724 N.E.2d 841 | Ohio Ct. App. | 1998
Lead Opinion
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[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *180 Defendant-appellant, Alex Penland, has taken the instant appeal from the judgment of conviction entered upon jury verdicts of guilty of carrying a concealed weapon and having a weapon while under a disability. The appellant presents on appeal five assignments of error. Finding no error in the proceedings below prejudicial to the appellant, we affirm the judgment of the trial court.
The charges against the appellant arose in connection with the events of December 31, 1996. On that date, at approximately 9:30 p.m., Cincinnati Police Officer Steve Pickens was on uniformed patrol in a marked cruiser, when he was dispatched to an address in Cincinnati's west end to investigate a report that a man had discharged a firearm into the air. The dispatch provided a description of the man, including his height, weight, race, and distinctive attire. When Officer Pickens arrived at the address given, he found no one there.
Twenty minutes later, Officer Pickens returned to the address provided in the dispatch. There, the officer saw the appellant, who matched the dispatch's description of the suspect. The officer approached the appellant and expressed a "need to talk to" him. At this, the appellant "turned * * *, grabbed at [the] waistband [of his trousers] and ran * * *." Officer Pickens pursued the appellant on foot and observed the appellant withdraw a handgun from the waistband of his trousers. The officer transmitted that fact over his shoulder-mounted radio, along with a physical description of the appellant, the direction of the pursuit, and a request for assistance. Officer Pickens drew his own weapon, ordered the appellant to drop his gun, and observed as the appellant, while in flight, first threw the gun into the shrubbery in front of a YMCA building and. then cast away several objects that he had pulled from the pocket of his trousers. The appellant then stopped running, and Officer Pickens placed him under arrest.
With the help of the police officers who had responded to his call for assistance, Officer Pickens recovered from the shrubbery fronting the YMCA a cocked nine-millimeter semiautomatic handgun containing one chambered round and two additional rounds of ammunition. A subsequent test-fire of the gun showed it to *181 be operable. Officer Pickens also recovered two additional rounds of nine-millimeter ammunition from an area adjacent to the site of the arrest, where the officer had seen the appellant discard the contents of his pocket.
Officer Pickens testified at trial that when he asked the appellant why he had fled, the appellant cited his fear that the officer would discover marijuana that he had concealed on his person. The appellant offered at trial his own testimony in support of this theory of defense. In his testimony, the appellant denied possessing or firing a gun that night. He asserted that his flight was prompted instead by his fear that Officer Pickens would discover the marijuana concealed in his right-hand coat pocket. He stated that, as he ran, he withdrew the marijuana from his pocket and threw it to the ground. However, except to question the diligence and honesty of the arresting and assisting police officers, the appellant could not explain why a search by the police that night, retracing the path of the foot pursuit, revealed no such contraband.
Officer Pickens, while pursuing the appellant, contemporaneously transmitted over his radio a physical description of the appellant, the direction of the pursuit, his observation of a gun in the appellant's right hand, his observation of the appellant's disposal of the gun in the shrubbery next to the YMCA, and his apprehension of the appellant a short distance away. Over defense counsel's objection, the trial court permitted the state to play for the jury, during the direct examination of Officer Pickens, an audiotape of the officer's radio transmission. At the close of the state's case-in-chief, however, the court declined to admit the audiotape into evidence, on the ground that the jurors might unduly emphasize it in their deliberations.
The appellant argues on appeal, as defense counsel asserted below, that the statements contained in the audiotape constituted inadmissible hearsay. The state contends, to the contrary, that Evid.R. 801(D)(1)(b) operated to exempt the recorded statements from the hearsay definition, because the statements were offered to rebut the defense's implicit charge that Officer Pickens's version of the events in question was a recent fabrication. We find neither argument persuasive.
The appellant was charged with carrying a concealed weapon and having a weapon while under a disability. The taped statements were probative of the issue of whether the appellant had in his possession the handgun that Officer *182 Pickens recovered from the YMCA shrubbery. The statements were thus relevant to the charged offenses. See Evid.R. 401.
The out-of-court statements embraced in the audiotape were offered by the state to prove the truth of the matters therein asserted. They, therefore, constituted hearsay as defined under Evid.R. 801(C) and, as such, were subject to the hearsay rule set forth in Evid.R. 802.
Evid.R. 801(D)(1)(b) excepts from the definition of hearsay an out-of-court statement of a witness that is "consistent with his [trial] testimony and is offered to rebut an express or implied charge against him of recent fabrication or improper influence or motive." Defense counsel, in his opening statement, proposed to present at trial "some discussion and some documents about the amount of money that [the appellant] had on his person when he was arrested and turned into the [Hamilton County] Justice Center." This, counsel asserted, would aid the jury in assessing Officer Pickens's truthfulness and credibility. The state then called Officer Pickens as its first witness and, on direct examination of the officer, presented evidence that the appellant had in his possession $700 in cash when he was arrested, but only $600 when he was processed at the Justice Center. When asked to explain the $100 discrepancy, Officer Pickens denied that he had stolen the missing money and could only speculate that he had miscounted the cash found on the appellant at the time of his arrest. The state then, at the end of Officer Pickens's direct examination, successfully argued that the audiotape should be played for the jury to "rebut [defense counsel's] allegations of fabrications."
Under these circumstances, the audiotape cannot be said to have been offered in rebuttal to an implicit or express charge by the defense that Officer Pickens's version of the events in question was a recent fabrication. The import of defense counsel's allusion in his opening remarks to the $100 discrepancy was vague at best, and did not become apparent until the state, in a valid effort to defuse the matter, introduced it on direct examination of Officer Pickens. Defense counsel, in his opening statement did not, as he could not, present evidence, and the defense, by virtue of defense counsel's opening remarks, did not assume an obligation to offer evidence challenging Officer Pickens's veracity. Defense counsel did, in fact, pursue the matter of the $100 discrepancy in his cross-examination of Officer Pickens and in his direct examination of defense witnesses. However, counsel did not do so until after the state itself had, on direct examination of Officer Pickens, raised the spectre of the officer's dishonesty and then vanquished it with his recorded out-of-court statements. In the absence of an implicit or express charge by the defense of "recent fabrication" as contemplated by Evid.R. 801(D)(1)(b), the rule did not operate to exempt Officer Pickens's recorded statements from the definition of hearsay. See Statev. *183 Abdur — Rahman (Oct. 23, 1996), Hamilton App. No. C-950942,
The statements embraced in the audiotape were, however, admissible at trial under the Evid.R. 803(1) exception to the hearsay rule. Evid.R. 803(1) provides a hearsay exception for an out-of-court statement "describing or explaining an event or condition," if the statement was made contemporaneously with or immediately after the declarant perceived the event or condition, unless the circumstances under which the statement was made suggest a lack of trustworthiness. Officer Pickens, while pursuing the appellant, transmitted over his radio a description of the appellant, the appellant's possession and disposal of the gun, and his apprehension. Each of the taped statements from that radio transmission described an event or condition perceived by the officer, either as he perceived it or immediately thereafter. The circumstances surrounding the officer's transmission of the statements, especially the perilous nature of the officer's pursuit of the appellant, supply sufficient indicia of the statements' trustworthiness. We, therefore, conclude that the statements were admissible at trial under Evid.R. 803(1).
This conclusion does not, however, end our inquiry. The statements in the audiotape conveyed essentially the same information conveyed by Officer Pickens in his testimony at trial. Thus, the statements, while admissible under Evid.R.803(1), were susceptible to a challenge under Evid.R. 403(B) on the ground that they were needlessly cumulative. We conclude, however, that the trial court did not abuse the discretion conferred under Evid.R. 403(B) by admitting the statements, when their "probative value" cannot be said to have been "substantially outweighed by [the] consideration of * * * [the] needless presentation of cumulative evidence." See State v. Campbell (1994),
Upon, our determination that the statements contained in the audiotape were admissible under the Evid.R. 803(1) exception to the hearsay rule, we hold that the trial court did not err by permitting the state to play the audiotape at trial. We, therefore, overrule the first assignment of error.
Crim.R. 16(B)(1)(a)(ii) requires the state, in response to a criminal defendant's discovery demand, to prepare and to provide to the defendant a written summary of "any oral statement * * * made by the defendant * * * to * * * any law enforcement officer[,]" if the statement is "available to, or within the possession, custody, or control of the state" and the statement's "existence * * * is known or by the exercise of due diligence may become known to the prosecuting attorney * * *." See State v.Bidinost (1994),
Implicit in the appellant's statement, as it was phrased, is the appellant's admission that he had possessed the handgun, but that he did not believe that Officer Pickens had seen it in his possession. The state's failure to adduce testimony to such an incriminating statement on direct examination of Officer Pickens suggests that the assistant prosecutor was unaware of the statement. Nevertheless, the Ohio Supreme Court has recognized that "[t]he police are part of the state and its prosecutorial machinery" and has thus held that a police officer's knowledge of a defendant's statement must, for purposes of discovery, be imputed to the state. State v. Wiles (1991),
Crim.R. 16(E)(3) vests the trial court with the discretion to prescribe an appropriate sanction for a Crim.R. 16 discovery violation. The rule authorizes the court to "order [the nondisclosing] party to permit the discovery or inspection, [to] grant a continuance, or [to] prohibit the party from introducing in evidence the material not disclosed, or * * * [to] make such other order as it deems just under the circumstances." A trial court's admission of undisclosed evidence that is discoverable under Crim.R. 16 does not constitute an abuse of the discretion conferred under Crim.R. 16(E)(3), "unless the record shows that the prosecutor's discovery violation was willful, that foreknowledge [of the undisclosed evidence] would have benefited the accused in preparing his defense, or that the accused was unfairly prejudiced" by the admission of the statement. State v. Otte (1996),
In the proceedings below, defense counsel requested sanctions in the form of either the declaration of a mistrial or the exclusion of the undisclosed evidence. On the record before us, we are unable to conclude that the trial court abused its discretion when it denied the appellant's motion for a mistrial and admitted into evidence Officer Pickens's testimony to the appellant's oral statement.
A sanction imposed under Crim.R. 16(E)(3) for a discovery violation must be the least severe sanction that yet serves the purpose of the rules of discovery. Lakewood v. Papadelis (1987),
Crim.R. 16(B)(1)(c) requires the state to disclose, in response to a criminal defendant's discovery demand, "photographs * * * available to or within the possession, custody or control of the state," if the photographs are "intended for use by the prosecuting attorney as evidence at the trial." The state introduced the matter of the appellant's intoxication on direct examination of Officer Pickens and pursued the matter in its cross-examination of the appellant, through questioning and the introduction of the photographs. The record thus suggests that the state intended to use the photographs at trial. Accordingly, Crim.R. 16(B)(1)(c) required the state to provide the photographs in response to the appellant's discovery demand. The failure to do so rendered the state subject to Crim.R. 16(E)(3) sanctions.
Defense counsel failed, however, to bring the discovery violation to the trial court's attention. The appellant thus waived any error arising from the court's failure to impose an appropriate sanction, unless the failure to impose a sanction can be said to rise to the level of plain error. See Crim.R. 52(B).
An error "does not constitute a plain error * * * unless, but for the error, the outcome of the trial clearly would have been otherwise." Statev. Long (1978),
Based upon our inspection of the photographs, we cannot say that the trial court erred in its implicit determination that the photographs were probative of the appellant's state of intoxication. The appellant's intoxication at the time of the offense was not, however, an element of either the offense of carrying a concealed weapon or the offense of having a weapon while under a disability. The issue of intoxication was thus collateral to the issues presented by the charged offenses. The challenged photographs were relevant to the, collateral issue of intoxication, but not to the issues presented by the charged offenses. The photographs were, therefore, inadmissible to prove the appellant's guilt of the charged offenses. See Evid.R. 401 and 402.
We find the state's prevailing argument below, that the photographs were admissible for the alternative purpose of impeaching the appellant's testimony on the issue of intoxication, unpersuasive. See State v. Boggs
(1992),
Evid.R. 404(B) precludes the admission of "evidence of other * * * acts * * * to prove the character of a person in order to show that he acted in conformity therewith" and then supplies a nonexhaustive list of exceptions to the rule, providing that "evidence of other * * * acts * * * may * * * be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity or absence of mistake or accident." R.C.
"In any criminal case in which the defendant's motive or intent, the absence of mistake or accident on his part, or the defendant's scheme, plan, or system in doing an act is material, any acts of the defendant which tend to show his motive or intent, the absence of mistake or, accident on his part, or the defendant's scheme, plan, or system in doing the act in question may be proved, whether they are contemporaneous with or prior or subsequent thereto, notwithstanding that such proof may show or tend to show the commission of another crime by the defendant."
Evid.R. 404(B) and R.C.
Evidence of the appellant's intoxication, in the form of Officer Pickens's testimony, the appellant's testimony on cross-examination, and the photographs depicting the appellant's appearance, was not probative of, and thus was not admissible to prove, any of the matters enumerated under Evid.R. 404(B) or R.C.
The defense, had it known that the state intended to offer the photographs into evidence at trial, could have anticipated and, by a pretrial motion in limine (followed by a timely objection at trial), precluded any inquiry into the inadmissible issue of the appellant's intoxication. The record, therefore, conclusively demonstrates that foreknowledge of the state's intention to use the photographs at trial would have benefited the appellant in preparing his defense. We further conclude that, under these circumstances, the only appropriate sanction for the state's failure to disclose the photographs in discovery would have been their exclusion from evidence at trial.
Finding no error prejudicial to the appellant in the admission of either the challenged testimony or the photographs, we overrule the second assignment of error.
The appellant cites, in support of this challenge, the state's failure to disclose in discovery his statement to Officer Pickens, the assistant prosecutor's use of the recorded radio transmission to "bolster" the officer's testimony, and the assistant prosecutor's remark in closing argument on the audacity of defense counsel's challenge to the officer's trustworthiness. As we determined supra, the first two of these alleged instances of misconduct involved no demonstrable prejudice to the appellant. In the third instance, the trial court in effect sustained defense counsel's objection to the remark when it admonished the assistant prosecutor to confine his remarks to the evidence. On the record before us, we are unable to conclude that these alleged instances of prosecutorial misconduct, either separately or together, deprived the appellant of a fair trial.
The appellant also assails the state's failure to disclose in discovery the photographs of him taken at police headquarters; the assistant prosecutor's attempt, on direct examination of Officer Pickens, to impugn defense counsel's motive in questioning the officer regarding the $100 discrepancy; the assistant prosecutor's misrepresentation of the facts in his argument opposing a finding of a discovery violation and in his closing argument; and remarks by the assistant prosecutor in his closing argument allegedly offering his personal opinion on the case and on the appellant's guilt, disparaging the appellant's invocation of his right to a jury trial, denigrating defense counsel and the defense's trial strategy, and vouching for Officer Pickens's credibility. Defense counsel offered no *191
objection to these alleged instances of prosecutorial misconduct. The appellant is thus precluded from predicating error on these alleged improprieties, unless they rise to the level of plain error. See Crim.R. 52(B); State v. Slagle (1992),
The Ohio Supreme Court in State v. Lytle (1976),
"First, there must be a determination as to whether there has been a substantial violation of any of defense counsel's essential duties to his client. Next, and analytically separate from the question of whether the defendant's Sixth Amendment rights were violated, there must be a determination as to whether the defense was prejudiced by counsel's ineffectiveness." Id. at 396-397,
Trial counsel's performance will not be deemed ineffective unless the defendant shows that "counsel's representation fell below an objective standard of reasonableness," id., and that "there exists a reasonable probability that, were it not for counsel's errors, the result of the trial would have been different." Bradley at 143,
The appellant contends that his trial counsel violated essential duties by failing to object to Officer Pickens's testimony about statements barred by the hearsay rule and about statements not provided in discovery; by failing to object to the admission of the photographs on the ground that they were not provided in discovery, to the assistant prosecutor's misrepresentations of the facts to the trial court and to the jury, and to improper aspects of the state's closing argument; by failing to request a sidebar conference to object when the trial court's questioning of Officer Pickens supplied the only evidence on the element of the handgun's concealment; and by derisively commenting on his client during a subsequent sidebar conference. *192
We are unable to conclude that the appellant was prejudiced by defense counsel's performance at trial, when our examination of the record of the proceedings below does not disclose a reasonable probability that, but for counsel's performance, the result of the trial would have been different. See Bradley, supra. We, therefore, overrule the fourth assignment of error.
Evid. R. 608(B) provides:
"Specific instances of the conduct of a witness, for the purpose of attacking or supporting the witness's character for truthfulness may, * * * in the discretion of the court, if clearly probative of truthfulness or untruthfulness, be inquired into on cross-examination of the witness (1) concerning the witness's character for truthfulness or untruthfulness * * *."
The appellant has failed to specify, and we are unable to discern, any matter in Officer Pickens's personnel file that might be probative of the officer's character for truthfulness or untruthfulness. We are, therefore, unable to conclude that the trial court, in limiting defense counsel's cross-examination of Officer Pickens, abused its discretion. See State v. Clark (Aug. 14, 1991), Hamilton App. Nos. C-900245 and C-900246, unreported,
Finding no error in the proceedings below prejudicial to the appellant, we affirm the judgment of the trial court.
Judgment affirmed.
MARIANNA BROWN BETTMAN, P.J., concurs.
PAINTER, J., concurs in judgment only.
RAYMOND E. SHANNON, J., retired, from the First Appellate District, sitting by assignment.
Concurrence Opinion
I agree with the majority's conclusion that the audiotape of Officer Pickens's radio transmission on December 31, 1996 was an admissible exception to hearsay under Evid.R. 803(1). The tape is a play-by-play recording of Officer Pickens's *193 pursuit of Penland. In my mind, that fact is conclusive as to the trustworthiness of the tape. An officer chasing an armed suspect does not lie. The tape represents a clear example of a "present sense impression" under Evid.R. 803(1).
I also agree with the majority's analysis that the prosecution violated its duty to disclose Penland's statement regarding his possession of the gun. And I agree that the record discloses that the prosecution's violation was not intentional. As the majority correctly notes, there was no prejudice to Penland here. So, on this record, considering the overwhelming evidence, I concur in the affirmance.
But we must remember that one major purpose of disclosing statements is to prevent their ad hoc manufacture at trial. See State v. Moore (1988),
Like its treatment of the statement, the prosecution did not disclose the photographs of Penland. The above comments apply equally to the photographs. The majority holds that the failure to disclose the photographs was a willful violation of discovery by the prosecution and that their admission was an abuse of the trial court's discretion because the photos were violative of the "other-acts" prohibition of Evid.R. 404(B). That being the case, if I agreed that the photos were inadmissible, I would reverse. But I do not agree with the majority that the photos were inadmissible.
Where I differ with the majority's analysis is that I believe that the photographs were admissible and that the trial judge surely did not abuse his discretion by admitting them. While I believe that the improper use of so-called "other-acts" evidence is rampant in this county, I do not think the rule was violated here. The photographic evidence of Penland's alleged intoxication on the night of the offense was not forbidden other-acts evidence. Rather, the evidence was properly used to impeach Penland's credibility. Evid.R. 607. First, Penland took the stand and testified to the evening's events. Whether he was intoxicated at the time was surely relevant to both his perception of the events and his memory of them. See Johnson v. Knipp (1973),