STATE v. S. M. POLLARD
In the Supreme Court of North Carolina
(Filed 21 October, 1914.)
168 N.C. 116
We find nothing in the transcript which convinces us that the defendant was in any wise prejudiced by the rulings excepted to.
No error.
STATE v. S. M. POLLARD.
(Filed 21 October, 1914.)
- Homicide — Self-defense — Willingness.
Where the evidence is conflicting, upon a trial for a homicide, as to the question of whether the prisoner was guilty of manslaughter or was justified in the killing by acting in self-defense, it is reversible error for the trial judge to charge the jury that the prisoner would be guilty of manslaughter should they find that the prisoner entered willingly into the fight with a deadly weapon, although for the purpose of defending himself, for every man who is induced to act in self-defense by reason of a threatened and deadly attack upon himself in a very genuine sense does so willingly.
- Same — Elements of Self-defense — Unlawful Fighting — Trials — Instructions.
Where self-defense is relied upon on a trial for homicide, with evidence tending to establish it, it is for the jury to determine whether the prisoner acted with reasonable apprehension that he must kill the deceased in order to save his own life or himself from great bodily harm; and should they find that the prisoner acted with such reasonable apprehension exclusively in his own defense, judging his conduct by circumstances as they reasonably appeared to him at the time of the homicide, and that he had not provoked the fight, or was not at fault in bringing it about, they should render a verdict of acquittal.
- Same — Killing of Officer — Evidence.
The defendant, on trial for the murder of an officer of the law, was suspected by the latter of keeping a gambling place, he having watched the place for some time, occasioning bad blood between the prisoner and himself. There was evidence tending to show that the deceased was a man of violent temper and dangerous, and had actually threatened to kill the prisoner, and that these things were known to the prisoner; that at the time of the homicide the deceased entered the prisoner’s place of business, armed with two pistols, in his pockets, and was ordered out by the prisoner, and also that the deceased had remarked to others upon this occasion that he was not taking any chances that evening; that deceased refused to leave at the prisoner’s command, and followed him as he
was waiting on a customer, and was again ordered to leave, whereupon the deceased again refused to leave, and cursed the prisoner, throwing his right hand to his right hip, and putting his left foot a little forward, and then the prisoner fired his pistol, when a struggle ensued for the possession of the pistol, in which the pistol was again fired, and under these circumstances the fatal wound was inflicted. Held, reversible error for the judge to charge the jury, among other things, that if they found that the prisoner was willing, under the circumstances, to enter into the fight, he would be guilty of manslaughter, for such a charge leaves out the question whether the deceased unlawfully entered into the fight.
CLARK, C. J., dissenting.
APPEAL by defendant from Daniels, J., at April Term, 1914, of PITT.
Attorney-General Bickett and Assistant Attorney-General Calvert for the State.
Manning & Kitchin, Harry Skinner, Jarvis & Wooten, Julius Brown, L. G. Cooper, F. G. James & Son, Moore & Long, and N. W. Outlaw for defendant.
WALKER, J. The prisoner was indicted in the court below for the murder of T. H. Smith, and convicted of manslaughter. Sentence having been pronounced, he appealed to this Court. The deceased was chief of police at Farmville, N. C., and was shot by the prisoner at the latter’s store in Farmville, on 17 January, 1914, it being Saturday night. There was evidence tending to show that there had been some ill-feeling between the two men, on account of the fact that the deceased had been watching the prisoner’s place of business and had threatened to prosecute him for gambling on his premises and selling liquor, and that deceased was very angry with and had threatened to kill the prisoner. They had an altercation the Saturday night of the week before the homicide was committed. It was shown that the deceased was a man of violent temper and dangerous, to the knowledge of the prisoner. On the night of the homicide the deceased entered the prisoner’s store and was ordered out, prisoner saying to him, “I have told you to keep out of my place of business, and I wish you would get out.” In order to better understand the occurrences at the time of the shooting, it is well to give a brief description of the drug store. The store stands on the corner of the street, and the entrance to the store is at the corner. On the left as one enters there is a row of showcases; then in front of the door near the wall there is another row of showcases, on one of which stands the soda fountain and on the other stands the cigar case, with a space of about 2 feet between the two; then near the wall parallel to the first row of showcases is the third row of showcases. Smith entered the store at the door and walked first where some young men were punching a punch-
The State contended that the pistol was fired by the prisoner without any legal provocation, though the solicitor announced that he would not prosecute him for murder in the first degree, and that the prisoner was,
It will be seen, at a glance, that the learned presiding judge has blended the doctrine of self-defense and that of manslaughter in one instruction, without proper discrimination between the two, and he used an expression which was manifestly calculated, though of course not intended, to mislead the jury as to the true nature of manslaughter, and to produce confusion in their minds. Every man who is induced to act in his self-defense by reason of a threatened and deadly attack upon himself, in a sense, and a very genuine sense, is willing to enter into the fight, for every man may fairly be supposed to be willing to defend his life and limb against one who threatens either by a demonstration of force. What his Honor intended to say, we assume, was this, that if the prisoner justifiably fought upon a principle of self-defense, they should acquit, for he had said this before in his charge; but if he did not, and entered into the fight willingly, but with legal provocation, he would be guilty of manslaughter. This he did not say.
The very same kind of instruction now under consideration was given by the Court in S. v. Baldwin, 155 N. C., 494, and met then with our condemnation. In that case Justice Hoke said with reference to it: “The judge charged: ‘If you should find that he fought willingly at any time up to the fatal moment, it would be your duty to convict the defendant of manslaughter, there being no evidence that he retreated or otherwise showed that he abandoned the fight; but if you should find that he entered into the combat unwillingly, then you should proceed to consider his plea of self-defense.’ In Garland‘s case, 138 N. C., 675-678, the
The jury may have found from the evidence that the prisoner had been informed of the deadly threat made against him by the deceased; that he had also heard of his violent temper and dangerous tendencies; and if some of the evidence be true — and the jury must pass upon its credibility — that, by his threatening attitude toward the prisoner when he approached him in the store, he had determined to execute his threats, then and there, and that such was the impression reasonably made upon the prisoner by his conduct. If such were the case, as has been formerly and justly said by this Court, the prisoner could not be expected to confront a lion with the same composure as he would a lamb, a pronounced enemy and belligerent as he would a friend or a man of peaceful intentions. He must not only be willing to defend himself against attack, but he must also be in the wrong to deprive him of the favorable consideration of the law.
If the instruction of the court be correct, it would be difficult if not impossible to make out a case of self-defense, because every man who is in the right, when defending his person against a threatened and deadly assault, would be convicted of manslaughter if the jury should find that he acted willingly in protecting himself against the attack. We would then have the converse of the dictum of Foster and Hale, for instead of every homicide being turned into self-defense, every case of genuine self-defense would be turned into murder or manslaughter. It is possible for an assailant to be in the right, if he has not himself created the necessity for the assault or brought the trouble upon himself by some unlawful act. In this instance the jury may have found that the situation demanded prompt action by the prisoner in order to save himself from a menaced attack of a man, known by him to be his enemy and who had
In a very true sense every man acts willingly when defending himself, that is, he exercises his volition naturally and irresistibly in favor of his own life, although, in another sense, he may be compelled to act in order to save his life, or to prevent grievous bodily harm to himself. He may be said, not to act by choice, and still, being fiercely assaulted, he may be willing, by natural impulse, to resist it, even to the taking of his assailant’s life. It is otherwise if he engages in a fight willingly, and not merely in self-defense, for this is also unlawful, being an affray. He begins in the wrong and ends, therefore, in the toils of the law. Being then in fault, the principle as stated by Foster and Hale applies: “He, therefore, who in case of a mutual conflict would excuse himself on the plea of self-defense must show that before the mortal stroke was given he had declined any further combat and retreated as far as he could with safety, and also that he killed his adversary through mere necessity and to avoid immediate death. If he faileth in either of these circumstances he will incur the penalty of manslaughter.” Foster’s Crown Law, pp. 276, 277; S. v. Garland, 138 N. C., 675. Justice Ashe, quoting from Hale, stated the rule strongly and clearly in S. v. Brittain, 89 N. C., at p. 500, as follows: “If A assaults B first, and upon that assault B re-assaults A, and that so fiercely that A cannot retreat to the wall or other non ultra, without danger of his life, and then kills B, this shall not be interpreted to be se defendendo, but to be murder or simple homicide, according to the circumstances of the case; for otherwise we should have all the cases of murder or manslaughter, by way of interpretation, turned into se defendendo. The party assaulted indeed shall, by the favorable interpretation of the law, have the advantage of this necessity to be interpreted as a flight, to give him the advantage of se defendendo, when the necessity put upon him by the assailant makes his flight impossible; but he that first assaulted hath done the first wrong, and brought upon himself this necessity, and shall not have advantage of his own wrong to gain the favorable interpretation of the law, that the necessity
It is just as unlawful to kill a man who gambles or illegally sells liquor as it is one who is innocent of these offenses, and even if the prisoner harbored malice towards the deceased because of his real or imagined persecutions as a public officer, he yet had the right to defend himself against a dangerous assault by him. This Court said in S. v. Tachanatah, 64 N. C., 614: “The question whether, where an antecedent grudge exists, and the parties between whom it exists meet and an affray ensues, and one is killed, the killing shall necessarily, or by a presumption of law, be referred to the antecedent grudge, so as to make the killing murder, or whether the existence of malice in giving the mortal blow shall be matter of inference for the court or jury, from all the circumstances of which the antecedent grudge is one, was considered with great care and ability in Jacob Johnson’s case, 2 Jon., 274, and we think the rule there announced cannot be shaken. The latter view was there asserted. We think the instructions of his Honor differ widely from that view, and they seem to be founded on what is said in that case to be a mistaken view of Madison Johnson’s case, 1 Ire., 354. His Honor refused the instruction asked for, that if the appellant fought only in self-defense and to save his own life, the homicide was not malicious, although a previous ill-will were shown, and told the jury that if there was malice (by which we understand malice implied in law from the antecedent quarrel), the appellant was guilty of murder. In this we think there was error. It is true, the jury convicted the appellant only of manslaughter, but the instructions were erroneous, and we cannot see that they did not operate prejudicially to the appellant.” This was approved in S. v. Brittain, with the comment that “this Court held the instructions to be erroneous because they could not see that they did not operate prejudicially to the appellant.” The question at last is, Did the prisoner kill in defense of himself, because he reasonably believed that he was about to suffer death or great bodily harm? If he did, an acquittal should follow, although he did so willingly, for in such a case he has committed no unlawful act. If the prisoner fired his pistol and killed deceased with malice and not in self-defense, he is guilty of murder in the second degree, unless he did it deliberately and with premeditation, when it would be murder in the first degree, for which the State does not contend; if he did so without malice and upon insufficient legal provocation and in the sudden heat of blood, it is manslaughter; and the same result would follow in law, if he used excessive force; but if he
The evidence in the case is voluminous. Some of it is incompetent, but as it may not be offered again, we need not consider it. There is other evidence which is competent, when confined to its proper limits, but so calculated to prejudice the prisoner by an improper use of it by the jury that they should be carefully instructed as to its legitimate bearing on the case and strictly cautioned not to be influenced by it, except in so far as it is relevant to the issue. The prisoner is entitled to this treatment of the evidence to prevent any wrong and prejudicial consideration of it.
The judgment will be set aside and a new trial awarded, because of the error indicated in this opinion.
New trial.
CLARK, C. J., dissenting: The deceased was chief of police of Farmville, and was shot and killed by the prisoner on the night of 17 January, 1914, in the store of the prisoner. The testimony of the witnesses for the State is that a few minutes before he was shot the deceased entered the prisoner’s store and walked down towards the middle. The prisoner kept his eyes on him and, when he was within 5 or 6 feet, ordered the deceased to get out, and shot him. Several witnesses testified that the prisoner ordered the deceased to get out and shot at the same time. Others said it was almost immediately after. There was evidence that the two men had had a quarrel in a barber shop, and that several times during the week the prisoner had made statements which amounted to threats against deceased. There was also evidence tending to show motive, that the prisoner kept a blind tiger and a gambling room, and the prisoner had said that if the deceased came there “searching or rambling over his business” he would ask him out, intimating violence if he did not go. There was also evidence that the prisoner during the same week and just before the homicide had bought a pistol.
Taking the evidence of the prisoner himself (who testified under the most powerful inducement of saving his own life), he told the deceased to get out, and the deceased replying with an insulting expression, carried his hand to his pocket, and thereupon the prisoner shot him.
It is needless to go into the long-drawn-out evidence and the 129 exceptions that are made. The above is the kernel of the whole case. From the record it appears that the prisoner was defended by eleven able counsel, among them several of State-wide reputation. The trial was presided over by one of the ablest and most impartial judges in this State; the prisoner had the benefit of twelve peremptory challenges against only four allowed to the State, and was convicted by twelve jurors, each of whom answered that he was satisfied beyond a reasonable doubt of the prisoner’s guilt. With these overwhelming advantages in favor of the prisoner, the jury found him guilty of manslaughter. It should require more than a mere technical error to cause us to grant a new trial. The sentence of the court to five years in the State’s Prison is not a severe one in view of the evidence.
The point principally relied upon by the defense is the charge of the court that if “the defendant believed the deceased was about to draw his pistol for the purpose of assaulting the defendant with it, and the defendant was willing to enter into a fight with the deceased with a deadly weapon, and immediately drew his pistol and shot and killed the deceased, the defendant would be guilty of manslaughter.” It is insisted that the judge should have said, “If the prisoner entered into the fight unlawfully and willingly.” But this element appears when the jury was required to find that the prisoner was willing to enter into a fight, with a deadly weapon, and immediately drew his pistol. This amply supplies the word “unlawfully,” for it is not controverted that the prisoner shot before the deceased had drawn any weapon.
If the dying declarations of the deceased and the testimony of the State’s witnesses are to be believed, the prisoner ordered the deceased out of his store and immediately shot him, without any provocation; and there is evidence which, if believed, tends to show that this was done for fear that the officer would expose him as a lawbreaker. If the prisoner’s own evidence is to be believed, rejecting that for the State,
In S. v. Exum, 138 N. C., 618, Hoke, J., speaking for a unanimous Court, approved the following charge: “If you should find from the evidence that the prisoner willingly engaged in a fight with the deceased, and that the deceased threw his hand to his hip pocket and advanced upon the prisoner in a threatening manner, and that the prisoner, being willing to fight, seized a pistol and shot the deceased, and that the deceased died from the wound (then inflicted by the prisoner), the prisoner would be guilty of manslaughter, provided that you should find from the evidence that the appearance and manner of the deceased was such as to cause the prisoner to believe that the deceased was armed with a deadly weapon and was about to harm him with it,” this Court adding: “This charge is supported by abundant authority. S. v. Kennedy, 91 N. C., 572; S. v. Brittain, 89 N. C., 481.” This case has been cited frequently since as authority. See citations in the Anno. Ed. It will be seen at once that if this charge was warranted in the Exum case and was supported by “abundant authority,” as the Court said, and as has been repeatedly approved since, certainly the case is very much stronger against the prisoner here on the evidence of this case, even taking his own statement, and there was no error in the charge of Judge Daniels.
The advantages in favor of a prisoner on trial for homicide are so overwhelming that a new trial should not be granted in such cases (nor indeed in any case, civil or criminal) unless it can be plainly seen that if there was error it was such error as reasonably caused the result.
Under the common-law procedure, before it was amended by statute, the prisoner would not have been allowed the benefit of counsel, nor of summoning witnesses, nor of cross-examining the State’s witnesses. The humanity of the judges in such cases properly allowed the prisoner the benefit of every possible error or technicality. But since the law itself has humanely removed these grievances and put the prisoner not only on a level with the State in these respects, but still gives him enormous advantages — not only requiring a unanimous verdict in which each and every juror must find him guilty beyond a reasonable doubt, but of a great disparity in the number of challenges to the jury, and that errors committed against the State cannot be reviewed on appeal — errors which cannot be seen to have reasonably influenced the result ought not longer to be taken as ground for a new trial. Indeed, the better thought of the age is that unless the verdict is clearly contrary to justice no verdict in any case should be reversed on appeal.
I feel that it is useless to discuss the case more fully. A perusal of the entire testimony would probably satisfy any disinterested person that whatever errors had been assigned or discussed, justice would not suffer, and the public interests for the preservation of human life would be served by the refusal to grant a new trial in this case.
The object of a trial of one who has committed homicide is not vengeance, but the protection of the lives of others by the punishment of those who do murder. That this end is not attained can be seen from the very large number of homicides annually committed in this State, as reported by the Attorney-General under the statute, and the very rare cases of conviction. There must be a defect in the administration of justice when this is the case.
On a thorough perusal of the entire evidence, I think the ends of justice require that a new trial should not be granted. In a long trial of this kind, with numerous able counsel, if the result on appeal is to depend upon the judge running the gauntlet of every conceivable exception, as in this case, it is the judge and not the prisoner who is on trial. It is almost impossible under such circumstances that some technical flaw may not be found. It must be remembered that if the judge commits an error in favor of the prisoner it cannot be reviewed.
