waswho else was there at quiet time?
A. The kids.
Q. Okay. Was Chucky there at quiet time?
A. (Witness nodded head.)
Q. And where was he?
A. (Witness shrugged.)
Q. [R.T.], did you ever give Chucky hugs?
A. Yeah.
Q. Yeah. And did you ever lay on your mat with him?
A. Yeah.
Q. Okay. Besides hugs, did Chucky ever touch you anywhere?
A. (Witness nodded head.)
[Defense counsel]: Your Honor, I'm going to object to the form of the question as leading.
The Court: Overruled. It can be answered yes or no.
[Prosecutor]: Q. Can you answer out loud for me?
A. Me forgot again.
Q. You forgot again. Okay. [R.T.], do you remember talking to your mom about Chucky?
A. Yeah.
Q. Yeah. What did you tell your mom?
A. (Witness shrugged.)
Q. Okay. Do you remember talking to me?
A. Yeah.
Q. About Chucky?
A. (Witness nodded head.)
Q. And what is my name?
A. Jodi.
Q. Yeah. And what did you tell me about Chucky?
A. (Witness shrugged.)
Q. Okay. Do you remember talking to Detective Bergt?
A. Uh-huh.
Q. Yeah. What did you talk to her about? Do you remember?
A. (Witness shrugged.)
Q. No. Okay. All right.
Id. at 39-41. Defense counsel chose not to cross-examine R.T.
¶ 9 The clinic nurse testified that R.T.'s genital exam revealed no redness or rash. The nurse explained that her findings were not inconsistent with R.T.'s disclosure, since rubbing over clothing would cause irritation that would generally resolve quickly. On cross-examination, the nurse reported that her findings were also consistent with no abuse.
¶ 10 Detective Bergt testified that during their interview, R.T. showed Detective Bergt how Price had "grabbed her vagina over the top of her clothes and she pinched." Id. at 99. "She was pinching it from the front towards the back." Id. The jury also heard the tape recording of R.T.'s interview with Detective Bergt, which was admitted without objection. Detective Bergt also testified about her interview with Price. On cross-examination, defense counsel asked Detective Bergt to discuss R.T.'s testimony at the pretrial hearing. Detective Bergt reported that R.T.'s testimony had been similar to the answers she gave in her interview. On redirect, the prosecutor and Detective Bergt again discussed the pretrial hearing:
*1186 Q. And at that hearing, was [R.T.] able to identify whether or not the defendant had touched her?
A. Yes, she did.
Q. And was shebesides verbalizing it, did she do anything else at that hearing?
A. Yeah, she pointed to hershe said, "`He touched me right here,'" and she pointed to her vaginal area.
Id. at 124. Price did not testify.
¶ 11 In closing, defense counsel argued that it was significant that R.T. could not remember the alleged abuse on the stand. He emphasized that R.T. did not have any trouble describing how Price had allegedly touched her at the pretrial hearing.
Why can she remember two weeks ago, but she can't remember now? And I would submit to you, ladies and gentlemen, the reason why, she's not sure exactly what happened. This is it. This is the jury trial. This is where . . . you determine whether or not Mr. Price is guilty or not guilty, and that's incredibly important. And when you get here in front of a [jury] and you testify, you should be sure of what happened, and I submit to you, ladies and gentlemen, that she's not sure. Maybe there was an accident, maybe there was inadvertent touching. I don't know.
RP (Dec. 11, 2002) at 230-31. The prosecutor countered that R.T. had been overwhelmed on the stand and while her testimony at the pretrial hearing was consistent with her disclosures to her mother and the detective, the presence of the jury in the courtroom could have caused R.T. to be more anxious. The court's instructions to the jury explained that they could take into account, among other things, any witness's memory while testifying.
¶ 12 The jury convicted Price on the count involving R.T. and on three of the four counts involving T.J. Price was sentenced to 149 months for each count, to be served concurrently. Price appealed, arguing in part that because R.T. could not recount her allegations on the stand, she did not testify sufficiently to satisfy the confrontation clause. State v. Price,
II
Analysis
¶ 13 We must determine whether the admission of R.T.'s pretrial statements to her mother and the detective violated the confrontation clause, given the character of her testimony at trial.[3] Whether the admission of R.T.'s hearsay statements violated Price's confrontation rights is a constitutional question subject to de novo review. See, e.g., State v. Bradshaw,
¶ 14 The Sixth Amendment provides, "[i]n all criminal prosecutions, the accused shall enjoy the right . . . to be confronted with the witnesses against him. . . ." U.S. Const. amend VI.[4] In Crawford,
¶ 15 Significantly, prior statements must be excluded under the Crawford rule only if a witness is unavailable at trial for purposes of the confrontation clause.[5] In a series of pre-Crawford cases, the United States Supreme Court addressed the effect of a witness's loss of memory on a defendant's right of confrontation. In California v. Green,
¶ 16 The Court concluded that "the Confrontation Clause is not violated by admitting a declarant's out-of-court statements, as long as the declarant is testifying as a witness and subject to full and effective cross-examination." Id. at 158,
¶ 17 In a concurring opinion, the reasoning of which would later be adopted by the Court, Justice John Marshall Harlan opined that where a witness is physically available, but cannot recall making the out-of-court statement, or even the underlying events described in the statement, there is no confrontation clause consequence. Id. at 188,
¶ 18 Several years later, in Delaware v. Fensterer,
The Confrontation Clause includes no guarantee that every witness called by the prosecution will refrain from giving testimony that is marred by forgetfulness, confusion, or evasion. To the contrary, the Confrontation Clause is generally satisfied when the defense is given a full and fair opportunity to probe and expose these infirmities through cross-examination, thereby calling to the attention of the factfinder the reasons for giving scant weight to the witness' testimony.
Id. at 21-22,
¶ 19 Then, in 1988, the Supreme Court directly addressed whether the confrontation clause barred admission of a prior statement where the declarant was unable, because of memory loss, to explain the basis for the earlier statement. United States v. Owens,
¶ 20 After reviewing the Green and Fensterer cases, the Owens Court reiterated that "`[t]he Confrontation Clause guarantees only "an opportunity for effective cross-examination, not cross-examination that is effective in whatever way, and to whatever extent, the defense might wish."'" Id. at 559,
The weapons available to impugn the witness' statement when memory loss is asserted will of course not always achieve success, but successful cross-examination is not the constitutional guarantee. They are, however, realistic weapons, as is demonstrated by defense counsel's summation in this very case, which emphasized [the victim's] memory loss and argued that his identification of respondent was the result of the suggestions of people who visited him in the hospital.
Id. at 560,
¶ 21 Since Owens, this court has decided two cases in which child victim testimony has called the defendant's confrontation rights *1189 into question. In State v. Rohrich,
The opportunity to cross-examine means more than affording the defendant the opportunity to hail the witness to court for examination. It requires the State to elicit the damaging testimony from the witness so the defendant may cross-examine if he so chooses. In this context, "not only [must] the declarant have been generally subject to cross-examination; he must also be subject to cross-examination concerning the out-of-court declaration." The State's failure to adequately draw out testimony from the child witness before admitting the child's hearsay puts the defendant in "a constitutionally [unacceptable] Catch-22" of calling the child for direct or waiving his confrontation rights.
Id. at 478,
¶ 22 Two years later, we evaluated whether a child victim had testified adequately to support admission of her prior out-of-court statements when she took the stand, but recanted her prior allegations that the defendant had molested her. State v. Clark,
[T]he admission of hearsay statements will not violate the confrontation clause if the hearsay declarant is a witness at trial, is asked about the event and the hearsay statement, and the defendant is provided an opportunity for full cross-examination.
Id. at 159,
not only sworn in as a witness at trial, asked about the alleged incidents, and provided answers to the questions put to her, but she was actually cross-examined. She was not only available but was probably the best witness for the defense.
Id. at 159,
[t]he state asked [the child] about the alleged acts and she answered by denying they occurred. The state also asked [the child] about her prior hearsay statements which she acknowledged making but claimed were lies. Far from being placed in a constitutionally impermissible Catch-22 of calling the child for direct or waiving his confrontation rights, Clark had a full opportunity to cross-examine [the child] about the alleged acts and about her hearsay statements. The state did not seek to shield [the child] from difficult questions nor was she evasive in her answers.
Id. at 161,
¶ 23 In 2004, this court again evaluated whether a five-year-old victim of child molestation had testified sufficiently on the stand to support admission of her prior statements. *1190 In re Pers. Restraint of Grasso,
¶ 24 In a split opinion, this court denied the personal restraint petition. Two justices determined that the appropriate standard of review was whether the conviction amounted to a complete miscarriage of justice and concluded that Grasso had failed to meet that burden. Id. at 25,
¶ 25 The four remaining justices disagreed. Their dissenting opinion acknowledged that "Clark unequivocally requires the prosecution to ask the declarant `about the event and the hearsay statement'" but concluded that the prosecutor's actions in Grasso amounted to shielding more akin to Rohrich than Clark. Id. at 28-29,
¶ 26 Only a few weeks after Grasso was published, the United States Supreme Court issued its opinion in Crawford,
Finally, we reiterate that, when the declarant appears for cross-examination at trial, the Confrontation Clause places no constraints at all on the use of his prior testimonial statements. See California v. Green,399 U.S. 149 , 162 [90 S.Ct. 1930 ,26 L.Ed.2d 489 ] (1970). It is therefore irrelevant that the reliability of some out-of-court statements "`cannot be replicated, even if the declarant testifies to the same matters in court.'" Post, at 74 [124 S.Ct. at 1377 ] (quoting United States v. Inadi,475 U.S. 387 , 395[,106 S.Ct. 1121 ,89 L.Ed.2d 390 ] (1986)). The Clause does not bar admission of a statement so long as the declarant is present at trial to defend or explain it.
Id. at 59 n. 9,
¶ 27 Referring to Crawford's footnote 9, the State argues that after Crawford, whether a witness has testified sufficiently to meet constitutional availability requirements still depends upon whether the declarant takes the stand and is asked both about the alleged underlying events and any prior statements admitted at trial, as articulated in Clark. In contrast, Price argues that the Rohrich rule should apply here because, he asserts, R.T. was insulated from any meaningful cross-examination.
¶ 28 The facts of Owens, Rohrich, Clark, and Grasso are all distinguishable from this case in some way. In Owens, the victim could remember making the out-of-court statement and reciting the contents, even if he could not remember seeing his assailant. In Rohrich, the witness was on the stand, but the prosecutor did not ask any questions relating to the alleged events or the prior statements. In Clark, the prosecutor asked the questions and did not seek to shield the child, but the child recanted. In Grasso, the prosecutor shielded the child, at least in part, but the child also responded that she could not remember the incident or some of her hearsay statements. Here, the prosecutor asked whether Price had touched R.T. anywhere else besides hugs, and she specifically asked R.T. what she told her mom and Detective Bergt about Price. Thus, the prosecutor in this case asked about the underlying events and about the contents of R.T.'s statements to her mother and to Detective Bergt. While R.T. did not adopt her prior statements on the stand or recant, the questioning in this case is more like Clark than Grasso and Rohrich because there was no effort here to shield the child from responding to the questions.[6] The Clark rule squarely applies here because the key to the Rohrich case, prosecutorial shielding, did not occur.
¶ 29 To satisfy the Clark test, R.T. must have been asked about both the underlying events and about her prior statements. That is what the prosecutor did. The prosecutor asked R.T. directly if Price had touched her (other than hugging), and she asked R.T. to tell the jury what she had said to her mother and to Detective Bergt.
¶ 30 The Clark test also requires that the defendant have an opportunity for full cross-examination. "`[T]he Confrontation Clause guarantees only "an opportunity for effective cross-examination, not cross-examination that is effective in whatever way, and to whatever extent, the defense might wish."'" Owens,
¶ 31 With regard to the second purpose, to subject the witness to cross-examination, the confrontation clause is generally satisfied when the defense is given a full and fair opportunity to expose the memory lapse through cross-examination, thereby calling attention to the reasons for giving scant weight to the witness's testimony. Fensterer,
¶ 32 With regard to the third purpose, exposing the jury to the witness's demeanor, when the witness takes the stand and is asked about the events and hearsay statements, the fact finder can determine whether the witness is telling the truth about her lapse of memory or evading. Fowler v. State,
¶ 33 In sum, all of the purposes of the confrontation clause are satisfied even when a witness answers that he or she is unable to recall. Thus, we hold that when a witness is asked questions about the events at issue and about his or her prior statements, but answers that he or she is unable to remember the charged events or the prior statements, this provides the defendant sufficient opportunity for cross-examination to satisfy the confrontation clause. We conclude that a witness's inability to remember does not implicate Crawford nor foreclose admission of pretrial statements. Accord People v. Perez,
III
Conclusion
¶ 34 The Crawford rule leaves intact the principle that a witness who is present and testifying at trial does not present a confrontation clause issue. Crawford also left intact the governing case law analyzing the sufficiency of a witness's testimony for confrontation clause purposes. Because the prosecutor did not attempt to shield the witness from testifying, Clark provides the appropriate rule in this case, and the prosecutor's questions here were sufficient to satisfy Clark. We also conclude that because all of *1193 the purposes of the confrontation clause are satisfied even when a witness answers that he or she is unable to recall, an inability to remember does not render a witness unavailable for confrontation clause purposes. We affirm the Court of Appeals.
WE CONCUR: Justices SUSAN OWENS, BARBARA A. MADSEN, MARY E. FAIRHURST, RICHARD B. SANDERS and JAMES M. JOHNSON.
ALEXANDER, C.J. (dissenting).
¶ 35 I disagree with the majority's conclusion that R.T. was available as a witness for purposes of the confrontation clause. A witness who testifies only that she cannot remember the contents of her hearsay statements or the acts described in those statements cannot be fully and effectively cross-examined. Thus, admission of those hearsay statements, if they are testimonial, violates the defendant's right to confrontation, afforded by the sixth amendment to the United States Constitution. Because the majority holds that R.T. was available and her testimony satisfied the requirements of the confrontation clause, I respectfully dissent.
¶ 36 As the majority notes, the confrontation clause precludes the admission of prior statements only if the declarant is unavailable at trial. Thus, the central issue here is whether R.T. was available at trial, for purposes of the confrontation clause. In State v. Rohrich,
¶ 37 I disagree with the majority's determination that "the key to the Rohrich case" was "prosecutorial shielding." Majority at 20. Our holding in Rohrich was clear: "We conclude a child does not `testify' . . . when she does not give testimony describing the acts of sexual contact alleged in the hearsay." Rohrich,
¶ 38 In State v. Clark,
¶ 39 Here, even more than in Clark, the child witness, R.T., failed to meet this requirement. As Judge Armstrong explained in his dissent below,
Although the State technically asked about the alleged abuse and her hearsay statements, R.I.T.'s responses provided no information on which she could be effectively cross-examined. Unlike the victim in Clark, R.I.T. did not say that her statements were lies; she gave no information at all. Accordingly, she was insulated from any meaningful cross-examination on bias, motive, or her ability to accurately relate what happened. In fact, cross-examining *1194 R.I.T. would likely produce testimony incriminating Price. . . .
State v. Price,
¶ 40 Since we decided Clark, the United States Supreme Court reiterated the centrality of the opportunity to cross-examine witnesses in a confrontation clause analysis. Crawford v. Washington,
¶ 41 The majority points to a footnote in Crawford that says there is no confrontation clause problem with admitting testimonial hearsay if "`the declarant appears for cross-examination at trial.'" Majority at 1191 (quoting Crawford,
¶ 42 However, under Crawford, petitioner's right to confrontation was violated only if R.T.'s prior statements that were admitted amounted to testimonial hearsay. The second question in this case, thereforeone that the majority does not reachis whether R.T.'s prior statements were testimonial hearsay. R.T. made separate statements to her mother and to a detective, which we must look at independently.
¶ 43 In State v. Shafer,
¶ 44 As in Shafer, R.T.'s statement to her mother was made spontaneously and outside the presence of police. R.T. was evidently complaining to her mother of pain, in her home one night before bed. In such a context, neither R.T. nor a reasonable person in her position would have had any reason to expect her statement to be used in a trial. Thus, R.T.'s statement to her mother was nontestimonial, and its admission did not implicate petitioner's right to confrontation.
¶ 45 However, R.T.'s statement to the detective falls squarely within the Supreme Court's minimal definition of testimonial hearsay. "Whatever else the term covers," the Court stated, "it applies at a minimum to prior testimony . . . and to police interrogations." Crawford,
¶ 46 Since R.T.'s statement to the detective was testimonial hearsay, it should have been admitted only if R.T. were "subject to full *1195 and effective cross-examination," Green,
WE CONCUR: Justices TOM CHAMBERS and CHARLES W. JOHNSON.
[DOCNUMCHK]
NOTES
Notes
[1]
[2] RCW 9A.44.120 provides, in part, that
[a] statement made by a child when under the age of ten describing any act of sexual contact performed with or on the child by another . . . not otherwise admissible by statute or court rule, is admissible in evidence in . . . criminal proceedings . . . in the courts of the state of Washington, if:
(1) The court finds, in a hearing conducted outside the presence of the jury, that the time, content, and circumstances of the statement provide sufficient indicia of reliability; and
(2) The child . . .
(3) (a) Testifies at the proceedings. . . .
[3] We note that Price did not object or move to strike the admission of R.T.'s pretrial statements when it became clear that R.T. could not remember the relevant incident or her hearsay statements. Even so, the alleged error here implicates a question of constitutional magnitude, and if the asserted error had practical and identifiable consequences, then it was manifest, thereby satisfying RAP 2.5(a). State v. Clark,
[4] Washington Constitutional Claim: Article I, section 22 of the Washington Constitution similarly provides, "[i]n criminal prosecutions the accused shall have the right . . . to meet the witnesses against him face to face." Recently, in State v. Shafer,
[5] ER 804(a)(3) declares that a witness is unavailable if he or she testifies to lack of memory of the subject matter of the out-of-court statement. However, after Crawford, a state's evidence rules no longer govern confrontation clause questions. See United States v. Cromer,
[6] While the facts of these cases also involved various levels of intensity of cross-examination, a majority of judges in Grasso agreed that it is the questioning on direct, not the questioning on cross-examination, that is key to the analysis. Grasso,
