State v. PharmState v. Pharm
- Reporters:
- , , ,
- Before:
- Curley
¶ 1. Frederick L. Pharm appeals from the judgment finding him to be a sexually violent person under
¶ 2. We are not persuaded by any of Pharm‘s arguments. We conclude that: (1) Pharm failed to assert that the petition should be dismissed because the notice provisions of
I. Background.
¶ 3. On June 3,1988, Pharm was convicted of one count of indecent behavior with a child, and one count of sexual perversion, contrary to WlS. STAT. §§ 944.11(3) (1973-74) and 944.17 (1973-74).
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Pharm was sen
¶4. Immediately preceding the probable cause hearing, Pharm brought a motion to dismiss the chapter 980 petition as untimely. Pharm argued that because the petition had been filed on his mandatory release date, it had not been filed within ninety days of the date of his discharge or release under the predicate offense, as required by
¶ 6. Merlin Noremberg, an instructor at the Fox Lake Correctional Institution, and Dr. Samuel Friedman, a psychologist, testified on Pharm‘s behalf. Mr. Noremberg, testified regarding Pharm‘s training and skill as a cabinetmaker and millworker. Dr. Friedman testified, based on his review of various records and an interview with Pharm, that Pharm was a credible and reliable individual who did not demonstrate any clear-cut evidence of sexual deviancy. Finally, Dr. Friedman expressed his opinion, to a reasonable degree of psychological certainty, that Pharm is not a sexually violent person.
¶ 7. The jury returned a verdict finding Pharm to be a sexually violent person, and the trial court entered a final order committing Pharm to a secure mental health facility. Pharm filed a motion seeking summary reversal with this court, claiming that the petition was not timely filed, the predicate offenses were not sexually violent offenses under chapter 980, and that trial counsel was ineffective for failing to request a definition of “substantial probability.” This court denied the motion with leave for further consideration on the mer
¶ 8. On remand, Pharm brought a postcommitment motion which alleged that trial counsel was ineffective for: failing to argue that “substantial probability” required a definition and that “extreme likelihood” or “highly likely” should have been substituted for “considerably more likely than not to occur“; failing to object to Dr. Doren‘s exhibit and testimony regarding Pharm‘s credibility; and failing to object to the filing of the chapter 980 petition with a criminal case number. The trial court denied Pharm‘s postcom-mitment motion without a hearing, and this court denied Pharm‘s motion to compel a Machner hearing. 4 Pharm now appeals the denial of his postcommitment motion.
II. Analysis.
A. We decline to address several of Pharm‘s arguments raised for the first time on appeal.
¶ 9. Pharm argues that the trial court erred when it denied his motion to dismiss the petition. Immediately preceding the probable cause hearing, Pharm brought an oral motion to dismiss the chapter 980 petition, arguing that: (1) the petition was not
B. The chapter 980 petition was timely filed.
¶ 10. Pharm argues that the chapter 980 petition was not timely filed. WISCONSIN Stat.
¶ 11. Failure to comply with the ninety-day time limit contained in
¶ 12. In order to determine whether the petition was timely filed under
¶ 13. The proper method of calculating statutory time limits is set forth in
¶ 14. In
Pufahl,
our supreme court affirmed a court of appeals’ decision reversing the circuit court, which held that an action was barred if brought on the anniversary date of the accrual of that action. The court held that the day that a cause of action accrues is not to be included in computing the time period for statute of limitation purposes.
See id.
at 107. To draw an analogy from
Pufahl,
Pharm is asking this court to conclude that his mandatory release date is the day the “cause of action accrues” and, therefore, the release date should be excluded for purposes of calculating the ninety-day limit. We cannot so conclude. Pharm is attempting to apply a conventional method of calculating time limits, such as that used in determining when
¶ 15. The court in
Pufahl
held that the day that the cause of action accrues is not included in calculating the time limit, but the last day of the time period is included. In conventional statute of limitations cases like
Pufahl,
an occurrence triggers the beginning of a time period that runs prospectively to a fixed point in time. However, here the calculation of the time period in WlS. Stat.
C. Pharm‘s underlying conviction for indecent behavior with a child constitutes a predicate offense.
¶ 16. Following the evidentiary phase of the trial, Pharm again moved to dismiss the petition, this time arguing that the indecent behavior with a child and sexual perversion charges, as set out in the 1973-74 statutes, do not constitute predicate offenses under chapter 980. The State conceded that sexual perversion did not constitute a predicate offense. However, the State asserted that although the statutory section prohibiting indecent behavior with a child had been repealed, the conduct described by the statute was still prohibited under a different statutory section. The trial court agreed and, consistent with State v. Irish, 210 Wis. 2d 107, 565 N.W.2d 161 (Ct. App. 1997), denied Pharm‘s motion to dismiss.
¶ 17. Pharm argues that the trial court erred when it denied his motion to dismiss. Pharm asserts that his conviction for indecent behavior with a child contrary to
¶ 19. Extrapolating from
Irish,
we conclude the legislature clearly intended to include, within the definition of “sexually violent offense,” the conduct prohibited under a previous version of a statute enumerated in
¶ 20. Moreover, Pharm‘s interpretation of the statute would render certain sections of the statute meaningless and lead to absurd results.
Accord Peters v. Menard, Inc.,
224 Wis. 2d 174, 189, 589 N.W.2d 395 (1999) (statutes should be construed so as to avoid absurd results);
State v. Setagord,
211 Wis. 2d 397, 427, 565 N.W.2d 506 (1997) (“Statutes are to be construed to avoid rendering part of the statute meaningless or superfluous.“). If we were to adopt Pharm‘s construction of the statute, the only individuals who would meet the criteria as sexually violent persons under
¶ 21. Wisconsin. Stat. §980.13 supports our interpretation. Section 980.13 provides: “This chapter applies to a sexually violent person regardless of whether the person engaged in acts of sexual violence before, on or after June 2,1994.” Clearly the legislature expected the sexually violent person commitment proceedings to include an individual who committed acts of sexual violence before June 2, 1994, and thus this individual might have been sentenced before enactment of the current enumerated statutory sections. Applying Pharm‘s view, we would be required to conclude that even if an individual committed acts prohibited under the current statutes, but prior to the enactment of chapter 980, that individual could not be the subject of commitment proceedings. Adopting Pharm‘s construction would render § 980.13 meaningless in those situations. We would also be forced to arrive at the same conclusion in the future if and when the current enumerated statutory sections would ever be repealed. We find this interpretation to be unreasonable.
¶ 22. Finally, such a narrow interpretation of
D. Filing the chapter 980 petition with a criminal case number did not affect the court‘s subject matter .jurisdiction.
¶ 23. Pharm contends that “a civil action has never been timely filed in this case” because the District Attorney‘s office filed the original chapter 980 petition with a criminal case number instead of a civil case number. Pharm asserts that a civil case number is required in a chapter 980 proceeding and, therefore, the defect constitutes a fundamental error. Pharm concludes that, because the filing defect constitutes a fundamental error, the trial court lost “competency to exercise its subject matter jurisdiction.” We disagree.
¶ 24. Pharm correctly asserts that “[a] commitment under chapter 980 is a civil commitment proceeding.” However, there is nothing in chapter 980 to support Pharm‘s argument that the circuit court lacks subject matter jurisdiction on a chapter 980 petition unless the petition is filed under a civil case number and reviewed in the civil branch of the court.
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Wisconsin‘s circuit courts are courts of general jurisdic
E. Pharm‘s trial counsel was not ineffective.
¶ 25. Pharm argues that his trial counsel was ineffective for: (1) failing to object to an exhibit and testimony offered by Dr. Doren regarding Pharm‘s
¶ 26. The familiar two-pronged test for ineffective assistance of counsel claims requires defendants to prove (1) deficient performance and (2) prejudice. See Strickland v. Washington, 466 U.S. 668, 690 (1984); see also State v. Sanchez, 201 Wis. 2d 219, 236, 548 N.W.2d 69 (1996) (holding that the Strickland analysis applies equally to ineffectiveness claims under the state constitution). If the defendant has failed to prove one prong, we need not address the other prong. See Strickland, 466 U.S. at 697. We will strongly presume that counsel has rendered adequate assistance. See id. at 690. Finally, on appeal, the trial court‘s findings of fact will be upheld unless they are clearly erroneous, see State v. Pitsch, 124 Wis. 2d 628, 634, 369 N.W.2d 711 (1985), but proof of either the deficiency or the prejudice prong is a question of law which we review de novo, see id. at 634.
¶ 27. If Pharm‘s postcommitment motion alleges facts which, if true, would entitle him to relief, the trial court has no discretion and must hold an evidentiary hearing.
See State v. Bentley,
201 Wis. 2d 303, 310, 548 N.W.2d 50 (1996). However, if the motion fails to allege sufficient facts, presents only conclusory allegations, or
1. Dr. Doren‘s testimony
¶ 28. Dr. Doren testified that, in resolving the conflicts between Pharm‘s and Pharm‘s ex-wife‘s recitation of the events, he found Pharm‘s ex-wife to be a credible witness, believing her version of the incidents, and disbelieving Pharm‘s. Dr. Doren also used a chart to explain why his conclusions were supportable. Pharm argues that Dr. Doren‘s testimony and the exhibit “constituted an improper comment on [his] truthfulness,” citing
State v. Jensen,
147 Wis. 2d 240, 432 N.W.2d 913 (1985), and
State v. Haseltine,
120 Wis. 2d 92, 352 N.W.2d 673 (Ct. App. 1984). Pharm asserts that the determination that he would not testify was not made until the close of the State‘s case, and that it was decided he would not testify because of Dr. Doren‘s testimony. Pharm maintains that, “[b]y telling the jury in the state‘s case that Dr. Doren thought he had very poor credibility and giving numerous specific instances [of Pharm‘s untruths], [Dr. Doren] was essentially informing the jury [that] if [ ] Pharm gave a statement in court he should not be believed.” Pharm concludes that not only did this testimony constitute an impermissible comment on his truthfulness, but it also chilled his ability to testify in his own defense and, therefore, his trial counsel was ineffective for failing to
¶ 29. In its decision denying Pharm‘s postcom-mitment motion, the trial court found that Pharm‘s trial counsel was not ineffective for failing to object to Dr. Doren‘s testimony because, had a proper objection been made, the trial court determined it would have allowed the testimony. The trial court asserted that under Wis. STAT. §§ 907.03-907.05, an expert, Dr. Doren in this instance, may explain the facts and data upon which he is basing his opinion. The trial court observed that Dr. Doren had interviewed Pharm and examined the available records in order to form an opinion about whether Pharm met the definition of a sexually violent person under Wis. STAT. Ch. 980. The trial court found that Pharm‘s statements regarding his prior crimes and sexual assaults were relevant to Dr. Doren‘s opinion that Pharm suffered from a mental disease or defect. The trial court asserted that “Dr. Doren substantiated his belief that Pharm was untruthful in some respects with specific documentation based on his interview with Pharm and the documented statements Pharm made to authorities.” The trial court concluded that, because Dr. Doren‘s expert testimony was admissible under §§ 907.03-907.05, in order to explain the facts and data he relied on in forming his opinion that Pharm met the definition of a sexually violent person, it would have allowed the testimony over an objection by defense counsel. Therefore, Pharm‘s trial counsel was not ineffective for failing to object to Dr. Doren‘s testimony. We agree.
¶ 31. Moreover, the prejudicial effect, if any, of Dr. Doren‘s testimony was diluted because the trial court explicitly instructed the jury that it (the jury) was the sole judge of a witness‘s credibility. The jury was also instructed that expert testimony regarding the information relied on in forming opinions could be considered only as it related to the expert witness‘s credibility and the weight to be given to the expert‘s
¶ 32. For these reasons, we conclude that the trial court properly determined that Pharm‘s trial counsel was not ineffective for failing to object to Dr. Doren‘s testimony.
2. “Substantial probability.”
¶ 33. Finally, Pharm argues that trial counsel was ineffective for failing to argue that “substantial probability” should be defined as “highly likely” under
State v. Zanelli,
212 Wis. 2d 358, 569 N.W.2d 301 (Ct. App. 1997),
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or “extreme likelihood” consistent with
¶ 34. Pharm‘s assertion that his counsel was ineffective for failing to challenge the pattern jury instruction on the grounds that it does not define “substantially probable” is conclusory. In Zanelli, we held that it is not error or an erroneous exercise of discretion for a court to use Wis JI — Criminal 2502, which does not define the term “substantially probable.” Zanelli, 212 Wis. 2d at 372-75 (comparing failure to define “substantially probable” with failure to define “beyond a reasonable doubt” in a criminal case in that the constitution neither prohibits trial courts from defining the terms, nor requires trial courts to define the terms); but see State v. Curiel, 227 Wis. 2d 389, 597 N.W.2d 697 (1999) (holding that the term “substantially probable” as used in ch. 980 is unambiguous and must be defined as “much more likely than not” consistent with the common and appropriate usage of the term). Consequently, any allegation by Pharm that the trial court would have upheld a challenge to the jury instruction, had it been made, is conclusory. Thus, we conclude that with regard to Pharm‘s claims of ineffective assistance of trial counsel, first, the record conclusively demonstrates that Pharm is not entitled to relief and, second, Pharm merely presents conclusory allegations and, therefore, the trial court properly exercised its discretion in denying Pharm‘s postconviction motion without a hearing. For the reasons stated, this court affirms.
Notes
All references to the Wisconsin Statutes are to the 1997-98 version unless otherwise specified.
We note that Pharm was charged under the 1973-74 version of the Wisconsin Statutes, but he was not convicted until 1988. The facts surrounding Pharm‘s criminal history are complicated and not always clear based on the record submitted to this court. Piecing together the available information, it appears that in 1975, Pharm committed the acts that led to the criminal charges for indecent behavior with a child and sexual perversion. Before Pharm was arrested on the sexual assault charges, he fled to Nevada. In 1976, Pharm was charged with committing a murder and a rape in Nevada. Although no court documents or other records from Nevada are included in the record, the limited information provided indicates that the rape charges were eventually dropped; however, Pharm was convicted of murder and sentenced to life imprisonment in 1977. Near the end of his sentence for murder in Nevada, it was discovered that Pharm had been using an alias in Nevada and that a warrant for his arrest had been issued in Wisconsin under his real name. In 1988, he was extradited to Wisconsin
Dr. Cooper testified that she had prepared two reports regarding Pharm‘s eligibility for commitment under chapter 980. In the first report, Dr. Cooper concluded that Pharm suffered from an anti-social personality disorder, and that he was sexually attracted to females, non-exclusive, which, Dr. Cooper testified, meant that Pharm is attracted to both adult and juvenile females. Dr. Cooper also testified that at the time she completed the first report she strongly suspected that Pharm also suffered from pedophilia, but that she didn‘t have sufficient’ information to confirm her suspicions. In this first report, Dr. Cooper concluded that Pharm was “at fairly high risk” of reof-fending, but that she did not believe “that he was at a substantially high risk.” Therefore, Dr. Cooper did not recommend that Pharm be committed
However, Dr. Cooper then testified regarding a second report she had prepared. After preparing the first report, Dr. Cooper learned of new information regarding Pharm‘s history. Dr. Cooper became aware that Pharm had sexually assaulted a victim previously unknown to Dr. Cooper. Armed with this new information, Dr. Cooper reevaluated Pharm‘s case and concluded that the new information confirmed her belief that Pharm suffers from pedophilia as well as anti-social personality disorder. Dr. Cooper amended her report to reflect this conclusion and recommended that Pharm be committed under chapter 980.
State v. Machner, 92 Wis. 2d 797, 285 N.W.2d 903 (Ct. App. 1979).
We note that on appeal Pharm fails to raise this issue in relation to his motion to dismiss; instead, he raises it as a separate substantive issue. Because Pharm raised this issue before the trial court he has preserved it for purposes of this appeal and we shall consider it in the next section as a separate substantive issue.
Wisconsin Stat. § 801.15(l)(b) provides:
Notwithstanding ss. 985.09 and 990.001(4), in computing any period of time prescribed or allowed by chs. 801 to 847, by any other statute governing actions and special proceedings, or by order of the court, the day of the act, event or default from which the designated period of time begins to run shall not be included. The last day of the period so computed shall be included ....
We are mindful of the fact that in Milwaukee County, for security reasons, it may be more prudent to conduct chapter 980 proceedings in the secure courtrooms used for criminal trials
In his postcommitment motion, Pharm also claimed that trial counsel was ineffective for failing to argue that the circuit court lacked competency to proceed because the petition was filed with a criminal case number instead of a civil case number. However, on appeal Pharm does not include this argument with his claims of ineffective assistance of counsel; rather, he raises the issue as a substantive claim of error. In the preceding section we addressed the merits of Pharm‘s substantive claim and concluded that the trial court was competent to proceed.
This court acknowledges the supreme court‘s decision in State v. Curiel, 227 Wis. 2d 389, 597 N.W.2d 697 (1999), in which the court held that the term “substantially probable,” as used in Wis. Stat. ch. 980, is unambiguous and must be defined as “much more likely than not.” However, what effect, if any, the court‘s decision in Curiel has on State v. Zanelli, 212 Wis. 2d 358, 569 N.W.2d 301 (Ct. App. 1997), as well as the instant action, is unclear. First, we note that the Curiel opinion was filed in May of 1999, well after the trial court in the instant action decided Pharm‘s postcommitment motion. Next, the Curiel opinion is devoid of any reference or citation to Zanelli, and to the extent that Curiel calls Zanelli into question, it does so by implication. Further, we note that Zanelli has never been overruled, reversed, questioned or criticized; in fact our supreme court twice declined to review the decision. Review denied by State v. Zanelli, 215 Wis. 2d 423, 576 N.W.2d 279 (1997); following appeal after remand review denied by State v. Zanelli, 228 Wis. 2d 173, 602 N.W.2d 759 (1999). Therefore, we shall presume that our original decision in Zanelli remains good law and we shall apply that decision to Pharm‘s claim in the instant appeal.