State v. PortscheState v. Portsche
NATURE OF CASE
Tod Portsche, appellee, was charged in the district court for Lancaster County with being a felon in possession of a firearm in violation of
The State sought leave to docket error proceedings under
We conclude that the district court correctly determined that Portsche’s prior uncounseled conviction could not be used to establish that he was a convicted felon for purposes of
STATEMENT OF FACTS
Portsche was charged on August 21, 1998, in the district court for Lancaster County with being a felon in possession of a firearm. Specifically, the State charged that on June 7, Portsche was in possession of a semiautomatic rifle. In 1991, Portsche had been convicted in the district court for Seward County of operating a motor vehicle during a time of suspension, a Class IV felony under
On November 24,1998, Portsche entered a plea of guilty, and the plea was accepted by the district court. Portsche was found guilty, and sentencing was set for January 26, 1999.
On November 30, 1998, the district court sent letters to counsel for both Portsche and the State indicating concern as to whether a prior uncounseled felony conviction could be used as the predicate for Portsche’s instant charge of being a felon in possession of a firearm and ordered counsel to submit letter memoranda addressing the issue by January 8, 1999. After reviewing the information submitted by counsel, the district court on January 20, 1999, sent letters to counsel advising them of its conclusion that “since there was no finding Mr. Portsche freely, voluntarily, knowingly and intelligently waived his right to counsel during the Seward County proceeding, [the district court was] of the opinion the Seward County conviction cannot be used to support a conviction” in the instant case.
On January 26, 1999, the district court vacated and set aside its November 24, 1998, finding of guilt based on a guilty plea. When the case came on for trial on February 22,1999, the State moved the district court to reconsider its ruling of January 26. The district court reconsidered and, on March 12, issued its order
Portsche waived a jury trial and agreed to proceed with a stipulated trial, which was conducted on March 29, 1999. At the trial, the parties stipulated that Portsche was in possession of a firearm on June 7, 1998. The State offered Portsche’s 1991 felony conviction. The district court found that the prior conviction was not valid for purposes of
On April 16,1999, the State presented to the district court an application for leave to docket an appeal, which application the district court approved the same day. The State filed the application with the Court of Appeals on April 26. The Court of Appeals granted the application on May 14, and the appeal was subsequently moved to this court’s docket.
ASSIGNMENTS OF ERROR
The State asserts that the district court erred in ruling (1) that Portsche was not a convicted felon for the purpose of committing the crime of being a felon in possession of a firearm pursuant to
SCOPE AND PURPOSE OF REVIEW IN ERROR PROCEEDING
The instant appeal is before this court as an error proceeding filed by the Lancaster County Attorney pursuant to
STANDARD OF REVIEW
The State’s assignments of error present questions of law. To the extent questions of law are involved, an appellate court is obligated to reach conclusions independent of the decisions reached by the courts below.
State
v.
Ortiz, 257
Neb. 784,
ANALYSIS
In the instant case, it is uncontested that Portsche possessed a firearm on June 7, 1998. It is also uncontested that in 1991, Portsche was convicted of a Class IV felony in the district court for Seward County. The district court in the instant case found that the record of Portsche’s 1991 conviction did not reflect that Portsche either had an attorney or waived his right to an attorney at the time of his plea. The State does not challenge this finding. Therefore, the sole issue in this proceeding is whether Portsche’s uncounseled 1991 conviction can be used to establish that
Although not cited by either party, in
State
v.
Groves,
This court has held that to prove a prior conviction for enhancement purposes and for habitual criminal proceedings, the State need only establish that at the time of the prior conviction, the defendant had or waived counsel. .. . This rule is equally applicable to use of a prior conviction as proof that the defendant is a convicted felon.
(Citation omitted.)
Id.
at 676,
In
Groves,
we held that in a felon in possession case, in order to use a prior felony conviction as proof that the defendant is a convicted felon, the State must establish that at the time of the prior conviction, the defendant had or waived counsel. We find that rule to be applicable in the instant case. We therefore conclude that the district court properly ruled that Portsche’s uncounseled 1991 conviction could not be used to establish that Portsche had “previously been convicted of a felony” under
The State relies mainly on two cases, a Nebraska case and a U.S. Supreme Court case, in support of its argument that a prior uncounseled conviction may be used to establish that a defendant has “previously been convicted of a felony” under
The State claims that the validity of a prior conviction may not be attacked on any basis in a subsequent action in which the prior conviction is an element of the offense being prosecuted. In support of its argument, the State relies in part on
Lee.
In
Lee,
the defendant was charged in district court and eventually convicted of driving while his operator’s license was suspended in violation of
In the separate proceeding, the county court found that Lee had not in fact been advised of his right to a trial by jury in the third-offense DUI case. The county court concluded in the separate proceeding that
Subsequently, at the district court trial on the driving during a suspension charge, the district court overruled Lee’s motion in limine which had sought to prevent the State from presenting evidence of the prior third-offense DUI conviction and suspen sion, which the county court had previously found to be constitutionally infirm. The district court found Lee guilty of driving during a suspension based in part on Lee’s prior conviction for third-offense DUI.
In
Lee,
where the collateral attack was a
Boykin
challenge, we held that Lee was not permitted to collaterally attack in a special proceeding the prior conviction that was an element of the subsequent offense. We distinguished our
Lee
holding from a line of cases which included
State
v.
LeGrand,
We recently overruled the
LeGrand
line of cases in
State
v.
Louthan,
In the instant case, the State claims that the distinction made in
State
v.
Lee,
In
Lee,
we made the distinction between prior convictions for enhancement purposes and prior convictions used to establish an element of a subsequent offense in support of our prior rulings that separate proceedings were then limited to enhancement but that separate proceedings could not be used to raise a
Boykin
challenge to a prior conviction used to establish an element of a subsequent offense. Following our holdings in
Louthan
and
Kuehn,
a separate proceeding to raise a
Boykin
challenge is no longer valid to challenge a prior conviction sought to be used for enhancement, and under
Lee,
separate proceedings to raise a
Boykin
challenge remain invalid to challenge a prior conviction
For purposes of the present proceeding, the critical analytical distinction is the use which may be made of a prior conviction challenged on
Boykin
grounds as distinguished from a prior conviction challenged as uncounseled. The U.S. Supreme Court recognized this distinction in
Custis
v.
United States,
Our decisions have similarly recognized the importance of the right to counsel and the unique nature of a challenge to the denial of the Sixth Amendment right to counsel.
State
v.
Louthan,
In
Lee,
our holding was to the effect that a defendant could not use a separate proceeding to raise a
Boykin
challenge to a prior conviction sought to be used to establish an element of a subsequent offense. Notably, in
Lee,
there was no allegation that the defendant’s prior conviction was uncounseled and we were not required to rule on whether a prior uncounseled conviction could be used to establish an element of a subsequent offense although, as noted above, we had indicated in
State
v.
Groves,
The State relies heavily on
Lewis v. United States,
Construing the federal statute, the Court found that the federal statute in question focused “not on [the constitutional] reliability [of the prior conviction], but on the mere fact of conviction, or even indictment, in order to keep firearms away from potentially dangerous persons.”
The Court found the language of 18 U.S.C. app. § 1202(a) to be “sweeping,” reflecting Congress’ “expansive legislative approach” in enacting the Omnibus Crime Control and Safe Streets Act of 1968, of which the statute was a part.
The U.S. Supreme Court’s holding in
Lewis
was based on its interpretation of the federal statute before it, 18 U.S.C. app. § 1202(a), and the corresponding legislative history. The Court concluded that the statute showed a plain and clear intent to sweep so broadly as to include prior uncounseled felony convictions as the predicate for the firearms disability. The lesson in
Lewis
for present purposes is that a prior uncounseled conviction may be used to establish an element of the subsequent federal offense of being a felon in possession of a firearm without offending the Sixth Amendment because there was a plain and clear federal legislative intent to include such uncounseled convictions under the federal statute. In the instant proceeding, it is the Nebraska statute,
The U.S. Supreme Court’s interpretation of the federal statute, 18 U.S.C. app. § 1202(a), is not binding upon our interpretation of the state statute,
We recognize that neither the federal statute at issue in
Lewis
nor Nebraska’s
The Nebraska statute clearly applies to a more narrow class of persons than does the federal statute. The current
Construing
We note that the Nebraska Legislature has not amended
Although the U.S. Supreme Court held in
Lewis
that a prior uncounseled conviction may be used as a prior conviction to establish an element of the subsequent federal offense of being a felon in possession of a firearm without offending the Sixth Amendment where there was a plain and clear legislative intent to include such uncounseled convictions in the sweep of the statute, we do not find such a plain and clear legislative
intent in connection with Nebraska’s felon in possession statute,
CONCLUSION
We conclude that in order to prove that a defendant is a convicted felon for purposes of the Nebraska felon in possession statute,
Exception overruled.