State v. PasqualoneState v. Pasqualone
{¶ 1} In this case, a state laboratory analyst tested a substance that was found in the possession of defendant-appellee, Thomas Pasqualone, during a traffic stop. It was determined to be cocaine. Under
{¶ 2} The pivotal issue in this appeal is whether Pasqualone validly waived his statutorily provided opportunity to demand that the analyst testify at his trial.
I. Relevant Background
{¶ 3} On November 9, 2005, Trooper Jason Bonar of the Ohio State Highway Patrol stopped Pasqualone’s vehicle after observing several traffic violations. Pasqualone responded to Trooper Bonar’s request to produce his driver’s license by stating that he was not allowed to have a license. Trooper Bonar confirmed that Pasqualone’s driver’s license was suspended, placed him under arrest, and conducted a search incident to the arrest, finding in one of Pasqualone’s pockets a cellophane wrapper from a pack of cigarettes that contained a “large white rock.”
{¶4} After Trooper Bonar read Pasqualone his Miranda rights, he asked, “[W]hat is this? Is it meth or crack?” Pasqualone replied, “I’m not sure what they gave me.” Trooper Bonar’s field test of the object yielded a positive result for cocaine base. A subsequent laboratory analysis conducted at the Ohio State Highway Patrol Crime Laboratory concluded that the rock was 0.446 grams of cocaine.
{¶ 5} Pasqualone was indicted on one count of possession of cocaine, pursuant to
{¶ 6} During Pasqualone’s jury trial, the state offered the laboratory report into evidence over Pasqualone’s objection that his Sixth Amendment Confrontation Clause rights would be violated if he was not permitted to cross-examine the laboratory analyst who had conducted the testing and signed the report. The trial court decided that Pasqualone had waived the right to cross-examine the analyst by failing to demand the analyst’s testimony within seven days of Pasqualone’s attorney’s receipt of the report pursuant to the opportunity afforded
{¶ 7} On appeal, Pasqualone argued, inter alia, that the admission of the report pursuant to
{¶ 8} The majority then concluded that Pasqualone had not validly waived his Confrontation Clause rights by failing to demand the testimony of the analyst pursuant to
{¶ 9} The dissenter on the waiver issue at the court of appeals concluded, “[ajssuming, arguendo, such reports are testimonial,” that Pasqualone’s failure to demand the testimony of the signer of the report under
{¶ 10} We accepted the state’s discretionary appeal for review on two discrete propositions of law. See
II. Analysis
{¶ 11} The Sixth Amendment to the United States Constitution provides that “[i]n all criminal prosecutions, the accused shall enjoy the right * * * to be confronted with the witnesses against him.”
{¶ 12} The state’s first proposition asserts that admission of a laboratory report pursuant to
A
{¶ 13} Waiver is the intentional relinquishment or abandonment of a known right. United States v. Olano (1993),
{¶ 14} It is a well-established principle that Confrontation Clause rights, like other constitutional rights, can be waived. See Brookhart v. Janis (1966),
{¶ 15} We must therefore examine whether Pasqualone’s waiver pursuant to the operation of the statute was valid. The procedures set forth in
{¶ 16} The statute specifically details the information that the report must contain,
{¶ 17} An examination of the report at issue in this case indicates that it fully complied with
B
{¶ 18} Contrary to the reasoning of the appellate court majority in this case, a number of Ohio appellate courts have held that a defendant who fails to demand the testimony of the signer of the report waives the right to cross-examine that person if the prosecution complied with the requirements of
{¶ 19} In State v. Smith, 3d Dist. No. 1-05-39,
{¶ 20} The Third District in Smith held that the report served on the defendant in that case was deficient in a number of respects. For example, the court found the report deficient because it did not mention that a failure to demand the testimony of the analyst would allow the report to serve as prima facie evidence of its results. See id. at ¶ 24. The court in Smith held that the report complied with the minimal requirements of
{¶ 21} We determine that a valid waiver occurs in the situation presented by the case sub judice. We specifically disagree with two conclusions reached by the appellate court in this case, which discounted the above decisions and reached an opposite result.
C
{¶ 22} First, we disagree with the court of appeals’ specific conclusion, which was the principal emphasis of its analysis, that an attorney cannot “waive confrontation rights on behalf of his or her client” in the situation here. See
{¶ 24} However, as to other rights, a lawyer must have “full authority to manage the conduct of the trial. The adversary process could not function effectively if every tactical decision required client approval.” Taylor v. Illinois (1988),
{¶ 25} In United States v. Plitman (C.A.2, 1999),
{¶ 26} Consistent with the above reasoning, most courts that have considered this issue have determined that the Confrontation Clause right implicated in this case is one of the rights that can be waived by counsel. See Gonzalez v. United States (2008), 553 U.S. -,
{¶ 27} In Hinojos-Mendoza, the Supreme Court of Colorado construed a Colorado statute similar to
{¶ 28} As the dissenting judge in the appellate court reasoned:
{¶ 29} “[H]undreds of cases * * * stand for the proposition that the decision to cross-examine a witness, particularly laboratory technicians, is a ‘tactical decision’ within the discretion of a defendant’s trial counsel. State v. Frazier, 115 Ohio St.3d 139, [
{¶ 30} “Just as significantly, the drafters of
{¶ 31} We agree with the reasoning of the dissent on this issue, which is consistent with the view expressed in Hinojos-Mendoza and other cases. The decision whether to cross-examine a particular witness is a tactical decision ultimately controlled by a defendant’s trial counsel. We therefore disagree with the appellate court majority’s view that an attorney is not capable of waiving a client’s Confrontation Clause rights in an
{¶ 33} For the foregoing reasons, we hold that an attorney may waive a client’s Sixth Amendment right to confrontation in the appropriate situation. We further determine that the facts of this case present such an appropriate situation.
D
{¶ 34} Our second specific point of disagreement with the reasoning of the majority of the appellate court concerns its conclusion that
{¶ 35} The relevant question for purposes of this inquiry under the Confrontation Clause is whether the defendant had an opportunity for cross-examination. See United States v. Owens (1988),
{¶ 36} “Assuming the opportunity for confrontation is provided, the right to confrontation is not denied because the prosecution is allowed to present testimony which the defendant chooses not to cross-examine. * * * In other words, where a defendant chooses not to take advantage of the opportunity to cross-examine a witness, the defendant has not been denied his constitutional right to confrontation.” Hinojos-Mendoza,
{¶ 38} In upholding the constitutionality of the technician-request statute under review in Hinojos-Mendoza,
{¶ 39} Our review of the above authorities and our consideration of the specifics of
{¶ 40} There are other situations in which a defendant’s failure to exercise potential opportunities prior to trial results in a valid waiver through inaction. For example,
{¶ 41} In addition,
{¶ 42} One of the obvious goals underlying
{¶ 43} In light of the foregoing analysis, we hold that when the state has complied with its obligations under
III. Conclusion
{¶ 44} We hold that an accused’s attorney is capable of waiving his client’s right to confrontation by not demanding that a laboratory analyst testify pursuant to the opportunity afforded by
Judgment reversed.
Notes
. The laboratory report also included other information consistent with the requirements of
. In response to the argument of Pasqualone’s attorney that the state was required to present the testimony of the analyst regardless of whether Pasqualone had demanded the analyst’s testimony, the trial court stated, “[I]t’s really not in dispute as to what the substance is,” and “[T]he jury can consider [the report] for what it’s worth.”
. The court of appeals issued its decision in this case on December 14, 2007, which was shortly before we announced our decision in State v. Crager,
. Pasqualone points out that at the time this case was argued and submitted to this court, a pending case before the United States Supreme Court raised the question “[wjhether a state forensic analyst’s laboratory report prepared for use in a criminal prosecution is ‘testimonial’ evidence subject to the demands of the Confrontation Clause as set forth in Crawford v. Washington,
. The state subpoenaed the analyst who signed the report to testify at trial, and that the analyst was unavailable on the date of the trial. However, those circumstances are irrelevant to our consideration because Pasqualone waived his opportunity to cross-examine the analyst by not demanding the analyst’s testimony pursuant to