STATE OF OHIO v. TESSE R. PHILLIPS
Appellate Case No. 29087
IN THE COURT OF APPEALS OF OHIO SECOND APPELLATE DISTRICT MONTGOMERY COUNTY
April 15, 2022
2022-Ohio-1262
Trial Court Case No. 2019-CR-582/1; (Criminal Appeal from Common Pleas Court)
Rendered on the 15th day of April, 2022.
MATHIAS H. HECK, JR., by ANDREW T. FRENCH, Atty. Reg. No. 0069384, Assistant Prosecuting Attorney, Montgomery County Prosecutor‘s Office, Appellate Division, Montgomery County Courts Building, 301 West Third Street, Dayton, Ohio 45422 Attorney for Plaintiff-Appellee
THOMAS W. KIDD, JR., Atty. Reg. No. 0066359, P.O. Box 231, Harveysburg, Ohio 45032 Attorney for Defendant-Appellant
WELBAUM, J.
Facts and Course of Proceedings
{2} On April 3, 2019, a Montgomery County grand jury returned an indictment charging Phillips with one count of aggravated possession of drugs (methamphetamine) in violation of
{3} Five months after Phillips was placed on ILC, Phillips’ probation officer filed
{4} After revoking Phillips’ ILC, the trial court sentenced Phillips for the aggravated possession of drugs offense to which she pled guilty. In doing so, the trial court imposed a term of community control with the only sanction being that Phillips serve six months in jail. The trial court ordered Phillips’ community control to be terminated as unsuccessful once Phillips completed the six-month jail term. The trial court also ordered Phillips to pay “all costs previously ordered.” Trans. (Mar. 24, 2021), p. 3. Specifically, the trial court ordered Phillips to pay $130 to the assigned-counsel-budget fund, a $250 supervision fee, and court costs. Phillips then appealed from her conviction.
{5} In proceeding with the appeal, Phillips’ appellate counsel filed a brief under the authority of Anders v. California, 386 U.S. 738, 87 S.Ct. 1396, 18 L.Ed.2d 493 (1967), asserting the absence of any issues with arguable merit for appeal. On October 14, 2021, we rejected the Anders brief after finding at least two issues with arguable merit for appeal. We therefore appointed new appellate counsel to represent Phillips and ordered counsel to file a brief addressing the issues we identified, as well as any other issues that counsel deemed appropriate. Phillips’ new counsel thereafter filed an appellate brief asserting two assignments of error for review. Both assignments of error challenge the portion of Phillips’ sentence ordering her to pay a $130 appointed-counsel fee and a $250
{6} While Phillips’ Anders appeal was pending before this court, Phillips completed her six-month jail term, and the trial court issued an entry terminating Phillips’ community control. Because Phillips completed her jail term and had her community control terminated, the State contends that the instant appeal is moot. Therefore, before reviewing Phillips’ assignments of error, we will first address the State‘s mootness claim.
Mootness Claim
{7} The State argues that the instant appeal is moot because Phillips is not challenging her felony conviction, but only her sentence, which the State claims Phillips has already served by virtue of the trial court terminating her community control. The State therefore asserts that this court can no longer provide any meaningful relief to Phillips on appeal. We, however, disagree.
{8} “As a general rule, when a convicted defendant ‘has voluntarily paid the fine or completed the sentence for that offense, an appeal is moot when no evidence is offered from which an inference can be drawn that the defendant will suffer some collateral disability or loss of civil rights from such judgment or conviction.’ ” State v. Muwwakkil, 2d Dist. Clark No. 2018-CA-37, 2018-Ohio-4443, ¶ 7, quoting State v. Wilson, 41 Ohio St.2d 236, 325 N.E.2d 236 (1975), syllabus. “A collateral disability is an adverse legal consequence of a conviction or judgment that survives despite the court‘s sentence having been satisfied or served.” (Citation omitted.) In re S.J.K., 114 Ohio St.3d 23, 2007-Ohio-2621, 867 N.E.2d 408, ¶ 10. “For example, a person may be subject to
{9} However, ” ‘an appeal challenging a felony conviction is not moot even if the entire sentence has been satisfied before the matter is heard on appeal[,]’ because ‘[a] person convicted of a felony has a substantial stake in the judgment of conviction which survives the satisfaction of the judgment imposed upon him or her.’ ” Muwwakkil at ¶ 8, quoting State v. Golston, 71 Ohio St.3d 224, 643 N.E.2d 109 (1994), syllabus; Cyran v. Cyran, 152 Ohio St.3d 484, 2018-Ohio-24, 97 N.E.3d 487, ¶ 9, citing Golston at 227 (“due to the numerous statutory restrictions imposed on convicted felons, an appeal of a felony conviction is not moot even if the entire sentence has been satisfied before the matter is heard on appeal“).
{10} That said, “[t]he analysis is different * * * when the appeal relates not to a defendant‘s felony conviction but, instead, to an already-served sentence.” State v. Ingledue, 2d Dist. Clark No. 2018-CA-47, 2019-Ohio-397, ¶ 9. This is because ” ’ [i]f an individual has already served his [or her] sentence and is only questioning whether or not the sentence was correct, there is no remedy that can be applied that would have any effect in the absence of a reversal of the underlying conviction.’ ” State v. Wright, 2d Dist. Montgomery No. 26471, 2015-Ohio-3919, ¶ 25, quoting State v. Montavon, 10th Dist. Franklin No. 12AP-631, 2013-Ohio-2009, ¶ 6, quoting Columbus v. Duff, 10th Dist. Franklin No. 04AP-901, 2005-Ohio-2299, ¶ 12. Therefore, “[a]n appeal attacking an already-served felony sentence is moot when there is no indication that the sentence, as opposed to the conviction, will cause the defendant to suffer some collateral disability or
{11} As previously noted, the State asserts that the instant appeal is moot because Phillips is only challenging her felony sentence, which the State claims Phillips has already served since the trial court terminated her community control. “[W]hen a trial court terminates or revokes a defendant‘s community control, it is implicit that the term of community control ends.” State v. Filous, 2017-Ohio-7203, 95 N.E.3d 573, ¶ 10 (4th Dist.). Once community control is terminated, the trial court lacks jurisdiction to compel the defendant to pay court costs, fines, and restitution that were imposed as conditions of the defendant‘s community-control sentence. State v. Hostetter, 6th Dist. Sandusky No. S-10-052, 2012-Ohio-5003, ¶ 7-8; State v. Parker, 1st Dist. Hamilton No. C-140179, 2015-Ohio-274, ¶ 7.
{12} In this case, the record indicates that the only community control sanction imposed by the trial court was a six-month jail term, as the trial court stated the following at Phillips’ sentencing hearing: “I‘m gonna sentence you to community control sanctions with the only sanction being that you‘ll serve six additional months or 180 days from today in jail, after which time your supervision will be terminated as unsuccessful.” (Emphasis added.) Trans. (Mar. 24, 2021), p. 3. After making that statement, the trial court advised Phillips that it was also ordering her “to pay all costs as previously ordered.” Id. These statements by the trial court indicate that the order for Phillips to pay previously imposed costs was not imposed as a community control sanction. This is also reflected in the corresponding termination entry, which imposed the costs as a “Financial Obligation” as opposed to a “Financial Sanction” that was imposed as a condition of
{13} The previously imposed costs that the trial court ordered Phillips to pay included the $130 appointed-counsel fee and the $250 supervision fee. There is nothing in the record indicating that the trial court waived these financial obligations when it terminated Phillips’ community control. Moreover, the record indicates that Phillips has not paid any of these financial obligations. Therefore, because Phillips is specifically challenging the trial court‘s imposition of the appointed-counsel and supervision fees, which are still owed, the instant appeal is not moot. The State‘s claim otherwise lacks merit.
First Assignment of Error
{14} Under her first assignment of error, Phillips contends that the trial court erred by ordering her to pay the $130 appointed-counsel fee as part of her sentence. The State concedes error in this regard, and we agree that the trial court erred.
{15} When reviewing a felony sentence, this court applies the standard of review set forth in
{16} In this case, the trial court was not required to make any findings under the relevant statutes enumerated in
{17}
shall not be taxed as part of the costs and shall be paid by the county. However, if the person represented has, or reasonably may be expected to have, the means to meet some part of the cost of the services rendered to the person, the person shall pay the county an amount that the person reasonably can be expected to pay.
{18} In State v. Taylor, 163 Ohio St.3d 508, 2020-Ohio-6786, 171 N.E.3d 290, the Supreme Court of Ohio analyzed
{19} In Taylor, the trial court imposed community control sanctions on the defendant and ordered the defendant to pay a $250 supervision fee, court costs, and $130 to the assigned-counsel-budget fund. Id. at ¶ 5. The $130 appointed-counsel fee was listed in the “Financial Obligations” section of the defendant‘s sentencing entry, along with the supervision fee and court costs. Id. at ¶ 6. The appointed-counsel fee was also included on the second page of the sentencing entry in the “Reimbursements Payable” section. Id. The Supreme Court held that the trial court improperly listed the appointed-counsel fee as a “financial obligation” and as “reimbursement” in the sentencing entry and thus vacated the portion of the sentencing entry imposing the appointed-counsel fee. Id. at ¶ 38-39.
{20} As in Taylor, the trial court in this case issued a sentencing entry that ordered Phillips to pay $130 to the assigned-counsel-budget fund. Also like Taylor, the sentencing entry in this case listed the $130 payment under sections titled “Financial Obligations” and “Reimbursements Payable.” Relying on Taylor, we find that the portion of the trial court‘s sentencing entry ordering Phillips to pay the appointed-counsel fee was erroneous and must be vacated. This is because the sentencing entry does not indicate that the appointed-counsel fee represents a civil assessment that it is not part of Phillips’ criminal sentence. See State v. Maston, 2d Dist. Montgomery No. 28956, 2021-Ohio-1975, ¶ 29.
Second Assignment of Error
{22} Under her second assignment of error, Phillips contends that the trial court erred by ordering her to pay a $250 supervision fee without first considering her present and future ability to pay the fee. Upon review, we find that Phillips’ claim lacks merit.
{23} Before imposing a financial sanction (such as a supervision fee) as part of a sentence, trial courts are required to consider a defendant‘s present and future ability to pay the financial sanction at the sentencing hearing.
{24} In this case, the trial court did not explicitly find that Phillips had a present or future ability to pay the $250 supervision fee. The trial court did, however, indicate in the sentencing entry that it had “received a written report of a pre-sentence investigation submitted by the Division of Criminal Justice Services of this Court.” Despite this, Phillips contends that the trial court‘s cursory mention of receiving, not reviewing, the PSI is insufficient to infer that the trial court considered her present and future ability to pay the supervision fee. We disagree.
A general principle of appellate review is the presumption of regularity, that is, a trial court is presumed to have followed the law unless the contrary is made to appear in the record. Thus, the court of appeals generally presumes regularity in the proceedings below, and all presumptions will be indulged in support of the validity and correctness of the proceedings below. Also, in appeals, all reasonable presumptions consistent with the record will be indulged in favor of the legality of the proceedings below. The law presumes that the decree or judgment was made upon proper grounds; that the court below applied the law correctly; that a trial judge performed one‘s duty and did not rely upon anything in reaching a decision upon which one should not have relied; and that the action below was justified.
5 Ohio Jurisprudence 3d, Appellate Review, Section 454; In re D.E.W., 2d Dist. Miami No. 2009-CA-2, 2009-Ohio-4116, ¶ 39, citing Thomas v. Thomas, 2d Dist. Clark No. 1998-CA-55, 1999 WL 812385, *2 (Sept. 17, 1999).
{25} When applying the aforementioned presumption of regularity, and in the absence of any evidence to the contrary, we presume that by indicating it received Phillips’ PSI, the trial court performed its duty under the law to consider the contents of the PSI. See
{26} The PSI at issue contained information regarding Phillips’ age, physical health, mental health, education, and work history. The PSI indicated that Phillips, who was then 34 years old, claimed to have a GED diploma and a Chemical Dependency Counselor Certificate from Sinclair Community College. The PSI also indicated that Phillips was unemployed at the time of her conviction and was being financially supported by her family, but was previously employed by Kentucky Fried Chicken, Bob Evans, and Color Q. Thus, the PSI contained information pertaining to Phillips’ present and future ability to pay financial sanctions. Therefore, by considering the contents of the PSI, we can infer that the trial court fulfilled its duty to consider Phillips’ present and future ability to pay the $250 supervision fee.
{27} Phillips’ second assignment of error is overruled.
Conclusion
{28} Having sustained Phillips’ first assignment of error, the portion of Philips’
EPLEY, J. and LEWIS, J., concur.
Copies sent to:
Mathias H. Heck, Jr.
Andrew T. French
Thomas W. Kidd, Jr.
Hon. Mary Katherine Huffman