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State v. Peterson
553 A.2d 672
Md.
1989
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*1 BALTI- FOR THE COURT IN CIRCUIT TIONS ENTERED CITY; MORE APPEALS SPECIAL THE COURT OF OF

JUDGMENT THE IT AFFIRMS SEN- FAR AS IN SO REVERSED BAL- COURT FOR BY THE CIRCUIT TENCES IMPOSED CITY; TIMORE AP- OF SPECIAL THE COURT REMANDED TO

CASE THE SEN- DIRECTION TO VACATE PEALS WITH BAL- FOR BY THE CIRCUIT COURT TENCES IMPOSED THAT THE CASE TO REMAND CITY AND TO TIMORE WITH IN ACCORDANCE RESENTENCING COURT FOR OPINION; THIS THE OF IN AND IN COURT THIS COURT

COSTS AND PAID BY THE MAYOR BE APPEALS TO SPECIAL BALTIMORE. OF CITY COUNCIL

553 A.2d 672 STATE of

Norman PETERSON. Term, 20, Sept.

No. 1988. Appeals Maryland. Feb. 1989. *3 Bair, E. Gary Atty. (J. Asst. Joseph Curran, Jr., Gen. Gen., Atty. brief), Baltimore, both for petitioner. John D. Thompson (Thompson and Fleming, both on brief), Baltimore, for respondent.

Argued MURPHY, C.J., before ELDRIDGE, COLE, RODOWSKY, McAULIFFE, ADKINS and BLACKWELL, JJ.

ELDRIDGE, Judge. third sentence Maryland provides revocation of probation hearing “shall held before the sentencing judge, practicable.” whenever granted We petition State’s for a writ of certiorari in this case to decide whether the Special Court of Appeals had misapplied this provision. Although events subsequent to the issuance of a writ of certiorari have moot, rendered the case we shall nevertheless set forth our concerning views the interpreta- tion and application of the third 4-346(c). sentence of Rule

On January the Circuit Court for Baltimore City, Norman Peterson pled guilty charges driving while intoxicated and on a driving revoked license. District Resnick, Court Judge Alan M. temporarily assigned to the *4 court, circuit imposed two consecutive sentences of eighteen entirety 1. Rule provides (emphasis added): in its as follows “(c) Hearing on Violation of Conditions. —On motion of the order, Attorney by may State’s hearing its own the court hold a to determine whether condition has been violated. The charged motion or order shall state each violation of conditions and shall be served on the defendant in sufficient time before the hearing permit opportunity to a charges. reasonable to rebut the sentencing judge, shall be held whenever before practicable. provisions apply Rule 4-242 do not to an probation.” admission of violation of conditions of fine and court as well a $500.00 as imprisonment, months one month of the all but suspended Judge Resniek costs. (1957, Code Maryland pursuant sentences prison proba- on 641A, Peterson placed and Art. Repl.Vol.), § Peter- probation, of his As conditions years. three tion for alcohol and an program an alcohol to attend son was license. on Ms driver's placed was restriction violating charged with was 1986 Peterson September proba- April On probation. of his conditions Judge Robert held before Chief hearing was tion City. for Baltimore of the Circuit Court Hammerman LH. place: took following colloquy hearing the At that is I notice that this ... ATTORNEY]: “[PETERSON'S Judge His Honor ... imposed of a sentence a violation 6th, January Court on sitting in the Circuit Resniek while judiciary of the is still a member Judge and Resniek 6th, 1984, I and January on he was capacity in the same this Resniek since Judge not before why we are question case. is Ms in the same sitting he Because

“THE COURT: time he time. At that he at that now that was capacity for Baltimore the Circuit Court judge sitting as sitting judge as a District Today he is City. bench, and assigned to this is not He City. for Baltimore bench, authorized this as practice it is the Rules, imposed who judge that when proceedings for further available sentence is not original Judge bench. assigned another may it to the Circuit Court assigned longer is no Resniek City. for Baltimore please, If Your Honor ATTORNEY]:

“[PETERSON'S that His Honor record, opinion is my for the Dis- the same associate He is still is available. Resniek I January, just 1984 and he was judge trict Court being presented— is not this case question why making state- Well, are the same you “THE COURT: ago you did a moment asking question the same ment same answer. I say repeat I only can *5 Just on behalf officially “[PETERSON’S ATTORNEY]: client, I my ask that this matter be to Judge referred Resnick for disposition. denied____”

“THE request COURT: Your is Following testimony from the probation officer and argu- counsel, ments of Judge Hammerman revoked Peterson’s probation original and reinstated his sentence, less credit for time served.

Peterson to appealed Special the Court of Appeals, which reversed and remanded. Peterson v. 73 Md.App. 534 A.2d 1353 appellate intermediate court “ position took the that ‘whenever practicable’ [within contemplation 4-346(e)] Rule should be decided aon case-by-case process basis with a fact-finding to determine it if practicable to have imposed probation who preside at the revocation proceeding.” at Md.App. 534 A.2d at 1357. The Special Court of Appeals held that Judge Hammerman’s ruling, on Peterson’s request Judge preside, Resnick failed to comply with Rule “Judge because Hammerman made no findings as to the practicality having Judge preside Resnick over [Peter- ” proceedings.... Md.App. son’s] at 534 A.2d at 1358. The court went on to hold that “denying request Judge Resnick hear the [Peterson’s] case without determination of the practicality having Judge preside Resnick violated rights under [Peterson’s] 4-346(c).” Ibid. Special Court of Appeals con- nothing show, cluded that “there is in the record to or even that it suggest, practical Judge was Resnick to have heard this Md.App. case.” 73 534 A.2d at 1360. In fact, pointing scope to the of the order designating Judge Resnick to sit the Circuit Court for Baltimore City, and (where the close proximity District Court locations sat) usually Resnick to the Circuit Court for Balti- more City, Special Appeals the Court implied that it had practicable been for Judge Resnick to have presided at the Md.App. A.2d appellate that, at 1359. The court stated “[a]t place court upon the least, incumbent very *6 availability,” call, Judge into Resnick’s inquiring telephone 471, A.2d at 1359.2 Md.App. of certiorari. for writ petition then filed The State a writ of certio- petition and issued granted the Court This 2, 1988. rari on June certiorari, another the writ of the issuance of

Despite held the hearing was Circuit of probation revocation 1988, 1, Judge before City, August for Baltimore Judge that request made no Peterson W. Brown. Roger us, we were told argument oral before At preside. Resnick to have been before happy quite Peterson had been that no one object. Apparently not The State did Brown. Judge of had issued a writ that this Court Brown Judge told Brown, Judge Peterson before At the certiorari. Judge Brown probation. his he violated admitted that had for less credit year imprisonment, him to one sentenced served, fine, prison costs. and court a $500 time probation. of months in favor five suspended sentence was on Peterson’s driver’s placed An alcohol restriction was and screening an alcohol license, he was to attend program. treatment

I. appellate proceedings present It clear that moot. become have of Special Appeals the third sentence of also held

2. The Court 27, 642,” 4-346(c) authority granted severely Art. § limits the "Rule Art. 642 of first Md.App. A.2d at 1357. Section generally to decisions relates Ch. 398 of the Acts enacted sentences, sentences, suspension probation, and impose to things, probation. Among statute does autho- other violations particular hear presiding in that court” to "judge who is then rize the existing light alleged probation. of the conditions In violation of an statute, wording of the we doubt passed, statute was when the possible which of several principal 642 concerns focus § charge. assigned judges to hear should event, 4-346(c) opinion in Part III of this any our construction of 4- any 642 and Rule possibility § of a conflict between removes 346(c). When the State and Peterson both acquiesced in appearing Judge before Brown the probation hearing, parties, effect, waived any objection to proceeding Brown, before waived claim that Judge Resnick was required preside, to and waived any argument that under Rule Judge Resnick was not required preside. concerning The issue the practicability returning Judge Resnick to the circuit court for the hearing disappeared from the case. longer is no “[TJhere existing an controversy parties, between so there is no longer any effective remedy which provide.” the court can Gen. Attorney Bus, v. A.A. School A.2d moot, case is now unless the circuit court was without subject jurisdiction matter *7 proceed with the which Judge presided. Brown argues State of issuance the writ of certiorari deprived the so, circuit court of to jurisdiction do rendering proceedings the before Judge Brown a nullity. that,

This Court has consistently taken the view when an appeal taken, the trial court may continue to act with reference to matters relating of, to the subject matter or matters not affecting, the appellate proceeding; it may also act in furtherance the Nevertheless, of appeal. with regard relating to matters to the subject matter of the appeal, affecting appeal, or the it, and not in furtherance of we at position one time took the appellate the court “is power vested with the exclusive the jurisdiction over subject matter proceedings, of the the authority and control of the lower court with reference thereto are sus pended.” Director, 629, 633, Bullock v. 231 Md. 190 A.2d 789, (1963), 792 Pulley State, 406, overruled in v. 287 Md. 2, 1244, (1980). 416 n. 412 2 A.2d 1250 n. also, e.g., See Staggs v. Blue Maryland, 576, 578, Cross 57 Md.App. of 326, (1984), A.2d overruled in Makovi v. Sherwin- Co., Williams Md.

As pointed out Pulley atMd. 416-417, 412 A.2d at Bullock and similar cases con fused the concepts fundamental jurisdiction with the the Bigges exercising jurisdiction. propriety as follows Pulley appeal the effect of an explained Court 1250): (287 A.2d at Md. at words, retains ‘fundamental “In other the trial court its cause, exercise such right over but its to jurisdiction’ the (i) or interrupted statute power may by bond, or appeal bail Rule, (ii) posting the authorized sentence, (iii) granted stay following a conviction and itself, in court, or court those the trial appellate an interloc- is taken from an permitted appeal cases where judgment.” or final utory 1251): (287 419, 412 A.2d at Md. at

Further does, however, during proceed “If decide to the trial court it, a stay required by appeal, absent pendency court, has law, from appellate or one an obtained which jurisdiction’ ‘fundamental authority to exercise the possesses.” analogous in the case is to issue present The issue Investigation in No. Special re this presented (1984). There, subpoenas 281, A.2d 1 of certain upon tecum were served the custodian duces quash records. custodian filed a motion dental circuit subpoenas; this was denied court motion filed, stay pending appeal An but a judge. appeal was production of the time for Upon expiration denied. appeal, records, adjudication the dental before -but *8 held that contempt. the custodian was held We of the was contempt proper circuit court’s issuance order jurisdiction over because the court retained fundamental See also case, notwithstanding the pending appeal. Co., supra, 311 283, Md. at Makovi v. Sherwin-Williams not appeal order of does divest (premature 583 A.2d at 1805 Stew judgment); of to enter a final jurisdiction trial court 1337, State, 524, 528-529, art v. Md. A.2d court, (1980) (indictment prior to issuance received trial appeal Special Appeals an of mandate Court void); Pulley is not jurisdiction, court’s waiver juvenile (trial 412 A.2d at 287 Md. at continued despite defendant’s appeal immediate of an inter- locutory denying order claim; defendant’s double jeopardy subsequent void). trial not

The above-cited cases deal with the effect of appeals, but the same in the principles apply context of the issuance of a case, writ certiorari. In this no stay granted by this or any court. The Circuit Court Baltimore had City retained fundamental jurisdiction, conferred by the Consti- tution Assembly, General handle revocation of probation hearing. See Art. 642. As the circuit court § had to act jurisdiction according to the mandate of the of Special Appeals, this case is moot.3

II. Ordinarily, would end our opinion we point. this moot, “[Generally when case becomes we order that the or the appeal case be dismissed expressing without our on the views merits of the controversy.” Mercy Hosp. v. Jackson, Md. 510 A.2d As Judge Chief Murphy stated for the Court in Ficker, State v. 500, 506-507, 266 Md. (1972), 295 A.2d 231 “[a]ppellate give courts do not sit to opinions on propositions abstract questions, moot and appeals present which nothing else for decision are dismissed as a matter of course.”

Nevertheless, is no there constitutional prohibition which bars this Court from its expressing views merits of a case which becomes during moot appellate proceedings. Reyes v. George’s Prince County, 12 (1977). so, however, We will do “only in rare instances which demonstrate the most compelling of proper proceeded 3. Whether was for the circuit have court to after certiorari, opposed we power issued a writ of as to whether it had the so, to do is not before us. think ordinarily We trial court proceed here, not thereby should mooting with a in the circumstances that, appellate an issue before an court. We have no doubt procedural posture had been Brown informed case, objection posture, or had been an there based on that he would held have

§3 Reyes George’s County, v. Prince circumstances.” 297, at 22. Lloyd Supervisors 380 A.2d 281 Md. at of (1954), Judge 36,Md. Elections, 206 “only for the Court that where emphasized Hammond matters a rule of future conduct in establishing of urgency manifest, will imperative concern is and public of important and a from rule departure general justified there be questions.” academic deciding of not practice in one of those “rare instances” that this is We believe merits of its views on the express the Court should which moot case. of criminal dispose trial courts thousands

Maryland’s Fiscal given year. example, during in For cases 52,039 and terminated criminal cases circuit courts 144,060 processed criminal and the District Court appeals An (counted charged). of defendants cases the number Table Maryland Report Judiciary nual 48; DC-7, course, CC-6.9, Table at 83. Of not all these convictions, in not all or result and processings terminations as safely result in but be. probation, may convictions in probation infrequent disposition is not an sumed probation Proceedings criminal cases.4 also numerous.5 are 4-346(c), it is

In the context of the third sentence Rule recognize sentencing revo- and important apart, months or years occur even proceedings may cation at trial presiding, particular county, that the and sentencing county a resident in that may and not be he or she is regular judge of the court which even has sitting. Appeals The Chief of the Court of then 39,823 1986, the Division of Parole and Probation received 4. In Fiscal Maryland from the circuit courts and probationers District Court. Report Annual Fiscal Years 1985 Division Parole Probation 1986, at 69. 5,605 hearings In Fiscal 1988 there were in the 5. Givson, Letter from Robert circuit courts. Administrator Statistics, Lally, Office of Research and Assistant to Peter (Nov. 1988). Administrator State Court *10 power broad to “assign any judge except a judge Orphans’ Court to sit in temporarily except court an Orphans’ IV, 18(b), Court.” Art. of the Maryland Consti- § tution. See Maryland also Rule 1202 Moreover, a 1. circuit administrative judges possess the authority provide for assignments. intracircuit Rule 1202 b 1.

The temporary recall of retired judges pursuant to Art. IV, 3A, of has, the Maryland Constitution in recent years, § somewhat diminished the intercircuit assignment of circuit court judges. Compare Annual Report the Maryland of 1983-1984, Judiciary p. with Annual Report the 1987-1988, at Judiciary p. 96. But intracireuit assignment of judges those is Moveover, common. Ibid. during Fiscal inter-district assignments within the produced District Court judge days. Ibid. In the same period, time provided District Court the circuit courts 292 judge days assistance, with 178 of judge days those in the Circuit Court for Baltimore City. Ibid.

Thus, for example, when the sentencing judge impos- who es is sitting temporarily in the Circuit for Baltimore City, but holds his appointment as a judge of the District Court and is resident in Worcester County, is quite likely will in (or be back Worcester County State) elsewhere in the if and when the defendant brought into the Circuit Court for Baltimore City for a probation revocation hearing. Under the opinion of the Court of Special Appeals, in these circumstances the defend- ant would a “right” have under Rule have Worcester County District preside at his Baltimore circuit City court revocation proceeding unless the record demonstrates that it impractical, would presiding be and the findings makes to that effect.

Considering the busy courts, dockets of Maryland complexity administrative of intercourt and intercounty ju assignments, dicial and the numbers cases and individu involved, als the issue in this case assumes major public importance. questions Unlike the in Mercy Hosp. v. Jack son, the answers to which would no have had constitution- involved difficult application and which general 565-566, 510 A.2d at 306 Md. at questions, al through- in can applied the issue this case be resolution of question presented We are with system. out our court rule involved construction of the rule construction. Our officials trial assignment guide judges serve to will addition, rights throughout the State. courts duties of the court revocation defendants Furthermore, to them will be clarified. regard with system guidance this matter important provide it is that the we this problems presented by furnished promptly, be case, suggests, widespread and may as our discussion *11 recurring. frequently

III. that a The third sentence of Rule states “hearing shall held the sen before probation thus, provision, tencing judge, practicable.” whenever assign for the uncomplicated an flexible standard sets forth previous As ment of revocation cases. judges discussed, however, adopted Special Appeals the Court of ly right provision confers an enforceable view sentencing original the defendant to have the upon pre unless the at the preside is not and unless the siding judge practicable finds that this supports finding. record construc- disapprove Special Appeals’ of the Court of

We 4-346(c). of Rule application of the third sentence tion moot, the Court of If this case were not we would reverse directions that Special Appeals’ judgment judg- with affirmed. ment of the circuit court be his litigant right has no to have case Generally, a State, Lane v. 81, particular judge. heard before denied, 368 U.S. cert. 993, 82 93, 400, (1961), 406 Corn, United States v. 611, (1962); 836 7 L.Ed.2d 529 S.Ct. States, v. United Sinito Cir.1988); 889, (5th 750 F.2d 892 Radlick, 581 United v. States Cir.1984); 512, (6th F.2d 515 225, (9th F.2d Cir.1978); 230 United Braasch, States v. 505 139, (7th F.2d Cir.1974), 147 denied, cert. 421 910, U.S. 95 1562, S.Ct. 43 (1975); L.Ed.2d 775 Graven, Hvass v. 257 1, (8th Cir.), denied, F.2d 5 cert. 835, 358 58, U.S. 79 S.Ct. 3 (1958); L.Ed.2d 72 Badertscher, Badertscher v. 10 Ariz. 501, App. 37, 460 P.2d (1969); 40 Goldstein, McDonald v. 863, 191 Misc. 869, 83 N.Y.S.2d 273 App.Div. aff'd 649, 79 N.Y.S.2d 690

Consistent with the principle that a litigant right has no to hearing particular before a judge, courts regularly hold that statutes and rules relating to the assignment of judges ordinarily are not intended to confer rights enforceable litigation. See, upon parties e.g., Sinito v. States, United 515-516; 750 F.2d at United States Torbert, v. 154, (9th 496 F.2d 157 denied, cert. Cir.), 419 857, 105, U.S. 95 42 (1974); S.Ct. L.Ed.2d 91 United States Dichiarinte, v. 333, 385 (7th F.2d Cir.1967), 337 cert. de nied, 945, 390 1029, U.S. 88 S.Ct. 19 (1968); L.Ed.2d 1133 States, Levine v. United 556, 182 (8th F.2d 559 Cir.1950), denied, cert. 921, 352, U.S. 71 S.Ct. (1951); L.Ed. 665 Padie v. 1024, 566 P.2d (Alaska 1977); 1027-1028 Powell, Kruckenberg So.2d (Fla.App. 995-996 1982); Stevens v. Wakefield, 163 Ga.App. 292 S.E.2d (1982); State v. Mahoney, App.3d 114, Ohio ) . (1986 N.E.2d

For example, Dichiarinte, United States v. in- volved a rule “requiring that when a case is dismissed and a second case is filed involving the same parties subject and matter, it is to be reassigned to the judge to whom the original case was assigned.” 385 F.2d at 337. The defend- ant argued criminal case on appeal trial, that his which was before a different than the assigned to an earlier proceeding, inwas violation of the rule and that, therefore, his conviction should be reversed. In af- firming conviction, the United States Court of Appeals for the Seventh pointed Circuit out that such rules were not intended “to right create a in a litigant to have his case heard by particular a Ibid. judge.” are, course, general prin to the exceptions

There rights rales do not create assignment ciple judicial constitu include litigants. exceptions These by enforceable statutes, disqualifi requiring or rules provisions, tional situations, circum in specific particular judges cation of preju might appear particular judge stances where intended to confer manifestly diced, or rales were which sentence of The third rights upon litigants. enforceable excep of these however, falls none 4-346(c), within tions. 4-84@(e),s sen third and of Rule language history

The manifest provision that the any argument refute tence rights upon parties to confer enforceable intended ly “whenever proceeding. phrase the idea that compatible not with certainly practicable” on to have right, appeal, has a reviewable the defendant revoca assigned to the original sentencing judge or “as practicable” “whenever words proceedings. tion and cases, of a relative according to our “are practicable,” less character, controlled more or to be dependent case, no means furnish circumstances v. 73 Somerset County, and fixed rule.” definite Lankford Selinger 1017, (1890). v. 105, 113-114, 20 A. 1019 See Md. 817, A.2d Md. 298 Maryland, Governor of 1111, 922, L.Ed.2d denied, 819, 409 U.S. S.Ct. cert. 341, Broersma, 325, (1972); v. Robey also, Travelers Ins. Co., v. e.g., Young 827, See Cir.1941) (5th “are words (they 119 F.2d They roomy are words. import. They definite precise and in their nature free are play. They for more or less provide facts particular to the subject impact ... ambulatory Petition cases”); 329 Mass. Gally, particular Ins. Co. Transamerica (1952); 107 N.E.2d They Parrott, (Tenn.App.1975). 312-313 531 S.W.2d if Rule employed which would be are not words obviously right specific to confer a manifestly intended were his ease. hear particular judge to have a upon the defendant *13 The Court of Special Appeals correctly indicated the phrase “whenever practicable” is flexible and de pends upon the particular circumstances pertinent to the case.6 Peterson v. 73 Md.App. A.2d at 1357. What the intermediate appellate court over looked, however, is that the relevant circumstances include more scope than the original order designating Judge court, Resnick to sit on the circuit Judge Resnick’s normal geographical proximity to the circuit location, court Judge Resnick’s view of his availability preside at the probation revocation hearing. The circumstances include upon effect the judicial assignment system of the Cir cuit Court for Baltimore City, the judicial assignment sys Court, tem of the District and intercourt assignments of judges under orders of the Chiéf Judge of the Court of Appeals.7 present case, the relevant circumstances also include the impact upon Judge Resnick’s dockets and of the business court or courts to which he is presently assigned. More generally, there must be considered the systemic substantial problems which arise when judges must from move court to court and from geographical case, particular course, 6. The circumstances of the must be viewed light policy in sentencing judge of the favoring original embodied in Rule presiding judge as the at the revocation hearing. policy absolute, particularly strong, This although original sentencing judge when the wishes to the notes on the record that he or she preside Such action underscores sentencing judge’s particular concern for the defendant and the probation. effectiveness of the previously 7. We have complex discussed in detail the and intricate judicial assignment, nature of v. scheduling systems. and case See State Frazier, 470 A.2d 1269 Presumably, Special Appeals under the Court of opinion in this case, by presiding judge a determination at a hearing, "practicable” original that it is sentencing judge for the hearing, assignment conduct the overrides judges pursuant orders the circuit county administrative assign- to Rule overrides Judge ment orders the Chief judges and administrative of the (1974, pursuant District Court Repl.Vol.), to Code §§ 1-605 and Article, 1-607 Proceedings of the Courts and Judicial and overrides assignment orders of Appeals pursuant the Chief of the Court of IV, 18(b), to Art. § Constitution. *14 a distance that sometimes be at considerable may locations probation hearing in revocation is to from the court which Furthermore, Appeals’ the of Special held. under be at every presiding judge in almost case where the opinion, finds it is probation hearing practicable the revocation that sentencing original preside, postponement for the This hearing required. of the will be “circumstance,” postpone- and the effect of a multitude of witnesses, the the the administration of upon parties, ments must all considered. public, the and the judiciary, sum, In include the various generally the circumstances complex separate the administration of two trial facets of in particular locality and statewide. systems, court both 4-346(c), part meaning of Rule this is the context meaning It is a practicable.” of the words “whenever Special Appeals’ the Court of view that at odds with totally 4-346(e) the right upon third sentence of Rule confers a hear his particular judge defendant to have a assignment in this case judicial case and that the right. violated defendant’s 4-846(c)’s third sentence set of Rule was history Appeals’ opinion, in of Special

forth detail the Court 464-466, State, Md.App. at supra, Peterson v. repeat shall not here. history

at and we however, shows, practica- that the “whenever history was more flexi- language ultimately adopted purposely ble” prac- than alternates.8 The “whenever proposed ble several intended to foster the language specifically ticable” Appeals rejected originally the Court of 8. The Rules Committee of rule, hearing proposed simply which stated: "The should be held State, Md.App. sentencing judge.” supra, Peterson v. rejected proposed language saying The Committee also A.2d at 1355. sentencing judge preside he "has been removed that the should unless office, resigned, incapacitated has or or is otherwise ... from died sentencing judge should be held that "the [revocation] deceased”; providing and that the trial he is not disabled compelling specific preside reasons in a case should "unless there are Md.App. provide otherwise.” Peterson v. at 465- 466, 534 A.2d at 1356. policy of assigning the original judge to the probation revocation hearing, while the same time allowing flexibili- in ty assignment of judges. It is entirely accord with the settled principle that judicial assignment rules do not grant rights enforceable to litigants.

Finally, our determination that the third sentence of Rule 4-346(c) does not confer rights enforceable upon individual litigants, neither minimizes the important policy underlying provision nor results in an absence of sanctions when policy ignored. There are several statutes and rules of judicial which, procedure violated, if do not carry sanc *15 tions operating as a benefit or detriment particular litigants. The appropriate sanctions for violating these rules are normally ones of judicial internal administration. See, W., In re e.g., 99, Keith 310 Md. 107-109, 35, 527 A.2d (1987); 40 State v. One Davidson, 1980 Harley 303 Md. 154, 160-162, 896, 492 A.2d (1985); 899 State, Farinholt v. 32, 40-41, 299 Md. 452, (1984); A.2d In re Dewayne H., Md. 430 A.2d (1981); 79-80 State Hicks, 310, 335, (1979). If, in a particular locality, policy of Rule is ignored, we are confident that the situation will be remedied by appro priate administrative action.

JUDGMENT OF THE COURT OF SPECIAL APPEALS VACATED. CASE REMANDED TO THAT COURT WITH DIRECTIONS TO VACATE THE APRIL JUDG- MENT OF THE CIRCUIT COURT FOR BALTIMORE CITY. COSTS IN THIS COURT AND IN THE COURT OF SPECIAL APPEALS TO BE EVENLY DIVIDED.

ADKINS, J., concurs and files an in opinion which McAULIFFE, JJ., COLE and join.

ADKINS, Judge, concurring.

The Court correctly holds that moot; this case is there- fore, I concur in the Court’s judgment. I also agree that this is one of those rare situations where the Court should express its views on the merits of a moot case. I But or the majority of either the agree with the views cannot third sentence of concerning Special Appeals 4-846(c). that a requires probation third sentence That whenev- sentencing judge held “hearing shall be before litigant ordi- reasons that a majority The practicable.” er her case heard before a right to have his or has no narily therefore, relating assign- to the rules judge; particular rights enforceable ordinarily do not confer ment of judges concludes that majority further litigants. upon 4-346(c)’s third sentence of Rule language history intended to provision that the contention preclude any to a revo- rights upon party confer enforceable the objec- I a different view of quite have cation sentence, and, achieved this third sought to be tive therefore, effect. of its important is an provision premise underlying sentencing judge, notion that the It is the

policy concept. knowledge of the facts as greater his both presumably with on the they case and bear underlying relate to the as they defendant, shap an informed discretion can best exercise if has been violated. See Smith v. ing a sanction (Wyo.1979) (quoted P.2d Peterson *16 1353, 1359-1360). Md.App. 73 Standing on concept That moved the Committee likely when, Procedure in its Fifty-third Rules of Practice and precursor Rule the of Rule 4-846. Report, proposed Jan.1976). (7 pertinent The section of the Md.Reg. rule read: proposed of on Conditions. Hearing

C. Violations Attorney upon of the State’s or its Upon the motion motion, hearing hold a to determine may the court own has violated. condition of been whether each violation of conditions The motion shall state sufficiently on the defendant and shall be served charged him opportuni- a reasonable hearing permit before the to ty charges. to rebut the should held hearing be the sentencing judge. [Emphasis supplied.] The final in sentence this draft is hortatory cast rather terms, than mandatory clearly but strong- embodies policy ly favoring use of the sentencing at the revocation hearing.1

The proposal produced some concerns the part the then State Court Administrator and judges, several a num- whom ber of urged more flexibility should be into built Bloom, the rule. for the of Special Appeals, history recounts that with accuracy clarity, and and like the I Peterson, majority, find no need repeat to it here. Md.App. 534 A.2d at upshot 1355-1356. The 775c, was that Rule as eventually proposed by the Commit- Court, tee adopted by this effective 1 July (16 Md.Reg. 1977), Feb. contained a final sentence virtu- penultimate identical to ally 4-346(c): sentence hearing “The is to be practicable held whenever sentencing judge.” Md.Reg. at 255. “legislative”

This history yields clear result. The policy having sentencing judge preside at the revocation is favored, fundamental is although it absolute. Considerations practicality come into play when, for reason, some substantial it is not feasible sentencing appear to I am not persuaded that this important policy may freely be disregarded vastly applied different fashions in differ- ent parts The rule is State. a State-wide rule and clearly applied should be with reasonable uniformity throughout to Maryland, subject whatever minor variations may required by be the phrase practicable.” “whenever Thus, I see no litigant reason awhy should not able to raise improper application of the rule in a particular analogous case. situation is litigant’s ability improper application 4-271(a) (the raise the of Rule 180-day Proposed (7 1. *17 Md.Reg. M.D.R. Rule 775 was like tenor. 3 36 Jan.1976). rule) rale that is intended in large part not to confer —a rights upon criminal defendants to insure that but criminal in justice system public works interest See, cases e.g., processing expedition. with reasonable Brown, v. Md. State (1986); Frazier, 422, 456-457, State A.2d therefore, question, controlling becomes how the provisions of Rule are to be This applied. should in recognizes be done that reflected in way policy rale, but to the contrary Special view I Appeals, do not believe that mandates a policy case-by- case determination of is “practicable.” what And contrary to the view of the I do not think that majority, determina- relegated tion should be to the discretion of unreviewable administrative judges.

Among “practicable” the definitions of are “feasible” and “capable being put practice, ... into with the available means.” The Random Dictionary House the English Language 1987). (unabridged might 2d ed. And it Judge have been feasible for Hammerman to make a tele- phone Judge call to check into Resnick’s at the availability Peterson, See hearing. time of the revocation 73 Md.App. sense, might at 534 A.2d at 1359. one have feasible, Judge time, had Resniek free been been at him in to come from a District Court Baltimore City location to the circuit court in the same in city, preside order to note, I as did the Court of Special Appeals, assignment Resnick’s earlier order of to the circuit court included the to handle unfinished authority Id. business such as that involved this case.

A.2d at 1358-59. But under the feasibility practicability rule perspective larger must be viewed from a than that framed the facts of this case.

Practicability light systemic must be considered considerations, including the need to cases in the move parties public, interests of both the and the and the need to *18 limit, can, to the extent we in growing backlogs our courts.2 short, frequent of judges movement from court to court in preside probation order to at hearings revocation is not always practicable because of the potentially adverse ef- dockets, parties cases, fects in other and court adminis- hand, tration. On the other is an important statement, procedural and its very terms demonstrate that mere should trivial inconvenience not allowed to be frus- in policy trate the favor of the sentencing judge presiding at a hearing. rule, In construing applying revocation and must conflicting we balance these concerns. For purposes 4-346(c), per of Rule se rule as to practicability would best serve the of the policy rule the sometimes competing our judicial interests of those system, adjudicate who within it, and those litigate who within it. sentencing

When the is a of the judge judge judicial sentencing conducted, circuit which the was practica- is judge ble for that to preside revocation hearing, bench, unless the is no judge longer on or is for protracted unavailable reasons such as illness or disabil- notes, ity.3 As the there majority is considerable intracir- cuit mobility judges circuit court to pursuant Rule 1202 b. Since each circuit is administered by a circuit adminis- c, it judge, trative Rule 1200 ordinarily is feasible to ar- 228,079 beginning example, 2. At the of Fiscal for cases were 250,694 pending figure circuit courts. The had increased to year. Report the end the fiscal Judiciary Annual 48. 1987-1988 follows, sentencing judge 3. In the discussion that I assume that the is (z.e., retired, judge resigned, still an or active that he she has neither died) hearing. nor of the as date of the revocation While certain judges may temporary assign- former ment to active recalled service for IV, pursuant provisions to the of Art. of the § 3A Constitution Article, Proceedings 1-302 Courts and Judicial § the ad- problems per impractica- ministrative and fiscal involved render it se imposed preside ble to a former recall who sentence to at a probation hearing. revocation not, sentencing judge I further assume that the the time of the hearing, subject protracted disability ato illness or delay unduly would nature that the revocation assignments intracircuit range adminis- complex not the more

hearings. require This does inevitable, although (and the activity possible, trative assignments are travel) when intercircuit longer involved from one court must be moved required judges when another, ie., circuit court. District Court to level of the rule is Furthermore, practicability requirement visiting sentencing judge4 when the satisfied court, who, sentencing when assigned temporarily *19 hearing is proceeding of the revocation assignment the date, scheduled to be again is once specific for a made court for the date in that same sitting specific on that Under these circum- hearing general matters. purpose indistinguishable is visiting judge functionally the stances is to sentencing of the court and be judge a resident from one, 4-346(c) purposes. he for Rule though as were treated view, under the rule per practicable it is se my Finally, hear- at the revocation sentencing judge preside to for the although falling within sentencing judge, ing when above, at the time of categories mentioned neither of the or she to on the record that he wishes sentencing notes and, to when contacted preside date, wish and has the reaffirms that specific on a preside preside. so to judge of that administrative approval judge’s sentencing special judge’s emphasizes a notation Such interest in the particular and probationer for the concern It indicates an program. probationary of the effectiveness effectuate the monitor desire to ongoing time of judge at the goals envisioned probationary interest has been mani- specific such a sentencing. When reaffirmed, presence of the importance fested hearing outweighs at the revocation sentencing judge involved, and the difficulty may the administrative judge the circuit in which By "visiting judge” I from outside mean 4. than sentencing from a court level other court is located or one sentencing court. that of the approval of the appropriate administrative judge further indicates feasibility procedure.5 this cases, all other I would deem it per se impracticable sentencing recall the judge preside at the revocation hearing. procedure I designed visualize is to avoid substantial

administrative disruption within the Maryland system. court time, At the same it supports the fundamental policy 4-346(c). In the many cases in which the sentencing judge is a judge court where the sentence involving probation is imposed, and resident in the county which occurs, the sentencing that judge ordinarily will handle a If the sentencing out of his or her county residence, but within his or her judicial circuit, occur, the same result will as it will when a visiting judge is back at the host court at the time of sentencing and when the sentencing indicates, record, on the that he or she wishes to return for a probation revocation hearing. Under these principles, it is likely that the sentencing judge preside will revocation in a substantial num- of, most, cases, ber if hot thus effectuating the policy of the rule Statewide.6

Judges COLE and McAULIFFE have authorized me to state that they concur with the views expressed herein. Obviously, sentencing judge 5. longer if the duty judge is no an active hearing, the time of the revocation is then disabled a factor illness, protracted such as may preside another at the revocation agree 6. I am majority inclined to with the reading that a careful thoughtful analysis Article and a purpose § of its will show that the statute and rule are not in conflict. See 315 Md. at 79 n. conflict, rule, 553 A.2d at 675 n. 2. If there as the more recently promulgated, Co., prevail. Hensley will v. Bethesda Metal 556, 561-562, (1963); Md. 188 A.2d County 292-293 see also Fed. L., 246, 252-253, Equitable S. & L. v. S. & 261 Md. (1971). Not before the Court in this relationship case is the between 643A(d), relationship 643A(d) § 642 and or the § between and Rule § 4-346(c) regarding probation hearings revocation of in the District — Court.

Case Details

Case Name: State v. Peterson
Court Name: Court of Appeals of Maryland
Date Published: Feb 27, 1989
Citation: 553 A.2d 672
Docket Number: 20, September Term, 1988
Court Abbreviation: Md.
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