THE STATE v. JAMES A. PLOTNER, Appellant.
SUPREME COURT OF MISSOURI.
June 4, 1920.
283 Mo. 83
Division Two. APRIL TERM, 1920.
2. ———: ———: Delivery of Account Book. A delivery of the book of accounts to the officers of the bank, or the examining committee of its directors, does not constitute the delivery required by Section 4653, Revised Statutes 1909, for it requires that the book must be delivered, or intended to be delivered, to some person “dealing with such corporation,” and the directors or other officers of the bank, acting for it, do not come within the designation; but a clearance house auditor, state bank examiner, or any stockholder or depositor is a “person dealing with the corporation” within the meaning of the statute.
3. ———: ———: ———: Inspection. A mere inspection or looking at a book of accounts kept by the bank is not a delivery of the book. To constitute delivery there must be at least a temporary change of control or possession.
4. ———: ———: ———: Intention. The intention of a defendant, charged with making false entries in a bank book, or with causing such false entries to be made, in delivering said book, is immaterial. The words of the statute describing the book of accounts as one “delivered or intended to be delivered to any person dealing with the corporation,” refer to the intention of the corporation which owns the book—the purpose for which the book is kept.
5. ———: ———: ———: Intention to Defraud. The intention of the person making or causing to be made the false entries in the bank book must be to defraud, but it matters not against whom the intention would operate.
7. ———: ———: ———: Other Crimes. Evidence that numerous other checks drawn by defendant were charged to other depositors in the bank, in pursuance to the general purpose of the conspiracy to defraud by false entries, is competent for the purpose of showing the intent with which the particular false entry was made.
8. LIMITATIONS: Information Within Three Years: Amendment. Where an information charging false entries made in a bank book was filed four days before the three years after the crime was committed had expired, and later the State was by order of court given leave to file an amended petition and did so, the case is not barred by limitations.
9. FALSE ENTRIES: Applies to One Entry. The words “false entries” used in the statute applies to one entry, under the statute (Sec. 8053, R. S. 1909) which says that the plural number includes the singular.
Appeal from Jackson Circuit Court.—Hon. E. E. Porterfield, Judge.
REVERSED AND REMANDED.
Stubbs & Stubbs and E. W. Sloan for appellant.
(1) If the making of the entry set out in the information was a crime, it was not defendant‘s crime, but Kornfeldt‘s, for all the evidence is that the entry was made in direct violation of defendant‘s instructions.
WHITE, C.—The defendant was convicted in the Circuit Court of Jackson County, of forgery in the third degree, in violation of
“Now comes Hunt C. Moore, prosecuting attorney for the State of Missouri, in and for the body of the County of Jackson, and upon his oath informs the court that John Edward Kornfeldt and James A. Plotner, whose Christian names in full are unknown to said prosecuting attorney, late of the county aforesaid, on the 14th day of September, 1914, at the County of Jackson, State of Missouri, did unlawfully and feloniously, conspire, combine and confederate with one another and together, with the felonious intent then and there to defraud the Mercantile Bank of Kansas City, Missouri, a moneyed corporation (existing under the laws of Missouri and engaged in the general banking business in the city of Kansas City, Jackson County, Missouri), and customers, depositors and patrons of said bank and corporation aforesaid, particularly one William H. Toller, of the money and personal property of said bank, aforesaid, and its said customers, depositors and patrons, particularly said Toller, and in pursuance of and to effectuate their said unlawful and felonious intent and purpose, did then and there unlawfully and feloniously cause to be made, and did make, a certain false entry and entries, in a certain book of accounts, then and there kept by said bank, aforesaid, in which said book of accounts was then and there recorded and kept the accounts of said bank, aforesaid, with its customers, depositors and patrons, and particularly the account of the said William H. Toller, its customer, depositor and patron, as aforesaid, thus and
“Against the peace and dignity of the State.”
On a severance the trial proceeded against Plotner. John Edward Kornfeldt at the time of the trial had pleaded guilty, was under sentence to serve two years in the penitentiary and at liberty on parole. He was the principal witness for the State.
The defendant, in August, 1914, and thereafter, was an attorney with an office in the Lathrop Building, Kansas City, Missouri, and a depositor in the Mercantile Bank mentioned in the information. At that time Kornfeldt, a young man twenty-two years of age and unmarried, was a bookkeeper in the bank and had charge of those books representing the alphabet from K to Z, covering Plotner‘s account. Plotner had done Kornfeldt some favors so as to arouse a feeling of obligation
The entry under consideration was made in the “Cash Journal” of the bank. It never appeared on Toller‘s pass book, but the entry on the cash journal affected Toller‘s account in that it reduced his deposit account two hundred dollars and thus reduced the obligation of the bank to him that much. It is not shown that this false entry relating to the $200 appeared on any other book kept by the bank.
The purpose for which the “Cash Journal” containing the false entry was kept, the use to which it was put, and what was done with it, were explained by several witnesses for the State. Kornfeldt testified that after
George H. Ruddy, who was cashier of the Mercantile Bank at the time of the transactions mentioned, swore that the cash journal in which the false entries appeared was under the control of Kornfeldt, whose duty as a bookkeeper was to take charge of it and to deliver it “to me or any other officer of the bank or any of our directors or to our examining committee as provided by the statute, or the clearing house examiner, or any customer who desired to examine his account in good faith, or any stockholder who wished to make an examination.”
He testified further that in the transfer of the stock of the Mercantile Bank to the Commerce Trust Company the dealing was with one W. T. Kemper, and that the books of the bank, including the cash journal, were delivered to W. T. Kemper at the time of the transfer. The witness then explained that during all the time from the entry to the transfer to the Trust Company the books, including the cash journal, were there “for the inspection of people dealing with that bank.” He then enumerated
Kornfeldt on being asked if any of the officers of the bank requested him to bring the book, containing the false entry, to the Commerce Trust Company while the negotiation was pending, answered, “Yes.” On being asked whether or not he delivered the cash journal, containing the false entries, to any members of the bank “or others dealing with the bank,” he answered, “I carried the book over from the Mercantile Bank to the Commerce Trust Company under my arm.”
It appeared that the witness was employed by the Commerce Trust Company at the time of the merger.
I. The conviction was under
“Sec. 4653. False entries in books of corporations, third degree.—Every person who, with intent to defraud, shall make any false entries, or shall falsely alter any entry made in a book of accounts kept by any moneyed corporation within this State, or in any book of accounts kept by any such corporation or its officers, and delivered or intended to be delivered to any person dealing with such corporation, by which any pecuniary obligation, claim or credit shall be or shall purport to be created, increased, diminished or discharged, or in any manner affected, shall, upon conviction, be adjudged guilty of forgery in the third degree.”
There can be no serious question that the conditions a, b, and c were properly alleged and established by sufficient proof; there was undoubtedly an intent to defraud by the false entry in the cash journal and the account of William Toller was affected by the entry.
It remains to consider what is meant by “any person dealing with the corporation,” and “delivered” or “intended to be delivered.” Kornfeldt and Ruddy swore those books were delivered and intended to be delivered to the officers of the bank, the examining committee of the directors. Such persons could not come within the definition of persons dealing with the bank in such examination as they conducted; they were acting for the bank—they were the bank. A person “dealing with the bank” in any transaction must be one who represents the other side. Doubtless the other persons mentioned in the evidence, the state bank examiner, the clearing house auditor, any stockholder or depositor, were “persons dealing with the bank,” within the meaning of the statute.
There was testimony that the cash journal was intended to be “delivered” to the depositors, stockholders or clearing house examiner whenever they desired to examine it, but in explanation of that it is said by Mr. Ruddy that they were the people who “inspected” and “looked at” the books. It is not stated anywhere that the cash journal was permitted to be taken away from the bank; in fact, the evidence indicates that it was not. It was kept by the bank
Manifestly the definition under consideration would apply to pass-books kept and intended to be delivered to the customers of the bank. But there was no false entry nor alteration in the pass-book of Mr. Toller. His pass book showed exactly the correct statement of his account. There is no definite testimony that there was a false entry in the pass-book of Plotner the defendant, although it may be inferred from the testimony of Kornfeldt that Plotner‘s pass-book didn‘t show the true state of his account, because when the transfer was made to the Trust Company Kornfeldt worked all day on that pass-book to get it to balance correctly. While it didn‘t show the false entry in relation to the $200 the footings
It was not necessary, in order to come within the meaning of the term “deliver,” to place the book permanently beyond the control or demand of the bank, as in case of gift or sale, as involved in some of the above cases. There may be a delivery for the purpose of inspection, or a conditional delivery; yet, in any such case, there would have to be temporarily a transfer of actual and absolute control of the bank. Would the State Bank Commissioner, his deputy and the bank examiners, in the examinations of the bank which the law required them to make, possess such control in any degree different from that enjoyed by stockholders and clearing house examiners? Undoubtedly, yes. Under
Now the intention of the defendants in regard to delivery of the book is immaterial. The words, “intended to be delivered” used in the statute refer to the intention
It is not alleged that the bank intended to deliver the book to any person, or kept it for that purpose. While the proof is sufficient to show the commission of the crime by making a false entry in a book intended to be delivered to persons dealing with the bank, the information is defective in failing to make the necessary allegations concerning that element. For that reason the cause will have to be reversed.
II. It is claimed by the appellant that the crime is not proved, because Plotner directed Kornfeldt not to charge the particular check in question to the account of Toller, and therefore the false entry was made in direct violation of the defendant‘s direction.
Plotner‘s checks falsely charged to other accounts had been coming through since August and some of them charged to Toller‘s account. The check which caused the false entry mentioned in the information was drawn September 11th. On cross-examination Kornfeldt said that Plotner had told him to charge the check of September 11th to some account that he had not manipulated before. The reason was, as the witness explained, he had so much money off of other accounts that Plotner told him to pick out an account “that had some money that would stand that.” After considering the various accounts to which he might make the charge, the witness said he could not run any chances by taking it off an account that might
It will be borne in mind that Plotner in the first instance instructed Kornfeldt how to conceal the shortage by charging it to someone whose account would be good, and Kornfeldt carried out the instruction as best he could. The mere suggestion that he pick out some account that had not been manipulated was general; it didn‘t particularly designate Toller‘s account as one to avoid, nor imply that Kornfeldt should not use any discretion in the matter. He was conforming to the desire of Plotner when he selected an account which, as Plotner indicated, “would stand it.” The conspiracy between the two was clearly and perfectly shown. The general purpose of the conspiracy was to get the money and make false entries to conceal the act. What one conspirator did in carrying out the general purpose was the act of the other, even though they might differ in unimportant details as to how the scheme should be carried through. The particular account to be selected for the purpose of manipulation was necessarily left to the judgment of Kornfeldt.
If two or more persons agree together to commit some crime and enter upon the commission of the crime, and one of them, in pursuance of the common design and for the purpose of carrying it out, performs some criminal act different from that in contemplation of the parties at the outset, the others will be guilty of the criminal act. The doctrine is fully explained and illustrated in the case of State v. Darling, 216 Mo. 450, l. c. 458 to 464. See also People v. Friedman, 45 L. R. A. (N. S.) 55, note. The point is without merit.
III. Appellant assigns error to the admission of evidence showing numerous other checks besides the one under consideration, all followed by false entries, drawn by the defendant. Other crimes of the same character may be proven for the
IV. It is claimed by appellant that the case is barred by the Statute of Limitations. The false entry was made September 14, 1914, and the information on which the trial was had was filed September 26, 1917, more than three years thereafter. An information was filed charging the same offense September 10, 1917, within the three years. The point appellant makes is that the information on which the trial was had is not shown to be an amendment to the first information and bears a different number. However, there appears in the record an order of court to the effect that the State was given leave to file an amended information in case No. 15130, the number in which the first information was filed, and the order recites that by mistake the amended information was given a different number. The court thereupon entered an order correcting the number so as to show the information upon which the case then being tried was the same case as that in which the first information was filed. Thus the record shows the Statute of Limitations does not bar the action.
V. Appellant makes the point that no offense was committed because Section 4653 uses the word “entries” in describing the crime, and therefore a single false entry would not be a violation of the law.
That provision excludes the possibility of a construction which would limit the operation of the word “entries,” as Section 8053 says it shall not be limited. The construction which appellant desires to apply is not “specially provided,” nor is there anything in the “subject or context” of Section 4653 defining the offense which is “repugnant to” the construction definitely required by Section 8053. Section 8053 was enacted long before and was the law at the time the amendment of Section 4653 in 1845 changed the word “entry” to “entries.” The Legislature must be presumed to have made the change with a full understanding of the construction which Section 8053 would apply to it.
The judgment is reversed and the cause remanded.
Railey and Mozley, CC., concur.
PER CURIAM:—The foregoing opinion of WHITE, C., is adopted as the decision of the court. Williams, P. J., and Walker, J., concur; Williamson, J., not sitting.
