18 Iowa 435 | Iowa | 1865
Statement of facts. — On the hearing of this motion, the court certifies in a bill of exceptions that the following facts were proved: When the grand jury were called to be impanneled, the judge ordered the defendant, who was in custody, to be brought into court, that he might have an opportunity (under the statute, Rev., § 4611) to challenge the grand jury. His challenge to one Johnson, a grand juror, was sustained, whereupon the court “ directed the said Johnson, that when the case of the defendant came up for examination that he must retire from the grand jury room, and take no part in its examination.” The court-did not fill the vacancy thus caused. Johnson, the grand juror, did retire when the defendant’s case was called up, and no other person was appointed or put in his place. And the court certifies that the defendant’s case was examined, and the indictment against him was found and returned by a grand jury composed of only fourteen members.
The motion to set aside the indictment being overruled, and proper exceptions taken, the correctness of this ruling
Constitutional and statutory provisions applicable to the question. —By the Constitution (Bill of Eights, § 11), the defendant could not be held to trial, “ unless on presentment or indictment by a grand jury.” The number necessary to constitute a grand jury and their mode of organization, are not prescribed by the Constitution. These matters, therefore,' are left to the legislature. Under the law, prior to the Code of 1851 (Rev. Stat., 1843, p. 296, § 2), “ twenty-three persons,” as at common law, were to be summoned “to serve as grand jurors, any sixteen of whom shall be sufficient to constitute a grand jury,” and “any twelve” may find a bill. Id., § 3. The number of the jury was changed by the Code of 1851, section 1642 whereof (Rev., § 2732) was as follows: “ When grand jurors are to be selected their number must be fifteen, and they shall serve for one entire year thereafter.” (See also, Rev., § 4608.) Section 4609 of the Revision provides, that “ if the fifteen do not appear (at court), or if the number appearing be reduced from any cause, either then or afterwards, to less than fifteen, the court may order the sheriff to summon a sufficient number of qualified persons to complete the panel.” “ Persons thus summoned by the sheriff (§ 4610), to supply a deficiency in the requisite number of grand jurors, serve only during the term at which they are summoned.” “A defendant held to answer may challenge,” &c. Id., §4611. “If a challenge to an individual grand juror be allowed, he shall not be present at or take any part in the consideration of the charge against the defend
Construction of the statute. — In cases where a challenge is sustained to an individual juror, there are no provisions in terms directing the court to summon another juror in his place. Persons summoned under section, 4609 serve in the place of absentees, and serve for the term. Where a challenge by a defendant to an individual juror is sustained, he does not cease to be a member of the grand jury, and the only effect is that “ he shall not be present or take any part .in the consideration of the charge against the defendant,” by whom the challenge was interposed.
In view of the authorities, some of which are cited below, it may admit of some question whether the decision was correct so far as it held that the indictment, though twelve jurors concurred in its finding, was void. That case is, however, clearly distinguishable from the one now before us; and, consistently with the decision there made, the proceedings of the District Court in this one may be affirmed.
Our statute will be more correctly understood by a
But from the earliest authorities down, it is shown that a presentment by twelve is good, although no more than twelve be impanneled, or if more are impanneled although all the other jurors dissent, but a bill “presented by a lesser number than twelve is clearly ill.” (Clyncard’s Case, Cro. Eliz., 654; 2 Hale, P. C., 151, 154; Co. Litt., 126, b; Comyn Dig., Indictment (A); 2 Hawk. P. C., 299; followed by Viner Abridg., Indictment (H), 9; 1 Chitty Crim. Law, 306; Com. v. Wood, 2 Cush., 149.) In other words, at common law the number of grand jurors is indefinite. The jury may consist of any number between twelve and twenty-three.
Conformable to these authorities is the statement bv Blackstone (4 Com., 302, 306): “ As many as appear upon the panel are sworn upon the grand jury, to the number of twelve at least, and not more than twenty three, that twelve may be a majority.” “ To find a bill, there must at least twelve of the jury agree.” And so by the other elementary writers. (See Chitty Cr. Law, 106; Story on Const., §1784; Archb., 161-164; Whart., 2ded., 169, 170.)
The use of the word “jury” in the common law suggests and implies the number twelve. Sir Edward Coke thinks “that the law delighteth in the number twelve.” (Co. Litt., 155, a.) At all events, twelve was always the essential idea of a grand jury as well as of a petit jury
The requiring of twenty-three to be summoned, though we have found no reasons stated in the books, was probably in order to make sure of obtaining a full jury of twelve; possibly to be sure of having a few over, so that if the accused should have a friend or two upon the panel, the course of justice might not be defeated; possibly to prevent a dissolution of the jury by the death or sickness or absence of one or more of the jurors, or it may be for all of these reasons combined. (See 2 Hale, Hist. Com. Law, 137, where similar reasons are assigned for requiring more than twelve jurors to be returned in civil cases.)
"We conclude that the grand jury, in the case at bar, was a valid body, and the indictment a valid indictment:
1st. Because twelve jurors, which, at common law and under our statute and the statutes of all of the States, is the essential number, concurred in finding it.
2d. Because there is no provision of the law declaring that the entire fifteen must be present all of the time, and at the time of finding an indictment, or that unless- thus present the bill or finding is void; and because the statute has reference rather to defining the number which shall constitute a grand jury, substituting a fixed number for the indefinite common law number, than to the number
3d. Because the indictment would, as we have seen, have been, valid at common law, aud because the authorities in other States (some of the most pertinent of which we condense in the form of a foot note) strongly confirm the correctness of the conclusion above announced.
a fortiori, before conviction. (State v. Davis, 2 Ired., 153, 160, 161; and see authorities collected in note to 2 Lead. Cr. Cas., 323.)
That the present defendant is barred from taking the objection to the grand jury (he having been held to answer), is conceded in the Norris House case. (Vide, on this point, observations per Kinney, J., 3 G. Greene, 517, 518.)
In determining these applications, the court is “to exercise a sound discretion,” deciding the matter “ according to the very right of it.” (Rev., § 4783.) This court must not forget that the court below has better opportunities than we have for forming a correct judgment. Six counter affidavits were filed. It would be very natural for persons to give the defendant’s attorney the excuse he states for declining to accede to his wish to sign an affidavit. The attorney doubtless believed that the jurors would go into
It cannot be denied that the trial by jury, the boast of the English and American law, is falling into some disrepute, not only among the profession, but the people. How frequent the remark: “If I have a good case, I will submit it to the court; if a doubtful or bad one, to the jury.” '
Each case, like the present, must be decided upon its own circumstances. A juror’s sickness or that of his family is, by statute, a good ground for being excused from jury service. (Rev., § 2722.) Whenever the action of the courts below shall be such as to violate the essential nature and security of the trial by jury, or to deprive a party of substantial rights, this court will, doubtless, furnish a corrective. The present is far from being such a case. See generally on this subject, under special statutes, Parsons v. The State, 22 Ala., 50; Boles v. The State, 24 Miss. (2 Cush.), 445.
The mode of challenging is now made plain by the act of 1864. (Laws, 1864, p. 8.)
One Davis, called as juror, stated “ that he had repeatedly heard the matters of the case talked over, and had said and thought that if the reports were true the defendant was guilty of the charge.” Deford and Hoyt, also called as jurors, stated in substance the same. One Blackman, likewise called as juror, stated “that if the reports I have heard are true, the defendant is guilty. Unless my opinions are substantiated by testimony, they would not modify my verdict.” Each of the above jurors stated that they had neither formed nor expressed an unqualified opinion as to the guilt or innocence of the deféndant.
The defendant challenged each of these jurors for cause. The challenges being overruled, the defendant excepted. The action of the court below was' entirely correct. State v. Sater, 8 Iowa, 420; Wau-kon-chaw-neek-kaw v. United States, Morris’ Rep., 332 (correctly decided); and see also, State v. Hinkle, 6 Iowa, 380; State v. Thompson, 9 Id., 188. The case of Trimble v. The State, 2 G. Greene, 404, can only be supported upon the theory that the juror, Dawson, had formed or expressed a positive opinion as to the guilt or innocence of the prisoner, and that his subsequent explanation did not show (as to which quere), that
No form of oath to jury is prescribed by the statute in the trial of indictments. In the absence of a record showing the contrary, we will presume that the oath administered was in due form. Russel v. The State, 10 Texas, 288.
It is doubtful whether the clerk in the record entry intended to set out the oath in hcec verba. But assuming that the above is literally the oath administered to the jury, it is sufficient. Why not? In point, see Wrocklege v. The State, 1 Iowa, 167.
It was shown to the court that the district attorney had in due form addressed a notice in writing to the defendant, notifying him that the -plaintiff would introduce Dr. C. B. Lake as a witness, stating his residence, occupation and the facts to which the witness would testify. This notice had indorsed on it two returns of service. One of these was signed and sworn to by Charles Sawyer, as an individual, and stated that the notice was served by him on the defendant in Dubuque, Iowa (in the jail of which place the defendant was confined), Oct. 9, 1863, by reading and delivering him a copy.
The ground of objection is not that there was no notice as required by section 4786 of the Revision, but that it was not properly served upon the defendant, or, if properly served, there was no sufficient evidence of it.
This section (4786) requires the district attorney, in such a case, “ to give the defendant a notice in writing, stating,” &c. It does not prescribe mode of service. It is sufficient that it is served on the defendant personally. This was done in the present case. Nor does the statute prescribe the mode of authenticating the service. The service in question being authenticated by the affidavit of the person who made it, this was sufficient, even if the court would not notice the official return of the sheriff as to an act performed by him beyond the limits of his county.
More or less bearing upon these points, see Revision, §§ 2814-2819, 4030, et seq., 4647, 4786. Hollingsworth, Ex'r, v. Snyder, 2 Iowa, 435, cited by the defendant’s counsel, does not conflict with the above ruling.
The defendant does not offer to show or pretend that he had been misled in fact. He and his attorney doubtless knew who was intended. The sound of the names is substantially the same. There was no suggestion that there were “ Ulmsteads ” in the neighborhood, so as to render it probable that the defendant or his attorney might have
The threats, of which this statement is claimed to have been the result, were made the evening previous, and soon after the murder and arrest. At that time there were from five to eight persons, including the justice and constable, gathered together at the house of the justice. The witness Dieppe thus testifies as to the threats relied upon to invalidate the above confession or statement: “ There was some talk about using violent means; I was in favor of the law taking its course, and told defendant I would do all I could to see that he should not suffer violence; * * * Marcus Pitts was the only one who said anything about threats; he said, if Ostrander got his just deserts, he would never see the moon go down; he said he left home on purpose to help hang defendant; Esq. Sawyer (the justice), High Howe (the constable), Henry Stewart and myself told Pitts that such talk would not be allowed, and then heard no more of it,” &c.
For the same purposes, the defendant offered to read in evidence the notice served by the district attorney (under Rev., § 4786), upon the defendant, of the introduction of the testimony of Sarah Sawyer, to prove the facts stated in the notice. The court excluded both of these items of evidence. The right to read in evidence the notice is destitute even of plausibility. There is more color for claiming, under the Revision (see and compare §§ 4624, 4629, 4639, and 4647), that the minutes of the testimony taken before the grand jury might be used as evidence for some purposes and in some events. In the case at bar, the minutes were offered by the defendant as independent evidence in his own favor. For this purpose they were incompetent. This testimony is taken ex parte. It cannot be used by the State against the defendant. “Minutes” only of the testimony are required to be taken. It would be unjust towards
Where it is claimed by the defendant that there is a conflict between the testimony of the same witness before the grand jury and before the traverse jury, his attention must be drawn to his former testimony, and the foundation for his impeachment laid in the usual and regular manner. Same principle, vide Morrison v. Turner, 11 Iowa, 538; Samuels v. Griffith, 13 Iowa, 103; Stephens v. The People, 19 N. Y., 570.
The writer of this opinion was necessarily absent when that opinion was announced; but he concurs in the majority view there taken. The chief justice concurs in the above ruling in this case, distinguishing it from the Bowers case above cited, because there is here no showing, as there was in that case, that the additional testimony was “ material ” to the conviction.
“No. 13. An ax is a deadly weapon; and, from the use of a deadly weapon, the law presumes a criminal intent.” That an ax is a deadly weapon, cannot be denied.’ (Dollarhide v. United States, Morris, 232.) The other language must be taken with reference to the case in which it was
The correctness of the former part of this instruction is not before us. The defendant does not complain of it. His complaint is limited to the latter part, included in brackets. The district attorney, under our code of criminal procedure, is bound to indorse the names of all the witnesses sworn before the grand jury, and is confined to these, unless he gives notice of others. For fear of death or absence of some of the witnesses, a prudent district attorney will often duplicate before the grand jury his evidence of material facts. If this evidence is in the defendant’s favor, he can subpoena the witnesses for himself. Under these circumstances, the failure to call all of the witnesses named on the back of the indictment is not such a withholding of testimony as to warrant the trial jury in presuming that such evidence would be favorable to the defendant. How favorable ? To what extent favorable ? There is a want of definiteness. The principle asserted in the main portion of the instruction is a dangerous one, and, if correct,
To the first sentence the defendant makes no objection. The second sentence is clearly correct, is in accordance with the uniform tenor of the authorities, and is neatly and perspicuously expressed. The third sentence is almost literally extracted from the opinion of Chief Justice Shaw in Dr. Webster's case, 5 Cush., 320. The fourth sentence substantially adopts the definition or description of the reasonable certainty necessary to convict, given by Chief Baron Pollock in Rex v. Manning and wife, cited in Wills on Cr. Ev., 210; 3 Greenl. Ev., § 29 and note.
And the idea therein conveyed is approved, and almost the same language as in the instruction of the court, is used to express that idea, by Mr. Starkie, in his Treatise on Ev. (vol. 1, p. 578, 7th Am. ed., in prior editions, p. 514), and is also approved by this court in the State v. Nash and Redout, 7 Iowa, 347, 385.
Reasonable certainty or reasonable doubt is not a little difficult to prescribe. We never thought the description or
In regard to the quantity or degree of proof required in criminal cases to convict, the teachings of the law may, perhaps, be thus briefly expressed: Full and satisfactory proof is required. No mere weight of evidence is sufficient unless it excludes all reasonable, not unreasonable, doubts as to the guilt of the prisoner. The proof of guilt must be inconsistent with any other rational supposition. The doubt that entitles to an acquittal must be real, not captious or imaginary. It must not be a forced or artificial doubt, manufactured, so to speak, by the sympathy of the jury. But it must be a doubt, which, without being sought after, fairly and naturally arises in the mind after comparing the whole evidence and deliberately considering the whole case. If upon such comparison and consideration the minds and consciences of the jurors are not abidingly and firmly satisfied of the defendant’s guilt — if moral certainty is not produced — if the judgment wavers and oscillates — the charities of the law and the presumption of innocence concur in requiring the jury to give the accused the benefit of the doubt thus arising and to acquit him. But this charity and this presumption ought not to be perverted, as they not unfrequently are, to justify the acquittal of those of whose guilt no reasonable doubt exists. The proof is sufficient if it establishes guilt to a moral certainty — such a certainty as firmly and fully convinces the understanding of jurors. As illustrating the doctrine of reasonable doubt, and as showing that the instruction complained of is not erroneous, see, also, the following: Pate v. People, 3 Gilm. (Ill.), 661; Browning v. State, 30 Miss. (1 George), 656; Gardiner v. State, 14 Mo., 9; McGuire v. The State, 37 Miss., 369; State v. Johnson, 3 Jones’ Law, N. Car., 266; Corley v. State, 28 Ala., 22; Best (Principles of Ev.), § 95
XYI. The only other error assigned is, that the verdict is not sustained by the evidence.
It is our opinion that the conclusion of the jury is fully warranted by the testimony. This opinion is already so long (for the statute makes it our duty to notice every point) that we cannot set out the substance of the evidence. It leaves no doubt upon our mind, as to the defendant’s guilt. We are not surprised that the jury found him guilty. But we do find it somewhat difficult to see in the evidence how they could reduce the offense to the second degree; the solution of this is referable, doubtless, to the disinclination of juries to find a verdict which will result in punishing the offender capitally.
Believing that justice has been done, and that too without the violation of legal principles, it only remains to add that the judgment appealed from must be
Affirmed.
The statute of Galifornia directs that, “where, of the persons summoned, not less than seventeen and not exceeding twenty-three attend, they shall constitute the grand jury. If, of the persons summoned, less than seventeen attend, they shall be placed on the grand jury, and the court shall order the sheriff to summon a sufficient number to complete the panel.” Comp. Laws of Cal., 354, § 9. This is substantially identical with the Iowa statute (Rev., § 4609, supra), except that ours fixes the number at fifteen, instead of seventeen, or from seventeen to twenty-three.
A grand jury consisted of twenty-three persons, nine of whom were challenged by the prisoner for cause, and the challenge was sustained, and the nine jurors so challenged were ordered by the court, as was done in the ease at bar, not to bo present in the grand jury room during the investigation of the ease against the prisoner. The bill, as in this case, was found by the remaining fourteen, and though the point was made by the prisoner’s counsel, that under the statute less than seventeen could not compose the jury, it was ruled by the court that the grand jury was legally constituted and the indictment good. The People v. Butler, 8 Cal., 435, 1857; following People v. Roberts, 6 Id., 214, 1851, in which it was held that seventeen need not'be present at the finding of an indictment, provided twelve concur in finding it. These cases are directly in point.
In Louisiana, formerly (as we learn from the quite recent case [1857] of The State v. Swift, 14 La. Annual Rep., 827), as the law stood, no less than twelve nor more than twenty-three constituted the grand jury; twelve being necessary for the transaction of business. By statute the number of grand jurors was fixed at sixteen; the concurrence of twelve being necessary to find a bill. It was held that it was not necessary that sixteen should be in attendance at the time of finding an indictment; “that number not being sacramental." The object of the statute being to substitute a definite for an indefinite number, not to regulate the mode of transacting business; and it was expressly adjudged that a grand jury at which only thirteen were present could find a valid bill. State v. Swift, supra.
So in Alabama, the statute directed that there should be drawn not less than thirteen and not more than eighteen names who should constitute the grand jury. Thirteen were drawn and impanneled, but only twelve appeared and acted at the Special Term at which the bill was found; and it was holden, though the court had the power to have filled up the place of those absent, that the bill thus found by the twelve was valid, the jury not being dissolved by the death or absence of a single member. State v. Miller, 3 Ala. (N. S.), 343, 1842.
So in Indiana, the statute directed eighteen to be drawn as grand jurors; held, that twelve might be impanneled and would constitute a valid grand jury. Hudson v. The State, 1 Blackf., 317, 1824.
So in Tennessee, the statute enacted that “ the first eighteen drawn shall be a grand jury," and twelve may find a bill. Held, that its object was to
So in North Carolina, the statute was the same, viz.: “ the first eighteen drawn shall be a grand jury for the court.” As the statute did not declare void a bill found by less than eighteen, it was held that the statute was directory, and that twelve, as at common law, might find a valid indictment. “It would be a singular anomaly,” observes Gastoít, J., “that the concurrence of twelve out of eightoen is sufficient to prefer an accusation, but that twelve out of fifteen is undeserving of notice.” State v. Davis, 2 Iredell (Law), 153, 159, 1841. Same ruling, see Com. v. Wood, 2 Cush., 149, 1848; State v. Jacobs, 6 Tex., 90, 101.
Such cases are to be distinguished from those in which it is held that the presence of an illegal juror, no matter how numerous the body may be, no matter if there be twelve good jurors remaining, vitiates the whole body and all of its acts and deliberations; the reason given for this being that this illegal juror may have been one of the twelve who voted for the bill, and that without him there might not have been twelve jurors in favor of finding the bill. Such was the statute of 11 Henry IV, ch. 9, passed in 1410. See comments on this statute, Commonwealth v. Parker, 2 Cush., 561. And see and distinguish cases turning upon this point. Portis v. The State, 23 Mass. (1 Cush.), 578; McQuillan v. The State, 8 Sm & M., 587; Id., 599, 609; Leathers v. The State, 26 Miss., 73; The State v. Duncan, 7 Serg., 271, 1834; State v. Brooks, 9 Ala., 10; State v. Jacob, 6 Tex., 99; 12 Id., 252; State v. Davis, 2 Ired., 153; Whart. Cr. Law (2d ed.), 172; Com. v. Benton, 4 Leigh, 645, 1832; Jetton v. State, 1 Meigs, 192; Boyle v. The State, 17 Ohio, 222; which holds a different view from the cases above cited, was upon the above distinction rightly decided, not because there were only fourteen jurors, but because oue of the fifteen was disqualified from want of residence.