The principal issue before us is whether 13 V.S.A. § 7041 violates the separation-of-powers doctrine by conditioning the trial court’s deferral of a criminal sentence upon the concurrence of the state’s attorney. Defendant was convicted by jury of delivering more than one-half ounce of marijuana, in violation of 18 V.S.A. § 4230(b)(2). The trial judge stated that the facts and circumstances of this case warranted a deferred sentence, but ruled that she could not carry out this alternative because the state’s attorney refused to agree to it. The court also denied defendant’s request that it postpone sentencing and then dismiss the case under V.R.Cr.E 48(b). We hold that § 7041 does not violate the Vermont Constitution’s separation-of-powers clause, and affirm.
I.
In late 1991, defendant’s roommate purchased four ounces of marijuana in Connecticut for resale in Vermont. Defendant agreed to sell the marijuana so that the roommate could repair his car with the profit from the sale. On December 4, 1991, defendant sold the four ounces to an undercover police officer. Eventually, defendant was
At the sentencing hearing, much of the testimony concerned the State’s disparate treatment of defendant and his roommate. The probation officer who wrote the presentence investigation report defended his statement that it was grossly unfair for the prosecutor to offer a deferred sentence to the more culpable roommate, but not to defendant. Defendant pointed out that (1) like his roommate, he had no criminal record; (2) unlike his roommate, he made no profit on the transaction; and (3) unlike his roommate, the police could not link him to any other drug sales, despite efforts by undercover police to consummate another sale. The prosecutor stated that he was unwilling to offer defendant a deferred sentence because (1) the facts and circumstances surrounding the sale and defendant’s connection with former roommates who had been charged with drug offenses suggested that this was not an isolated transaction, and (2) defendant had declined to cooperate with a police investigation of his former roommate. According to the prosecutor, he offered a deferred sentence to the roommate because the admissibility of the principal evidence against the roommate had been put in doubt by a motion to suppress in that case.
In the court’s view, the evidence indicated that this was a one-time transaction for defendant, and that the roommate was at least as culpable as defendant. The court opined that the fairest alternative would be to defer defendant’s sentence, as it had done in the roommate’s case. The court ruled, however, that § 7041 required the consent of the prosecutor before it could grant a deferred sentence, and that the statute does not violate the separation-of-powers doctrine. The court also rejected defendant’s suggestion that it put off sentencing for two years and then consider dismissing the case under V.R.Cr.E 48(b), stating that to do so would be inconsistent with the fair administration of justice.
II.
Section 7041(a) of Title 13 provides that, upon an adjudication of guilt, the court may defer sentencing and place the defendant on
The Vermont Constitution provides that the legislative, executive, and judicial branches of government “shall be separate and distinct, so that neither exercise the powers properly belonging to the others.” Vt. Const, ch. II, § 5. An absolute separation of government functions among the coequal branches, however, is not required or even desirable to achieve the Constitution’s ultimate goal of effective and efficient government. See
Chioffi v. Winooski Zoning Bd.,
In
State v. Saari,
Second, various offices of the executive branch possess powers that can have a considerable impact on the sentence imposed in any given criminal case. The prosecutor determines the extent of a suspect’s sentencing exposure by deciding whether and what charges will be brought, whether to plea bargain, and what sentence to recommend. See
Saari,
Defendant and amicus curiae acknowledge that sentencing is not an exclusive judicial function, but they argue that § 7041 offends the separation-of-powers principle by giving the prosecutor exclusive power to control what should ultimately be the court’s decision whether to impose a deferred sentence. They challenge the statute’s grant of a prosecutorial veto power over the court’s ability to defer sentences based on the facts and circumstances of each particular case.
The most direct way to address the propriety of the prosecutor’s role under § 7041 is to examine the nature of a deferred sentence. As suggested by the language of the statute itself, a deferred sentence is not a sentence at all, but rather a postponement of sentence that offers the defendant an opportunity to have an adjudication of guilt expunged. See 13 V.S.A. § 7041(b) (upon violation of terms of probation, “the court shall impose sentence”) (emphasis added). Thus, a deferred sentence is more akin to a conditional pardon — a power reserved to the executive — than to a judicially
Moreover, § 7041 gives the state’s attorney power analogous to the prosecutor’s power to plea bargain. Typically, the state’s attorney will decide before trial whether to offer a recommended deferred sentence in exchange for a guilty plea and probation conditions. If the parties agree, and the court accepts the agreement, the court will defer sentence upon an adjudication of guilt. The sentence is imposed only if the defendant violates the terms of the agreement. Similar to plea bargaining, the court has the final say whether to accept or reject the deferred-sentence agreement, but neither the defendant nor the court can force the state’s attorney to offer such an agreement in the first place. See
Weatherford v. Bursey,
In sum, considering the legislature’s right to set the parameters for punishment, and the similarity between the power accorded the state’s attorney in § 7041 and other prosecutorial and executive powers, we conclude that § 7041 does not impermissibly interfere with the judiciary’s core functions. Accordingly, we hold that § 7041 does not violate the separation-of-powers principle established in the Vermont Constitution. See
Billis,
We recognize that other courts have struck down, or liberally construed the language of, analogous statutes on separation-of-powers grounds. See
State v. Jones,
In the alternative, amicus curiae requests that we subject the prosecutor’s decision whether to recommend a deferred sentence to review by the trial court under an abuse-of-discretion standard. Cf.
State v. Lagares,
III.
Defendant argues, however, that the court abused its discretion by denying his request that it postpone sentencing for two years and then consider dismissing the case under V.R.Cr.E 48(b). The basis of defendant’s motion was the prosecutor’s disparate treatment of him and his roommate. Assuming, without deciding, that Rule 48(b) would permit this avenue of relief, we find no abuse of
Affirmed.
