Lead Opinion
The defendant was charged in a substitute information
The general rule as to appealability of trial court decisions is well settled in our state. “Appeals to this court may be taken from final judgments or actions of the Superior Court. General Statutes § 51-197a. In a criminal case the imposition of sentence is the final judgment of the court. State v. Grotton,
Our initial inquiry focuses on whether the trial court’s denial of the motion to dismiss the charge “terminates a separate and distinct proceeding.” State v. Curcio, supra, 31. A criminal prosecution is a proceeding instituted by the state to obtain punishment against a person charged with and found guilty of a public offense. It embraces not only the accusation, whether by indictment or information, and the determination of guilt or innocence, but also, in the case of a conviction, the imposition of sentence. If the interlocutory ruling is merely a step along the road to final judgment then it does not satisfy the “separate and distinct proceeding” requirement of the first prong of Curcio. State v. Longo,
Both an application for accelerated rehabilitation and a motion for dismissal of the charge grounded on a claimed successful completion of the conditions of such rehabilitation impact directly on the prosecution of the crime charged. The former seeks to suspend prosecution during a stated probationary period not to exceed two years while the latter moves to terminate the prose
It is useful to examine the defendant’s claim to interlocutory review in light of the policy considerations underlying the final judgment rule. In Cobbledick v. United States,
The overarching principle involved in prosecution of crime is that justice be swift and sure. If the defendant is guilty then he should be brought to book and punished without delay and if he is innocent then the cloud of accusation should be removed as speedily as circumstances permit. Piecemeal appeals are disfavored because the delay resulting therefrom does not serve the public’s interest in swift and certain justice. Allowing an interlocutory appeal from either the denial of an application for accelerated rehabilitation, or the denial of a motion to dismiss the charge pursuant to the rehabilitation statute, would necessarily delay the criminal prosecution pending its outcome to the potential prejudice of either the state or the defendant. Such delay is in direct contravention of the important policies served by the rule against interlocutory review.
The first prong of Curcio not having been satisfied, we next consider whether the right created by the statute would be irreparably lost unless interlocutory review is permitted. State v. Spendolini, supra, 95. General Statutes § 54-56e establishes a discretionary “pretrial program of accelerated rehabilitation of persons accused of a crime, not of a serious nature.” In State v. Spendolini, supra, we held that denial of a motion for admission to this program is not appealable, first because the statute does not encompass a right not to be tried; id., 96; and second because an erroneous ruling may be redressed on appeal after conviction and therefore whatever rights are embodied in the statute will not be irreparably lost by compelling the defendant to await the outcome of the trial. Id., 97. We analogized the situation to cases involving claimed immunity from prosecution; Heike v. United States,
The fact that the order terminating the defendant’s participation in accelerated rehabilitation may have been rendered without a proper notice and hearing has no bearing on the issue of appealability.
There is a small class of cases which meets the test of being effectively unreviewable on appeal from a final judgment and which, therefore, is subject to interlocutory review. The paradigmatic case in this group involves the right against double jeopardy. State v. Moeller,
A claim to a dismissal of the charges based on successful completion of all the conditions imposed under the diversionary program does not fall within that narrow group of claims which meet the test of being effectively unreviewable on appeal from a final judgment.
In this opinion Peters, C. J., and Santaniello, J., concurred.
Notes
The defendant was initially charged with larceny in the first degree, a class C felony. Under the accelerated rehabilitation statute, General Statutes § 54-56e, persons charged with class A, B, or C felonies are not eligible for accelerated rehabilitation.
Public Acts 1982, No. 82-271, § 2, made larceny in the second degree a class C felony.
On October 1, 1981, General Statutes § 54-56e, as amended by Public Acts 1981, No. 81-446, § 4, provided: “There shall be a pretrial program for accelerated rehabilitation of persons accused of a crime, not of a serious nature. The court may, in its discretion, invoke such program on motion of the defendant or on motion of a state’s attorney or prosecuting attorney with respect to an accused who, the court believes, will probably not offend again and who has no previous record of conviction of crime and who states under oath in open court under the penalties of perjury that he has never had such program invoked in his behalf, provided the defendant shall agree thereto and provided notice has been given by the accused, on a form approved by rule of court, to the victim or victims of such crime, if any, by registered or certified mail and such victim or victims have an opportunity to be heard thereon. This section shall not be applicable to any person charged with a violation of section 14-227a .... Unless good cause is shown, this section shall not be applicable to persons accused of a class A, class B, or class C felony or to any youth who has previously been adjudged a youthful offender under the provisions of sections 54-76b to 54-76n, inclusive. Any defendant who enters such program shall agree to the tolling of any statute of limitations with respect to such crime and to a waiver of his right to a speedy trial. Any such defendant shall appear in court and shall be released to the custody of the office of adult probation for such period, not exceeding two years, and under such conditions as the court shall order. If the defendant refuses to accept, or, having accepted, violates such conditions, his case shall be brought to trial. If such defendant satisfactorily completes his period of probation, he may apply for dismissal of the charges against him and the court, on finding such satisfactory completion, shall dismiss such charges.”
Section 54-56e was subsequently amended in 1982; Public Acts 1982, No. 82-9; and in 1983. Public Acts 1983, No. 83-534, § 7. Neither of those amendments changed § 54-56e in any way relevant to this appeal.
The specific circumstances surrounding the trial court’s denial of the defendant’s motion to dismiss the charges are unimportant in view of our decision that this ruling is not reviewable until after final disposition of the case on the merits. In holding that the denial of a motion to dismiss an indictment due to an alleged violation of the defendant’s sixth amendment right to a speedy trial was not entitled to interlocutory review, the United States Supreme Court stated: “ ‘Appeal rights cannot depend on the facts of a particular case.’ Carroll v. United States,
For example, the denial of a motion to dismiss an indictment because the sole evidence against the defendant was allegedly seized in violation of his fourth amendment rights is not appealable before conviction, regardless of the fact that in ruling on the motion, the court is not in the least concerned with the defendant’s guilt but focuses instead on the circumstances surrounding his arrest. See Cogen v. United States,
In its effect on the main action, accelerated rehabilitation operates to postpone criminal prosecution in much the same way that a motion to stay impacts on a civil case. In Gores v. Rosenthal,
By holding that the right asserted by the defendant is not one that “would be lost, probably irreparably, unless interlocutory review was permitted”; State v. Spendolini,
Although the defendant has appealed from the denial of his motion to dismiss rather than from the order terminating accelerated rehabilitation, an appeal from the latter order would yield the same result. Our discussion with respect to the appealability of a denial of a motion to dismiss charges pursuant to the accelerated rehabilitation statute applies with equal force to an appeal from an order terminating the defendant’s participation in the rehabilitation program. This case is to be distinguished from cases involving revocation of post-conviction probation. In those situations, as contrasted with the case before us, the final judgment, namely, the sentence, has already been rendered. In State v. Roberson,
Dissenting Opinion
joins, dissenting. I conclude that the order appealed from by the defendant is a final judgment, hence appeal-able, in the circumstances of this case. Such a determination is required in this case under the second prong of finality in State v. Curcio,
“General Statutes § 54-56e, establishes a discretionary pretrial diversionary program in certain criminal cases. ” (Emphasis added.) State v. Spendolini,
In its brief on this appeal, the state candidly concedes, as it must, that “the trial court clearly premised its order revoking the defendant’s probation upon the arrests of the defendant during the probationary period.” (Emphasis added.) As such, the state further concedes “that the court therefore revoked the defendant’s probation upon insufficient grounds.” See State v. Barnes,
Our decision in State v. Longo,
The matter came before the court not because the state cited the defendant for failing to discharge his part of the bargain but because he had filed his motion of dismissal. Although he had apparently been arrested over a month earlier there is nothing in this record to show that the state, because of that arrest, even considered, let alone affirmatively tried, revoking his
Moreover, it defies reality to say this defendant’s right is not threatened irreparably. As a concept, “irreparability” must be viewed realistically. The term “irreparable” “connotes the inability to make good, to repair, to retrieve or to atone for.” Murray v. Egan,
This defendant is not like the defendant in State v. Bell,
Therefore, I dissent.
While the record is not clear as to the nature of the restitution ordered at the outset, the prosecutor did inform the court on September 30,1983, that “restitution of three hundred dollars [has] been made.”
At the September 30, 1983 “hearing” the prosecutor said he did not have any record of the defendant’s latest arrest.
The court observed that “further involvement with the law” was what the “form” said, apparently referring to a condition of probation.
One court has opined that: “A footnote is as important a part of an opinion as the matter contained in the body of the opinion and has like binding force and effect.” Melancon v. Walt Disney Productions,
The majority’s attempted insulation from consideration of the circumstances involved in this particular order in determining its appealability is not persuasive. State v. Parker,
Reliance on Carroll v. United States by the majority is particularly unconvincing in light of our decision in State v. Ross,
Dissenting Opinion
with whom
