2006 Ohio 5542 | Ohio Ct. App. | 2006
Lead Opinion
{¶ 2} In February, 2002, appellant was indicted by the Muskingum County Grand Jury on one count of burglary, one count of theft, and one count of receiving stolen property. On October 25, 2002, appellant was arrested on these charges. He pled not guilty, and the matter proceeded to a jury trial on January 7, 2003.
{¶ 3} The jury returned guilty verdicts as to each count as charged in the indictment. On February 24, 2003, subsequent to receipt of a pre-sentence investigation, the trial court sentenced appellant to a term of four years incarceration on Count One, one year on Count Two and eight months on Count Three. Counts One and Two were ordered to be served concurrent to each other but consecutive to Count Three for an aggregate sentence of four years and eight months.
{¶ 4} Appellant filed a direct appeal from his conviction and sentence. Upon review, we affirmed in part and reversed in part. The case was remanded to the trial court for re-sentencing in accordance with R.C.
{¶ 5} Upon remand, the trial court conducted a sentencing hearing on November 24, 2003. A judgment entry was issued on March 4, 2004. Appellant was sentenced to four years on Count One, eleven months on Count Two, and eleven months on Count Three, with all three sentences to be served concurrently.
{¶ 6} On April 2, 2004, appellant filed a notice of appeal, raising the following two Assignments of Error:
{¶ 7} "I. THE TRIAL COURT COMMITTED PREJUDICIAL REVERSABLE (SIC) ERROR IN IMPOSING MORE THAN THE MINIMUM SENTENCE UPON THE OFFENDER WHO HAS NOT SERVED A PRIOR PRISON TERM.
{¶ 8} "II. THE TRIAL COURT ERRED BY IMPOSING A NON-MINIMUM SENTENCE ON AN OFFENDER BASED ON FACTS NOT FOUND BY THE JURY NOR ADMITTED BY DEFENDANT-APPELLANT."
{¶ 9} This Court affirmed the trial court's decision. SeeState v. Paynter, Muskingum App. No. CT2003-0015,
{¶ 10} Appellant appealed to the Ohio Supreme Court. The Supreme Court reversed our decision and remanded the appellant's case for re-sentencing in accordance with State v. Foster
{¶ 11} Upon remand the trial court conducted a sentencing hearing on May 22, 2006. A Judgment Entry was filed on June 5, 2006. Appellant was sentenced to five (5) years on Count One, eighteen months on Count Two, and twelve (12) months on Count 3, with all three sentences to be served concurrently for an aggregate sentence of five (5) years.
{¶ 12} It is from this sentence appellant now appeals, assigning the following errors for review:
{¶ 13} "I. THE TRIAL COURT ERRED AND THE DEFENDANT/APPELLANT WAS DENIED HIS CONSTITUTIONAL RIGHTS WHEN THE TRIAL COURT IMPOSED AN ENHANCED SENTENCE AGAINST THE DEFENDANT/APPELLANT AFTER THE OHIO SUPREME COURT REVERSED AND REMANDED HIS CASE TO THE TRIAL COURT FOR RE-SENTENCING.
{¶ 14} "II. THE TRIAL COURT ERRED BY SENTENCING THE DEFENDANT/APPELLANT UNDER STATE V. FOSTER, VIOLATING THE DUE PROCESS AND EX POST FACTO CLAUSES OF THE UNITED STATES CONSTITUTION."
{¶ 16} In North Carolina v. Pearce (1969),
{¶ 17} Pearce permits a court to impose a higher sentence on remand, but simultaneously requires that court to give reasons based upon objective information concerning identifiable conduct on the part of the defendant,
{¶ 18} In Pearce, supra, the prosecution offered no evidence to justify the increased sentence of the defendant and made no effort to explain or justify the increased sentence. Likewise, in the case sub judice, the trial court imposed an enhanced sentence without providing any explanation for doing so. Although the trial court heard testimony from the probation officer the information conveyed was available to the court at the time of appellant's sentencing on February 24, 2003 and re-sentencing on March 4, 2004. "[T]he record must show more than that the judge simply articulated some reason for imposing a more severe sentence. The reason must have at least something to do with conduct or an event, other than the appeal, attributable in some way to the defendant." United States v. Rapal (9th Cir. 1998),
{¶ 19} Because due process compelled the trial court to affirmatively explain the increase in its sentence in order to overcome the Pearce presumption of vindictiveness, we find that the reasons given by the trial court fail to ensure that a non-vindictive rationale led to the second, higher sentence.States v. Jackson, supra,
{¶ 20} Appellant's first assignment of error is sustained.
{¶ 22} In Booker the United States Supreme Court issued two separate majority opinions. First, Justice Stevens wrote for the Court and held that the rule announced in Blakely v. Washington
(2004), 542 U.S. 296,
{¶ 23} In State v. Foster,
{¶ 24} However, the Ohio Supreme Court in Foster found that the offending provisions of the sentencing law are severable. The Court concluded that after severing those provisions judicial fact-finding is not required before a prison term can be imposed within the basic ranges of R.C.
{¶ 25} The Court in Foster provided the following instructions to the lower courts: "[t]hese cases and those pending on direct review must be remanded to trial courts for new sentencing hearings not inconsistent with this opinion".
{¶ 26} Appellant essentially asks this court to apply Justice Stevens' opinion in Booker retroactively, but refuse to apply Justice Breyer's opinion in Booker retroactively. UnitedStates v. Duncan (11th Cir. 2005),
{¶ 27} Specifically, he argues that, under Griffith v.Kentucky,
{¶ 28} Appellant essentially seeks the benefit of a state of law that never existed; he wants "a sentence that comports with the
{¶ 29} Article
{¶ 30} Appellant in the case at bar was subject to criminal prosecution for his conduct at the time the crimes were committed. Appellant therefore cannot complain of a lack of fair warning that his conduct could be treated as a criminal offense. See Weaver v. Graham,
{¶ 31} Retroactive changes in the measure of punishment are impermissibly ex post facto if they subject a defendant to a more severe sentence than was available at the time of the offense. See Lindsey v. Washington (1937),
{¶ 32} Appellant must show that applying the remedial severance and interpretation of Ohio's felony sentencing statutes as set forth in the Foster decision to his case actually "produce[d] a sufficient risk of increasing the measure of punishment attached to" his crime. California Dept. ofCorrections v. Morales (1995),
{¶ 33} In light of the fact that the trial judge in the case at bar did not sentence appellant to probation under the law as it existed at the time appellant was sentenced on February 24, 2003 and re-sentencing on March 4, 2004, it is apparent that appellant's argument must fail.
{¶ 34} R.C.
{¶ 35} "[I] f the court imposing a sentence upon an offender for a felony elects or is required to impose a prisonterm on the offender, the court shall impose the shortestprison term authorized for the offense pursuant to division (A) of this section [setting forth the basic ranges], unless one ormore of the following applies:
{¶ 36} "(1) The offender was serving a prison term at the time of the offense, or the offender previously had served a prison term.
{¶ 37} "(2) The court finds on the record that the shortest prison term will demean the seriousness of the offender's conduct or will not adequately protect the public from future crime by the offender or others." (Emphasis added.)
{¶ 38} As the Supreme Court of Ohio noted in Foster:
"[t]hus, Ohio has a presumptive minimum prison term that must be overcome by at least one of two judicial findings. For someone who has never been to prison before (not necessarily a first-time offender), the court must find that the shortest term will `demean the seriousness' of the crime or will inadequately protect the public; otherwise, the court must find that the offender has already been to prison to impose more than a minimum term". Foster,
{¶ 39} As previously noted appellant essentially seeks the benefit of a state of law that never existed. Appellant was never guaranteed that he would receive the minimum prison term. However, that is the result that the appellant would have this court mandate by retroactively applying the constitutional decision in Foster while refusing to apply the remedial holding of Foster.
{¶ 40} Appellant was aware at the time he committed the crimes that the court would engage in fact-finding in determining the appropriate sentence within the sentencing range to impose. In Foster the court noted: "[t]wo statutory sections apply as a general judicial guide for every sentencing. The first, R.C.
{¶ 41} Appellant does not have the right to a windfall sentence under an unconstitutional scheme, but only the right to a new sentencing proceeding under a constitutional one. Under the current remedy as set forth in Foster appellant was entitled to a new sentencing hearing, unencumbered by the presumptive term and unencumbered by the judicial fact-finding necessary to overcome the presumption. Nothing prohibited the trial judge from sentencing appellant to the minimum term for his offenses. By the same token the trial judge was not mandated by statute to make findings or to impose a sentence in excess of the minimum sentence. Appellant was not subjected to a higher sentence than the one originally imposed. We are not judicially increasing the range of appellant's sentence and retroactively applying a new statutory maximum to an earlier committed crime. As such, our holding does not disadvantage the appellant. State v. Natale
(2005),
{¶ 42} We conclude that retroactive application of the remedy in this case does not run afoul of the state or federal prohibitions against ex post facto laws. Id. Additionally, we would note that under the federal sentencing guidelines as applied in light of the Booker decision "defendant's due process [and ex post facto] argument has been justifiably rejected by the Courts of Appeals that have considered it. See,e.g., United States v. Lata,
{¶ 43} Accordingly, appellant's second assignment of error is overruled.
{¶ 44} The judgment of the Court of Common Pleas for Muskingum County is reversed, on the authority contained in Section
{¶ 45} For the foregoing reasons, the sentence is modified and the case remanded to the trial court for execution of the sentence.
By Gwin, P.J., and Boggins, J., concur; Edwards, J., concurs.
Concurrence Opinion
{¶ 46} I concur with the analysis and disposition of this case by the majority.
{¶ 47} I write separately to indicate that I limit my agreement with the analysis of the first assignment of error to the specific circumstances of this case.
{¶ 48} Prior to State v. Foster,
{¶ 49} In the case sub judice, the trial court, in sentencing the appellant pursuant to the statutes as they existed pre-Foster, sentenced the appellant to more than the minimum on each of the three offenses. Upon re-sentencing the appellant, after the Foster decision invalidated portions of the statutes on constitutional grounds, the trial court again sentenced the appellant to more than the minimum sentence but increased each of the sentences. But, this increase in the sentences can not be explained by the broader sentencing discretion the trial court had post-Foster. Striking portions of the statute in Foster
did not give the trial court anymore latitude in sentencing than it had pre-Foster as to sentences that are more than the minimum but less than the maximum.1 Therefore, I agree with the majority that any increase in appellant's sentence post-Foster must be explained "based upon objective information concerning identifiable conduct on the part of the defendant occurring after the time of original sentencing." North Carolinav. Pearce (1969),
{¶ 50} I reserve judgment at this point in time as to whether I would reach the same conclusion in a case in which an increase in sentence can be explained by the increase in discretion a trial court has in sentencing as a result of the portions of the sentencing statutes that were stricken in Foster.