State v. Noel E. Ferguson (A-8/9-18) (081423)
A-8/9-18 (081423)
SUPREME COURT OF NEW JERSEY
May 20, 2019
SYLLABUS
State v. Noel E. Ferguson (A-8/9-18) (081423)
Argued February 26, 2019 -- May 20, 2019
ALBIN, J., writing for the Court.
In a criminal prosecution, the State must have territorial jurisdiction to enforce its laws against a defendant. Defendant Shameik Byrd sold heroin to defendants Noel Ferguson and Anthony Potts in Paterson, New Jersey. Afterwards, Ferguson and Potts returned to their home state of New York where they sold the heroin they purchased to Kean Cabral. Cabral died of an overdose after taking the heroin originally sold by Byrd. New Jersey criminalizes as a strict-liability offense illicitly distributing drugs that cause death to the user. New York does not. The issue is whether New Jersey has territorial jurisdiction to prosecute the three defendants under its strict-liability statute,
The three defendants were charged with multiple violations of New Jersey’s drug laws and with the first-degree crime of distributing heroin that caused the death of Cabral in violation of the strict-liability drug-induced death statute,
The trial court dismissed the drug-induced death charges filed against Ferguson and Potts, reasoning that the State lacked territorial jurisdiction because neither the conduct (the distribution of heroin) nor the result (the death of the victim) -- the necessary elements for a conviction under
An Appellate Division panel affirmed the dismissal of the drug-induced death charge against Ferguson and Potts and sustained the charge against Byrd for reasons similar to those articulated by the trial court. 455 N.J. Super. 56, 66-69 (App. Div. 2018).
The Court granted both the State’s and Byrd’s motions for leave to appeal. 235 N.J. 205 (2018).
HELD: New Jersey does not have territorial jurisdiction to prosecute Ferguson, Potts, or Byrd for the drug-induced death of Cabral in New York.
- A first principle of any criminal prosecution is that a State must have territorial jurisdiction to enforce the authority of its laws.
N.J.S.A. 2C:1-3 sets forth six pathways to territorial jurisdiction, only one of which is relevant to this case. Subsection (a)(1) ofN.J.S.A. 2C:1-3 generally provides that a person can be convicted of an offense under New Jersey law if “[e]ither the conduct which is an element of the offense or the result which is such an element occurs within this State.” Accordingly, if a defendant’s conduct or the result of his conduct are elements of the crime charged and if either the conduct or result occurred in New Jersey, the crime is prosecutable in this State, unless one of the exceptions to territorial jurisdiction delineated inN.J.S.A. 2C:1-3 applies. (pp. 14-16) - Ferguson, Potts, and Byrd were charged with violating
N.J.S.A. 2C:35-9 , the drug-induced death statute. The elements required to prove a violation of the strict-liability drug-induced death statute are (1) the defendant distributed a controlled dangerous substance; (2) the defendant did so knowingly or purposely; (3) the victim used the substance distributed by the defendant; and (4) the victim died as a result of the use of the substance distributed by the defendant, and the death was not too remote in its occurrence or too dependent upon the conduct of another person. Under the drug-induced death statute, the distribution of drugs is a conduct element and the victim’s death is a result element for purposes of territorial jurisdiction. Based solely onN.J.S.A. 2C:1-3(a)(1) , when the distribution occurs in New Jersey and the drug-induced death in another state, the requisites for territorial jurisdiction have been satisfied. (pp. 16-18) - But the Code has exceptions to the general territorial jurisdiction provision of
N.J.S.A. 2C:1-3(a)(1) .N.J.S.A. 2C:1-3(b) , see infra ¶ 6, acts as a restraint on the reach of New Jersey’s territorial jurisdiction when one of its criminal laws is not aligned with the public policy of another state, where the result of the conduct is not criminal. Nevertheless,N.J.S.A. 2C:1-3(b) permits New Jersey to prosecute conduct occurring in this State that causes a result in another state, provided “a legislative purpose plainly appears to declare the conduct criminal regardless of the place of the result.” (pp. 18-20) - The Court first addresses whether the State can exert territorial jurisdiction over Ferguson and Potts for causing the drug-induced death of Cabral. Because Cabral’s death occurred in New York (the result element), the issue for jurisdictional purposes under
N.J.S.A. 2C:1-3(a)(1) is whether Ferguson and Potts distributed the heroin in New Jersey (the conduct element). “‘Distribute’ means to deliver . . . a controlled dangerous substance,” and “‘delivery’ means the actual, constructive, or attempted transfer from one person to another of a controlled dangerous substance.”N.J.S.A. 2C:35-2 . The distribution of drugs focuses on the final transfer to a particular individual. Ferguson and Potts made no “attempted transfer” or “delivery” of drugs to Cabral in New Jersey. After they purchased the drugs in Paterson, Ferguson and Potts returned to New York, where they sold drugs and delivered heroin to Cabral, acts that constituted distribution. The State cannot establish an act of distribution by Ferguson and Potts in New Jersey that would allow the exercise of territorial jurisdiction on the drug-induced death charge. Accordingly, the Appellate Division properly affirmed the trial court’s dismissal of that charge against Ferguson and Potts. (pp. 20-24) - In the case of Byrd, the Court reaches a different result on the issue of “distribution.” At the grand jury hearing, the State presented evidence that Byrd distributed to Ferguson and Potts in New Jersey the heroin they later sold to Cabral -- the heroin Cabral ingested causing his death.
N.J.S.A. 2C:35-9 does not require that a defendant distribute drugs directly to the victim to be found guilty of violating the statute. The State has satisfied the conduct-element requirement for territorial jurisdiction, thus rendering Byrd generally subject to this State’s territorial jurisdiction underN.J.S.A. 2C:1-3(a)(1) . (pp. 24-25) - The only remaining question is whether Byrd’s case falls within the exception to territorial jurisdiction delineated in
N.J.S.A. 2C:1-3(b) , which provides that subsection (a)(1) will not apply when “causing a specified result . . . is an element of an offense and the result occurs . . . in another jurisdiction where the conduct charged would not constitute an offense, unless a legislative purpose plainly appears to declare the conduct criminal regardless of the place of the result.” InN.J.S.A. 2C:1-3(a)(1) , the term “conduct which is an element of the offense” refers to but one element of a completed crime. In contrast, the term “conduct charged” suggests a completed crime -- all the elements necessary to constitute an offense. Here, “conduct charged” means the strict-liability offense of a drug-induced death,N.J.S.A. 2C:35-9 . That offense is not punishable as a crime in New York. Therefore, New Jersey does not have territorial jurisdiction “unless a legislative purpose plainly appears to declare” that a violation ofN.J.S.A. 2C:35-9 is prosecutable in this State, regardless of the place where the drug-induced death occurred. SeeN.J.S.A. 2C:1-3(b) . (pp. 25-28) - Under
N.J.S.A. 2C:1-3(b) , courts cannot impute or infer a legislative purpose. A legislative purpose to extend the statute beyond New Jersey’s borders must “plainly” appear. Upon review of the legislative declarations codified as part of the Comprehensive Drug Reform Act of 1987, seeN.J.S.A. 2C:35-1.1 , the Court cannot discern a plain legislative purpose calling for Byrd’s prosecution for the strict-liability drug-induced death of Cabral, when New York, where the death occurred, would not prosecute such an offense. (pp. 28-30)
The judgment of the Appellate Division is affirmed as to Ferguson and Potts and reversed as to Byrd. The matter is remanded to the trial court.
CHIEF JUSTICE RABNER and JUSTICES LaVECCHIA, PATTERSON, FERNANDEZ-VINA, SOLOMON, and TIMPONE join in JUSTICE ALBIN’s opinion.
State of New Jersey, Plaintiff-Appellant, v. Noel E. Ferguson and Anthony M. Potts, Defendants-Respondents. State of New Jersey, Plaintiff-Respondent, v. Shameik Byrd, Defendant-Appellant.
A-8/9 September Term 2018 081423
SUPREME COURT OF NEW JERSEY
Argued February 26, 2019 Decided May 20, 2019
On appeal from the Superior Court, Appellate Division, whose opinion is reported at 455 N.J. Super. 56 (App. Div. 2018).
Sarah C. Hunt, Deputy Attorney General, argued the cause for the State of New Jersey (Gurbir S. Grewal, Attorney General, attorney; Sarah C. Hunt, of counsel and on the briefs).
Margaret McLane, Assistant Deputy Public Defender, argued the cause for Shameik Byrd (Joseph E. Krakora, Public Defender, attorney; Margaret McLane and Kathryn A. Panaccione, Assistant Deputy Public Defender, of counsel and on the briefs).
Michael J. Montanari argued the cause for Anthony M. Potts (Del Sardo & Montanari, attorneys; Michael J. Montanari, of counsel and on the
Brian J. Neary argued the cause for Noel E. Ferguson (Law Offices of Brian J. Neary, attorneys; Brian J. Neary, of counsel, and Jane M. Personette, on the briefs).
Alexander Shalom argued the cause for amicus curiae American Civil Liberties Union of New Jersey (American Civil Liberties Union of New Jersey Foundation and Rutgers Constitutional Rights Clinic Center for Law and Justice, attorneys; Alexander Shalom, Jeanne LoCicero, and Tess Borden, of counsel and on the brief, and Ronald K. Chen, on the brief).
JUSTICE ALBIN delivered the opinion of the Court.
In a criminal prosecution, the State must have territorial jurisdiction to enforce its laws against a defendant. State v. Denofa, 187 N.J. 24, 36 (2006). Generally, the State can exercise territorial jurisdiction when either the defendant’s conduct or the result of that conduct occurs in New Jersey and is an element of a criminal offense.
Based on the facts before us, defendant Shameik Byrd sold heroin to defendants Noel Ferguson and Anthony Potts in Paterson, New Jersey. Afterwards, Ferguson and Potts returned to their home state of New York where they sold the heroin they purchased to Kean Cabral in the Town of Warwick. Cabral died of an overdose in his home after taking the heroin originally sold by Byrd.
As a result of allegedly causing Cabral’s death, Ferguson, Potts, and Byrd were charged with violating New Jersey’s strict-liability drug-induced death statute,
The trial court concluded that the State did not have territorial jurisdiction to prosecute Ferguson and Potts under the drug-induced death statute because their conduct -- the distribution of drugs -- and the result -- Cabral’s death -- both occurred in New York. In contrast, the court found that Byrd was subject to this State’s territorial jurisdiction because he distributed in New Jersey the drugs that eventually caused Cabral’s death in New York and because no statutory exception to territorial jurisdiction bars his prosecution. The Appellate Division affirmed.
We now hold that New Jersey’s Code of Criminal Justice restricts the State’s exercise of territorial jurisdiction over Ferguson, Potts, and Byrd for a violation of
Accordingly, the strict-liability drug-induced death charge brought against defendants must be dismissed. We affirm in part and reverse in part the judgment of the Appellate Division and remand to the trial court for the prosecution of Ferguson, Potts, and Byrd on the remaining drug counts in the indictment.
I.
A.
The relevant facts are discerned from the grand jury testimony of Detective Travis Johnson of the New Jersey Division of Criminal Justice, the sole witness at those proceedings. We recount only the facts relevant to the jurisdiction issue presented in this appeal.
On April 1, 2016, defendants Noel Ferguson and Anthony Potts traveled from Warwick, New York to Paterson, New Jersey to purchase heroin from defendant Shameik Byrd. After completing the purchase, Ferguson and Potts returned to New York. That same night, Kean Cabral contacted Ferguson and Potts seeking to purchase heroin. Ferguson and Potts sold Cabral fifty dollars’ worth of heroin that evening. The following day, Cabral again contacted Ferguson and Potts, who later sold him approximately one hundred dollars’ worth of heroin.1
On April 3, 2016, the Warwick police learned that Cabral had died from an overdose of heroin in his bedroom. Near his body, the Warwick police discovered bags of heroin labeled “Trap Queen.” During their investigation, detectives determined that the label “Trap Queen” appeared on the heroin bags sold by Byrd to Ferguson and Potts.
B.
In a fourteen-count indictment, a State Grand Jury charged Ferguson, Potts, and Byrd with multiple violations of New Jersey’s drug laws occurring on April 1, 2, and 6, 2016, and charged Byrd separately with additional violations occurring on May 5, 2016. The three defendants were charged with third-degree distribution, third-degree possession with intent to distribute, and third-degree possession of heroin, as well as with third-degree conspiracy and third-degree possession with intent to distribute in a school zone. In count fourteen, each defendant was charged with the first-degree crime of distributing heroin that caused the death of Cabral in violation of the strict-liability drug-induced death statute,
The trial court dismissed the drug-induced death charges filed against Ferguson and Potts, reasoning that the State lacked territorial jurisdiction. In their cases, the court emphasized that neither the conduct (the distribution of heroin) nor the result (the death of the victim) -- the necessary elements for a conviction under
In contrast, the court found that the State had territorial jurisdiction to prosecute Byrd for Cabral’s drug-induced death because the necessary conduct for a prosecution under
The Appellate Division granted the State’s and Byrd’s motions for leave to appeal.
C.
An Appellate Division panel affirmed the dismissal of the drug-induced death charge against Ferguson and Potts and sustained the charge against Byrd for reasons similar to those articulated by the trial court. State v. Ferguson, 455 N.J. Super. 56, 66-69 (App. Div. 2018). In finding that the State did not have territorial jurisdiction to prosecute Ferguson and Potts for the drug-induced death of Cabral, the panel rejected the State’s argument that “the initial possession and transportation of heroin by Ferguson and Potts in New Jersey [were] ‘intrinsic’ to the drug’s ultimate distribution in New York, and thus sufficient to confer jurisdiction here.” Id. at 66. The panel stated that to prosecute Ferguson and Potts for the strict-liability drug-induced death of Cabral, the State would have to prove that they actually distributed the drugs in this State. Id. at 67. Because the facts established that Ferguson and Potts sold the drugs that allegedly caused Cabral’s death in New York, the panel concluded that the State did not have a statutory basis to assert territorial jurisdiction. Ibid.
The panel reached a different conclusion in the case of Byrd. Id. at 69. Like the trial court, the panel held that Byrd’s distribution of heroin in New Jersey, which allegedly caused Cabral’s death in New York, “‘constitutes the conduct which is an element of the offense’ of strict liability drug-induced death” that allows the State to assert territorial jurisdiction. Id. at 68 (quoting
We granted both the State’s and Byrd’s motions for leave to appeal. 235 N.J. 205 (2018). We also granted the motion of the American Civil Liberties Union of New Jersey (ACLU) for leave to participate as amicus curiae.
II.
A.
1.
Ferguson and Potts contend that to assert territorial jurisdiction under the drug-induced death statute, the State is required to prove that at least one of the following elements occurred within New Jersey: a distribution of heroin to Cabral, the consumption of the drugs by Cabral, or Cabral’s death from taking the drugs. Ferguson and Potts submit that territorial jurisdiction is absent because the distribution of heroin to Cabral and his overdose death occurred in New York. They emphasize that a necessary element for a conviction under
2.
Byrd argues that, under
3.
Amicus ACLU echoes the basic arguments made by defendants. The ACLU offers the alternative argument that the doctrine of fundamental fairness should bar the prosecution of Byrd for Cabral’s drug-induced death because the ultimate providers of the heroin to Cabral -- Ferguson and Potts -- cannot be held liable for that crime. The ACLU contends that, under New Jersey’s territorial jurisdiction statutes, Ferguson and Potts “are not responsible because their conduct and the resulting death occurred out of state.” It posits that the interests of justice and fairness would not be advanced by the
B.
The State argues that, for territorial jurisdiction purposes, the requisite element of distribution necessary to support a conviction of Ferguson and Potts for the drug-induced death in New York occurred in New Jersey. In the State’s view, the possession and transportation of the heroin from New Jersey by Ferguson and Potts was “intrinsic to its ultimate distribution” and therefore satisfied the essential element of distribution necessary to prove the drug-induced death charge. Because the “conduct constituting the distribution element . . . began in New Jersey,” the State contends that it has sufficiently established territorial jurisdiction over Ferguson and Potts to proceed with a prosecution for the strict-liability drug-induced death offense. The State reasons that it would be incongruous to hold “a dealer one step removed from the victim liable while allowing those who sold directly to the victim to escape liability.”
The State submits that territorial jurisdiction under
Further, the State maintains that the exception to territorial jurisdiction under
III.
Our standard of review is de novo because we are charged with resolving a strictly legal issue. State v. S.S., 229 N.J. 360, 380 (2017). The outcome of this case depends on the meaning of
IV.
New Jersey criminalizes as a strict-liability offense illicitly distributing
“[A] first principle of any criminal prosecution is that a State must have territorial jurisdiction to enforce the authority of its laws.” Denofa, 187 N.J. at 36. Although “[a]t common law[] a State could prosecute only those crimes committed within its territorial borders,” State v. Sumulikoski, 221 N.J. 93, 101 (2015) (citing Model Penal Code and Commentaries, cmt. 1 on § 1.03 at 36 (Am. Law Inst. 1980)), New Jersey’s Code of Criminal Justice takes a more expansive approach to territorial jurisdiction, see
a person may be convicted under the law of this State of an offense committed by his own conduct or the conduct of another for which he is legally accountable if . . . [e]ither the conduct which is an element of the offense or the result which is such an element occurs within this State.
Accordingly, if a defendant’s conduct or the result of his conduct are elements of the crime charged and if either the conduct or result occurred in New Jersey, the crime is prosecutable in this State, unless one of the exceptions to territorial jurisdiction delineated in
Ferguson, Potts, and Byrd were charged with violating
In sum, the elements required to prove a violation of the strict-liability drug-induced death statute are (1) the defendant “distributed” a controlled dangerous substance; (2) the defendant did so knowingly or purposely; (3) the victim used the substance distributed by the defendant; and (4) the victim died as a result of the use of the substance distributed by the defendant, “and the death was not too remote in its occurrence or too dependent upon the conduct of another person.”
of another person.”
But the Code has exceptions to the general territorial jurisdiction provision of
Subsection a.(1) does not apply when either causing a specified result or a purpose to cause or danger of causing such a result is an element of an offense and the result occurs or is designed or likely to occur only in another jurisdiction where the conduct charged would not constitute an offense, unless a legislative purpose plainly appears to declare the conduct criminal regardless of the place of the result.
That exception was enacted to combat the “danger of injustice [that arises] in situations where the conduct occurs in one jurisdiction, the result in another, and the . . . result is lawful in one and criminal in the other.” Model Penal Code and Commentaries, cmt. 3 on § 1.03 at 43. The Model Penal Code Commentaries explain the purpose of the exception:
When [the] result [prohibited in the forum state] is caused . . . in another jurisdiction that does not share the policy of seeking its prevention, generally the interests of the state where the conduct
takes place are not significant enough to warrant application of its penal law. And while it is a valid policy of the community of states to render mutual aid in law enforcement, that policy does not apply if the only state in which the result is threatened does not regard it as sufficiently offensive to condemn the conduct by its penal law. [Id. at 44.]
Given the policy expressed in
Nevertheless,
No one disputes that Cabral‘s death -- the result element of the drug-induced death statute -- occurred in New York. The question is whether Ferguson, Potts, or Byrd distributed the drugs in New Jersey -- the requisite conduct element for prosecuting a drug-induced death -- and, if so, whether
V.
We first address whether the State can exert territorial jurisdiction over Ferguson and Potts for causing the drug-induced death of Cabral. See
As we concluded in State v. Davis, 68 N.J. 69, 78 (1975), “the [L]egislature intended each of certain specified components of a transaction or episode leading to and including the
Additionally, we explained in State v. Ruiz that possession with intent to distribute and distribution of drugs are “demonstrably distinguishable criminal offenses.” 68 N.J. 54, 58 (1975). “[A] charge of possession with intent to distribute . . . seeks to condemn the transportation and placement of certain drug substances in the stream of illegal commerce, while an indictment for distribution looks to the final step in drug trafficking -- transfer to someone else.” Ibid. The elements and proofs necessary to convict for each offense are not only different, but also the commission of each offense is often separated temporally.6 See ibid.
At this stage of the proceedings, the grand jury record establishes that Ferguson and Potts possessed heroin with the intent to distribute after they purchased the heroin from Byrd. But the strict-liability drug-induced death statute requires that Ferguson and Potts distributed -- not possessed with the intent to distribute -- the unlawful drugs in New Jersey for territorial jurisdiction to attach. See
Ferguson and Potts made no “attempted transfer” or “delivery” of drugs to Cabral in New Jersey. The grand jury record reveals that after they purchased the drugs in Paterson, Ferguson and Potts returned to New York, where they were contacted by Cabral, and where on two successive days they sold drugs and delivered heroin to Cabral, acts that constituted distribution.
Viewing the evidence in the light most favorable to the State at this procedural juncture, the State cannot establish an act of distribution by Ferguson and Potts in New Jersey that would allow the exercise of territorial jurisdiction on the drug-induced death charge. See Denofa, 187 N.J. at 43 (stating that when “there are no facts in the record on which a rational trier of fact could conclude beyond a reasonable doubt that the crime was committed within the State,” the court may dismiss the indictment).7 In the case of Ferguson and Potts, no essential element constituting the crime of causing a drug-induced death occurred in New Jersey. Accordingly, we hold that the Appellate Division properly affirmed the trial
VI.
A.
In the case of Byrd, we reach a different result on the issue of “distribution.” The plain language of
The State has satisfied the conduct-element requirement for territorial jurisdiction. See
B.
The only remaining question is whether Byrd‘s case falls within the exception to territorial jurisdiction delineated in
The parties do not dispute that the “specified result” -- the drug-induced death of Cabral -- is an element of the offense of
We do not agree with the State‘s textual interpretation because it defies a commonsense reading of the statute. “Different words used in the same, or a similar, statute are assigned different meanings whenever possible.” In re Expungement Petition of J.S., 223 N.J. 54, 74 n.5 (2015) (quoting 2A Sutherland on Statutory Construction § 46:6 at 261-63 (7th ed. 2007)). The term “conduct which is an element of the offense” -- the language used in
In contrast, the term “conduct charged” suggests a completed crime -- all the elements necessary to constitute an offense. The wording of
We therefore conclude that, here, “conduct charged” means the strict-liability offense of a drug-induced death,
C.
The Legislature passed the strict-liability drug-induced death statute,
The Act and its declarations clearly express a commitment to battle unlawful drug distribution with an array of new criminal laws and enhanced sentences to promote “the health, safety and welfare of the citizens of this State.” See
In summary, New Jersey does not have territorial jurisdiction to prosecute Ferguson and Potts for Cabral‘s drug-induced death because they did not distribute drugs in New Jersey or cause his death in this State. We also hold that New Jersey does not have territorial jurisdiction to prosecute Byrd for Cabral‘s death because New York has no criminal law punishing as a strict-liability offense the drug-induced death of Cabral and because the Legislature has not plainly indicated a purpose to prosecute Byrd for a
Last, we note that Ferguson, Potts, and Byrd are subject to multiple remaining counts in the indictment for their drug activity in New Jersey. This appeal resolves only one charge.
VII.
For the reasons expressed, we affirm the Appellate Division‘s judgment dismissing the drug-induced death charges against Ferguson and Potts and reverse its judgment upholding the drug-induced death charge against Byrd. We conclude that New Jersey does not have territorial jurisdiction to prosecute Ferguson, Potts, or Byrd for the drug-induced death of Cabral in New York. We remand to the trial court for the disposition of the remaining charges against Ferguson, Potts, and Byrd.
CHIEF JUSTICE RABNER and JUSTICES LaVECCHIA, PATTERSON, FERNANDEZ-VINA, SOLOMON, and TIMPONE join in JUSTICE ALBIN‘s opinion.
Notes
Any person who manufactures, distributes or dispenses methamphetamine, lysergic acid diethylamide, phencyclidine or any other controlled dangerous substance classified in Schedules I or II, or any controlled substance analog thereof, in violation of subsection a. of
N.J.S.A. 2C:35-5 , is strictly liable for a death which results from the injection, inhalation or ingestion of that substance, and is guilty of a crime of the first degree.
