OPINION
Defendant appeals his convictions for two counts of second-degree criminal sexual penetration (criminal sexual penetration committed during a felony) (CSP II, felony), and one count each of kidnapping, assault with intent to commit a violent felony, and criminal sexual contact (CSC). In his briefs Defendant argued that the trial court committed reversible error (1) by failing to suppress a question he asked police followmg his request for assistance of counsel; and (2) in faihng to instruct the jury (a) on false imprisonment as a lesser-included offense of kidnapping; (b) on third-degree criminal sexual penetration (CSP III) as a lesser-included offense of CSP II, felony; and (c) on assault as a lesser-included offense of assault with intent to commit a violent felony. Issues raised in the docketing statement but not briefed are deemed abandoned. State v. Ramos,
We granted Defendant’s motion prior to oral argument to argue the effect of State v. Brooks,
FACTS
Victim testified to an incident that occurred while she was moving out of a residential alcohol treatment center on February 29, 1992, the day before her graduation from the program. Defendant neither testified nor presented evidence. The following factual background paraphrases Victim’s testimony.
Victim met Defendant about three weeks earlier when he entered the program and moved into apartment 124A; Victim resided in 124C. Although they became friends and visited in each other’s apartments, they were not romantically or intimately acquainted.
Sometime after 4:30 p.m., February 29, Victim gave Defendant a ride to a bar across town to repay a debt. Upon their return, Defendant went to Victim’s apartment to give her his phone number; there, he offered to carry things to the car for her. She declined. However, to get from her apartment to her ear, Victim had to pass Defendant’s apartment. After she had made several trips to her car, Defendant came out of his apartment and helped carry the rest of her belongings.
On the last trip, Defendant carried Victim’s bag to his apartment and asked her to come inside for a minute. She did so. He closed and locked the door, told Victim to sit down, and said that he wanted to give her a kiss. She thanked him, but said she was not interested. Defendant then moved closer to Victim on the couch. Victim tried to get up to go out the door or move toward the door, but Defendant was blocking her way. She moved to another couch. Defendant then squeezed between Victim and the couch arm and attempted to kiss her. She yelled at him, said that she did not understand his behavior, and told him that she wanted to leave. He clamped his hand over her mouth and tried to turn her toward him for a kiss. She resisted. They struggled to the floor.
On the floor Defendant straddled Victim around her waist and tried to pin her arms down. She managed to pull herself over to the opposite couch and grab the leg in an attempt to pull away, but he pulled her back by the throat with the crook of his arm and dragged her toward a hall, which led to two bedrooms and a bathroom.
When Victim continued to refuse to kiss him, Defendant began sucking her breast, pulled down her shorts and underwear, performed oral sex for about a minute, tried to kiss her again, resumed oral sex for a little longer, then penetrated Victim vaginally with his penis. At this point, approximately five minutes had passed since Victim entered Defendant’s apartment. Defendant told Victim to wipe herself, insisted that she go into his bedroom and get some rags to do so, and told her to dress.
When she refused to go in the bedroom, Defendant tried to force her, but she held onto the bathroom door frame. Defendant explained that he was afraid she would leave while he was in the bedroom. She told him that she would stand in the bathroom doorway where he could see her.
When Victim subsequently left the bathroom, Defendant was standing in the hallway, a little farther than three feet from the bathroom door. She walked up the hallway towards the front door, with Defendant walking backwards in front of her. Before they got to the living room, Defendant grabbed Victim by the shoulders, told her that he was going to “finish what he started,” shoved her to the floor, and penetrated her vaginally. During the next few minutes, he attempted repeated penetrations. Ultimately, he told her things hadn’t worked out as planned, put his clothes back on, and again told her tb dress.
To secure her exit from the apartment, Victim finally kissed Defendant and asked him to help her carry to her car the bag he had brought into his apartment. He did so. She drove away at approximately 6:17 p.m.
I. DENIAL OF MOTION TO SUPPRESS
Defendant was arrested at his apartment during the evening of February 29. Advised of his rights as required by Miranda v. Arizona,
On appeal, Defendant claims that his Fifth Amendment privilege against self-incrimination was violated. Defendant does not chál.lenge. hjs responses to the detective’s questions during the interview, because those responses were not inculpatory. Rather, Defendant contends that the trial court erred in admitting his question to the detective con-' cerning whether he would be held responsible if Victim had engaged in sex with someone else.
Defendant notes that under Rhode Island v. Innis,
The federal constitution does not preclude the use of incriminating statements against the accused if those statements can be characterized as volunteered. Id. at 478,
“Most volunteered statements fall into one of two categories: statements which the police have made no attempt to elicit, and statements which respond to a police question or which occur during the course of interrogation, but which are totally unresponsive to the question asked.” 3 William E. Ringel, Searches and Seizures, Arrests and Confessions § 27.4(a), at 27-26.6 (2d ed. 1994)' (footnote omitted).
In the second form of volunteered statement, the incriminating remark is usually so far removed from the subject of the question asked by the police it is clear that the police did not intend to elicit the remark. Therefore, although the remark may come during the course of questioning, the police cannot be said to have foreseen the likelihood of the specific incriminating statement being made.
Id. at 27-27.
The question Defendant asked might be said to be within either category. We find no basis for determining that the police should have anticipated Defendant’s response or that Defendant framed the question in response to anything specific the detective had said or done. On de novo review, we conclude that the question Defendant propounded was volunteered. See United States v. Foskey,
We believe this holding is consistent with the most recent United States Supreme Court authority. See Oregon v. Bradshaw,
II. INSTRUCTION ISSUES
Defendant was indicted on fifteen different counts. The jury convicted him on five. The five convictions were: Count One (CSP II, felony, based on oral sex occurring in the hallway in the commission of a kidnapping); Count Four (CSP II, felony, based on penile penetration occurring after the events at the bathroom door, relying on the same kidnapping charged in Count One); Count Five (kidnapping, as charged in both Counts One and Four); Count Six (assault with intent to commit a felony, based on menacing conduct in the living room prior to the oral sex charged in Count One); and Count Nine (CSC, based on contact(s) prior to the oral sex charged in Count One).
Defendant claims that the trial court erred in failing to instruct the jury on his tendered, lesser-included offense instructions of CSP III for CSP II, felony; false imprisonment for kidnapping; and assault for assault with intent to commit a violent felony. He contends that there was evidence to establish each lesser offense and that under some view of the evidence the lesser offense was the highest degree of the crime committed. See State v. Aguilar,
Defendant also argues that the trial court ' committed fundamental error when it failed to instruct the jury on criminal intent. See Brooks,
Defendant’s argument based on Brooks raises several issues. Some are explicit, and others are implicit. He expressly argued in his pre-oral argument motion that, on these facts, reasonable minds could disagree on the number of criminal acts he committed. He argued there are issues
whether the evidence at trial supported five separate criminal offenses as reflected in the jury verdict; [2] whether the evidence supported a single, ongoing sexual assault resulting in criminal sexual penetration (e.g., CSP III); [3] whether the evidence supported a single CSP conviction and a single CSC conviction; or [4] whether the evidence supported a single initiatory crime (e.g., kidnapping), a single CSP (CSP II), and a single CSC conviction.
We first address the instruction issues raised in the briefs. We begin with the argument regarding assault.
A. Lesser-included Offense Instructions on Assault
Defendant argues that the jury could have found that he lacked specific intent to commit CSP at the time of the assault because the evidence bearing on his intent was circumstantial in nature. Thus, he contends that the trial court should have instructed the jury on simple assault. See SCRA 1986, 14-301 (essential elements of assault). Because no reasonable view of the evidence would support simple assault as being the greatest offense committed, the district court properly denied Defendant’s lesser-included offense instruction.
Because an individual’s intent is seldom subject to proof by direct evidence, intent may be proved by circumstantial evidence. See State v. Hoeffel,
B. Lesser-included Offense Instructions on CSP III and False Imprisonment
We jointly consider Defendant’s contentions that the trial court erred in not giving a CSP III instruction as a lesser-included offense instruction for each count of CSP II, felony, and that he was entitled to an instruction on false imprisonment on the kidnapping charge alleged in Count Five. These contentions are so closely related that we may address them as interdependent.
In State v. Corneau,
“Kidnaping is the unlawful taking, restraining or confining of a person, by force or deception, with intent that the victim ... be held to service against the victim’s will.” NMSA1978, § 30-4-l(A)(3) (Repl.Pamp.1994). “Deception” is an intentional misleading by actions or falsehood. State v. Garcia,
In Comeau, we construed the predecessor to Section 30-9-ll(D)(4) as requiring the force or coercion necessary to establish false imprisonment to be distinct from that inherent in almost every CSP in order to establish CSP II, felony. Based on Comeau, we must conclude that the predecessor to Section 30-9-ll(D)(4) required the same degree of distinct conduct when the charge was kidnapping. That is, unless there is force or coercion beyond that inherent in almost every CSP, the proper charge is CSP III.
Defendant claims that CSP III would have been the greatest offense committed if the jury found that Defendant lacked the intent to hold Victim for service when he locked the door of his apartment, or if the jury accepted Victim’s testimony regarding the actual penetrations that occurred, but rejected her testimony regarding the force used. Defendant also argues that the evidence would have supported a conviction for false imprisonment rather than kidnapping. We believe Defendant’s argument that CSP III was the greatest offense committed and his argument that the evidence would have supported a conviction for false imprisonment rather than kidnapping depend on a single theory. Under that theory, no kidnapping occurred because Defendant initially sought only a consensual kiss. Thus, he never held Victim for service within the meaning of Section 30-4-l(A)(3). Further, because Victim misconstrued or misreported his conduct prior to the acts of criminal sexual penetration, he used only that force or coercion associated with those acts, and thus he was guilty, if at all, of CSP III. His theory is not a reasonable view of the evidence. See State v. Wilson,
In Victim’s account, Defendant used substantial force to move her into the hallway within a few minutes after she entered the apartment. If the jury believed that account, it also must have believed that if Defendant initially sought consent, he had a contingency plan in ease he failed to obtain consent. That plan involved force. Once Defendant restrained Victim by force or coercion for service against her will, the crime of kidnapping occurred. See State v. McGuire,
We conclude the evidence of force used in the living room precludes both a determination that CSP III was the greatest offense committed under either Count One or Count Four, and that Defendant was entitled to a lesser-included instruction on false imprisonment regarding Count Five. We next examine Defendant’s arguments based on Brooks.
C. Fundamental Error
We read Brooks to mean that intent becomes a factual issue only when the trial court cannot determine, as a matter of law, whether an act is a separate crime or part of a broader scheme. See id. at 754,
According to Herron, the number of penetrations is not dispositive of the number of violations of NMSA1978, Section 30-9-11 (Repl.Pamp.1984); rather, the key is whether each penetration is in some sense distinct under the evidence. Herron,
The oral sex in the hallway (Count One) and the criminal sexual contact that preceded .it (Count Nine) were distinct in time, place, and other circumstances from the second penile penetration (Count Four) Victim testified occurred after she rose and stood in the bathroom door. The fact that Defendant told Victim prior to the conduct characterized in Count Four that he intended to “finish what he started” does not create a jury issue on the number of counts of sexual misconduct of which Defendant may be convicted. Under Herron and Williams the acts that occurred and the time, place, and circumstances under which they occurred support these three counts as submitted to the jury, because there is sufficient evidence to support a determination that the conduct underlying those counts is not unitary.
However, the conduct underlying Counts One, Five, Six, and Nine all occurred within the same initial five-minute period following Victim’s entry into the apartment. The State appears to have based its theory of kidnapping on Defendant’s closing and locking the door, its theory of assault on Defendant’s menacing behavior in the living room, its theory of CSP II, felony (Count One) on the oral sex that occurred in the hallway, and its theory of criminal sexual contact on actions immediately prior to that oral sex. Thus, we think Defendant’s convictions under Counts One, Five, Six, and Nine arose out of conduct that under Swafford must be characterized as unitary. Under Williams and Herron, Counts One and Nine were proper units of prosecution. Counts Five and Six require further analysis.
The elements of assault with intent to commit a violent felony (Count Six) differ from the elements of CSP II, a felony (Count One), as well as the elements of kidnapping (Count Five). See SCRA1986, 14-309 (essential elements of aggravated assault by threat or menacing conduct with intent to commit a felony). Double jeopardy analysis requires us to determine whether there are separate elements, and, if so, whether there are any other indicia of legislative intent to punish different offenses. Swafford,
We have said that ordinarily double jeopardy principles do not preclude multiple punishment for both CSP II, felony, and kidnapping. See State v. Tsethiikai,
Under Comean, CSP III describes a criminal sexual penetration committed with only that force or coercion associated with an act of sexual penetration for which there was no consent. A person is entitled to withdraw his or her consent or express a lack of consent to an act of criminal sexual penetration at any point prior to the act itself, but force or coercion exerted prior to the act itself will support a conviction for kidnapping or false imprisonment. When the legislature defined CSP II, felony, it indicated its intent that force or coercion executed prior to the act of sexual intercourse without consent but closely associated with it, was the aggravating factor distinguishing CSP III from CSP II, felony. Thus, on some facts, including the facts of this case, the elements of CSP II, felony, will subsume the elements of the felony on which CSP II is based. In other words, the presence or absence of the act of kidnapping distinguishes CSP II, felony, from CSP III, as a lesser-included offense. We have concluded that Defendant was not entitled to a lesser-included instruction on CSP III. Nevertheless, the constitutional protection against double jeopardy precludes multiple punishment for both the greater offense of CSP II, felony, and the aggravating factor, kidnapping, when the conduct is unitary. See generally Swafford,
CONCLUSION
In conclusion, we affirm the trial court’s denial of Defendant’s motion to suppress testimony regarding the question he asked while in custody. We affirm Defendant’s convictions of CSP II, felony, as charged in Counts One and Four and in Count Nine for criminal sexual contact. We also affirm Defendant’s conviction for assault with intent to commit a felony. The trial court did not err in denying lesser-included offense instructions on assault, false imprisonment, or CSP III. Defendant’s conviction of kidnapping is reversed. We affirm each of Defendant’s other convictions, and we remand for resentencing and entry of an amended judgment.
IT IS SO ORDERED.
