delivered the opinion of the Court.
One of our most cherished rights is the right to trial by a fair and impartial jury. We zealously guard that right by, among other things, requiring that the jury selection process be free of racial or ethnic taint. When it has been discerned that impermissible bias has infected the selection of a jury, we have not hesitated to excise that cancer and require a new trial, one where prejudice and hatred have no place.
We refine slightly the methodology to be applied in gauging bias claims in the jury selection process, reaffirming that a three-step process must be employed whenever it has been asserted that a party has exercised peremptory challenges based on race or ethnicity. Step one requires that, as a threshold matter, the party contesting the exercise of a peremptory challenge must make a prima facie showing that the peremptory challenge was exercised on the basis of race or ethnicity. That burden is slight, as the challenger need only tender sufficient proofs to raise an inference of discrimination. If that burden is met, step two is triggered, and the burden then shifts to the party exercising the peremptory challenge to prove a race- or ethnicity-neutral basis supporting the peremptory challenge. In gauging whether the party exercising the peremptory challenge has acted constitutionally, the trial court must ascertain whether that party has presented a reasoned, neutral basis for the challenge or if the explanations tendered are pretext. Once that analysis is completed, the third step is triggered, requiring that the trial court weigh the proofs adduced in step one against those presented in step two and determine whether, by a preponderance of the evidence, the party contesting the exercise of a peremptory challenge has proven that the contested peremptory challenge was exercised on unconstitutionally impermissible grounds of presumed group bias.
I.
In 2001, defendant Oscar Osorio and a minor were observed by the police as they engaged in illicit drug transactions outside an abandoned house in Newark. Defendant and his juvenile accomplice were arrested, and defendant was charged with various drug offenses. During jury selection at defendant’s April 2002 trial, the prosecutor used her first six peremptory challenges—striking jurors numbers four, eight, nine, ten, twelve and fourteen—to strike four African-American jurors and two Hispanic jurors. Those actions gave rise to the following objection from defense counsel at sidebar:
[DEFENSE COUNSEL]: Judge, I’m always hesitant to bring up this subject, but so far the Prosecutor has exercised four [peremptory challenges] against African Americans and two against Hispanic females. My client is a Hispanic male. I’d ask that this panel be discharged,and we start the process over. My client has a right to be judged by his peers and not to have certain groups of people excluded. THE COURT: I understand your request, and [defense counsel] is accurate in his description of the race and nationality of the individuals [the prosecutor] did excuse, but as we were going through it I, generally, without making complete notes, could see for the most part that there were other reasons in which those individuals could have been excused—whatever the motives are. I think because of that, that I’m going to deny your request. I will, however, in light of the prima facie evidence, give the appropriate caution to the State in that regard, and to indicate to you, IproseeutorJ, that your subsequent—don’t feel you have to use all of them, but any subsequent challenges will be potentially scrutinized more seriously in that regard. Suffice it to say, that’s my instruction.
LTHE PROSECUTOR]: Yes, Judge.
The effect of the trial court’s caution was short-lived: the prosecutor used her very next peremptory challenge to strike yet another African-American juror. That precipitated yet another request by defense counsel for a sidebar conference. Once there, defense counsel did not have to state his obvious basis for his objection; without input from defense counsel, the following exchange between the trial court and the State ensued:
THE COURT: Okay. As I said I would, can you give us your reasons?
[THE PROSECUTOR]: Judge, as I indicated—I will indicate for the record that I observed juror number 11 sleeping for the majority of the selection; not that he needs to be attentive, but it was my opinion that that would be indicative of his attention level and credibility as a juror on the trial.
THE COURT: I’m satisfied.
[DEFENSE COUNSEL]: He realizes he can nap now, and there’s not much going on now.
Defendant was convicted of second-degree conspiracy to violate the narcotics laws, in violation of N.J.S.A 2C:5-2; third-degree possession of cocaine, in violation of N.J.S.A 2C:35-10(a)(l); third-degree possession of cocaine with the intent to distribute, in violation of N.J.S.A 2C:35-5 (a)(1) and (b)(3); third-degree possession of cocaine within 1000 feet of school property with the intent to distribute, in violation of N.J.S.A 2C:35-7; second-degree possession of cocaine within 500 feet of a public housing facility with the intent to distribute, in violation of N.J.S.A 2C:35-7.1; and second-degree employing a juvenile in a drug distribution scheme, in violation of N.J.S.A. 2C:35-6. He was sentenced to an aggregate term of imprisonment of seven years, subject to an aggregate five-year period of parole ineligibility; fees, penalties and assessments, as required, also were imposed. Defendant appealed and, in an unpublished opinion, the Appellate Division affirmed his convictions and sentence, but remanded “the case to the trial court for the prosecutor to justify the use of her peremptory challenges.”
Focusing on the first exchange concerning the State’s exercise of peremptory challenges, the panel explained that “the trial court violated the principles set forth in
Gilmore
1
and Watkins
2
by failing to require the prosecutor to come forward with evidence that the use of her first six
At the remand hearing conducted more than three years after the questioned jury selection, the trial court succinctly described the purpose assigned to it by the Appellate Division: “for the [pjrosecutor to justify the use of her peremptory challenges.” Using her notes, the prosecutor explained that she had struck the first six jurors for the following reasons:
Juror Number 4, an African-American male, was excused because his brother had been arrested for narcotics.
Juror Number 8, an African-American female from Newark, who had been the victim of a ear theft, whose father also had been the victim of a car theft, and who had both a friend and a close relative in law enforcement, was excused because her brother had been convicted of a crime and had been incarcerated for two years in a State prison.
Juror Number 9, from Newark, and Juror Number 10, from East Orange, both Hispanic females seated next to each other, were excused because they were “giggling [and] high[-]fiving when a juror in the back row was excused” and were “making faces[.]”
Juror Number 12, an African-American woman from East Orange, who had two relatives in law enforcement, was excused because the person or persons responsible for her father’s murder “got off.”
Juror Number H, an African-American male also from East Orange, was excused because he was sleeping and not paying attention during jury selection.
Stating that “those are the State’s reasons for the first six exclusions[,]” the State concluded that “although ... they are four black people and two Hispanic people, ... the State submits that we have noted our non-race[] specific non-diseriminatory exclusions[.]”
Although the trial court had not retained its own trial notes and had no separate recollection of the jury selection process in this ease, and without hearing from defendant’s trial counsel who had objected to the State’s peremptory challenges in the first instance,
3
the trial court accepted without qualification the State’s explanations. It found that “the [pjrosecutor has in fact come forward with evidence that
In a belated offer of contrasting proofs from defendant’s trial counsel concerning the State’s peremptory challenges, defendant moved to supplement the record at the remand hearing and for reconsideration. Defendant, now again represented by his trial counsel, focused on the two Hispanic females who were excused allegedly “because they high-fived each other when one of the other jurors was excluded, and that they were making faces.” Asserting that the behavior claimed by the State did not conform to his recollection, defendant’s trial counsel stated that he “remembered] those two people very well.” He explained that he “was very keenly aware of those two people because ... after those two women were excluded there were no Hispanies on the jury.” He expanded on that point, noting that “[c]learly my client is a[ ] Hispanic and, you know, during the jury selection I was acutely aware of the fact that he was not going to have anybody that was Hispanic that was going to sit on his jury.” He explained further:
When these two people were knocked off I was dumbfounded. I couldn’t believe that these two people were taken off because they had an opportunity to answer all the questions that [t]he Court had presented to them and they did not indicate anything that would otherwise show that they couldn’t be fair and impartial. And when I heard that allegedly they high-fived each other, Judge, that would have been something that would have stood out in my mind forever as far as trying cases. And I’ve tried a few but I’ve never sat in a case where I saw two jurors high-five each other during a jury selection where another juror got knocked off.
I just remember these two people in particular. I thought they were excellent jurors. And, frankly, I didn’t think they really favored one side or the other..... I raised the issue because to me there was only one reason why they were knocked off and that’s because they were both Hispanics. Probably the fear was that if Hispanics sat on a case with [defendant] that somehow they would be sympathetic and they would [acquit] him.
Addressing the difficulty of trying to conduct the remand hearing more than three years after jury selection had occurred, defendant’s trial counsel pointed out that he could not “put the genie back in the bottle or, as they say, put Humpty-Dumpty back together.” He asserted that the reasons for the State’s peremptory challenges “should have been discussed three years ago when it occurred.” He mourned that the trial court’s “recollection would have been better of what was occurring in that jury panel, my recollection would have been better, and we could have hashed it out right there.” He remarked that “[w]e could have even interviewed the jurors and ask[ed] them if they high-fived each other, or if other jurors had made those observations.” Lamenting the limitations imposed on all by the passage of time, defendant’s trial counsel asked that the trial court reconsider its ruling. The trial court rejected that plea, finding that “the defendant has not carried his burden of proving by a preponderance of the evidence that the prosecution exercised its
Defendant appealed and, in a published opinion, the Appellate Division reversed defendant’s convictions and remanded the case for a new trial.
State v. Osorio,
402
N.J.Super.
93,
The Appellate Division hesitatingly concluded that “[t]he deficiencies in the evidentiary record and the trial judge’s findings on remand could support a second remand.”
Id.
at 109,
more than six years have elapsed since defendant’s trial, and there is no reason to believe that additional evidence material to the issue of the assistant prosecutor’s exercise of her peremptory challenges could be presented on a further remand. Moreover, based on the assistant prosecutor's overall pattern of the use of her peremptory challenges, her questionable challenges of prospective [Jurors Numbers 9, 10 and 12], and her failure to apply the purported reason for the excusal of [Juror Number 12] even-handedly, we conclude that defendant made a sufficient showing that the State used its peremptory challenges in a discriminatory manner.
[Ibid.]
The State filed a petition for certification, which was granted.
State v. Osorio,
197
N.J.
13,
II.
The State argues that “[t]he Appellate Division in effect overrules well-established case law that demands that deference be afforded a trial court’s ruling that a prosecutor permissibly exercised peremptory challenges and recognizes the gut reaction challenge.” It asserts that “[a]n attorney [may] exercise discretionary challenges to jurors based on his or her perceptions of a particular juror” and “[s]o long as the attorney could, in response to an objection, demonstrate an objective basis for the challenge, the challenge survived.” It suggests strongly that “[t]he Appellate Division’s ruling in effect turns ... peremptory challenges into challenges for cause.”
Defendant argues that the Appellate Division’s decision is correct; that it is in accord with precedent; that it does not convert peremptory challenges into challenges for cause; and that it afforded all deference that was due to the trial court. Defendant’s arguments are repeated and reinforced by amici the ACLU-NJ and the ACDL-NJ.
III.
A.
In
Gilmore, supra,
this Court first addressed the then-recently decided
Batson v. Kentucky,
476
U.S.
79, 106
S.Ct.
1712,
right [secured by the interplay of Article I, paragraphs 5, 9 and 10 of the New Jersey Constitution, N.J. Const, art. I, 11115, 9 and 10] to trial by an impartial jury hence entails not a requirement that petit juries actually chosen must be an exact microcosm of the community, but rather the guarantee that the State’s use of peremptory challenges may not restrict unreasonably the possibility that the petit jury will comprise a representative-cross section of the community.
[Id. at 529,511 A.2d 1150 (citation and internal quotation marks omitted).]
The Court then focused on the task of “formulating] the procedures to be followed by trial courts when a defendant alleges that a prosecutor is improperly using peremptory challenges.”
Id.
at 533,
The Court first fashioned a gatekeeper requirement. It “emphasizefd] that the defendant must timely object to the prosecution’s
B.
Against that backdrop, and drawn exclusively from the provisions of the New Jersey Constitution, the Court fashioned a three-step test. Because the starting point had been defined in terms of a rebuttable presumption in favor of the prosecution, the Court in
Gilmore
explained that, as the first step, “[tjhis presumption may be rebutted ... upon a defendant’s
prima facie
showing that the prosecution exercised its peremptory challenges on constitutionally-impermissible grounds.”
Ibid.
It instructed that, “[tjo make out such a case, the defendant initially must establish that the potential jurors wholly or disproportionally excluded were members of a cognizable group within the meaning of the representative cross-section rule.”
Id.
at 535-36,
The standard established by Gilmore—that the presumption in favor of the constitutionality of a peremptory challenge can only be rebutted if it is demonstrated that there is a “substantial likelihood” that a peremptory challenge was based on a constitutionally infirm basis—requires updating.
Johnson, supra,
decided nineteen years after
Gilmore,
clarified and moderated that standard. 545
U.S.
at 170-72, 125
S.Ct.
at 2417-18,
intend[ed] ... to be so onerous that a defendant would have to persuade the judge—on the basis of all of the facts, some of which are impossible for the defendant to know with certainty—that the challenge was more likely than not the product of purposeful discrimination.
lid. at 170,125 S.Ct. at 2417,162 L.Ed2d at 139.]
Johnson
makes clear that the burden to overcome the presumption of constitutionality of a peremptory challenge exercise is far less exacting than was originally stated
We do so because our earlier standard was based on the reasoning in
Wheeler, supra,
that the party contesting the exercise
of a peremptory challenge, “from all the circumstances of the case[,] must show a strong likelihood that such persons are being challenged because of their group association rather than because of any specific bias.” 148
Cal.Rptr.
890,
As now modified, that standard can be satisfied in various ways.
Gilmore
identifies several factors available to meet that burden, such as whether “ ‘his opponent has struck most or all of the members of the identified group from the venire[;]’ ” whether the opponent “ ‘has used a disproportionate number of his peremptories against the group[;]’ ” whether “ ‘the jurors in question share only this one characteristic—their membership in the group—and that in all other respects they are as heterogeneous as the community as a whole[;]’ ” whether the opponent failed “ ‘to engage these same jurors in more than desultory voir dire, or indeed to ask them any questions at all [;]’ ” and although “ ‘the defendant need not be a member of the excluded group in order to complain of a violation of the representative cross-section rule[,]’ ” whether “ ‘he is, and especially if in addition his alleged victim is a member of the group to which the majority of the remaining
jurors belong[.]’ ”
Gilmore, supra,
103
N.J.
at 536,
C.
If a party contesting the exercise of a peremptory challenge satisfies its initial burden and, hence, rebuts the presumption of constitutionality, the second
The proffered explanations are not to be judged in a vacuum.
Gilmore
underscores that the “justifications of [contested] peremptory challenges need not rise to the level justifying challenges for cause.”
Id.
at 538,
D.
Once the party contesting the exercise of a peremptory challenge has rebutted its attendant presumption of constitutionality by producing evidence sufficient to draw an inference that discrimination has occurred (step one), and the party defending the exercise of the contested peremptory challenge has proffered explanations that the contested peremptory challenge was exercised in response to situation-specific bias and not group bias (step two), the third step of the
Gilmore
analysis becomes opera
tive. In that third step, “the trial court must judge the [contestant]^
prima facie
case against the [proponent’s rebuttal to determine whether the [contestant] has carried the ultimate burden of proving, by a preponderance of the evidence, that the [proponent] exercised its peremptory challenges on constitutionally-impermissible grounds of presumed group bias.”
Ibid.
The considerations relevant to this final step of the Gilmore analysis were comprehensively
[ 0 ]nce a [party contesting a peremptory challenge] has made a prima facie showing of discriminatory use of peremptory challenges, the trial court must make specific findings with respect to the ... proffered reasons for exercising any disputed challenges. The court must consider whether those reasons are reasonably relevant to the particular case on trial or its parties or witnesses. Moreover, it is essential that separate findings be made with respect to each disputed challenge.
If the court finds that the [party exercising the peremptory challenge] has presented neutral reasons for exercising each disputed challenge, it must then determine whether the [contestant] has carried the ultimate burden of proving, by a preponderance of the evidence, that the [party exercising the peremptory challenge] exercised its peremptory challenges on constitutionally-impermissible grounds of presumed group bias. In making this determination, the court must consider whether the [the party exercising the peremptory challenge] has applied the proffered reasons for the exercise of the disputed challenges even-handedly to all prospective jurors. A nondiscriminatory reason for exercising a peremptory challenge which appears genuine and reasonable on its face may become suspect if the only prospective jurors with that characteristic who the [party exercising the peremptory challenge] has excused are members of a cognizable group.
In addition, the court must consider the overall pattern of the [party exercising the peremptory challengers use of its peremptory challenges. Even if the reasons for each individual challenge appear sufficient when considered in isolation from the ... other challenges, the use of a disproportionate number of peremptory challenges to remove members of a cognizable group may warrant a finding that those reasons are not genuine and reasonable.
Finally, the court must consider the composition of the jury ultimately selected to try the case. Although the presence on the jury of some members of the group alleged to have been improperly excluded does not relieve the trial court of the responsibility to ascertain if any prospective juror was peremptorily challenged on a discriminatory basis, this circumstance may be highly probative of the ultimate question whether the ... proffered nondiscriminatory reasons for exercising peremptory challenges are genuine and reasonable.
[Id. at 473-74,720 A.2d 632 (citations and internal quotation marks omitted).]
E.
Having examined at length the analytical paradigm applicable to contests of peremptory challenges based on group bias discrimination, and bearing in mind the modification effected to step one of the Gilmore framework by Johnson, supra, we turn to the application of that framework to the challenge lodged here.
IV.
Defendant is a Hispanic male. At his trial, each and every one of the prosecution’s first six peremptory strikes were of members of a minority group: four African-Americans and two Hispanics. When defendant’s counsel objected, the trial court did not engage in the three-step
That effort did not occur until three years later, after the Appellate Division remanded the case for a Gilmore hearing. At that remand, the State proffered a series of reasons for its jury challenges. Regrettably, the passage of time rendered that remand hearing largely meaningless. Instead of addressing a jury challenge on the spot, where a contemporaneous record based on fresh recollections could be made and when the jurors remained available for individual voir dire, the trial court on remand was confronted with disparate, imperfect or incomplete recollections offered by the parties and no clear recollection of its own to consider in reaching its conclusions.
The Appellate Division carefully reviewed the jury selection proceedings before the trial court, and set forth its conclusions as to the deficiencies in the jury selection process, both during trial and at the remand hearing. We agree with those findings and, in light of the fundamental constitutional considerations at issue, we too are compelled to conclude that, in the circumstances presented, the remand hearing was nothing more than the quintessential “too little, too late.” Given the extreme facts of this case, once defendant objected to the State’s first six peremptory challenges, a clear pattern of group bias was presented, certainly more than sufficient to “draw an inference that discrimination has occurred[,]”
Johnson, supra,
545
U.S.
at 170, 125
S.Ct.
at 2417,
On the record before us, we refrain from holding whether the State’s peremptory challenges in fact were impermissibly grounded on group bias or were properly the subject of situation-specific biases. Our hesitation in doing so is based on the absence of many of the factors critical to a reasoned review: a credible factual record; a close and timely examination of the reasons
proffered for the challenges; a careful weighing of whether the reasons proffered for the challenges were applied even-handedly to all prospective jurors; a consideration of the overall pattern of use of peremptory challenges; or a description of the composition
V.
The judgment of the Appellate Division is affirmed.
For affirmance—Chief Justice RABNER and Justices LONG, LaVECCHIA, ALBIN, WALLACE, RIVERA-SOTO and HOENS—7.
Opposed—None.
Notes
State V. Gilmore,
103
N.J.
508,
State
v.
Watkins,
114
N.J.
259,
Defendant was represented at the remand hearing by an attorney other than the lawyer who had represented defendant at trial. No explanation was tendered on the record for what later proved to be a temporary switch in counsel.
Gilmore
defines the "representative cross-section rule" in the context of the jury trial right, explaining that the "right to trial by an impartial jury, in our heterogeneous society where a defendant's 'peers' include members of many diverse groups, entails the right to trial by a jury drawn from a representative cross-section of the community.”
Gilmore, supra,
103
N.J.
at 524,
Gilmore
defines "group bias" as those instances " 'when a party presumes that certain jurors are biased merely because they are members of an identifiable group distinguished on racial, religious, ethnic, or similar grounds!.]’ "
Id.
at 531,
