Lead Opinion
Myron J. Ondricek was charged with three counts of sexual contact and one count of rape. He was convicted on one count of sexual contact with a minor — his niece. The trial court allowed the State, in its case-in-ehief, to present evidence of prior bad acts of sexual contact and rape with other nieces, which acts occurred approximately twenty years earlier. We affirm.
FACTS
The prosecutor filed a motion to introduce prior bad acts testimony from D.P. and L.P., two of Ondrieek’s nieces. D.P. testified that when she was six (around 1972) Ondricek had asked her to go skinny dipping but that she felt uncomfortable after she stripped to her panties. At family gatherings, she recalled that Ondricek massaged her around her sides and below her waist, making her very uncomfortable. When D.P. was twelve (around 1978) she stayed overnight with Ondricek and his wife in a tent. He fondled her breasts until she moved over to the other side of the tent.
L.P. testified that Ondricek took her “skinny dipping” when she was four. He made her touch his penis and attempted to sexually penetrate her. He rubbed her vagina on another occasion when she fell off a sled and hurt her groin area. She testified that he raped her in 1974, when she was eight, while taking her fishing and later, in 1976, he rubbed her breasts and placed her hand on his penis.
Ondricek moved to suppress this testimony. After a pretrial hearing, the trial court held the testimony admissible. The court concluded that the prior bad acts, if believed by the jury, would establish “a plan or common scheme on the part of defendant to develop situations which would allow him to have sexual contact with his nieces and to prove the intent required for the offense of sexual contact with a minor.” The court also concluded that the probative value was not substantially outweighed by its prejudicial effect. The trial court instructed the jury that the other acts evidence could only be used as proof of intent or common scheme.
The jury returned verdicts of not guilty on all counts except Count 2, sexual contact with E.P., a child under sixteen. Ondricek was sentenced to ten years in the South Dakota Penitentiary and ordered to pay the cost of counselling for the victim.
DECISION
Was the prior bad acts evidence admissible to prove intent or common scheme?
The admission of other acts testimony is governed by SDCL 19-12-5, which provides:
Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show that he acted in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident.
Under SDCL 19-12-5, the trial court must follow a two-step analysis when ruling on the admissibility of other acts evidence:
1. Whether the intended purpose for offering the other acts evidence is relevant to some material issue in the case (factual inquiry), and
2. Whether the probative value of the evidence is substantially outweighed by its prejudicial effect (legal inquiry).
State v. Steele,
Prior bad act evidence is not admissible to show that, since a defendant committed a similar offense on another occasion, he has a propensity to commit the offense charged. SDCL 19-12-5; Steele,
In this case, the trial court followed all proper procedural steps and then admitted evidence of prior sexual contact with minors as proof of a common scheme or plan and as proof of intent. The trial court properly admitted the evidence under both the intent and plan exceptions.
Ondricek argues that a defendant’s complete denial of any wrongdoing negates the prosecution’s need to offer evidence of intent. Ondricek would have the trial court defer such evidence until a defendant places intent in dispute or unless intent is clearly in dispute from the outset. Under this rationale, intent is only disputed when, for example, a defendant admits the physical contact with a minor but asserts the contact was inadvertent or by mistake.
Imposing this stringent “in dispute” standard would require overruling settled South Dakota case law. In State v. Champagne,
In a line of subsequent cases, we have reaffirmed this rule. In State v. Klein,
We are aware of case law from the Second, Eighth, and Ninth Circuit Courts of Appeals that conflicts with our holdings. These cases stand for the proposition that if a defendant denies the act occurred, then intent is not in dispute and other acts evidence may not be admitted under the intent exception. United States v. Jenkins,
Accepting Ondrieek’s rationale would improperly allow a defendant to foreclose the State from offering relevant evidence on an essential element of the crime. United States v. Chaimson,
2. Common Plan or Scheme.
Ondricek argues that his alleged sexual contact with his other nieces falls outside of the plan exception. We disagree.
In Christopherson,
The bad act testimony in this case was admissible to prove a plan or a common scheme to develop situations which allowed Christopherson to have sexual contact with young boys. First he would pick out an impressionable boy in his early teens. Christopherson always picked boys whose parents he knew or could get friendly with, making it more difficult for the boy to confide with his parents. Christopherson then used his role as an authority figure (teacher, supervisor or family friend) to work the boy into a situation where Chris-topherson was alone with him and able to have sexual contact. In each case Christo-pherson would tell the boy to keep it a secret. Christopherson would play off the desires or insecurities of the boy by promising a car, praying to God for forgiveness, or promising to get the boy out of special education. Christopherson never asked any of the boys to do anything to him.
Christopherson,
In State v. Perkins,
The challenged testimony demonstrates a consistent pattern of molesting young girls with whom Perkins was long acquainted, when they were "within his home. In each instance, Perkins approached the victim, and began fondling their breasts. Between the charges stemming from the D.J.K. incidents, and the four acts involving the other girls, a total of seven sexual encounters were presented. In four of the seven, the victim was present in the home as a baby-sitter staying overnight. In a fifth ... the victim was spending the night after staying late to help Perkins’ wife with*876 a new baby, i.e. babysitting. Although Perkins asserts that the incidents involving [the other girls] were so different as to be irrelevant, the factual patterns are remarkably similar. The only real difference between the bad acts and the rape incidents is that D.J.K. made no physical act to stop Perkins, whereas [the other girls] did. Circumstances which surrounded the various acts and Perkins’ behavior up to the point of physical resistance (which D.J.K. did not offer) are virtually the same. Perkins was not charged and convicted with a singular crime, based upon prior criminal or “wrong” conduct ... [R]ather, Perkins was charged with a series of criminal acts reflecting a plan to engage in sexual activity with very young girls.
As in these previous cases, a comparison between the other acts evidence and the crimes charged clearly demonstrates Ondri-cek’s common plan or scheme to use family and recreational activities to prey on his young nieces. Ondricek was charged with one count of sexual contact and one count of rape involving his niece, E.P., a minor. The State also charged Ondricek with two counts of sexual contact with a minor, J.W., who was also Ondricek’s niece.
At trial, E.P. testified that in October 1983, when she was six years old, she stayed with Ondricek and his wife while her parents were away. E.P. stated that during this visit On-dricek inserted his penis into her mouth after telling her a bedtime story. In the summer of 1986, when E.P. was eight or nine years old, Ondricek took E.P. swimming. When she was reluctant to remove her clothes, he helped her remove them and proceeded to rub her chest with his hands. She recalled a third incident when, after driving her home from a fishing or swimming excursion, Ondri-cek opened her legs and rubbed her vagina.
J.W. testified that when she was eight or nine, around 1985 or 1986, she lived with Ondricek and his wife while her parents were trucking. She stated that during this time Ondricek would touch her vaginal area while drying her after a bath. She testified that Ondricek would have her pull her pants down and would remark that he would show her about sex. She stated Ondricek once slept with her in her bed when she was eight or nine and, when she awoke, told her she had “pulled his penis.” She further testified that when she was twelve or thirteen Ondricek rubbed her genital area through her clothes after beginning to massage her legs and back.
In addition to this testimony by the alleged victims, the trial court admitted other acts testimony by two of Ondrieek’s grown nieces. L.P. testified that Ondricek took her swimming in 1969 or 1970, when she was four. While they were in the water, he rubbed her vagina, asked her to rub his exposed penis, and attempted to sexually penetrate her. L.P. testified that two or three years later, Ondricek took her sledding. When she hurt her groin area while sledding, Ondricek began rubbing her vagina and asked her to touch his penis. When L.P. refused, Ondri-cek stopped. A year or two later, when L.P. was eight years old, Ondricek took her fishing and raped her. Finally, when L.P. was eleven, Ondricek rubbed her breasts when she was alone with him at her parents’ house. L.P. testified that after this incident, she was never alone with Ondricek.
D.P. testified that when she was four or five (around 1971) Ondricek asked her to go skinny dipping. When D.P. left her underwear on, he tried to help her remove them. D.P. moved away from Ondricek and went into the water. D.P. testified that when she was twelve (around 1978) Ondricek fondled her breasts while she was spending the night in a tent with him and his wife. D.P. stated that at family gatherings Ondricek would have his young nieces sit on his lap while he gave them back rubs. D.P. stated that when she sat on his lap he massaged close to her breasts, hips and pelvic area, making her uncomfortable.
Given the marked similarity between the charges against Ondricek and his prior bad acts, the other acts evidence was admissible to prove a common plan or scheme. Most of the charged and uncharged acts took place
Ondricek’s final contention is that other acts evidence should not have been admitted because of its remoteness. Ondri-cek observes that D.P.’s testimony concerned events which occurred between 1971 and 1978 and L.P.’s testimony involved events which occurred between 1969 and 1977. However, we have chosen not to set a rigid time limitation when determining whether bad acts are too remote. Christopherson,
In summary, the trial court properly applied the two-prong test for admission of other acts evidence. First, as noted above, this evidence was relevant to vital issues in the case; namely, intent and a common scheme. Accordingly, the trial court instructed the jury that the other acts evidence could only be used as proof of intent or common scheme. Second, the probative value of the evidence was not substantially outweighed by its prejudicial effect. “Prejudice does not mean the damage to the opponent’s case that results from the legitimate probative force of the evidence; rather, it refers to the unfair advantage that results from the capacity of the evidence to persuade by illegitimate means.” State v. Iron Shell,
Ondricek also contends that the trial court improperly denied his motion for a psychological examination of L.P. and that there was insufficient evidence to support his conviction. We have considered these claims and find them to be without merit.
Affirmed.
Dissenting Opinion
(dissenting).
I respectfully dissent.
Prior bad act evidence is not admissible to show that since a defendant committed a similar offense on another occasion, he has a propensity to commit the offense charged. SDCL 19-12-5; State v. Steele,
This prior bad act testimony was offered and received under the intent and plan exceptions.
1. Intent
[U]se [under the intent exception] of other crimes is troubling because usually it involves a kind of particularized character inference. The defendant entertained the criminal intent on a prior occasion, so on the occasion of the charged offense he likely had the same intent. Very little space separates this inferential logic from the general propensity inference that FRE 404 [SDCL 19-12-5] seeks to prevent (he did it before, so he is the sort who behaves that way and probably did it this time). Hence courts are wise to take special precautions, and to exclude the evidence or defer it where such proof is not necessary because intent is readily inferred from the act itself (general intent crimes) or because there is no dispute on intent. For these reasons and others, evidence of other crimes should often be excluded when offered to prove intent.
1 C. Mueller and L. Kirkpatrick, Federal Evidence § 112, at 648 (2nd ed. 1994).
Here, the first two witnesses were prior bad act witnesses, rather than the victims of the crimes charged. The trial court should have excluded this testimony or at least deferred it until Ondricek put intent into dispute. Id.; State v. Champagne,
The Second, Eighth and Ninth Circuit Courts of Appeals hold that if a defendant denies the act occurred, then intent is not in dispute. Jenkins,
[T]he [Champagne ] court’s dismissal of the requirement that intent be seriously in dispute — which it is not if the defendant denies the act completely — seems inconsistent with the purpose for which the intent requirement was originally inserted into the statute [SDCL 22-22-7].... [I]t appears to have been included as a means of describing and distinguishing noncriminal from criminal touchings, and not as a means of imposing a greater burden of proof on the government, or as a “backdoor” method of introducing prior bad acts evidence.
Hutton, supra, at 610.
In U.S. v. Has No Horse,
The Second Circuit Court of Appeals has ruled that if prior bad acts are to be offered to prove intent, then the offer of the evidence “should await the conclusion of the defendant’s case and should be aimed at a specifically identified issue.” U.S. v. Colon,
It is uncertain whether Ondricek would have taken the stand if the prior bad act testimony had not been offered in the State’s ease-in-chief. Since the State had already opened the door on the issue of sexual intent with the prior bad act testimony, it appears Ondricek had little choice but to take the stand to attempt to counter that testimony. Under these circumstances, it is reversible error for the State to introduce the prior bad act testimony in its ease-in-chief unless intent is clearly in dispute. See Colon,
We should hold that intent must be in dispute before any prior bad act evidence is admissible. The trial court must defer such evidence until the defendant places intent in dispute or intent is clearly in dispute from the outset.
2. Common Plan or Scheme
The trial court also admitted the prior bad act testimony under the plan exception. SDCL 19-12-5. The ‘plan’ exception deals with acts which are done in connection with a “larger continuing plan, scheme or conspiracy of which the present crime is only a part[.]” Champagne,
State claims that Ondrieek’s actions against J.W. and E.P. and his other nieces were part of a common scheme of getting his nieces alone during family or recreational activities then preying upon them. State claims these activities come within a “larger continuing plan ... of which the present crime is only a part.” Id. I disagree. On-dricek’s activity with E.P. constituted separate, independent acts or mere repetition of similar acts, an impermissible propensity suggestion. The distinction and greater latitude given to admission of prior bad acts in sexual molestation cases should be exercised only in the context of same defendant/same victim. Champagne,
In addition, the other acts should not have been admitted under the plan exception considering their remoteness. U.S. v. Fawbush,
The trial court should carefully consider the remoteness of the previous events in determining their probative value for purpose of common plan or scheme. State v. Christopherson,
“[TJhese uncharged prior bad acts were too prejudicial and too remote and prevented the defendant from receiving a fair trial.” Christopherson,482 N.W.2d at 306 (Sabers and Amundson, JJ. dissenting) (citation omitted). Prior bad act evidence should not be used to show that defendant is a “bad person.” State v. Werner,482 N.W.2d 286 , 296 (S.D.1992) (Amundson, J. concurring in part, dissenting in part). “The admission of this evidence allowed the defendant to be judged on the basis of innuendo” from uncharged acts. Id.
In Fawbush,
In Pinney,
[TJhere is no dispute in this case about the identity of the individual ... or about whether any sexual intercourse ... was accidental. The trial was about whether or not sexual intercourse oecurred[.] ... It was her word against his and if the jury believed her testimony that she was raped ... it is inconceivable that it would have found that he acted by mistake or that the perpetrator was someone else.... The obvious reason the government wanted the [prior rape] testimony before the jury was because of the substantial likelihood that one or more members of the jury would use this highly inflammatory evidence for exactly the purpose Rule 404(b) [SDCL 19-12-5] declared to be improper — i.e., drawing the inference that [defendant] was the kind of person who raped young girls and that, accordingly, he must have raped [victim].
Id. at 917; see also Werner,
In this case, the trial court did caution the jury that the testimony of D.P. and L.P. may “be used only to show intent and/or a common scheme on the part of the defendant.” Cautionary jury instructions are not likely to protect against unfair prejudice when this type of evidence is introduced. Pinney,
Prior bad act evidence relating to prior victims should be admissible in the state’s case-in-chief under the common plan or scheme exception only when the acts are done as part of a larger continuing plan, scheme or conspiracy of which the present crime is only a part (i.e., as part of a single series of events).
Under these circumstances, it was reversible error for the trial court to allow the prior bad act testimony of D.P. and L.P. It created an impermissible propensity inference, SDCL 19-12-5, and was so inflammatory that cautionary jury instructions were insufficient to ensure a fair trial. We should reverse and remand for a new trial consistent with this writing.
AMUNDSON, J., joins this dissent.
Notes
. In State v. Means,
. The Second Circuit Court of Appeals recognizes an exception when the issue of intent is clearly in dispute. Colon,
. In considering the possibility that the defendant might present no evidence, the Second Circuit has noted:
Defendants frequently do not disclose whether there will be a defense case until the prosecution has rested its case. Consequently, the safer course in offering similar act evidence*880 that should normally await the prosecution’s rebuttal case, is for the prosecution to rest, reserving, out of the presence of the jury, the right to reopen to present such evidence in the event the defendants rest without introducing evidence. If that occurs and the evidence is subsequently admitted, the trial judge can inform the jury that court procedure obliged the prosecution to defer its similar act evidence, thereby avoiding any unwarranted inference that the prosecution was desperately using a last-minute tactic.
Colon,
