260 Conn. 649 | Conn. | 2002
Opinion
The state appeals, following our grant of certification, from the judgment of the Appellate Court reversing the defendant’s conviction on charges of assault in the second degree and illegal distribution of a controlled substance. The state claims that the Appellate Court improperly concluded that the evidence was insufficient to establish beyond a reasonable doubt that the victim
The defendant, Joao Q. Nunes, was convicted, after a juiy trial, of one count of assault in the second degree in violation of General Statutes § 53a-60 (a),
The underlying facts, as set forth by the Appellate Court, are as follows. “Between May and September, 1993, the victim
“On or about September 7, 1993, after they had completed the project, the defendant telephoned the victim and asked if she would be interested in going out on a surveillance operation that involved the use of a new infrared camera that the police department had acquired. After some convincing by the defendant, she agreed to meet him that evening.
“At approximately 7 p.m. on September 7, 1993, the victim went to the defendant’s office in the police department, at which time he began describing the department’s new printer and computer. He wanted to
“The defendant and the victim then walked through a hallway to a classroom that contained gym mats. The defendant turned the lights off and started to show the victim how the infrared camera worked. She sat on a chair and, when he turned the lights on, he noticed that the victim looked pale. He suggested that she lie down on a mat. The defendant said that he had to speak to someone, and turned off the fights and left the classroom.
“The next thing that the victim remembered was that she was lying on the mat, ‘fading in and out,’ ‘feeling very dizzy, foggy,’ and that ‘she knew something wasn’t right.’ As she awoke, the defendant was at her right side. She no longer was wearing the bulletproof vest. The defendant then asked if he could kiss her and, although she refused, he kissed her anyway.
“After she arrived home, the victim slept through the night until about 5:30 a.m., at which time her head had cleared and her stomach problem had disappeared. She then called her boyfriend and asked him to come to her home. When he arrived, he observed her ‘crying hysterically.’ She told him that she thought she had been drugged and sexually assaulted the night before. He took her to the East Hartford police department, but she refused to go inside, so they returned to her home. There, the victim told her mother what she believed had happened. Her mother suggested that she go to a hospital to find out what she had ingested. After contemplating her mother’s advice, she went to the hospital that afternoon. While there, she told the hospital staff that she thought she had been drugged and sexually assaulted, but denied that a rape had occurred.
“At the hospital, tests were performed on the victim’s blood and urine. No alcohol was detected. Tests also were performed to determine whether she had ingested certain types of drugs; those tests were negative. Most notably, the tests were negative for benzodiazepines, which include temazepam, one of the drugs the state charged the defendant with putting in the victim’s iced tea. The other drag the state charged the defendant with putting in the victim’s drink was chloral hydrate. The hospital did not test for that drag. Temazepam and chloral hydrate are controlled substances.
“On September 10, 1993, she reported the incident to the East Hartford police, and met with Lieutenant Timothy Hogan and Sergeant Antonio Cancel of the Hartford police department. She gave them a tape-recorded statement that later was reduced to a written statement, which she signed. On September 14, 1993, Cancel and Sergeant Robert O’Connell of the Hartford police department informed the defendant that he was the subject of a criminal investigation generated by a complainant who claimed that she was drugged and sexually assaulted on September 7,1993. Those officers then took a written statement from the defendant.
“On September 14 and 15, 1993, the police officers seized certain materials from the defendant’s office in the Hartford police department. Those materials included: Two glasses, one found on a windowsill and one on a refrigerator; some iced tea mixture (brownish powder); a bulletproof vest; a bottle of chloral hydrate, which was found behind some files in the top drawer of a locked file cabinet; a Tylenol bottle containing some yellow capsules; a Nuprin bottle containing white pills, which was locked in a portion of the defendant’s desk; and an eight millimeter radio cassette tape found inside a Canon video camcorder.
“Upon testing, the state forensic laboratory detected no narcotics or controlled drugs on the two glasses, in
I
The state claims that the Appellate Court improperly concluded that there was insufficient evidence to sustain the defendant’s conviction on the assault and illegal distribution charges because, in the Appellate Court’s view, there was insufficient evidence that the defendant administered chloral hydrate, or temazepam, or both, to the victim. Specifically, the state contends that there was sufficient evidence from which a jury reasonably could have concluded that the defendant administered chloral hydrate, or temazepam, or a combination thereof, to the victim. We agree that the evidence was sufficient for the jury reasonably to conclude that the defendant administered chloral hydrate to the victim.
A
Before reaching the merits of this issue, we briefly address the state’s claim that, with respect to the assault
We have previously stated: “[B]ecause our review is limited to matters in the record, we will not address issues not decided by the trial court. Practice Book § 4185, [now § 60-5] (court on appeal shall not be bound to consider a claim unless it was distinctly raised at the trial); Crest Pontiac Cadillac, Inc. v. Hadley, 239 Conn. 437, 444 n.10, 685 A.2d 670 (1996) (claims neither addressed nor decided by court below are not properly before appellate tribunal); State v. Miller, 186 Conn. 654, 658, 443 A.2d 906 (1982) ([o]nly in the most exceptional circumstances will this court consider even a constitutional claim not properly raised and decided in the trial court). Willow Springs Condominium Assn., Inc. v. Seventh BRT Development Corp., 245 Conn. 1, 52, 717 A.2d 77 (1998).” (Internal quotation marks omitted.) Rivera v. Double A Transportation, Inc., 248 Conn. 21, 33, 727 A.2d 204 (1999). Furthermore, on a certified appeal, our focus is on the judgment of the Appellate Court; Burton v. Browd, 258 Conn. 566, 570, 783 A.2d 457 (2001); and we ordinarily do not review claims not raised therein. State v. Torrence, 196 Conn. 430, 433, 493 A.2d 865 (1985).
In this case, the assault count of the information charged that “the defendant intentionally caused stupor, unconsciousness and other physical impairments
B
We turn now to the state’s claim that there was sufficient evidence for a jury to find beyond a reasonable doubt that the defendant administered chloral hydrate to the victim. “In reviewing a sufficiency of the evidence claim, we apply a [two part] test. First, we construe the evidence in the light most favorable to sustaining the verdict. Second, we determine whether upon the facts so construed and the inferences reasonably drawn therefrom the jury reasonably could have concluded that the cumulative force of the evidence established guilt beyond a reasonable doubt. ... In evaluating evidence, the trier of fact is not required to accept as dispositive those inferences that are consistent with the defendant’s innocence. . . . The trier may draw whatever inferences from the evidence or facts established by the evidence it deems to be reasonable and logical. . . .
“Furthermore, [i]n [our] process of review, it does not diminish the probative force of the evidence that
“[P]roof of a material fact by inference from circumstantial evidence need not be so conclusive as to exclude every other hypothesis. It is sufficient if the evidence produces in the mind of the trier a reasonable belief in the probability of the existence of the material fact. . . . Thus, in determining whether the evidence supports a particular inference, we ask whether that inference is so unreasonable as to be unjustifiable. . . . In other words, an inference need not be compelled by the evidence; rather, the evidence need only be reasonably susceptible of such an inference. Equally well established is our holding that a jury may draw factual inferences on the basis of already inferred facts. . . . Moreover, [i]n viewing evidence which could yield contrary inferences, the jury is not barred from drawing those inferences consistent with guilt and is not required to draw only those inferences consistent with innocence. . . .
“Finally, [a]s we have often noted, proof beyond a reasonable doubt does not mean proof beyond all possible doubt . . . nor does proof beyond a reasonable doubt require acceptance of every hypothesis of innocence posed by the defendant that, had it been found credible by the trier, would have resulted in an acquittal. ... On appeal, we do not ask whether there is a reasonable view of the evidence that would support a reasonable hypothesis of innocence. We ask, instead, whether there is a reasonable view of the evidence that supports the jury’s verdict of guilty.” (Citation omitted; internal
On the facts of this case, we conclude that a jury reasonably could have found that the defendant administered chloral hydrate to the victim on September 7, 1993. We base this conclusion on: (1) the evidence of the defendant’s possession of chloral hydrate shortly after the incident took place; (2) the victim’s testimony as to her condition before, during and after the incident; (3) the evidence supporting a motive of the defendant, namely, to engage in sexual touching of the victim; (4) the evidence of the defendant’s admission that he had put something unusual into her drink, namely, “ ‘[a]ll kinds of good stuff ”; (5) the testimony of the expert witnesses concerning the effects of chloral hydrate; (6) the evidence of consistency between the effects of chloral hydrate and the victim’s symptoms; and (7) the evidence of the infrequent use of and difficulty of obtaining chloral hydrate.
Viewed in a light most favorable to the state, the jury could have found the following facts. It was undisputed that the defendant was in possession of chloral hydrate on September 14 and 15, 1993. In addition, there was the following evidence. The defendant telephoned the victim on September 2 or 3, 1993, and invited her to go out with him on a police surveillance operation, where they would test out an infrared camera that the Hartford police department had just obtained. The victim, who was majoring in criminal justice studies at the time, expressed interest at this opportunity. The victim arrived at the Hartford police department on September 7, 1993, shortly after 7 p.m. She had eaten pizza for dinner and arrived at the police station feeling “fine”; she was not feeling dizzy or light-headed, had not consumed any alcohol or drugs that day, and was not suffering from a head cold or an inner ear infection. The victim, however, had been experiencing stomach prob
After entering the police station, the victim met the defendant in the lobby and then they both proceeded to the defendant’s office. Shortly after arriving at the defendant’s office, the defendant, without being prompted, offered the victim a glass of ice tea, which she accepted. The defendant then removed a glass mug from a small refrigerator and gave it to the victim. The mug was full of a liquid that resembled ice tea, which the defendant had prepared before the victim’s arrival. The victim started drinking the ice tea, which, she stated, “tasted like regular ice tea”; it did not have a different odor or any bitter taste. Shortly after beginning to drink the ice tea, approximately five minutes by the victim’s recollection, she began feeling dizzy. The victim described the sensation as feeling “very foggy, very— like fading in and out. Almost like you were drunk, just real sluggish like.”
While the victim was drinking the ice tea, the defendant left his office, returning after several minutes with a bulletproof vest for the victim to wear for her protection while on the surveillance operation. When the victim told the defendant that she was feeling dizzy and suggested that they go on the surveillance another time, the defendant told the victim that her dizziness was probably the result of fumes from a new laser printer that he had in his office. The victim, upon being informed that the vest was worn underneath her shirt, asked for directions to the ladies room. After being told by the defendant to “do it here,” she put on the vest under her shirt without taking her shirt off, while in the presence of the defendant. The defendant also suggested to the victim that she remove her brassiere because the vest would make it uncomfortable for her to wear the brassiere. The victim kept on her brassiere.
Approximately one-half hour after arriving at the police station, the defendant brought the victim to a classroom so he could demonstrate the infrared camera in the darkness of the room. The victim, still feeling disoriented, sat down at a desk while the defendant turned off the lights and proceeded to videotape her.
The victim woke up the next morning sometime between 5 a.m. and 5:30 a.m. without any of the symptoms she had experienced the night before, including dizziness and light-headedness. The victim relayed the events of the previous evening to her mother and boyfriend, who eventually convinced her to see a physician. The victim went to Manchester Memorial Hospital, where she told the attending physician that she was at a party and thought someone may have slipped something into her drink. She denied being sexually assaulted and declined a pelvic exam, although she did consent to blood and urine tests. These samples were taken at approximately 11 a.m. on September 8, 1993. After returning home from the hospital, the victim called the defendant at the police department and asked him what he had put in her drink the previous evening, to which the defendant responded, “ ‘[a]ll kinds of good stuff.’ ” That was the last contact the victim had with the defendant.
In order to explain the effects of chloral hydrate and compare the victim’s symptoms to those caused by the drug, the state first called Joel R. Milzoff, a forensic toxicologist, who was the health laboratory section manager of toxicology at the state department of public health. Milzoff described chloral hydrate, a Schedule
As for the symptoms caused by the ingestion of chloral hydrate, Milzoff testified that the likely effect would be to make someone drowsy and “possibly” lightheaded.
The state also called James O’Brien, a physician and clinical pharmacologist. As a former director of the alcohol and drug treatment center and poison control center at the University of Connecticut Health Center, O’Brien had extensive experience in the treatment of individuals under the influence of controlled drugs. O’Brien testified that he was familiar with the effects of chloral hydrate, having dispensed it as a pharmacist over many years. He described the drug as one of the oldest hypnotics prescribed, being used as early as the 1800s. According to O’Brien, up until the 1960s, chloral hydrate was “extremely popular.” He testified that today, however, “[i]t’s not commonly prescribed. It’s still prescribed but not very commonly.” O’Brien then reiterated and expanded upon the comments of Milzoff.
A final area in which O’Brien answered numerous questions, the majority of them on cross-examination, concerned the taste and smell of chloral hydrate.
On the basis of the previous testimony, the jury reasonably could have found the following facts and drawn the following inferences. First, the defendant administered some substance to the victim causing the symptoms suffered by her. The victim testified that she was feeling “fine” prior to arriving at the Hartford police
Second, the jury reasonably could have found, from the evidence of the nature of the pictures shown to the victim, the videotaping of the victim, the manner in which the defendant had the victim put on the vest, and from the evidence of the sexual touching, that the defendant had a motive to drug the victim into a condition in which she physically could not resist. That motive was to engage in some form of sexual touching of the victim.
Third, the jury could have found that the effects felt by the victim were consistent with those effects that one would expect after ingesting chloral hydrate. The symptoms experienced by the victim and described by the state’s expert witnesses were nearly identical. The victim testified to experiencing dizziness, fogginess and drowsiness veiy shortly after drinking the ice tea. Both Milzoff and O’Brien testified that chloral hydrate would make one feel drowsy and stated that both dizziness and light-headedness were possible side effects. The victim estimated that she fell asleep approximately thirty minutes after ingesting the drink. Milzoff termed chloral hydrate a “reasonably rapid acting drug,” and that one would feel its effects within the hour. O’Brien was more specific, stating that a person likely would be asleep within one-half hour after ingestion. The victim testified that she recalled certain events such as the defendant kissing her, but did not recall other events, such as how her bulletproof vest was removed. This selective memory was consistent with O’Brien’s testi
Another apparent inconsistency stems from the victim’s description of the drink she ingested. She stated that the ice tea she drank did not taste or smell any different than any other ice tea she had consumed. Milzoff testified that the chloral hydrate preparation had “a sweet orangey aroma” but “not extremely strong.” O’Brien stated that, depending on the dosage given and the volume of liquid to which the chloral hydrate was added, a person might not be able to detect the presence of chloral hydrate. From this testimony, a jury reasonably could have inferred that the victim did not detect the presence of chloral hydrate in her drink because it had been sufficiently diluted. Thus, given the fact that the symptoms described by the victim were consistent with those described by O’Brien as typical or possible with chloral hydrate, and that any discrepancies could be readily explained, a jury reasonably could have found that the unusual substance that the defendant had put into the ice tea was chloral hydrate.
The defendant contends that, because chloral hydrate was not tested for, and because there were “significant inconsistencies” between the victim’s symptoms and the physicians’ testimony regarding the effects of chloral hydrate, expert medical testimony was required, not only to match the victim’s symptoms with the effects of chloral hydrate, but also to establish to a reasonable medical certainty that the victim’s symptoms had been caused by chloral hydrate. We disagree.
The term “reasonable medical certainty” is another name for the reasonable medical probability standard. We have stated that: “Expert opinions must be based upon reasonable probabilities rather than mere speculation or conjecture if they are to be admissible in establishing causation. ... To be reasonably probable, a conclusion must be more likely than not. . . . Whether an expert’s testimony is expressed in terms of a reasonable probability that an event has occurred does not depend upon the semantics of the expert or his use of any particular term or phrase, but rather, is determined by looking at the entire substance of the expert’s testimony.” (Citations omitted.) Struckman v. Burns, 205 Conn. 542, 554-55, 534 A.2d 888 (1987). We do not require that certain “magic words” be used, and therefore, “[w]e reject the proposition that certain formulaic
“For medical opinion testimony to have any probative value, it must at least advise the jury that the inference drawn by the doctor is more probably correct than incorrect. If the probabilities are in balance, the matter is left to speculation.” (Internal quotation marks omitted.) Healy v. White, 173 Conn. 438, 444, 378 A.2d 540 (1977). As an example, in Davis v. P. Gambardella & Son Cheese Corp., 147 Conn. 365, 373, 161 A.2d 583
Testifying in terms of odds, however, can be just as unnecessary as using the phrase “reasonable medical certainty.” In Ardoline v. Keegan, 140 Conn. 552, 553, 102 A.2d 352 (1954), the plaintiff brought a malpractice action charging that the defendant doctor improperly had prescribed the drug pontocaine as a nasal spray. An expert was called to testify as to the standard of care regarding the use of pontocaine. When asked in what manner is the drug administered in Connecticut, the doctor responded “ ‘it’s never administered by spray.’ ” Id., 555. This court concluded that this testimony “was enough evidence on the subject [of the standard of care] to permit the case to go to the jury.” Id., 558. Ardoline makes clear that it is not the term “reasonable medical certainty” that is critical when reviewing expert testimony, but what the substance of the testimony conveys.
Although we agree with the defendant that neither expert witness specifically linked the victim’s symp
We turn first to a discussion of the consistency between the victim’s testimony and the enumerated effects of chloral hydrate. As was discussed at length previously, the victim’s complaints of drowsiness, dizziness, fogginess, only partial recall of events, nausea, vomiting and lack of a “hangover” were consistent with the effects of chloral hydrate, as detailed by the physicians. Although some questions posed to the experts by the state were couched in terms of possibilities rather than probabilities, a fair reading of their testimony demonstrates that most of their answers were not expressed in terms of possibilities, but articulated a likelihood that the symptom described was consistent with the effects caused by the ingestion of chloral hydrate.
For example, O’Brien stated that after ingesting chloral hydrate “you’d become drowsy rather rapidly. You’d become drowsy and start to drift off into sleep.” (Emphasis added.) When asked if it was “possible for someone to experience dizziness,” O’Brien stated: “It would be more likely that you would be simply drowsy not describe it as dizzy unless, depending on the dose, if you increase the dose then you’re going to become dizzy and weak and you’ll have other effects . . . .” (Emphasis added.) When asked if it would be possible for the drug to affect someone’s memory, O’Brien testified: “You don’t remember very much what’s happening
The defendant argues that this is not sufficient; that the experts must have gone one step further, and testified to a reasonable medical probability that chloral hydrate was the cause of the victim’s symptoms, especially when: (1) there had been no testing done for the presence of chloral hydrate, and, in fact, the symptoms complained of by the victim would not have warranted such testing; and (2) there were significant inconsistencies between the physicians’ testimony and the victim’s symptoms. We disagree.
For us to conclude otherwise would be to enact an unduly high bar to prosecutions where otherwise sufficient medical testimony and circumstantial evidence is available to prove beyond a reasonable doubt the guilt of the defendant. This rule is necessary especially in light of the recent significant increase in the use of controlled substances to commit assaults. See Controlled and Uncontrolled Substances Used to Commit Date Rape: Hearings on H.R. Rep. No. 1530 Before the Subcommittee on Crime of the Committee on the Judiciary, 105th Cong., 2d Sess. (1998).
As an example, in Sera v. State, 341 Ark. 415, 17 S.W.3d 61, 76 (2000), the Arkansas Supreme Court rejected a sufficiency of the evidence claim regarding the defendant’s conviction for administering a controlled substance, the date rape drug Rohypnol, to the victim, and engaging in sexual intercourse with the victim who was incapable of consenting due to the drugs. The victim testified that she went out to dinner with the defendant. She recalled having a glass of wine and
Furthermore, as in the present case, there was no specific testimony that to a reasonable medical probability the victim had ingested Rohypnol. In fact, one of the state’s experts, after viewing a videotape secretly made by the defendant showing him having sex with the victim, and reviewing the victim’s description of events, could only testify that “the victim’s behavior was consistent with the effects of Rohypnol.” Id., 72. Another expert, a pharmacologist who had created a test to detect Rohypnol in urine, testified, after viewing the videotape, that “it was possible that [the victim was] under the influence of Rohypnol, but could not rule out different drugs as well.” Id., 71. Despite the absence of any more precise testimony, the Arkansas Supreme Court concluded that “[t]he evidence was not such that the juiy was reduced to mere speculation and conjecture”; id., 75; noting that, among other facts, the defendant was in possession of Rohypnol during the relevant time period and that the victim’s symptoms and behavior on the videotape were consistent with the ingestion of Rohypnol. Id., 75-76; see also People v. Wojahn, 169
Therefore, as the court in Sera had concluded, the fact that chloral hydrate was not tested for in the present case is not determinative. As O’Brien testified, in 1993, it was not part of the standard drug screen to test for chloral hydrate and “[n]obody would have tested for it without some other information or indication.” On cross-examination, O’Brien stated that, based upon the medical history that the victim had given the doctor, “[t]here was no information that would indicate chloral hydrate, that’s correct. There was no reason to test for chloral hydrate as a specific drug.”
The defendant argues that, if a doctor would not even test for chloral hydrate based on the symptoms described by the victim, a jury could not determine beyond a reasonable doubt that chloral hydrate had caused the victim’s symptoms. We disagree with the defendant’s characterization of this testimony. O’Brien was merely saying that, because there were other drugs that could have caused the victim’s symptoms, without additional information it would have been unreasonable to test for every drug that could have caused those symptoms.
II
We next address the question of whether the trial court improperly allowed testimony regarding a prior incident of uncharged misconduct by the defendant. The Appellate Court, in reversing the defendant’s conviction on the assault and illegal distribution charges on grounds of sufficiency of evidence, did not reach this claim. State v. Nunes, supra, 61 Conn. App. 676 n.18. Although not part of the certified issue, because the parties have fully briefed it, and in the interest of judicial efficiency, we address this claim, and we conclude that the trial court did not abuse its discretion in allowing the testimony.
The following additional facts are relevant to our resolution of this issue. On September 25, 1997, the defendant filed a motion in limine to exclude any evidence of prior misconduct. That same day, outside the presence of the jury, the trial court heard testimony from W,
W drank the hot chocolate over a period of approximately ten minutes. Within thirty minutes of finishing the hot chocolate, W began to feel “[l]ight-headed, dizzy. I mean it got to the point where I felt like I was going to pass out. I could not keep my eyes open.” When W told the defendant how she was feeling, the defendant asked her if she wanted to lie down. When W indicated that she did, the defendant took hold of W’s arm and brought her to a classroom containing desks, chairs, chalkboards and some blue gym mats. W laid down on one of the open mats and fell asleep. The next thing W recalled was waking up approximately two hours later. The defendant was sitting next her, with his hand on her stomach, over her clothing. None of her clothing was in disarray. After another twenty minutes, W felt well enough to leave the police station, and drove home. Upon arriving at home, she immediately went to bed. At no time did she feel like vomiting. She awoke the next morning feeling “perfectly fine.”
W also testified that, on the night in question, she had felt “fine” when she arrived at the police station; she was not feeling dizzy or light-headed, nor did she have a head cold or inner ear infection. W claimed that
The trial court heard arguments on the motion in limine outside the presence of the jury. The state offered the testimony of W on the assault and illegal distribution charges “to show the intent of the defendant and common scheme.” After hearing arguments, the trial court permitted W’s testimony to be admitted. W testified, before the jury, to essentially the same facts as previously described. Immediately after W’s testimony, the trial court gave the jury a cautionary instruction, ordering it to consider the testimony of W “solely to show or establish evidence on the issue of the existence of intent,” and then only as to the assault and illegal distribution charges.
We begin our review of the trial court’s action by noting that “[a]s a general rule, evidence of prior misconduct is inadmissible to prove that a defendant is guilty of the crime of which he is accused. State v. Kulmac, 230 Conn. 43, 60, 644 A.2d 887 (1994). Nor can such evidence be used to suggest that the defendant has a bad character or a propensity for criminal behavior. State v. Brown, 199 Conn. 47, 56, 505 A.2d. 1225 (1986). Evidence may be admissible, however, for other purposes, such as to prove knowledge, intent, motive, and common scheme or design, if the trial court determines, in the exercise of judicial discretion, that the probative value of the evidence outweighs its prejudi
In order to determine whether such evidence is admissible, we use a two part test. “First, the evidence must be relevant and material to at least one of the circumstances encompassed by the exceptions. Second, the probative value of such evidence must outweigh the prejudicial effect of the other crime evidence. State v. Braman, 191 Conn. 670, 676, 469 A.2d 760 (1983). Because of the difficulties inherent in this balancing process, the trial court’s decision will be reversed only where abuse of discretion is manifest or where an injustice appears to have been done. . . . On review by this court, therefore, every reasonable presumption should be given in favor of the trial court’s ruling. . . . State v. Jones, supra, 205 Conn. 660.” (Internal quotation marks omitted.) State v. George B., supra, 258 Conn. 790-91.
“The first prong of the test requires the trial court to determine if an exception applies to the evidence sought to be admitted.” State v. Kulmac, supra, 230 Conn. 61. In the present case, the trial court admitted the evidence concerning the defendant’s encounter with W on the issue of intent. The state contends that the incident with W was relevant on the issue of intent because it could be used by the jury in conjunction with the victim’s testimony to eliminate other possible causes of the victim’s symptoms, such as illness or the victim’s self-administration of some substance. We agree.
“Relevant evidence is evidence that has a logical tendency to aid the trier in the determination of an issue. . . . One fact is relevant to another if in the common course of events the existence of one, alone or with other facts, renders the existence of the other either
W’s testimony was relevant on the issue of intent. From W’s testimony, the jury reasonably could have inferred that the defendant, with the intent to render her physically helpless, administered some substance to her that caused her to feel light-headed, dizzy and very sleepy, and be amenable to his suggestion to he down and fall asleep on a gym mat in a nearby room. From this, the jury could have inferred that the defendant had a similar intent with respect to the victim.
Furthermore, W’s testimony was relevant to rebut a suggestion that the victim’s symptoms were caused by some factor or factors other than the defendant’s intentional conduct. The victim testified that, when she told the defendant that she was feeling ill, the defendant claimed that her symptoms were being caused by the new printer in his office. During cross-examination of the victim, she was questioned at length concerning what she ate that day and whether she was taking vitamins or vitamin supplements. When the defendant took the stand, although confirming portions of the victim’s story, he denied administering any kind of drug to her. He also stated that the victim told him that she had taken megavitamins and Geritol. Moreover, at closing arguments, the defense attorney characterized the evidence as follows: “Where’s that leave you with [the]
The defendant does not dispute that, with the proper foundation, W’s testimony would be relevant. Rather, relying on the state’s concession that “we cannot tie any substance to the incident with [W],” the defendant argues that W’s testimony was not relevant to the issue of intent because there was no evidence from which the jury reasonably could infer that the defendant had drugged her. In support of this assertion, the defendant cites State v. Wilson, 199 Conn. 417, 449, 513 A.2d 620 (1986), for the proposition that, before evidence of prior misconduct can have any relevance, there must be a preliminary showing that the defendant caused the prior injury.
In Wilson, the defendant was convicted of manslaughter in the death of his girlfriend’s baby daughter. Id., 419. During the trial, the court admitted evidence of prior injuries that both the victim and her three year old sister had suffered. Id., 448. We reversed the conviction because the evidence showed that, although both the victim and her sister had been abused on numerous occasions, the act of abuse had not always been committed by the defendant. Id., 450. We therefore required that, before any evidence of prior injuries could be admitted, a showing that the injury was inflicted by the defendant was required. Id. In so holding, we stated that, “[this] evidence of causation may be circumstantial or direct.” Id., 449.
Having determined that the evidence of prior misconduct by the defendant was relevant, we turn to an examination of its prejudicial impact. “In admitting such evidence, the trial court’s discretion is limited. State v. Sierra, 213 Conn. 422, 435, 568 A.2d 448 (1990). The trial court’s discretion to admit other crimes evidence imports something more than leeway in decision-making. Discretion means a legal discretion, to be exercised in conformity with the spirit of the law and in a manner to subserve and not to impede or defeat the ends of substantial justice. . . . When assessing the admissibility of other crimes evidence, the application of a mechanical test determining that the proffered evidence fits within some class of exception to the rule of nonadmissibility, may obscure sight of the underlying policy of protecting the accused against unfair prejudice. That policy ought not to evaporate through the interstices of the classification. The problem is thus one of balancing the actual relevancy of the other crimes evidence in light of the issues and the other evidence available to the prosecution against the degree to which the jury will probably be roused by the evidence.” (Internal quotation marks omitted.) State v. Baldwin, 224 Conn. 347, 356-57, 618 A.2d 513 (1993). In the present case, the trial court heard a lengthy offer of proof followed by arguments of counsel. It balanced the probative and prejudicial testimony before reaching its conclusion.
The defendant disagrees with our conclusion that the trial court balanced the probative value of W’s testimony against its prejudicial impact. The defendant suggests that, unless there is an explicit, “on-the-record analysis of the probative value/prejudice issue by the trial judge”; United States v. Robinson, 700 F.2d 205, 213 (5th Cir. 1983), cert. denied, 465 U.S. 1008, 104 S. Ct. 1003, 79 L. Ed. 2d 235 (1984); the trial court has necessarily “abused its discretion by not performing the necessary balancing test.” State v. Sierra, supra, 213 Conn. 436. We disagree.
In Sierra, we reversed the defendant’s conviction because the trial court admitted prior misconduct evidence by the defendant without “performing the necessary balancing test.” Id. Noting that “the balancing process is critical to the determination of whether other crime evidence is admissible”; id.; we concluded that the trial court abused its discretion in admitting the prior misconduct evidence where a review of the record “reveal[ed] that the court recognized that the evidence was prejudicial, but made no effort to consider the nature of the prejudice or to weigh the prejudice against the probative value of the other crime evidence.” Id. Compare State v. Baldwin, supra, 224 Conn. 357 (“[t]he record reflects that the trial court carefully balanced the probative value of the evidence against the prejudicial effect and determined that the prejudice did not outweigh its probative value”). We do not read Sierra or Baldwin as requiring a trial court to use some talismanic phraseology in order to satisfy this balancing
Turning to the trial court’s actions here, we conclude that a fair reading of its questioning concerning the motion in limine demonstrates that, overlaying the entire discussion and consideration of the issue, was its understanding of its responsibility to weigh both the probative and prejudicial nature of the proffered testimony. Our review of the record persuades us that the trial court properly undertook an appropriate balancing analysis.
Lastly, the defendant claims that, even if the trial court did weigh the probative value of W’s testimony against its prejudicial effect, it abused its discretion in admitting the testimony. We disagree. W’s testimony was offered on the issue of intent. In this case, “[i]ntent was a crucial element in the crime charged. In order to meet its burden of proving intent, the state was forced to rely on probative inferences, since the circumstances under which the crime allegedly took place effectively prohibit direct evidence.” State v. Tucker, 181 Conn. 406, 416, 435 A.2d 986 (1980). “Because intent is almost always proved, if at all, by circumstantial evidence, prior misconduct evidence, where available, is often relied upon.” State v. Baldwin, supra, 224 Conn. 355. This is especially true in cases such as this where a drug is administered that not only inhibits the victim’s memory, but also can be difficult to detect in the system after a relatively short period of time. Additionally, there was no other equally probative but less prejudicial evidence available to the state. This fact further supports the trial court’s actions. State v. Tucker, supra, 417 (“[T]he exercise of wise discretion requires the trial
The judgment of the Appellate Court is reversed and the case is remanded to that court with direction to affirm the judgment of the trial court.
In this opinion the other justices concurred.
Pursuant to General Statutes § 54-86e, we do not refer to the victim by name in this opinion in order to protect the victim’s privacy interests.
General Statutes § 53a-60 (a) provides in relevant part: “A person is guilty of assault in the second degree when ... (4) for a purpose other than lawful medical or therapeutic treatment, he intentionally causes stupor, unconsciousness or other physical impairment or injury to another person by administering to such person, without his consent, a drug, substance or preparation capable of producing the same . . .
General Statutes § 21a-279 (c) provides: “Any person who possesses or has under his control any quantity of any controEed substance other than a narcotic substance, or a haEucinogenic substance other than marijuana or who possesses or has under his control less than four ounces of a cannabis-type substance, except as authorized in this chapter, for a first offense, may be fined not more than one thousand doEars or be imprisoned not more than one year, or be both fined and imprisoned; and for a subsequent offense, may be fined not more than three thousand doEars or be imprisoned not more than five years, or be both fined and imprisoned.”
General Statutes § 21a-277 (b) provides: “Any person who manufactures, distributes, seBs, prescribes, dispenses, compounds, transports with intent to seE or dispense, possesses with intent to seB or dispense, offers, gives or administers to another person any controEed substance, except a narcotic substance, or a haEucinogenic substance other than marijuana, except as authorized in this chapter, may, for the first offense, be fined not more than twenty-five thousand doEars or be imprisoned not more than seven years or be both fined and imprisoned; and, for each subsequent offense, may be fined not more than one hundred thousand doEars or be imprisoned not more than fifteen years, or be both fined and imprisoned.”
The jury returned a verdict of not gufity on one count of sexual assault in the third degree in violation of General Statutes § 53a-72 (a) (1) (A), and one count of sexual assault in the fourth degree in violation of General Statutes § 53a-73a (a) (2).
On appeal to the AppeBate Court, the defendant also claimed that the trial court improperly had admitted certain testimony regarding aBeged prior misconduct committed by the defendant. The AppeBate Court only addressed this claim with respect to the Elegal possession charge. In affirming the defendant’s conviction on that charge, the AppeBate Court concluded that the prior misconduct evidence was admitted only as to the assault and Elegal distribution charges, and therefore could not properly be considered as a claim of error on the Elegal possession charge. State v. Nunes, 61 Conn. App. 668, 682-83, 767 A.2d 181 (2001). In Eght of the AppeBate Court’s conclusion that there was insufficient evidence to support the defendant’s convictions on the assault and Elegal distribution charges,
We granted the state’s petition for certification to appeal limited to the following issue: “Did the Appellate Courtproperly conclude that the evidence was insufficient to sustain the conviction of the defendant on the first count, namely, assault in the second degree, and the third count, namely, distribution of a controlled substance?” State v. Nunes, 256 Conn. 901, 772 A.2d 598 (2001).
The victim was a nineteen year old female college student.
The victim testified that this picture was from the defendant’s computer. James Donnelly, a former police captain, testified that, upon examining the defendant’s computer, he discovered a file named “bree mk4.gif.” The file contained two pictures of blond females naked from the waist up. The victim, who is blond, has the nickname “Bree.”
“The victim refused to have a pelvic and rape examination.” State v. Nunes, supra, 61 Conn. App. 673 n.10.
In its instructions to the jury regarding the essential elements of the crime of assault in the second degree, the trial court stated: “For you to find the defendant guilty of this charge the state must prove . . . that the drug, substance or preparation was temazepam or chloral hydrate or both. While the charge is written in what we call the conjunctive in that it uses an ‘and,’ the state only has to prove one or the other of the substances or if you believe unanimously that a combination of both.” The trial court, gave the same instruction as to the illegal distribution charge. Neither party claims that this instruction was erroneous. Because we conclude that there was sufficient, evidence for a jury to find that the defendant administered chloral hydrate to the victim, we need not address whether the state also proved the assault and illegal distribution charges as to temazepam or a combination of the two.
The state does concede that, with respect to the illegal distribution charge, it was required to prove that the defendant administered chloral hydrate, temazepam or a combination of the two.
A copy of this videotape, state’s exhibit four, was shown to the jury.
Milzoff later clarified what he meant by being “light-headed.” When asked if chloral hydrate would make someone light-headed, Milzoff responded: “Possibly. Again, it’s a sedative. I’m not quite sure what you mean by light-headed but when you feel groggy—it’s not—it doesn’t stimulate you. It depresses you. So if you interpret being groggy and not functioning well as light-headed, it doesn’t stimulate you. That’s another way to say lightheaded when they are high from drugs. It’s not that type of thing at all.”
In response to questioning by the defendant’s attorney, Milzoff testified as follows:
“Q. [Chloral hydrate] wouldn’t make you dizzy, typically?
“A. No. But if you move quickly, again, if you have a sedative you’re very groggy. It effects your central nervous system. That’s a possibility. I don’t know that it would do that but it certainly is feasible.
“Q. You’ve not heard of that as far as your knowledge and research as of now?
“A. I don’t recall that.
“Q. It’s possible but you’ve never heard of it in your twenty-five years?
“A. It basically [is] because since it is a central nervous system drug and it affects things that are controlled by the central nervous system, you’re ability to reflex, nervous conduction could be affected. So it, indeed, is feasible. I haven’t heard that particularly with the drug. I don’t know that it doesn’t. I don’t know that it does.
“A. I don’t recall it.
“Q. In your whole experience as a toxicologist, you never heard that it makes people dizzy.
“A. I don’t recall that.
“Q. You don’t recall ever hearing in your twenty-five odd years?
“A. Correct.”
The state represented to the court that the victim was four feet, ten inches tall and weighed approximately 100 pounds.
Concerning the mixing of chloral hydrate into another substance, O’Brien testified as follows in response to questioning by the defendant’s attorney:
“Q. Now, you indicate that the chloral hydrate—I forget exactly how you put it—it’s a very, very irritating drug; is that right?
“A. That’s correct. In and of itself.
“Q. And when you talk about masking it, what do you mean by masking it, so it’s not irritating when you take it?
“A. No. I’m talking about the lousy taste. . . .
“Q. I take it the harsher the taste the more you have to mix it with something that is very strong to mask it; isn’t that right?
“A. Well, I don’t know if you would call it strong but at least effective and orange syrup is pretty good.
“Q. Okay. You indicated that you talked about a compound that was very sweet and with an orange taste. Right?
“A. That’s correct.
“Q. I take it that in masking the terrible taste of the chloral hydrate what you’re doing is creating another very distinctive taste; isn’t that right?
“A. I don’t know it’s distinctive. It sure tastes like an orange flavor, like a sweet drink, sure.
“Q. Well, I take it if you’re drinking something not expecting it to be sweet and it would mix with this sweet orange mixture that would be readily noticeable, wouldn’t it?
“A. Yeah. If you took a teaspoonful out of the bottle, you’d notice it was orange flavored, sure. But that’s a teaspoonful directly from the bottle.
“Q. Are you saying that if you put it into a glass of liquid, you wouldn’t notice the orange flavor?
“A. You might notice it. But how big is the liquid? If you had a lot of liquid, if you had several ounces of liquid and you are putting a teaspoonful in, it may not be that noticeable.”
O’Brien testified that “the half-life or the time it remains in the system, about four hours, four to six hours, and that correlates pretty much with the amount of time you would be asleep. So we’re saying four to six hours somewhere in there.”
O’Brien’s testimony that chloral hydrate’s half-life is four to six hours is seemingly contradicted by Milzoff, who testified that the half life of chloral hydrate is seven to ten hours. On cross-examination of O’Brien, the defendant’s attorney drew O’Brien’s attention to this apparent inconsistency.
“Q. Now, you indicated that you said the half-life of chloral hydrate is four to seven hours?
“A. Four to six.
“Q. Isn’t it seven to ten, sir?
“A. Not the clinical pharmacological half-life, no. Not the clinical half-life. If you’re measuring blood levels half-life, that’s correct. If you measure the CNS effects in animals in the cerebral spinal fluid at the site, pharmacologically it’s four to six.
“Q. But did you testily—I think you said, that one would expect if someone did fall asleep, they would stay asleep for what you said is the clinical half-life of four to six hours; isn’t that true?
“A. That’s right. They may sleep longer and coast into their own sleep but I would expect the effects of the chloral hydrate, four to six.”
Two additional passages aptly demonstrate that, despite the wording of the questions in terms of possibilities, O’Brien answered them in a manner suggesting that he believed it more probable than not that chloral hydrate would cause the symptoms being discussed. Furthermore, on several occasions, he directly stated that the symptoms in question were consistent with chloral hydrate ingestion. When asked by the state’s attorney about the effects of chloral hydrate on the body, O’Brien testified as follows:
“Q. In a situation if someone had been administered chloral hydrate and did not fall asleep, could that happen hypothetically?
“A. Sure. If the dose wasn’t high enough, where you were so excited you needed more, sure. You don’t necessarily have to go to sleep, but I would expect you to.
“Q. And could there be a situation where a person was being aroused or at least spoken to or have contact with another person, would that then inhibit their ability to fall asleep?
“A. Yeah. You could certainly stimulate them or it’s like going to sleep with an average dose. I could arouse you ... or make noise and wake you [up] or bring you back for a short period of time. You may doze off again, sure.
“Q. In situations such as that, if a person were to ask to walk, if a person were to maintain a memory span, would the chloral hydrate affect their ability to recall things?
“A. You may have a vague memory depending on your state of arousal at the time you were doing it. You may have a vague memory. It’s like somebody coming into the room when you were asleep, you may remember that, you may not, depending on how deep you were. You’E have some recall of something. It probably won’t be fiiE recaE. It may be cloudy. . . .
“Q. Based upon your medical experience, you stated that one of the effects of chloral hydrate was on the brain.
“A. That’s correct.
“Q. Could that also impair someone’s abEEy to have a concept of time.
“A. Yes.
“Q. On the passage of time?
“A. Sure.
“Q. Could it also affect someone’s abifity to concentrate?
“A. Yes. . . .
“Q. Could it affect someone’s ability to maintain a thought to stay focused?
“A. Yes. You couldn’t stay focused wldle you’re falling asleep. It would be like trying [to] read a book and concentrate or focus [in] on the TV, you know, if I’m tired, turn on the TV.
“Q. And those symptoms are consistent with chloral hydrate administration?
“A. Yeah, sure.”
Later, when testifying about the duration of the effect of chloral hydrate, O’Brien responded to the state’s attorney’s questions as foEows:
“A. Well, the half-life or the time it remains in the system, about four hours, four to six hours, and that correlates pretty much with the amount of time you would be asleep. So we’re saying four to six hours somewhere in there. . . .
“Q. Following a period of sleep after the administration of chloral hydrate, would you expect the patient or the person who had taken that substance to experience any lingering effects?
“A. Period of time, you mean how long?
“Q. Following four to six hours of effectiveness of the drug that you had testified to?
“A. Normal dose, most people don’t have any effects afterwards. In that sense it is a good hypnotic, you went to sleep fairly quickly, you had a little hangover, it was short duration, so you could go to work not hung over.
“Q. And that’s consistent with chloral hydrate?
“A. Yes, it is.
“Q. Now, could this drug aggravate a preexisting stomach problem, an ulcer problem?
“A. Yeah. It certainly would. The drug is very irritating.”
We note that at no time did the defendant object to the form of questioning as occasionally phrased in terms of possibilities. The evidence, therefore, was properly admitted.
As to the reasoning behind not testing for chloral hydrate, O’Brien responded to the defense attorney’s questions as follows:
“Q. You indicate that based upon the history this woman gave, the doctor was perfectly correct in not testing for chloral hydrate. Right?
“A. There was no information that would indicate chloral hydrate, that’s correct. There was no reason to test for chloral hydrate as a specific drug. Correct.
“Q. Based upon what the woman told the doctor. Right?
"Q. So if you got the history from the woman you would not have tested for chloral hydrate, either. Right?
“A. With that information, I certainly would not.
“Q. Based upon what she told the people in the hospital, there was insufficient evidence to believe she had been administered chloral hydrate to even test for it. Right?
“A. That’s not correct. There was not an indication that she took it. There was no information to say she didn’t. That’s completely incorrect. Chloral hydrate was not an issue because there was no indication that she took that particular drug. She certainly was tested for other substances of abuse. . . .
“Q. You agree that based on the history she gave as to what happened or you agree that they shouldn’t have tested for chloral hydrate. Right?
“A. Without somebody telling him they took chloral hydrate or finding out about, you would not test for it. That’s correct.....
“Q. Well, she indicated she thought she’d been drugged. Right?
“A. That’s correct.
“Q. And chloral hydrate is a drug that can sedate or put people to sleep. Right?
“A. That’s correct.
“Q. And she told him that she had been given something and had fallen asleep. Right?
“A. That’s correct.
“Q. So you believe that based on that, there was no reason to test for chloral hydrate. Right?
“A. No more than there was for Prozac.
“Q. Did I ask about Prozac?
“A. I know you didn’t but you’re drawing the inference it was an indication not to test for it and that is not true. . . .
“Q. So I take it what you’re saying is unless this lay person came in and said I think I’ve been given chloral hydrate, one would not test for it. Right?
“A. That’s pretty much true.”
In the interest of preserving the privacy of the witness, we refer to her by her last initial only.
We note that there is some inconsistency between the trial court’s ruling on the admissibility of this evidence, and its instructions to the jury. At argument on the defendant’s motion in limine, the trial court stated: “The evidence of common scheme and motive, system of criminal activity will be allowed in with the proper cautionary instruction to the jury on the appropriate counts.” (Emphasis added.) The court, however, instructed the jury only on intent. Neither party took exception to these instructions. We need not resolve this discrepancy because we conclude that the evidence was admissible to prove intent. For purposes of this opinion, we treat the evidence as admitted only for that purpose.