Lead Opinion
In this prosecution for driving under the influence of intoxicants, ORS 487.540, the district court suppressed evidence of a breathalyzer test of the defendant’s blood alcohol content and the state appealed. The Court of Appeals affirmed on the basis of our decision in State v. Scharf,
In State v. Scharf this court divided on whether a denial of access to counsel violated Oregon’s implied consent statute and required exclusion. A majority held that ORS 487.805 as a matter of legislative policy, assured to an arrested person a “voluntary and informed choice,”
FACTS
The defendant was arrested for driving under the influence of intoxicants at about 9 p.m. The validity of the arrest is not challenged. He was advised of his rights to silence and counsel. After the officer drove defendant home to leave his automobile keys and other property with his wife, defendant was taken to the county jail. At about 11 p.m. he was requested to take a breathalyzer test. The defendant then requested the opportunity to talk with a lawyer before the breath test was administered. A telephone was available in the jail at the time of the request. The officer administering the breathalyzer quoted from the standard Oregon State Police informational form and advised defendant that “regardless of any information you may have received before this request, the fact is you аre not entitled to have an attorney present at this breath test and any request for delay on this ground will constitute a refusal.”
I. THE IMPLIED CONSENT STATUTE
A threshold difficulty in discerning the legislative intent embodied in ORS 487.805
The contradiction disappears, however, when it is realized that the words “consent” and “refusal” are not used as antonyms, because they are not used in the same sense. “Consent” describes a legal act; “refusal” describes a physical reality. By implying consent, the statute removes the right of a licensed driver to lawfully refuse, but it cannot remove his or her physical power to refuse. As another court put it:
“The obvious reason for acquiescence in the refusal of such a test by a person who as a matter of law is ‘deemed to have given his consent’ is to avoid the violencewhich would often attend forcible tests upon recalcitrant inebriates. * * *
“* * * It is firmly established that a drunken driver has no right to resist or refuse such a test [citations]. It is simply because such a person has the physical power to make the test impractical, and dangerous to himself and those charged with administering it, that it is excused upon an indication of his unwillingness. * * *” Bush v. Bright, 264 Cal App 2d 788, 790, 792, 71 Cal Rptr 123 at 124, 125 (1968) (original emphasis).
Thus refusal as contemplated by the statute is something other than withholding of consent because consent is legally implied. It is a refusal to comply with-the consent which has already been given as a condition of a license to drive. The purpose of a warning of license suspension following a refusal is to overcome an unsanctioned refusal by threat instead of force. It is not to reinstate a right to choice, let alone a voluntary and informed choice, but rather to nonforcibly enforce the driver’s previous implied consent.
The history of the . implied consent law confirms the preceding description of the nature of consent and refusal as those terms are used in implied consent statutes. The law is designed to overcome the possibility of physical resistance, despite legal consent, without resort to physical compulsion. Tracing the history of the statute, we find that it is intertwined with constitutional caselaw, uniform legislation, and federal funding. The conclusion is clear that the concept of implied consent is rooted in a misconception of the law of due process which has become legislatively perpetuated even though the constitutional underpinnings have long since been superseded.
Implied consent statutes were initially a reaction to caselaw. The seminal case is Rochin v. California,
The court held that the course of conduct by which the police obtained the evidence offended “those canons of decency and fairness which express the notions of justice of English-speaking peoples” embodied in the due process clause of the Fourteenth Amendment of the United States Constitution,
“ * * * This is conduct that shocks the conscience. Illegally breaking into the privacy of the petitioner, the struggle to open his mouth and remove what was there, the forcible extraction of his stomach’s contents — this course of proceeding by agents of government to obtain evidence is bound to offend even hardened sensibilities. They are methods too close to the rack and the screw to permit of constitutional differentiation.”342 US at 172 .
Although later cases made it clear that Rochin was based upon the totality of the police conduct, just as the opinion said, the decision was thought at the time to bar the forcible invasion of the body for seizure of evidence as violative of due process. That being so, there was concern that the Rochin theory invalidated state statutes authorizing the extraction from the body of blood, urine or other substances for testing of alcohol content. See Comment, Constitutional Law — Validity of New York Statute Setting out Motorists’ Implied Consent to Chemical Tests for Intoxication, 51 Mich L Rev 1195 (1953).
One year later, the New Yоrk legislature acted in response to the Rochin decision by enacting the prototype implied consent statute.
Prior to 1965, Oregon law authorized blood, breath, or urine tests only upon the actual consent of a person arrested for driving under the influence of intoxicating liquor.
“The question of consent remains the crux of the problem today. Although we have a chemical test law to deal with the problem of the drinking driver, it is not fully utilized due to the difficulties in obtaining consent [i.e. submission]. Refusals to take a chemical test run as high as 70. in some jurisdictions. On an average, about 2/3 refuse to take a test.” Testimony of Warne Nunn, Chairman, Oregon Traffic Safety Commission, representing Governor Mark Hatfield, 1-28-65, House Judiciary Committee.
The рroponent continued to explain that consent would continue to be required for blood tests. For breath testing, however, an arrested person need not consent because his consent was to be implied, but the test would not be administered if refused and if the refusal is maintained after advice of the consequences.
Meanwhile, the constitutional assumptions arising from Rochin, upon which the implied consent act was based, had begun to erode. In 1957 a divided United States Supreme Court decided in Breithaupt v. Abram,
Shortly after Oregon’s enactment of ORS 487.805 (then 483.634), the United States Supreme Court removed any lingering question that consent, whether implied or acutal, was necessary to overcome constitutional limitations upon mandatory blood testing. In Schmerber v. California,
“ * * * Paradoxically, as a result of Schmerber, states without ‘implied consent’ statutes can compel a motorist to undergo a chemical test, while in states with ‘implied consent’ statutes the motorist has the option to refuse the test.” Comment: Florida’s ‘Implied Consent’ Statutes: Chemical Tests for Intoxicated Drivers, 22 U Miami L Rev 698, 727 (1968).
In the same year as Schmerber, the legislative movement for implied consent gained another source of momentum. Congress adopted the Highway Safety Act of 1966, 23 USC 401-406. One year later, the Department of Transportation formulated standards under the Act, applicable to the states, including Highway Safety Standard No. 8, which required an implied consent enforcement scheme. See H.R. Doc. No. 138, 90th Cong., First Sess. 9,1967. All 50 states now have implied consent laws, almost half of them adopted since Schmerber. Although it has been suggested that post-Schmerber adoption of such laws reflects a legislative desire for greater protection of arrested drivers than is constitutionally required, see Hunvald & Zimring, Whatever Happened to Implied Consentí A Sounding, 33 Mo L Rev 323, 323-324 (1968), and Lerblance, supra at 47 n 22, no evidence or history is submitted to support that view.
Rather, one commentator has concluded in view ot this federal legislative history that:
“ * * * [I]mplied consent is a much a result of historical snowballing as of a considered choice by legislatures, * * *.” 58 Tex L Rev at 959.
Thus it is, he stated, that
“ * * * Although implied consent developed as a means of facilitating the use of chemical evidence, the statutes currentlyconstitute the primary barriers to the use of that evidence * * Ibid.
Despite the decision in Schmerber, implied consent has not been repealed in Oregon. To do so would threaten the receipt of funds under the Highway Safety Act. There have been two amendments, however, which are significant as to legislative intent regarding consent and refusal. In 1975, as an ancillary to enactment of a revised traffic code, the license suspension period under ORS 482.540(1) for refusal to take a breath test was increased from 90 days to 4 months, Oregon Laws 1975, ch 451, § 146. The reason was that with the “decriminalization” of the traffic code, “people were going to refuse to take the test” unless the penalty for refusal was made more severe. Testimony of Chief Judge Herbert M. Schwab, 6-12-74, Interim Cоmmittee on Judiciary. In 1979, another adverse consequence of refusal was provided. The legislature enacted ORS 487.805(4), which allows evidence in subsequent legal proceedings of refusal to take the breath test. Both legislative changes were intended to compel submission rather than to promote freedom of choice.
The preceding history does not support the conclusion in Scharf that ORS 487.805 embodies “the legislative decision that the breath test is to be administered only upon the arrested person’s voluntary and informed choice.” 288 or at 461. Rather, it confirms our earlier conclusion in State v. Fogle,
“* * * While the statute recognizes that a person may refuse to submit to the test, the legislature could hardly have contemplated that it was necessary that there be a completely knowing and understanding submission. If this were the case, the only people who could be tested would be those who were not sufficiently intoxicated to interfere with their mental processes.”254 Or at 270 .
Our description of legislative meaning in Fogle was consistent with the history of the statute. The very concept of implied consent in ORS 487.805(1) was intended to eliminate the right of choice and to recognize actual choice only in the sense of a forbearance of physical resistance. See Bush v. Bright, supra. Under ORS 487.805(2), the arrested driver must make the initial choice to submit or refuse without the benefit of any information from the police. If anything, this indicates a legislative intent to promote uninformed submission rather than informed choice. The police are obliged to give the arrested driver information only after he first “refuses the request of the police officer to submit to the chemical test” of his breath. Had the legislature been concerned “with assuring the arrested driver a voluntary and informed choice” as we stated in Scharf,
Instead, ORS 487.805(2) provides that for drivers who comply with the officer’s initial request for a breath sample, the process is at an end even though the driver may never have been advised of anything. For drivers who refuse, the purpose of the statute is to provide an effective means short of physical force (in view of Bochin) to overcome the refusal. The nonphysical means consist of the statutory creation of a penalty (i.e., an extensive license suspension) and a warning from a police officer (as police officer, not as surrogate defense lawyer) that the driver’s license will be
In this case, defendant’s consent had alredy been impliedly given in the sense that he accepted testing as a condition of his license to drive. His submission was obtained in the statutory manner. Therefore, the implied consent statutes were complied with and they give no basis for suppression of evidence of the results of the chemical test of the defendant’s breath.
II. CONSTITUTIONAL CLAIMS
Defendаnt has also relied throughout on the Oregon and United States Constitutions as bases for suppression. Although his arguments in defense of the order of suppression have centered on Scharf, he has expressly continued to assert his constitutional rights to freedom from unreasonable seizures and to counsel. Having held that ORS 487.805 was not violated, we now address defendant’s constitutional assertions.
A. Seizure
We begin by examining the constitutional propriety of the seizure of defendant’s breath sample. The Oregon State Police are charged with enforcement of Oregon’s traffic laws, ORS 181.040, and they are therefore authorized to take such actions as reasonably tend to accomplish that statutory responsibility and which are not prohibited by law. Obviously, obtaining evidence of traffic offenses is action which has a reasonable tendency to accomplish traffic law enforcement. In constitutional terms, the taking of physical evidence, e.g., defendant’s breath, is a seizure and unreasonable seizures are prohibited by the Fourth Amendment of the United States Constitution and Article I, section 9, of the Oregon Constitution. We must therefore decide whether these constitutional limitations on the authority to seize were transgressed in this case.
There was no warrant for the seizure. Therefore, if the seizure is constitutionally valid, it must come within an exception to the warrant requirement.
1. Consent
The warrant requirement may be excused if there is consent. By this, we mean actual consent. Defendant’s statutorily implied consent cannot excuse an otherwise unconstitutional seizure. If defendant’s submission may be regarded as a consent to seize, it was an informed consent in that defendant knew that he had the option of refusal, cf. State v. Flores,
2. Probable Cause; Exigent Circumstances
The warrantless seizure was nevertheless not forbidden by the Fourth Amendment
B. Right to Counsel
Defendant’s right to counsel is material because his request to call a lawyer was discouraged by advice that delay therefor would be deemed a refusal, resulting in a license suspension. In effect, the discouragement of defendant’s request was a denial of it.
Neither Article I, section 9, nor the Fourth Amendment forbid compulsion; they allow compulsion when warranted or otherwise reasonable. The right of counsel does not apply under the Fourth Amendment as it does under the Fifth Amendment because a reasonable search and seizure need not be voluntary. Rather, as we said above, seizure may be compelled regardless of the action of an attorney. Schmerber v. California, State v. Heintz, Cupp v. Murphy, all supra. No right of counsel is implied by the right of freedom from unreasonable seizures. Therefore, the discouragement of defendant’s call to an attorney has no effect on the validity of the seizure in this regard.
It is also arguable that counsel is required because the breathalyzer request is a critical stage of the prosecution. See State v. Fitzsimmions, 93 Wash 2d 436,
The breathalyzer test in this case cannot be characterized as a critical stage. Any evidence gathering, however early in the investigation or prosecution, may affect the ultimate adjudication and could therefore logically be regarded as a critical stage. A breathalyzer request and submission is such a process. Yet, no law requires
“The initiation of judicial criminal proceedings is far from a mere formalism. It is the starting pоint of our whole system of adversary criminal justice. For it is only then that the government has committed itself to prosecute, and only then that the adverse positions of government and defendant have solidified. It is then that a defendant finds himself faced with the prosecutorial forces of organized society, and immersed in the intricacies of substantive and procedural criminal law. It is this point, therefore, that marks the commencement of the ‘criminal prosecutions’ to which alone the explicit guarantees of the Sixth Amendment are applicable. [Citations omitted.]” 406 US at 689r690.
Notes
The full advice on the form above the signature lines is:
“CONSEQUENCES AND RIGHTS OF A DRIVER UNDER THE IMPLIED CONSENT LAW
“Regardless of any information you may have received before this request, the fact is that you are not entitled to have an attorney present at this breath test. Any request for a delay on this ground will constitute a refusal.
“If you refuse to take a breath test:
“1. Your driver’s license will be suspended for 120 days.
“2. Upon your request, you will be granted a hearing. If the hearing is adverse to you, you may appeal the matter to the circuit court for a trial.
“3. Evidence of refusal is admissible in a civil or criminal court action.
“After you take the breath test:
“You will be permitted, upon your request and at your own expense, reasonable opportunity to obtain the services of a doctor or surgeon, licensed nurse, qualified technician or chemist or other qualified person of your choosing to administer a chemical test or tests to determine the alcohol content of your blood, in addition to the breath test given by a police officer.
“Do you understand what has just been read to you? Will you now take a breath test to determine the alcohol content of your blood?”
ORS 487.805:
“(1) Any person who operates a motor vehicle upon the highways of this state shall be deemed to have given consent subject to ORS 487.805 to 487.835, to a chemical test of the person’s breath for the purpose of determining the alcoholic content of the person’s blood if the person is arrested for driving a motor vehicle while under the influence of intoxicants in violation of ORS 487.540 or of a municipal ordinance. A test shall be administered upon the request of a police officer having reasonable grounds to believe the person arrested to have been driving while under the influence of intoxicants in violation of ORS 487.540 or of a municipal ordinance.”
“(2) No chemical test of the person’s breath shall be given under subsection (1) of this section, to a person under arrest for driving a motor vehicle while under the influence of intoxicants in violation of ORS 487.540 or of a municipal ordinance, if the person refuses the request of a police officer to submit to the chemical test after the person has been informed of:
“(a) The consequences of a refusal under ORS 482.540 to 482.560 and this section; and
“(b) The person’s rights under ORS 487.810.
“(3) The person refuses a chemical test under subsection (2) of this section, the police officer shall prepare a sworn report of the refusal and cause it to be delivered to the division. The report shall disclose:
“(a) Whether the person, at the time the person was requested to submit to a test, was under arrest for driving a motor vehicle while under the influence of intoxicants in violation of ORS 487.540 or of a municipal ordinance;
“(b) Whether the police officer had reasonable grounds to believe, at the time the request was made, that the person refusing to submit to the test had been driving under the influence of intoxicants in violation of ORS 487.540 or of a municipal ordinance;
“(c) Whether the person refused to submit to a test;
“(d) Whether such person was informed of the consequences, under ORS 482.540 to 482.560 and this section, of a refusal to submit to the test; and
“(e) Whether the person was informed of the person’s rights under ORS 487.810.
“(4) If a person under arrest refuses to submit to a chemical test under subsection (2) of this section or refuses to consent to chemical tests as under ORS 487.835, evidence of the person’s refusal is admissible in any civil or criminal action, suit or proceeding arising out of acts alleged to have been committed while the person was driving a motor vehicle on the highways while under the influence of intoxicants.”
Former ORS 483.630(1) provided:
“If any person is arrested while operating a motor vehicle and is charged with then being under the influence of intoxicating liquor, the officer or person making the arrest may, upon consent of the arrested person, cause a chemical analysis to be made of the blood, breath, urine or other bodily substance of the arrested person, in order to determine the amount of alcohol then in such person’s blood.”
The New York statute was upheld except in two particulars. It was held to be restricted in application to drivers who had actually been arrested. Second, administrative adjudication procedures were not sufficient. Schutt v. MacDuff,
The commissioners adopted the requirement, but recognized a division of authority as to whether blood could be taken without consent, citing, among other cases, State v. Cram,
It is significant that the legislature used the phrase “refuses to consent” when referring to other chemical tests, but the phrase “refuses to submit” when referring to the breathalyzer test. See ORS 487.805(4), supra at n. 2.
We have held that breathalyzer analyses obtained in non-compliance with statutory provisions which relate to reliability of the test are not admissible. See, e.g., State v. Fogle,
Voluntariness in this context is not the same as waiver in other contexts. For example, unlike the law of testimonial self-incrimination, cf. Miranda v. Arizona, there is no necessity that a consenting person be informed of his right to consult with counsel and that he waive that right preliminary to a valid consent to search. United States v. Watson,
Concurrence Opinion
concurred, making the plurality, on the basis that the exclusionary rule should not be further extended.
It is arguable that we should adopt an earlier point, e.g., the arrest, by which to define the commencement of “all prosecutions” as that term is used in Article I, section 11, of the Oregon Constitution, but we conclude that the formal charge is the legal event which commences the obligation of the state to provide counsel. Functionally, there are no legal procedures for the appointment of counsel for indigents prior to a formal charge being brought and, as we observed in Scharf,
C. Liberty
Finally, if any right or interest was denied defendant by the discouragement of his request for counsel, it was that to which
The usual analytical focus on a right to counsel is misleadingly narrow. The ultimate issue in this case is one of liberty, not safeguards. It is axiomatic from our organic concept of constitutioal government that every person’s liberty is complete except as the people have granted to themselves collectively (i.eto the government) the power to restrict individual liberty. The idea is as fundamental as the Social Contract and it is embodied in the Fourteenth Amendment to the United States Constitution which forbids states to “deprive any person of * * * liberty * * * without due process of law.” Thus, for example, we are free to cross streets at will, but that freedom is subject to lawful governmental restriction as to time and place to serve public safety and traffic needs because we, the people, have given police power to the government to regulate liberty in such ways as have a reasonable tendency to accomplish those social objectives.
Our constitutionally assured liberty is not limited to the rights itemized in the Bill of Rights such as those we discussed above. Rather, the liberty referred to by the Fourteenth Amendment, in the absence of lawful governmental restriction, is general in scope and variety. Justice Harlan expressed the idea well:
“ * * *[T]he full scope of the liberty guaranteed by the Due Process Clause cannot be found in or limited by the precise terms of the specific guarantees elsewhere provided in the Constitution. This ‘liberty’ is not a series of isolated points pricked out in terms of the taking of property; the freedom of speech, press, and religion; the right to keep and bear arms; the freedom from unreasonable searches and seizures; and so on. It is a rational continuum which, broadly speaking, includes a freedоm from all substantial arbitrary impostions and purposeless restraints * * * and which also recognizes, what a reasonable and sensitive judgment must, that certain interests require particularly careful scrutiny of the state needs asserted to justify their abridgment. * * *” Poe v. Ullman,367 US 497 , 543,81 S Ct 1752 , 61 Ed 2d 989 (1961) (opinion of Harlan, J., dissenting from dismissal of appeal) (citations omitted).10
The opportunity of an arrested person to promptly communicate beyond confinement is not necessarily of the same magnitude of liberty as marital and procreational privacy which the United States Supreme Court held could only be restricted for “compelling” public interests, see Griswold and Roe, supra n 10. Neither, however, is it a minimal thing beneath the notice of the law. The everyday freedom to communicate with others takes on greater importance when one is in the enforced isolation of police custody. Communication may be the means to security release, advice, reassurance of one’s family or associates, or professional assistance. For at least these reasons, allowance of a telephone call following arrest has become traditional and incommunicado incarceration is regarded as inconsistent with American notions of ordered liberty. Freedom of an arrested person to communicate is a significant and substantial liberty which may only be officially restricted if there is legal authority to do so.
As we observed above, the authority of the police to enforce the traffic laws carries with it the authority to do all things which have a reasonable tendency to accomplish that responsibility which are not otherwise prohibited by law. Executive actions such as traffic control, detention for license checks, arrests, searches, jailing, etc., necessarily restrict some aspect of personal liberty to the degree reasonably required for the performance of that lawful act, but they are nevertheless permissible if they are within the lawful authority of the police agency to enforce the traffic laws.
The police may lawfully restrict the freedom of an arrested person to communicate to the degree reasonably required for the performance of their duties. For example, where the police are authorized to seize “highly evanescent evidence,” see Heintz,
Here, there was no showing that the time required to make a call would have reduced the efficacy of the breathalyzer test. Indeed, the police allowed about two hours to transpire between the arrest and the breathalyzer request, which suggests a lack of urgency. Moreover, Oregon Administrative Rule 333-13-020 (1972), which regulates the manner of breathalyzer testing, requires that the person be under observation for 15 minutes prior to the test. The record discloses no reason why a call on an available telephone during the observation period would impair the evidence gathering process, assuming the arrested person did not object to observation during the call. Nor is there evidence of the existence of what we referred to in State v. Haynes,
III. EXCLUSION
We observed in the context of self-incrimination in State v. Haynes,
“ * * * No one so far has suggested that interference with an arrested person’s access to a lawyer, however improper and subject to other remedies, would itself lead to a reversal of a subsequent conviction if defendant in fact said nothing and no evidence was obtained as a result nor other harm done to his eventual defense. Thus it is not a generalized right to counsel that the decisions we have quoted enforce but, more concretely, the derivative right to the benefit of counsel’s efforts to forestall involuntary and incriminating disclosures. * *
Exclusion of evidence is a practical device intended to deter agents of the state from acting beyond constitutional limitations. As we recently observed in State v. Quinn,
“* * * The device of excluding trustworthy evidence from the factfinding process in order to serve higher purposes ‘is a needed, but grudgingly taken medicament; no more should be swallowed than is needed to combat the disease.’ Amsterdam, Search, Seizure, and Section 2255, 112 U Pa L R 378, 389 (1964).”
We have often applied the exlusionary rule in the context of denials of rights enumerated in the Bill of Rights, but this case is our first occasion to consider exclusion for deprival of liberty assured by the Due Prоcess Clause.
We decline to require exclusion of the evidence for reasons arising from this record and also for reasons which transcend this particular case. This record is insufficient to establish the fact of a causal (rather than merely sequential) relationship between the request to call a lawyer and the obtaining of the breath sample. Defendant’s request for an opportunity to talk to a lawyer was general. There is no evidence that he had a lawyer or that lawyer was available, or of any other fact from which it can be inferred that if defendant had been given an opportunity, it was reasonably likely to have been fruitful. The evidence shows no indication that if defendant had been given the telephone and a few minutes to use it, he would have secured legal advice and, if so, whether the advice would be to take the test or not.
On the broader issue, we find no case requiring or not requiring exclusion for deprival of constitutionally protected liberty
“Decisions on admitting or excluding improperly obtained evidence are not instances of a single ‘exclusionary rule.’ Rather, they depend on whether the premise of the impropriety was a law addressed to the manner of obtaining or using the evidence or a law protecting some unrelated interest. * * *”288 Or at 461, n 10 .
Although the rules differ, it is appropriate to review them briefly to discern principles which may guide us in determining whether exclusion of evidence obtained following a restriction of liberty must be excluded.
The exclusionary rule is applied absolutely to the fruits of violation of the Fifth Amendment. Miranda v. Arizona,
Nor is Sixth Amendment law, as it applies to evidence gathering, particularly apt. Massiah v. United States, supra, a Sixth Amendment case regulating interrogation in the absence of counsel, may now be subsumed in post-Miranda Fifth Amendment law, see e.g., Brewer v. Williams,
Fourth Amendment cases are based on principles of reasonableness and competing policy considerations. Hence they are of greater analogical significance in this case. The source of the federal exclusionary rule was Weeks v. United States,
Since Mapp, judicial emphasis has varied somewhat, but the United State Supreme Court adheres to the view that deterrence is the dominant purpose of the Fourth Amendment exclusionary rule, but that the rule need not be applied so as to achieve maximum possible deterrence. Indeed, in United States v. Salvucci,
Prior to Mapp, this court never had occasion to adopt an exlusionary rule because it had never found a search or seizure to be unlawful. In dicta, the court stated that if the occasion ever arose, it would probably apply the federal rule for the federal reasons, State v. Laundy,
Subsequent to Mapp, this court has purported to apply and adopt federal search and exclusionary law. See, e.g., State v. Florance,
The empirical and pragmatic approach in Mapp v. Ohio is consistent with an approach expressed in State v. Shipley,
“If those primarily charged with the duty of enforcing the law are unwilling or unable to discharge their duty in this respect, then the courts should not shrink from their duty. * * *”232 Or at 366 .
There are parallel considerations in this situation. The trustworthiness of the evidence is unaffected by the police conduct. The form used by the police implies an improper pattern of past conduct, but we may reasonably suppose that the form is the result of a good faith misunderstanding of the law rather than from an official intention to evade the law’s requirements or to hold arrested drivers incommunicado.
Reversed and remanded for trial.
The Washington Supreme Court in Fitzsimmons, supra, cited Kirby for the definition of “critical stage,” but disregarded the principal holding of Kirby that the concept is limited to confrontations after a formal charge is laid. Moreover, the Fitzsimmons opinion was preliminarily based on a judicial rule requiring police to promptly allow an arrested person a telephone call. Fitzsimmons also relies on United States v. Wade, supra, but the opinion is inconsistent with this dicta in Wade which is applicable to breathalyzer submission once Schmerber is taken into account:
“The Government characterizes the lineup as a mere preparatory step in the gathering of the prosecution’s evidence, not different — for Sixth Amendment purposes — from various other preparatory steps, such as systematized or scientific analyzing of the accused’s fingerprints, blood sample, clothing, hair, and the like. We think there are differences which preclude such stages being characterized as critical stages at which the accused has the right to the presence of his counsel. Knowledge of the techniques of science and technology is sufficiently available, and the variables in techniques few enough, that the accused has the opportunity for a meaningful confrontation of the Government’s case at trial through the ordinary processes of cross-examination of the Government’s expert witnesses and the presentation of the evidence of his own experts. The denial of a right to have his counsel present at such analyses does not therefore violate the Sixth Amendment; they are not critical stages since there is minimal risk that his counsel’s absence at such stages might derogate from his right to a fair trial.” United States v. Wade,388 US at 227-28 .
Recent holdings of the United States Supreme Court are consistent with this view, although they are less persuasively reasoned. For example, the court has essentially revived substantive due process as a protective doctrine for marital and procreational liberty. In Griswold v. Connecticut,
The request alone may be sufficient in a Fifth Amendment or Sixth Amendment context, cf. Miranda v. Arizona, supra n 8, but here we are considering only a restriction of liberty, not a denial of rights.
McNabb v. United States,
Cf. State v. Jones,
Concurrence Opinion
specially concurring.
I concur in the result reached by the opinion by Tanzer, J. I question, however, its holding that the right of a person arrested to call an attorney is a constitutional “liberty” under the Fourteenth Amendment of the Constitution of the United States. No such contention was made by defendant in this case. I agree that a person arrested has a right to call an attorney, but am not prepared to hold at this time that such a right is a constitutional “liberty” under the Fourteenth Amendment.
With respect to the vigorous dissent by Linde, J., I agree with much of its criticism of that constitutional analysis in the opinion by Tanzer, J. As pointed out by that dissent, however, the previous decision by this court in State v. Scharf,
I agree with the decision in Scharf on the first ground, but disagreed, and still disagree, with the second ground of that decision. In my view, the exclusionary rule should ordinarily be applied only for violations of constitutional rights and should not ordinarily be applied for violations of statutes or on other non-constitutional grounds.
To admit into evidence the results of a breathalyzer test taken without advice of counsel is no more unreasonable, in my opinion, than to admit into evidence the results of a blood alcohol test from blood taken from an unconscious driver in a hospital, as held to be admissible in Breithaupt v. Abram,
A statute may, of course, expressly provide that evidence obtained through its application will not be “valid” unless certain procedures are followed. In a case involving such a statute, a court finding non-compliance with a required procedure would be correct in refusing to admit the “invalid” results into evidence. See State v. Fogle,
Dissenting Opinion
dissenting.
I have joined in Justice Linde’s dissent, but I wish to elaborate on a point only lightly touched upon in his dissent.
In State v. Scharf,
Since the decision in Scharf, the legislature has met in regular session and failed to take any action which would indicate displeasure with that decision. Ordinarily, I would be loath to consider legislative failure to act in response to a judicial decision as having much weight in determining whether the Legislative Department of state government approved our interpretation of a statute, for mere inaction by the legislature may result from simple inattention or the pressures of other legislative business, but we do not have here a case of mere inaction.
We have, rather, the situation in which the matter has been brought to the attention of the legislature by a concerned governmental agency, and a refusal by the legislature to overturn the result of our decision in Scharf. The Department of Transportation, established as a part of the Executive Department of Oregon state government, Or Const. Art III, § 1, ORS 184.615, caused a bill to be “presession” filed in the 1981 regular legislative session. The obvious purpose of the bill, House Bill No. 2021, was to overturn the decision of this court in Scharf that the evidence was to be excluded. Rather than waste space by setting forth the bill in its entirety, I quote the summary printed on the bill:
“Permits use of chemical test results, administered pursuant to the Impliеd Consent Law, as evidence regardless of whether or not the driver was given opportunity to obtain advice of counsel.”
We see, therefore, that the legislature, acting according to the rules and methods which it has adopted for carrying out its functions and responsibilities, rejected the Executive Department’s express request to overturn our holding in Scharf that the evidence must be excluded. I would also note that the 1981 session of the legislature otherwise devoted a great deal of attention to laws relating to driving while under the influence of intoxicants and left unchanged our decision in Scharf
Given both this legislative special attention to the rule of Scharf and that body’s general concern with closely-related laws, I conclude that the legislature’s inaction here should be viewed much the same as the situation in which a legislative body, while amending or revising a particular body of law, has left the challenged section alone.
The situation in the case at bar is much like that before the United States Supreme Court in United States v. South Buffalo R. Co.,
“It is the Government’s contention that the Elgin decision misconstrued the Act, misunderstood its legislative history and misapplied the Court’s own prior decisions. It is not necessary in the view we take of the case to decide to what extent, if any, these contentions are correct. It is enough to say that if the Elgin case were before us as a case of first impression, its doctrine might not now be approved. But we do not write on a clean slate. What the Court has written before is but one of a series of events, which convinces us that its overruling or modification should be left to Congress. As the Court held on our last decision day, when the questions are of statutory construction, not of constitutional import, Congress can rectify our mistake, if such it was, or change its policy at any time, and in these circumstances reversal is not readily to be made. Massachusetts v. United States,333 U.S. 611 , decided April 19,1948. Moreover, in this case, unlike the cited one, Congress has considered the alleged mistake and decided not to change it. ” (Emphasis added.)
The similarity in the situation presented by the case at bar and that above described is striking. The same rule should apply.
Another court has recently come to a like result in a similar case, stating:
“The doctrine of stare decisis, weighty in any context, is especially so in matters of statutory construction. For in such cases Congress may cure any error made by the courts. Until it does, the bar and the public are justified in expecting the courts, except in the most egregious cases, neither to depart from previous interpretations of statutes, nor to give them a grudging application.”
Cottrell v. C.I.R., 628 F2d 1127, 1131 (8th Cir 1980) (footnote omitted).
Dissenting Opinion
dissenting.
Less than two years ago, this court decided that when police officers unlawfully deny a driver’s request to telephone an attorney before choosing whether or not to submit to a breath test for intoxication, the results of such a test have not been obtained lawfully and cannot be used to convict the person of driving under the influence of intoxicants. State v. Scharf,
The court’s decision in State v. Scharf rested on two propositions. The first was that police officers do not have authority to prevent a person in custody from using an available telephone to call a lawyer (or for that matter, someone other than a lawyer), beyond what may be justified by the “immediate necessities of the arrest and the circumstances of custody itself.”
The second proposition in State v. Scharf was that the unlawful prevention of a telephone call for legal advice, followed by the driver’s uncounseled submission to the breath test, vitiates the use of the test results against the driver in a criminal prosecution. This result followed because the “implied consent” law, ORS 487.805, does not provide for the involuntary administration of a breath test to a protesting suspect. To the contrary, it contemplates that the arrested driver may refuse to take the test at the price of a 120-day suspension of his or her driver’s license. ORS 482.540(1). Moreover, this sanction depends on a prior explanation to the driver of the consequences of refusing the breath tést, to be established in an adjudication in which the adequacy of the explanation can be contested. ORS 487.805(2), ORS 482.550. The driver who is “requested,” ORS 487.805(2), not commanded, to submit to the test therefore has a genuine choice with potentially decisive importance to his liberty. When a driver seeks legal advice before making
This conclusion in Scharf made it unnecessary to reach any constitutional question, at least unless and until the legislature might change the law. The legislature has not done so, as Justice Lent’s dissent points out. Nevertheless, the new plurality now chooses to plunge the court into needless constitutional speculations that ultimately lead it to a wholly incongruous conclusion.
Justice Tanzer’s opinion begins with a history of the so-called “implied consent statutes,” such as ORS 487.805, and its relationship to certain Supreme Court decisions. The sole object of this lengthy review is to argue that, although the statute directs the police to “request” a suspected driver to take the breath test, not to order or command the driver to do so, and although the statute permits the driver to refuse, nevertheless it does not leave him or her any choice. “Consent” and “refusal” are said not to be “antonyms.” With respect, that bit of verbal legerdemain flies in the face of a reality. Whether a refusal to submit to a breath test is a “refusal,” ORS 487.805(2), or a withdrawal of a fictitious “consent,” the effect is the same. The driver may choose not to submit to the test, and the test is not administered. The reason is not the driver’s use of any “physical power” to resist (
The question therefore is not what effect a wrongful refusal to let an arrested person make a telephone call would have if the officer were authorized to enforce a breath test or other examination in any event. But he has no such authority. An officer who sought to coerce submission to a breath test over the protests of a resisting suspect plainly would not be following this statute.
First, invocation of the federal 14th amendment for an arrested person’s right not to be held incommunicado suggests that Oregon law would deny such a right if it were not restrained by higher federal authority. That is simply false, State v. Scharf, supra, State v. Haynes, supra, and it is an unwarranted affront to the law of this state. Moreover, in the plurality’s own terms, if there was such a thing as a “Social Compact,” it found its expression when Oregon Recame a state in 1859,
Second, if the plurality is set upon its gratuitous essay into federal constitutional law, it should take its undertaking seriously. In questions of federal law, such as the 14th
Third, after finding a violation of due process of law, the plurality opinion incongruously holds that a conviction resulting from that violation nevertheless will not deprive Mr. Newton of liberty without due process of law. The opinion finds that it was a violation of due process to deny Newton his requested opportunity to telephone for legal advice. As I have said, this constitutional holding is unnecessary, though it may be correct. The opinion then asserts that there is no proof of a “causal connection” between this denial and Newton’s submission to the breath test, because the record does not show that he would have reached his lawyer or what advice the lawyer would have given him.
The second part of that assertion is disingenuous; a court should assume that counsel would advise a client not to take the breath test unless he is certain of a negative result. Contrary to the plurality opinion, when the impropriety consists of interfering with a person’s access to counsel, we do not invite either the police or trial courts to “speculate” whether counsеl might have been unavailable or might have advised cooperation with the police. Cf. State v. Haynes, supra. If the state wishes to assert that improper interference with access to counsel was harmless for such a reason, it must shoulder the burden of demonstrating that fact. But the fact is that in this case, as in Scharf, the officers did not prevent the telephone call to a lawyer because they thought it would be futile or immaterial to their investigation. To the contrary, they followed an official policy of preventing such calls precisely in order to forestall advice to decline the test. When the state adopts and enforces a policy of denying access to counsel for this very purpose, it is reasonable to assume that the denial has served that purpose unless the opposite is shown. It should also be obvious that the denial is designed to affect and does affect a critical stage in a criminal investigation, often the decisive stage.
Finally, the prevailing opinions in this case maintain a discreet silеnce on the question what remedy is available to Mr. Newton, or to others who despite the Court’s hopes may find themselves in his position. The truth is that the only relevant remedy for what the Court agrees was an unlawful, perhaps even unconstitutional, procedure is a trial untainted by that procedure. An arrested person whose request to telephone for help or counsel is wrongfully refused ordinarily is not a victim of physical or psychological mistreatment. His or her interest is not in punishing an officer who may only have followed erroneous instructions and otherwise have been wholly inoffensive. Nor is it in being made whole for a financial injury. The interest that is injured by the refusal is the arrested person’s interest in his or her legal rights when in police custody, and the injury directly threatened by the wrongful refusal is loss of liberty. One may ask what remedy the Court expects the next person to seek who
To sum up: Oregon law does not provide for subjecting an arrested motorist to a breath test over the motorist’s objection. The law provides that the motorist may refuse the test, with legal consequences for his or her license to drive. When an arrested motorist requests to use an available telephone to obtain advice whether to take or refuse the test, the request may not lawfully be denied, as the Court reaffirms in this case.
Given these premises, State v. Scharf held that when such a request to telephone one’s lawyer for advice was wrongfully denied, breath test results thereafter obtained from the arrested person could not be used in prosecuting that person. This inference drawn from the statutory recognition of the arrested person’s choice to refuse the test was not unanimous, but the disagreement remained a simple and straightforward question of Oregon law which could be addressed by the legislature if it wished. The legislature did not change the law, although it reexamined and amended the statutes governing driving under the influence of intoxicants.
Instead we now have a long and tortured opinion which seeks to explain that the reason why Oregon lets arrested persons use the telephone is that the federal 14th amendment compels Oregon to do so, that the refusal of permission to make the call in this case was a violation of due process under that amendment, and that nevertheless it is no violation of due process to prosecute this defendant on evidence obtained in apparent consequence of that refusal. Although that constitutional analysis does not command a majority of the court, its proposed shift of direction from Scharf is cause for regret.
We are dealing, not with convicted and imprisoned offenders, nor only with drivers suspected of intoxication. We are dealing with the rights of ordinary men and women who have been placed under arrest for an alleged traffic offense or any other reason and detained from proceeding toward their intended and expected destinations, whose unexplained disappearance can cause serious concern for others as well as inconvenience and trouble for themselves. A number of consequences no doubt are implicit in statutory authority to take a person into custody, but authority to prevent him or her from communicating with the outside world, particularly from seeking to obtain legal counsel, is not one of them.
Whether motorists are left the choice to refuse breath tests for intoxication perhaps is not of fundamental importance. An arrested person’s access to outside advice, particularly legal advice on a critical choice while in custody for potential prosecution, is of fundamental importance. A view that interference with such access would not be unauthorized in Oregon but for federally imposed restraints carries ominous implications beyond the details of the “implied consent” statutes. I would adhere to our previous decision under the same statutes until they are changed.
“ ‘It is not disputed that an arrested person has a right to have access to counsel when taken into custody and thereafter, subject only to the practical necessities of custody that may temporarily prevent immediate communication with counsel. We know nothing in Oregon law, nor did counsel for the state when asked, that would authorize the police to prevent or delay communication between an arrested person and a lawyer who is, or who is asked to become, that person’s attorney. Certainly nothing of the kind follows from the simple fact of an arrest.. . .’ ”
This illustrates the flaw in the plurality opinion’s careless and illconsidered phrasing of state police authority under ORS 181.040 as encompassing “such actions as reasonably tend to accomplish [enforcement of the traffic lаws] and which are not prohibited by law.” There are many things which might “tend” to aid in law enforcement but which an officer has no authority to do, even if they are not “prohibited by law.” For example, we need not look to the law of criminal assault to conclude that ORS 181.040 does not authorize highway patrol officers forcibly to draw blood from every motorist stopped on suspicion of driving while intoxicated, though this might “tend” to produce evidence of crime. See State v. Heintz,
When officials have exceeded their authority in obtaining evidence, that evidence has been obtained unlawfully and cannot be made the basis of a prosecution. The United States Supreme Court so held (as a matter of federal law) in Colonnade Catering Corp. v. United States,
Or Const Art I, § 1:
“We declare that all men, when they form a social compact are equal in right: that all power is inherent in the people, and all free governments are founded on their authority, and instituted for their peace, safety, and happiness; and they have at all times a right to alter, reform, or abolish the government in such manner as they may think proper.”
See also Or Const Art I, § 33:
“This enumeration of rights, and privileges shall not be construed to impair or deny others retained by the people.”
As stated in State v. Scharf,
“Before addressing such federal issues, however, a court’s responsibility is first to decide the effect of the state’s own laws, because if the state provides what defendant claims, it does not deprive her of the due process commanded by the 14th amendment. Conversely, a procedure not forbidden by the United States Constitution is not by that fact ‘authorized’ in the absence of contrary state law, for the Constitution only limits the actions of state officials; authority to take these actions must be found in state law. State v. Sims,287 Or 349 , 353, n. 1,599 P2d 461 (1979); State v. Spado,286 Or 305 , 309,594 P2d 805 (1979); State v. Smyth,286 Or 293 ,593 P2d 1166 (179); State v. Scurlock,286 Or 277 ,593 P2d 1159 (1979); State v. Heintz,286 Or 239 , 255, 257-258,594 P2d 385 (1979) (concurring opinion); State v. Greene,285 Or 337 , 349,591 P2d 1362 (1979) (concurring opinion); State v. Flores,280 Or 273 , 279,570 P2d 965 (1977); Brown v. Multnomah County Dist. Ct.,280 Or 95 ,570 P2d 52 (1977); State v. Ivory,278 Or 499 , 503,564 P2d 1039 (1977); State v. Valdez,277 Or 621 ,561 P2d 1006 (1977); State v. Florance,270 Or 169 , 180-187,527 P2d 1202 (1974); State v. Brown,262 Or 442 , 453,497 P2d 1191 (1972). If the state law is determined to be adverse to defendant, of course the federal issues remain to be decided. But the court will not needlessly interpret state law in a manner that would reach an unconstitutional result. State v. Smyth, supra; State v. Harmon,225 Or 571 , 577,358 P2d 1048 (1961), and cases there cited.”
Subsequently, the same principle was followed in State ex rel Oregonian Pub. Co. v. Deiz,
Or Const Art I, § 23:
“The privilege of habeas corpus shall not be suspended unless in case of rebellion, or invasion the public safety require it.”
See also Art I, § 13:
“No person arrested, or confined in jail, shall be treated with unnecessary rigor.”
The plurality’s quotation from Justice Harlan’s dissent in Poe v. Ullman,
If a lineup, which a suspect in custody has no option to avoid and in which he is only a passive exhibit, is a “critical stage” for the purpose of a right to counsel, United States v. Wade,
“When the Bill of Rights was adopted, there were no organized police forces as we know them today. The accused confronted the prosecutor and the witnesses against him, and the evidence was marshalled, largely at the trial itself. In contrast, today’s law enforcement machinery involves critical confrontations of the accused by the prosecution at pretrial proceedings where the results might well settle the accused’s fate and reduce the trial itself to a mere formality. In recognition of these realities of modern criminal prosecution, our cases have construed the Sixth Amendment guarantee to apply to ‘critical’ stages of the proceedings. The guarantee reads: ‘In all criminal prosecutions, the accused shall enjoy the right.. . to have the Assistance of Counsel for his defence.’ (Emphasis supplied.) The plain wording of this guarantee thus encompasses counsel’s assistance whenever necessary to assure a meaningful ‘defence.’ ”
Weeks v. United States,
