The principal issue in this certified appeal is whether the judge in a criminal trial must be present in the courtroom during the entire jury voir dire. The defendant, Warren Patterson, was charged with possession of marijuana with intent to. sell in violation of General Statutes § 21a-277 (b), and possession of marijuana in violation of General Statutes § 21a-279 (c). The jury returned a verdict of guilty on the first count and not guilty on the second count. The trial court, Sylvester, J., rendered judgment in accordance with the
The defendant appealed to the Appellate Court from the judgment of conviction and the judgment of revocation of probation, claiming, inter alia, that the trial court had improperly concluded that the state had not discriminatorily employed a peremptory challenge to exclude an African-American venireperson from the jury.
The defendant is an African-American, and there were three African-Americans in the venire. After the state had used peremptory challenges to excuse the first two African-Americans in the venire, defense counsel stated: “I’m going to make a Batson
Shortly thereafter, the judge reentered the courtroom to give preliminary instructions to a second panel of prospective jurors. Afterward, he returned to his chambers. He was recalled to decide a challenge for cause, after which he again returned to his chambers without objection for the remainder of the voir dire. The judge was present for all of the trial proceedings after voir dire.
The Appellate Court concluded that the defendant’s Batson challenge was unreviewable because the trial court had not been in a position to make the necessary findings underlying the claim. State v. Patterson, supra,
We granted the state’s petition for certification to appeal, limited to the following issues: (1) “Under applicable constitutional, common law or Practice Book rules, must a trial judge be physically present at voir dire in a criminal trial?”; (2) “If the judge’s physical presence is required, may the defendant waive the judge’s presence, and did he do so in the circumstances of this case?”; and (3) “If the judge’s physical presence is required, may the judge’s absence be harmless error, and if so, was it harmless error in the circumstances of this case?” State v. Patterson,
We conclude that, under existing law, even assuming that the trial judge must be present in the courtroom throughout the voir dire of a criminal trial, the defendant can waive such a requirement. We further conclude that the record demonstrates that the defendant waived the presence of the trial judge in this case. We also conclude, however, under our inherent supervisory authority over the courts, that trial judges must henceforth remain physically present during the entire voir dire in a criminal trial.
I
The state first claims that the Appellate Court improperly concluded that the trial judge must be physically present throughout the voir dire in a criminal trial. We begin our analysis by assuming, without deciding, that the state is incorrect. We assume, rather, that under applicable common law,
“Both the federal and state constitutions guarantee to an accused the right to a public trial by an impartial jury. U.S. Const., amends. VI and XIV; Conn. Const., art. I, § 8.” State v. Esposito,
A criminal defendant has the capacity to waive many of his or her fundamental procedural rights. The defendant can waive the right to counsel; Faretta v. California,
Indeed, by failing to object in a timely manner, the defendant is ordinarily deemed to have waived his equal protection right against racially motivated peremptory challenges under Batson v. Kentucky, supra,
We conclude that because the defendant can waive one of the primary rights protected by judicial supervision of the entire voir dire, namely, his equal protection right against discriminatory peremptory challenges, the defendant can also waive the right to judicial supervision over the voir dire process itself. In these circumstances, the means of protecting the right should not receive greater protection than the right itself. Thus, as is true regarding most procedural rights, the defendant can waive his right to the presence of a judge during the entire criminal voir dire.
The Appellate Court, however, based its decision primarily on the right of prospective jurors not to be improperly excluded from participating in the trial process. We agree that prospective jurors have independent and protected interests in the criminal trial process. We disagree with the Appellate Court, however, that the defendant cannot, expressly or by implication, waive his right to assert those interests.
There is no question that jurors have a separate and independent interest in participating in the trial process, and that the defendant has third party standing to assert that interest.
It is also not open to question that discrimination in jury selection offends “the dignity of persons and the integrity of the courts.” Powers v. Ohio, supra,
The United States Supreme Court has never concluded, however, that a criminal defendant cannot waive his right to assert the rights of jurors by failing to make timely objection. See Ford v. Georgia, supra,
Waiver can occur, moreover, even when the trial judge is present throughout the voir dire. Thus, in that instance the defendant’s failure to raise a Batson-type claim would result in the potential juror’s right to participate remaining unvindicated in fact. In effect, then, even with the continuous presence of the judge at voir dire, the defendant by his silence can waive his right to assert the juror’s interests. This conclusion does no more than recognize the reality of the trial process.
If that is the case, we fail to see why the defendant in the context of a particular criminal trial, by failing to object, cannot in effect also waive his right to assert the juror’s interests in the continuous presence of a judge at the voir dire. To the contrary, we conclude that because the defendant can effectively waive his right to assert the right of jurors against improper exclusion by failing to assert a Batson-type challenge, the defendant can similarly waive his right to assert the juror’s interest in the continuous presence of the judge at a criminal voir dire.
The record indicates a valid waiver in this case. The defendant was represented by counsel and had had prior personal experience with the criminal justice system. See State v. Williams,
II
This conclusion, however, does not end our inquiry. Despite our conclusion that the defendant validly waived continuous judicial supervision of the voir dire in this case, we now hold, under our supervisory power over the courts, that henceforth the judge is required to remain on the bench throughout the voir dire of a criminal trial.
As an appellate court, we possess an inherent supervisory authority over the administration of justice. Pinsky v. Statewide Grievance Committee,
A great deal is at stake in a criminal trial. The interests involved go beyond the private interests at stake in the ordinary civil case. They involve significant public interests. “The accused during a criminal prosecution has at stake interests of immense importance, both because of the possibility that he may lose his liberty upon conviction and because of the certainty that he would be stigmatized by the conviction.” In re Winship,
Moreover, prospective jurors ought to be made to feel that the criminal trial process is important to everyone involved, and that they are an essential part of the process. See American Bar Association, Standards Relating to Juror Use and Management (1983). The presence of the trial judge from the beginning of voir dire impresses upon the jury the gravity of the proceedings. The uninterrupted supervision of the proceedings by the judicial authority, mindful of everything that transpires in the courtroom, is an important part of the appearance that justice is being done in a criminal case.
In addition, the judge has significant responsibilities during the voir dire process of a criminal trial. The judge is charged with ruling on challenges based on the
It may well be true that, in some instances, a trial judge can adequately discharge these responsibilities solely by responding when called by the parties, making appropriate inquiries, listening to the tape or reading the transcript, and initiating further inquiries, including inquiries of the venireperson, when necessary. Such a process may sufficiently protect the accuracy of the fact-finding process involved in making these determinations. We recognize, also, that permitting the judge to be absent from voir dire unless called by the parties may contribute to judicial economy and to the efficient use of scarce judicial resources by freeing the judge to work on opinions and perform other judicial duties.
It is also true, however, that firsthand observations ordinarily are a more reliable way to make the factual determinations required of the trial judge during criminal voir dire, particularly those sensitive determinations implicated in a Batson-type challenge. A transcript or tape cassette will not fully capture all of the nuances, such as facial expressions or bodily movements, that might appropriately be relevant in making those determinations. Furthermore, it may be that the judge who is continuously present at a criminal voir dire will more easily detect patterns of questioning and will more read
On balance, we are persuaded that the significance of the interests at stake in a criminal trial, taken together with the greater likelihood of accuracy in fact-finding resulting from a judge’s continuous presence, are sufficient to outweigh the competing interests, namely, other less reliable safeguards of accuracy and the interest in judicial economy, so as to require continuous judicial supervision during the voir dire of a criminal trial. Thus, just as we decided under our supervisory power that the state must provide a prima facie response if the defendant raises a Batson claim; State v. Holloway, supra,
The judgment of the Appellate Court is reversed, and the case is remanded to that court for consideration of the remaining claims of the defendant.
In this opinion the other justices concurred.
Notes
The appeals from the judgment of conviction and the judgment of revocation of probation were consolidated in the Appellate Court. In that consolidated appeal, the defendant also claimed that the trial court had improperly: (1) failed to set aside legally inconsistent verdicts; (2) failed to suppress the fruits of a search of the defendant’s vehicle; (3) failed to suppress an inculpatory statement the defendant had made to the police; (4) sentenced the defendant immediately following the verdict without first ordering a presentence investigation pursuant to Practice Book § 910; and (5) failed to follow certain procedural rules in revoking the defendant’s probation. State v. Patterson,
Although the Appellate Court’s conclusion regarding the judge’s absence from the voir dire was dispositive of the appeal, the Appellate Court also discussed some of the remaining issues. The Appellate Court ruled in favor of the state on the questions of inconsistent verdicts; id., 305; and the search of the vehicle. Id., 310. The court also ruled in favor of the defendant regarding the probation revocation, and therefore reversed the judgment of revocation. Id., 312. The court did not address the defendant’s claims that the trial court had improperly: (1) sustained the state’s peremptory challenge of an African-American venireperson; (2) bypassed a presentence investigation; and (3) failed to suppress an inculpatory statement.
We note that the Appellate Court’s remand for a new probation revocation hearing is not within our certified questions and is not directly affected by our disposition of this appeal.
In Batson v. Kentucky,
See State v. Smith,
Practice Book § 848 provides: “[selection op jury]—voir dire examination
“Each party shall have the right to examine, personally or by his coun*391 sel, each juror outside the presence of other prospective jurors as to his qualifications to sit as a juror in the action, or as to his interest, if any, in the subject matter of the action, or as to his relations with the parties thereto. If the judicial authority before whom such examination is held is of the opinion from such examination that any juror would be unable to render a fair and impartial verdict, such juror shall be excused by the judicial authority from any further service upon the panel, or in such action, as the judicial authority determines. The right of such examination shall not be abridged by requiring questions to be put to any juror in writing and submitted in advance of the commencement of the trial.” (Emphasis added.) See also General Statutes § 54-82f.
The constitution of Connecticut, article first, § 19, provides in relevant part: “The right of trial by jury shall remain inviolate . . . . In all civil and criminal actions tried by a jury, the parties shall have the right to challenge jurors peremptorily, the number of such challenges to be established by law. The right to question each juror individually by counsel shall be inviolate.”
Because in this appeal the state does not assert the loss of any protected interest, we confine our discussion in this regard to the interest of the defendant.
We note that such a failure could result for different reasons. These reasons range from simple inadvertence, at one end of the spectrum, to a tactical choice based on the defendant’s own desire not to have a particular venireperson on the jury, at the other end of the spectrum.
We do not address the question of whether, by waiving the challenge to the peremptory strike in his own case, the defendant alters the right of any excluded jurors to bring independent actions to assert their own rights.
Courts in other jurisdictions are in agreement with our conclusion on this issue. See Way v. Wainwright,
A different line of federal cases also acknowledges that a criminal defendant may waive the right to judicial supervision of a voir dire. See Haith v. United States,
Because we conclude that the defendant waived any right to continuous judicial supervision over the voir dire, and therefore that there was no error arising out of the judge’s absence during the voir dire, we need not address whether such absence may be harmless error and whether it was harmless in this case.
We do not decide whether the same rule applies to civil cases.
