STATE of Wisconsin, Plaintiff-Appellant-Petitioner, v. Lisa ORTA, Defendant-Respondent. STATE of Wisconsin, Plaintiff-Appellant-Petitioner, v. Ricardo RUIZ, Defendant-Respondent.
Nos. 97-3105-CR, 97-3106-CR
Supreme Court
Oral argument September 10, 1999. Decided January 19, 2000.
2000 WI 4 | 604 N.W.2d 543
For the defendant-respondent, Lisa Orta, there was a brief by Mark F. Nielsen and Schwartz, Tofte & Nielsen, LTD., Racine and oral argument by Mark F. Nielsen.
For the defendant-respondent, Ricardo Ruiz, there was a statement by Michael P. Reisterer, Jr. and Reisterer Law Office, Kalamazoo, MI, that they adopt the brief of Lisa Orta.
Amicus curiae brief was filed by Mary E. Waitrovich, assistant state public defender and Nicholas L. Chiarkas, state public defender for the State Public Defender.
Amicus curiae brief was filed by Howard B. Eisenberg, Milwaukee for the Wisconsin Association of Criminal Defense Lawyers.
¶ 1. WILLIAM A. BABLITCH, J. The question presented in these consolidated cases is whether evidence that is seized pursuant to a rule expounded by
¶ 2. We considered this identical issue in a separate case decided today, State v. Ward, 2000 WI 3, 231 Wis. 2d 723, 604 N.W.2d 517. For the reasons set forth in Ward, we conclude that the evidence seized at the home of Lisa Orta and Ricardo Ruiz is admissible evidence. Accordingly, the decision of the court of appeals is reversed.
¶ 3. The undisputed facts in this case are as follows. In February 1997 City of Racine police executed a no-knock search warrant at a home occupied by Lisa Orta. Orta and Ricardo Ruiz were present at the residence at the time the search warrant was executed. The officers seized 6.7 grams of marijuana, 3.7 grams of cocaine in one location and .2 grams of cocaine in another, two guns, a digital scale and other items. The defendants were each charged with violating various provisions of the Uniform Controlled Substances Act.1
¶ 4. Subsequent to the search and while the defendants’ case was pending, the United States Supreme Court decided Richards v. Wisconsin, 520 U.S. 385 (1997). In Richards, the Court held it to be unreasonable under the Fourth Amendment to allow a per se exception from compliance with the rule of announcement2 whenever a search warrant is exe-
¶ 5. In Ward, we considered the impact of the Richards decision on evidence seized while our rule in State v. Richards and Stevens was the law of the land. We concluded that evidence seized in compliance with our rule was admissible under both the
By the Court.—The decision of the court of appeals is reversed, and the cause is remanded to the circuit court for further proceedings consistent with this opinion.
GOOD FAITH EXCEPTION TO EXCLUSIONARY RULE
¶ 7. This court‘s decision in Hoyer v. State, 180 Wis. 407, 193 N.W. 89 (1923), was a watershed in Wisconsin law. The case concerned the search of an automobile for illegal alcohol. Two officers detected the odor of alcohol in Hoyer‘s automobile after it had been in a collision. The officers searched the vehicle without a warrant; ultimately, this court, acting on the law as it stood at that time, held that the five bottles of liquor found were the result of an unlawful search and seizure. This court suppressed the evidence with an analysis that made Wisconsin one of the first states to adopt the exclusionary rule—almost 40 years before the Supreme Court applied the
¶ 8. In Hoyer, the court wrestled with the policy issues surrounding the suppression of probative evidence. It noted that several states had refused to examine the means by which such evidence was obtained and cited cases from Iowa, Nebraska, California, Georgia, Massachusetts, and North Dakota. The court then turned to cases from the Supreme Court, namely Amos v. United States, 255 U.S. 313 (1921), and Gouled v. United States, 255 U.S. 298 (1921), in which evidence obtained through unlawful searches had been suppressed. After examining several other cases from lower federal courts, the court listed five cases from Michigan and cases from Mississippi, Tennessee, Kentucky, and Wyoming that followed the federal exclusionary rule. Thereupon, the court said:
For ourselves we elect to stand...with the federal and other courts which consider these provisions of the Bill of Rights as embodied in constitutions to be of substance rather than mere tinsel. We hold, therefore, that the evidence challenged in this case was taken by the officers by unlawful search and seizure and contrary to
sec. 11, art. I, Wis. Const. and was improperly received in evidence against him on the trial in violation of his rights undersec. 8, art. I, Wis. Const. 2 (Citation omitted.)
¶ 9. The court declared that
This security has vanished and the pledge is violated by the state that guarantees it when officers of the state, acting under color of state-given authority, search and seize unlawfully. The pledge of this provision and that of sec. 8 are each violated when use is made of such evidence in one of its own courts by other of its officers. That a proper result—that is, a conviction of one really guilty of an offense—may be thus reached is neither an excuse for nor a condonation of the use by the state of that which is so the result of its own violation of its own fundamental charter.
Id.
¶ 10. These strong words and others in the opinion have been subjected to exhaustive exegesis in subsequent cases. For instance, in State v. Brady, 130 Wis. 2d 443, 453, 388 N.W.2d 151 (1986), the court declared that in Hoyer “we adopted an exclusionary rule based upon the Wisconsin Constitution,” and it noted that the “state urges us to adopt Leon and to overrule our holding in Hoyer v. State” (referring to United States v. Leon, 468 U.S. 897 (1984)).3 Justice Abrahamson concurred in the decision, reasserting that the Wisconsin exclusionary rule is based upon the Wisconsin Constitution and is independent of an exclusionary rule imposed on the states by the federal constitution. Id. at 455. But Justice Steinmetz disagreed. He wrote in his concurrence that:
It is not a proper statement that Hoyer v. State established the Wisconsin exclusionary rule grounded exclusively in the state constitution independent of the United States Supreme Court with respect to fourth amendment violations. . . .I emphasize that there is no basis in our prior decisions which indicates that
art. I, sec. 11 provides broader protection than thefourth amendment . (Citation omitted.)
¶ 11. Two years later in State v. Tompkins, 144 Wis. 2d 116, 423 N.W.2d 823 (1988), Justice Steinmetz wrote for a four-member majority:
The protection of rights and the preservation of judicial integrity depend in reality on the deterrent effect of the exclusionary rule. Unlawful police conduct is deterred when evidence recovered in unreasonable searches is not admissible in courts. The Wisconsin cases discussed in Hoyer and statements of that court all concerned judicial protection against police oppression. That is, the exclusionary rule developed as a judicial remedy to deter unreasonable searches and seizures. The fourth amendment was and is a limit on the powers of government.
¶ 12. The question we should address in entertaining an exception to the Wisconsin exclusionary rule is whether Justice Steinmetz was correct, that the exclusionary rule is a mere “judicial remedy” subject to periodic revision by courts and capable of tracking all the exceptions crafted or recognized by the Supreme Court; or, conversely, whether Chief Justice Abrahamson is correct, that the rule embodies a fundamental right embedded in the Wisconsin Constitution, a right that is not automatically altered to incorporate federal trends in criminal justice.
¶ 13. The Steinmetz analysis in Tompkins, however attractive it may have been, was dictum in that case. Moreover, his opinion was not correct in asserting that “the interpretation of the Wisconsin Constitution in Hoyer was based exclusively upon federal cases, particularly United States Supreme Court decisions interpreting the fourth amendment.” Id. at 135. On the other hand, the Hoyer court proclaimed that “we elect to stand...with the federal and other courts.” Hoyer, 180 Wis. at 415. The court‘s use of the word “elect” is quite at odds with a constitutional mandate. Moreover, in light of modern search and seizure doctrine, the Hoyer court was dead wrong on the question of whether
¶ 14. State v. Ward, 2000 WI 3, 231 Wis. 2d 723, 604 N.W.2d 517, of even date, is a new watershed in Wisconsin law. It is a momentous event when this court throws over more than 75 years of precedent and yields to the persistent entreaties of the State to recognize a good faith exception to the exclusionary rule. That we should use the Ward case as the vehicle for declaring such an exception is an abomination, because it vindicates substandard police performance. That we should apply the new exception in this very different case is unnecessary and dangerous, because it implies that excellent police work was constitutionally deficient.
¶ 15. It may be possible to support a limited good faith exception to the exclusionary rule in a worthy case, with compelling facts, in which the court carefully articulates a rationale that squares with the storied Hoyer decision. But not in Ward and not here.
EXIGENCY EXCEPTION TO THE RULE OF ANNOUNCEMENT
¶ 16. Under the circumstances of this case, police entry into the Orta residence without announcement was constitutional because police had reasonable suspicion that they were facing exigent circumstances.
¶ 18. The Supreme Court rejected this court‘s blanket exception to the knock-and-announce requirement for drug investigations in Richards v. Wisconsin, 520 U.S. 385 (1997). Nonetheless, the court upheld the unannounced entry in that case and allowed police to dispense with announcement when they have reasonable suspicion that an announcement would be dangerous or futile, or that it would inhibit the effective investigation of the crime by allowing suspects to destroy evidence. State v. Meyer, 216 Wis. 2d 729, 734-35, 576 N.W.2d 260 (1998) (citing Richards, 520 U.S. at 394).
¶ 19. Police can execute a no-knock search when they have a reasonable suspicion that, based on the particular facts, exigent circumstances exist. Id. at 751; see also United States v. Ramirez, 523 U.S. 65, 70, 73 (1998). Exigent circumstances exist when there is a reasonable belief, evaluated at the time of entry, that knocking and announcing will endanger the safety of the police or others. Meyer, 216 Wis. 2d at 746 n.17. Exigent circumstances also arise when it is likely that evidence will be destroyed, or when the announcement becomes superfluous because the occupants of the premises already are aware of the police presence. Id.
¶ 21. Usually, after a circuit court has upheld a no-knock warrant under the overturned blanket rule, an appellate court will remand the case to the circuit court for a new suppression hearing. Meyer, 216 Wis. 2d at 754; State v. Ruiz, 213 Wis. 2d 200, 214, 570 N.W.2d 556 (Ct. App. 1997); State v. Ramirez, 228 Wis. 2d 561, 570, 598 N.W.2d 247 (Ct. App. 1999). That is exactly what the court of appeals ordered in this case.
¶ 22. In my view, however, there already are sufficient facts in the record to show exigent circumstances, making a new hearing unnecessary. The officers had reasonable suspicion, based on the particular facts of the case, that the rule of announcement would lead to violence and possible injury, or the destruction of evidence.
¶ 23. The record reveals the following: Officer John Lucci brought 17 years of law enforcement experience and insight to the investigation of Ricardo Ruiz and Lisa Orta. At the time he prepared the affidavit for the search warrant, Officer Lucci was serving on the
¶ 24. Prior to submitting the detailed affidavit for the warrant, Officer Lucci checked the MDU and Criminal Information Bureau files for information about Ruiz and Orta. The files contained information about “eleven different complaints against Ricardo Ruiz for drug trafficking since 1987.” They showed he had been arrested on four prior occasions for delivery of cocaine. They indicated he had been convicted of two felonies related to cocaine and that Ruiz was on probation.
¶ 25. Concerning Orta, the MDU files contained information about six different complaints against Orta for drug trafficking since 1987. The affidavit did not spell out the details of these six complaints, but one of them probably served as the basis for a search warrant of her residence in 1991.
¶ 26. The 1997 search warrant for the Orta residence was obtained on February 8, 1997. The Racine County Sheriff‘s Department SWAT team executed the warrant on February 10, 1997, at 8:07 a.m. Deputy Sheriff Thomas Bauer was the first person through the door. The SWAT team included Detective Prochniak. Also present at the scene were Investigator Bellovary, Investigator Birkholz, Investigator Tharinger, Sergeant Ketterhagen, Agent Lucci, Agent Simons, Agent
¶ 27. There were at least ten police officers at the residence when the warrant was executed, and the raid demonstrated both planning and extensive communication among the police agencies that make up the Racine County Metro Drug Unit. The officers must have discussed the previous search warrants for Ruiz and Orta. On these facts, the collective knowledge doctrine allows officers and their agencies to pool knowledge in determining reasonable suspicion to enter without announcement.
¶ 28. Knowledge of the facts surrounding the August 1991 warrant and search is part of the information that may be imputed to all officers at the scene. In 1991, a reliable confidential informant accused the girlfriend of Ricardo Ruiz of selling cocaine from an apartment at 1623 Prospect Street in Racine. The girlfriend was Lisa Orta. The court issued a warrant to search her premises on August 5, 1991, and it was executed two days later. Officers observed four males sitting in lawn chairs on the front porch of the Orta residence. Ruiz was one of the four males. At the time, he was free on bond for previous cocaine charges. One of the males sitting next to Ruiz attempted to throw away a small white packet as the police approached. The packet was retrieved and determined to contain cocaine. Police found additional cocaine in the possession of this male. Police recovered $192 in cash from
¶ 29. Officer Lucci‘s affidavit for the 1997 warrant explains how a confidential informant purchased cocaine at the Orta residence in a carefully monitored, controlled buy within five days of the warrant application. The informant alleged that Ricardo Ruiz had a gram scale and packaging materials in his bedroom at the Orta residence, and that the informant had seen Ricardo Ruiz sell cocaine to other people within the previous two weeks at the house.
¶ 30. Ruiz was present at Orta‘s residence in 1991 when the search warrant was executed. The affidavit for the 1997 warrant stated that the confidential informant claimed on the basis of personal observation that Ruiz and Orta both resided at 2606 Douglas Avenue, Racine, the premises to be searched. Two vehicles were present at the house at the time of the search. Consequently, Lucci and other officers had good reason to believe that two long-time drug dealers who were thoroughly familiar with the police and the criminal justice system would be present at the premises when they entered the building.
¶ 31. In 1997, Ricardo Ruiz had two felony convictions involving cocaine and was on probation. He was steadily selling drugs. The police officers could
¶ 32. The fact that the officers eventually seized a .32 caliber derringer in one bedroom and a Ruger semi automatic .9 millimeter handgun in the kitchen, plus a .9 millimeter magazine with two cartridges, did not itself establish reasonable suspicion for police to enter Orta‘s residence without announcement, but it did confirm the reasonableness of the officers’ judgment. By contrast, in the Ward case, police were not dealing with a convicted felon, and they found no firearms at Ward‘s house.
¶ 33. Even if Ruiz and Orta did not resort to violence, they were likely to attempt to destroy evidence. Lucci and the other officers could infer that Ruiz and Orta were familiar with the manner in which police execute search warrants. Both were long-time drug dealers facing substantial criminal sentences if con-
¶ 34. A combination of particular facts, such as the defendant‘s “apparent recognition of the officers combined with the easily disposable nature of the drugs,” can justify a no-knock entry. Meyer, 216 Wis. 2d at 752 (citing Richards, 520 U.S. at 394). In this case the combination of particular facts more than supports the decision to dispense with the rule of announcement.
¶ 35. Given the rich factual record here to support a no-knock entry, this is not the case in which to graft the good faith exception onto Wisconsin‘s exclusionary rule. The good faith exception very well may fuse elegantly with our exclusionary rule under a better set of facts, but not under the ones in this case. The decision of the court of appeals should have been reversed on the grounds that the no-knock entry was constitutional.
¶ 36. I am authorized to state that CHIEF JUSTICE SHIRLEY S. ABRAHAMSON and JUSTICE ANN WALSH BRADLEY join the “GOOD FAITH EXCEPTION TO EXCLUSIONARY RULE” section of this concurrence.
¶ 38. The majority opinion in Ward holds that evidence seized in an unconstitutional no-knock search may be admitted only when an officer relies in objective good faith on a pronouncement of this court. Thus a mere pronouncement of this court validating a no-knock search apparently is not adequate to admit the evidence. An officer‘s subjective good faith reliance on this court‘s pronouncement is not sufficient to admit the evidence. An officer‘s reliance in objective good faith on this court‘s pronouncement is needed to admit the evidence.
¶ 39. An issue the majority opinion does not address in this case or in State v. Ward is what constitutes an officer‘s reliance in objective good faith on a pronouncement of this court.
¶ 40. Can an officer rely in objective good faith on a pronouncement of this court when the U.S. Supreme Court has agreed to review this court‘s pronouncement and numerous state and federal courts have disagreed with this court‘s pronouncement? In February 1997 when the officers executed the unconstitutional no-knock entry into Ms. Orta‘s residence, the U.S. Supreme Court had already agreed to review this court‘s decision in State v. Richards.1 Richards is the case that, according to the majority opinion, the officers had to rely upon in objective good faith.2 Numerous federal and state decisions disagreed with this court‘s pronouncement in Richards. See State v. Richards, 201
¶ 41. The majority does not apply the “rely in objective good faith” standard. Why not? Is the standard meaningless?
¶ 42. I cannot join Justice Prosser‘s ruling on the exigency exception to the rule of announcement in this case without asking the parties to brief and argue this issue. The court of appeals remanded the case to the circuit court for a new suppression hearing to determine whether the officers had reasonable suspicion that exigent circumstances existed to justify dispensing with the rule of announcement. Nevertheless, I agree with his analysis of this state‘s exclusionary rule set forth in State v. Hoyer, 180 Wis. 407, 193 N.W. 89 (1923). I join that part of Justice Prosser‘s concurrence relating to the good faith exception to the exclusionary rule.
¶ 43. For the reasons set forth, I dissent.
¶ 44. I am authorized to state that JUSTICE ANN WALSH BRADLEY joins this dissent.
Notes
SECTION 8. No person shall be held to answer for a criminal offense without due process of law, and no person for the same offense shall be put twice in jeopardy of punishment, nor shall be compelled in any criminal case to be a witness against himself. All persons shall, before conviction, be bailable by sufficient sureties, except for capital offenses when the proof is evident or the presumption great; and the privilege of the writ of habeas corpus shall not be suspended unless when, in cases of rebellion or invasion, the public safety may require it.
Historical Note, W.S.A. Const. art. I § 8 (West 1986). State v. Richards, 201 Wis. 2d 845, 549 N. W.2d 218 (1996).