STATE OF NEBRASKA, APPELLEE, V. RONALD G. PAYNE, APPELLANT
No. 42691
Supreme Court of Nebraska
February 12, 1980
289 N. W. 2d 173
Paul L. Douglas, Attorney General, and G. Roderic Anderson, for appellee.
BRODKEY, J.
Ronald G. Payne appeals to this court from his conviction by the jury of first degree murder of Franklin L. Bowersox, Jr., and from his sentence to life imprisonment following his conviction. He alleges as grounds for reversal (1) that the evidence is insufficient to sustain his conviction for first degree murder; (2) that the trial court erred in failing to sustain defendant‘s motion for a new trial; (3) that the trial court erred in failing to give defendant‘s requested instruction with reference to the testimony of persons granted immunity from prosecution for the same crime; and (4) that the court erred in failing to instruct on its own motion on the lesser-included offenses of murder in the second degree and manslaughter. We reverse and remand for a new trial.
Some of the evidence in this case is disputed while other evidence is undisputed. Likewise, while some of the evidence adduced at the trial was direct evidence, a considerable amount of the evidence was circumstantial in nature. Also, while the defendant himself did not testify in his trial, testimony as to certain admissions made by the defendant were testified to by other witnesses.
We first review the facts of this case as revealed
Ranslem testified he was awakened shortly before 7 the next morning, April 5, by a telephone call from Payne, who told him that he was looking for some books and wanted Ranslem to wake up Bowersox to see if they could find them. Ranslem yelled at Bowersox from the hallway of the trailer but received no response. He returned to the telephone and told Payne that Bowersox wouldn‘t get up. Ranslem then went back to bed but was again awakened approximately 15 minutes later, this time by someone pounding at the front door. He got up, went to the door, and found Payne outside. Payne was still looking for the books he had called about earlier. Ranslem let him in, and both of them began to search for the books. After looking through other parts of the trailer, Ranslem went down the hallway toward Bowersox’ bedroom, followed by Payne.
The body of Bowersox was examined by a pathologist, Dr. Jerry W. Jones. He testified that in his opinion Bowersox had died as a result of a gunshot wound to the head, the gun having been discharged from within 2 feet of his face. The bullet, which eventually lodged in Bowersox’ brain and was recovered by Dr. Jones, entered through the nose. He testified that the path of the bullet was in an upward direction from front to back and the bullet itself penetrated the front part of the skull. He testified that once a bullet has penetrated the skull itself it can ricochet and go from one aspect to another so the slug itself is just in the brain substance.
The weapon which fired the fatal bullet was never identified or found. A police investigator performed a nitrate swab test on the defendant Payne; and he understood the results were negative and did not indicate that Payne had fired a gun, although the offi-
Another witness for the State, Jimmy Price, testified that he and Bowersox had been good friends and had dealt in drugs together and, in fact, he had previously lived with Bowersox in the trailer in which Bowersox was living at the time he died. He was asked: “Q- Did you ever know of any problem between Ron Payne or ill feeling between Ron Payne and Franklin Bowersox? A- Yes. Q- Describe that for us, please? A- Well, he - Ron Payne told me that he was more or less upset with Frank and didn‘t want him around any more. Q- Do you know why that was? A- No, not for sure.” Price further testified that Ron Payne had called him on the telephone a few days before Bowersox’ body was found, during which conversation Payne told Price that he had taken from Bowersox’ trailer a record book of drug sales and some money which was kept in a box in the vent in the bedroom. Price testified that at that time he told Payne to “put them back, that Frank was going to find out and that he was going to get really mad.” He further testified that Payne called him again on the telephone at about 3 or 4 o‘clock in the morning on Monday, April 5, 1976, which was the morning that Bowersox’ body was found, and said, “it is done.” Price then asked Payne whether he had put the book back, but received no response. Price then asked Payne: “[I]s Frank [Bowersox] dead?” Payne answered: “Uh-huh.” Price then asked Payne: “[W]hat about Jerry [Ranslem]?” and Payne replied: “[H]e never stirred.” Price further testified as to the conclusion of the conversation at that time as follows: “The content of the
Price also testified that his (Price‘s) Arizona connection for the purchase of drugs was in Lincoln the day they found Bowersox’ body, but that Bowersox was not involved in the Arizona drug deal.
Special comment must be made with reference to the testimony given by the State‘s witness, Michael A. Fetters, of Des Moines, Iowa. He testified that Payne had moved into the apartment next to his in April 1978 and the two became friends. Fetters had given a statement to the Dodge County sheriff‘s department on January 23, 1979, with reference to certain conversations Payne had had with him with reference to the Bowersox matter; he also had given a deposition with reference thereto, in the presence of the attorneys for both the State and the defendant,
In any event, it appears that in his statement to the police and deposition, given prior to trial, Fetters had testified that Payne had talked to him about the Fremont matter and had told him that he had
The defendant was charged and convicted by the jury of the offense of murder in the first degree. The instructions of the court, after hearing the evidence outlined above, covered murder in the first degree only, and did not include murder in the second degree or manslaughter, which are lesser-included offenses under a murder in the first degree homicide charge. The statutes in effect at the time of the events involved in this case, which were prior to January 1, 1979, the effective date of the new Criminal Code, provided: “Whoever shall purposely and of deliberate and premeditated malice * * * kill another * * * shall be deemed guilty of murder in the first degree, * * *.”
Although there is more than circumstantial evidence present in this case, the law is well settled that a person charged with a crime may be convicted on circumstantial evidence only. State v. Meadows, 203 Neb. 197, 277 N. W. 2d 707 (1979); State v. Ohler, 178 Neb. 596, 134 N. W. 2d 265 (1965). We have also held that an essential element of a crime may be proved solely by circumstantial evidence. State v. Addison, 196 Neb. 768, 246 N. W. 2d 213 (1976). In this connection we have held that deliberation and premeditation in a first degree murder case may be proven circumstantially. State v. Beers, 201 Neb. 714, 271 N. W. 2d 842 (1978). In State v. Casper, 192 Neb. 120, 219 N. W. 2d 226 (1974), we held that in a prosecution for homicide the State may show by circumstantial evidence the cause of
We next consider the question of the test to be applied in determining the sufficiency of circumstantial evidence in a criminal prosecution. We have stated the rule in various ways. Our most frequent statement of the rule is that to justify a conviction on circumstantial evidence, it is necessary that the facts and circumstances essential to the conclusion sought must be proved by competent evidence beyond a reasonable doubt, and, when taken together, must be of such a character as to be consistent with each other and with the hypothesis sought to be established thereby and inconsistent with any reasonable hypothesis of innocence.” (Emphasis supplied.) See, for example, State v. Klutts, 204 Neb. 616, 284 N. W. 2d 415 (1979); State v. Journey, 201 Neb. 607, 271 N. W. 2d 320 (1978); State v. Peery, 199 Neb. 656, 261 N. W. 2d 95 (1977); Reyes v. State, supra; NJI 14.50. However, we have also stated the rule to be that the test of the sufficiency of circumstantial evidence in a criminal prosecution is whether the facts and circumstances tending to connect the accused with the crime charged are of such a conclusive nature as to exclude to a moral certainty every rational hypothesis except that of guilt. (Emphasis supplied.) See, for example, State v. Costanzo, 203 Neb. 586, 279 N. W. 2d 404 (1979); State v. Classen, 202 Neb. 324, 275 N. W. 2d 91 (1979); State v. Whitney, 202 Neb. 149, 274 N. W. 2d 165 (1979); State v. Bartlett, 194 Neb. 502, 233 N. W. 2d 904 (1975). In Black‘s Law Dictionary (5th Ed., 1979), the term “moral certainty” is defined as follows: “That degree of assurance which induces a man of sound mind to act, without doubt, upon the conclusions to which it leads. A high degree of impression of the truth of a fact, falling short of absolute certainty, but sufficient to justify a verdict of guilty, even in a capital case. Such signifies a probability sufficiently strong to justify action on it; a very high degree of probability, although not demonstrable, as a certainty. It has also been used as indicating a conclusion of the mind established beyond a reasonable doubt.” We have also stated the rule to be that a conviction may rest upon circumstantial evidence if it is substantial. See, for example, State v. Morosin, 200 Neb. 62, 262 N. W. 2d 194 (1978); State v. Davis, 198 Neb. 823, 255 N. W. 2d 434 (1977); State v. Von Suggs, 196 Neb. 757, 246 N. W. 2d 206 (1976).
Notwithstanding the various ways in which this court has stated the rule with reference to the use of circumstantial evidence in criminal prosecutions, we believe they are substantially similar and, in fact, amount to a requirement that the conviction be beyond a reasonable doubt. In State v. Shook, 224 N. C. 728, 32 S. E. 2d 329 (1944), the Supreme Court of North Carolina stated: “Obviously, however apt the expression may be as applied to circumstantial evidence, the exclusion of every reasonable hypothesis of innocence is the equivalent of conviction beyond a reasonable doubt, involves the same mental processes, and results in the same psychological state to which we sometimes refer as satisfaction to a moral certainty.” Likewise, in the very ancient case of Commonwealth v. Costley, 118 Mass. 1 (1875), the Supreme Judicial Court of Massachusetts held that “moral certainty” and “proof beyond a reasonable doubt” are synonymous terms, signifying such proof as precludes every reasonable hy-
We first consider defendant‘s contention that the evidence in this case was insufficient to establish the corpus delicti of the crime. We disagree. The corpus delicti of the crime of homicide is not established until it is proved that a human being is dead, and that the death occurred as the result of the criminal agency of another. The corpus delicti is the body or substance of the crime, the fact that the crime has been committed without regard to the identity of the person committing it. See, Reyes v. State, 151 Neb. 636, 38 N. W. 2d 539 (1949); Gallegos v. State, 152 Neb. 831, 43 N. W. 2d 1 (1950). In Cryderman v. State, 101 Neb. 85, 161 N. W. 1045 (1917), we held that if the evidence other than an extrajudicial confession of the defendant establishes that the human being alleged has been killed by violence not self-inflicted, the corpus delicti is proved. It is clear from the evidence in the record that the victim, Bowersox, was killed by a bullet shot from a gun into his nose and found in his brain. The murder weapon was not found, but his position in the bed with his arms crossed and the covers drawn up to his neck would seem to rule out the possibility of accident or suicide. At least the jury could so find from the evidence.
Likewise, even disregarding the testimony of the witness Fetters, we believe there is clearly sufficient evidence in the record from which the jury could find beyond a reasonable doubt that Payne was guilty of murder in the first degree. Without
The more serious question in this case, however, is whether the jury should have had the opportunity to consider the evidence, under proper instructions, as to the lesser degrees of homicide, to wit, murder in the second degree and manslaughter, or one of them. The court did not instruct the jury on these lesser degrees, and, so far as the record discloses, the jurors may not have even known there were lesser degrees of homicide. The defendant contends that the trial court had the duty to instruct upon these lesser degrees of homicide, even though not requested so to do by him. We now examine that contention.
The applicable statute is
With the above rules in mind, we now examine the record to determine whether the facts and circumstances testified to were such as to require the submission to the jury of one or both of the lesser-
The question of the duty of the court to instruct on murder in the second degree, however, presents a different problem. The crime of murder in the second degree is distinguished from murder in the first degree by the absence of deliberation and premeditation. See,
The defendant also relies upon Steinmark v. Parratt, 427 F. Supp. 931 (D. C. Neb., 1977). That case, however, involved the use of a professional informer paid by the authorities, and hence is distinguishable from the instant case.
In view of what we have stated above, we conclude that the judgment and conviction of the defendant below must be set aside, and the case remanded for a new trial.
REVERSED AND REMANDED FOR A NEW TRIAL.
Clinton, J., dissenting.
I dissent for the reason that in my judgment the record discloses no evidence which would require inclusion in the jury charge the crime of murder in the second degree. The evidence justified only a verdict of guilty of murder in the first degree or acquittal. I would affirm the jury verdict.
