Lead Opinion
delivered the opinion of the Court.
Charged as an accomplice, defendant was convicted by a jury of multiple drug charges including third-degree distribution of a controlled dangerous substance (CDS) on or near school property. During trial the State presented an expert witness who testified about methods of operation utilized in street-level drug sales. His testimony culminated in a hypothetical question that assumed detailed facts corresponding to the facts adduced at trial. The expert was asked whether the individual described in the hypothetical was “complieit in distributing drugs” and to explain the facts on which he based his opinion. Although defendant did not object to thе testimony at the time, he argued on appeal that the testimony impermissibly invaded the province of the jury. Moreover, even if the expert’s testimony about drug distribution methods was admissible, defendant contended that the hypothetical presented by the State too
The Appellate Division upheld defendant’s conviction, finding that neither the admission of the narcotics expert’s testimоny, nor the wording of the hypothetical, rose to the level of “error, much less plain error.” The Appellate Division remanded the matter to correct a sentencing error. Defendant filed a petition for certification, which we granted. 183 N.J. 256,
Admission of expert testimony on drug possession and distribution techniques is permissible when reasonably required to assist jurors in understanding subjects that are beyond the ken of an average layperson. Odom, supra, 116 N.J. at 81,
I.
The facts, summarized below, are derived from the testimony and evidence adduced at trial. On July 20, 2000, Trenton Police Officer David Neiderman was patrolling in an unmarked police vehicle as part of an undercover operation targeting prostitution. As he drove down a street, he noticed a male and a female standing on a corner; the female appeared to wave at him. At the time, Neiderman suspected prostitution and so alerted his arrest team. He then drove back to the сorner where the individuals had been standing and pulled over next to them. Both individuals approached the car. The man asked Neiderman “what do you need?” Realizing then that this was a potential narcotics transaction, Neiderman replied “ten,” meaning that he wanted ten dollars worth of crack cocaine. The man then looked at the woman and said to her, “give him ten.” In response, the woman removed a yellowish rock-like substance from a brown paper wrapping she had been holding. The substance appeared to be crack cocaine. Showing the rock-like object to the man, she asked him “this much?” Thе man replied “yes.” The woman then handed Neid-erman the object and received ten dollars from him. As Neider-man drove away, he notified his arrest team. They quickly moved in and arrested the two individuals, who were identified as defendant Anthony Nesbitt and Lenora McCoy.
Defendant was charged with third-degree possession of a CDS (cocaine), contrary to N.J.S.A 2C:35-10a(l) and 2C:2-6 (Count 1); third-degree possession of a
At trial, the State introduced testimony from Officer Neiderman and from Detective Veldon Harris of the Mercer County Prosecutor’s Office, who was qualified as an expert in narcotics. Harris provided general information about street-level drug sales and then the following exchange occurred.
Q: Detective Harris, for the purposes of the next question, it is a hypothetical, I want you to assume the following facts:
I want you to assume it is 1:46 a.m., and that the location is Locust and Chambers Street in the City of Trenton. I want you to assume further there are two individuals in that location. I’ll refer to them as individual A and individual B. I want you to assume further that individual A flags down а vehicle. Assume further that when that vehicle pulls over, that both individual A and individual B approach the vehicle, and that the following conversation takes place:
That individual B says to the person in the vehicle, what do you need? Assume further that the person in the vehicle says ten. Assume then that individual B directs individual A to give the person in the vehicle $10 worth of crack. Assume then that individual A then shows a quantity of CDS, crack cocaine, to individual B and asks, this much? Assume then that individual B answers, yes. And that then that person, individual A, serves the crack cocaine in exchange for money to the person in the vehicle.
Would you be able to form an opinion аbout whether or not person B was complicit (sic) in the distribution of those drugs to the person in the vehicle?
A: Yes, I would.
Q: And what would your opinion be?
A: That person was complicit in distributing drugs.
Q: And on what facts do you base that opinion?
A: I base that on the opinion that that individual approached the vehicle, that individual asked the person what they needed, that individual then instructed A, the person A to give the crack cocaine to the person in the vehicle, and the person that pulled out the drugs then asked the other individual, is this how much, and they said yes. And then the drugs are then given to the person in the vehicle.
Q: Now, if I told you that Individual A was found to have a crack pipe on them at the time of their arrest and no additional drugs, would that affect your opinion?
A: No, it would not.
Q: If I told you that at the time of person B’s arrest, that individual had no drugs and no money on them, is that part of your opinion?
A: Yes.
Q: And why is that part of your opinion?
A: Well, that individual, obviously, was utilizing someone else to sell the drugs, so you’re not going to find drugs on that person. Also, as far as money, the individual had the money, the money was given back to the person who actually sold the drugs, and this is commonly done in a street-level distribution network when you are utilizing a runner.
As noted previously, defense counsel did not object to the above testimony.
The jury convicted defendant on three counts: third-degree possession of a CDS (Count 1); third-degree distribution of a CDS (Count 4); and third-degree distribution of a CDS within 1,000 feet of school property (Count 5). At sentencing, the trial court merged Count 1 into Count 4 and then reviewed defendant’s criminal record and presentence report. Looking to N.J.S.A. 2C:44-la, the court found three aggravating factors and no mitigating factors.
In an unpublished opinion, the Appellate Division affirmed defendant’s conviction, remanding only for entry of an amended judgment of conviction merging Counts 4 and 5. The panel rejected defendant’s argument that the trial court erred in permitting expert testimony about street-level drug trafficking. Further, the panel examined the hypothetical question posed to Detective Harris in light of Summers and Odom. The panel concluded that no plain error was committed when the trial court allowed the unchallenged hypothetical because the question: (1) was limited to the facts in evidence; (2) did not refer to defendant explicitly; and (3) did not ask the expert to express an opinion about the legality of the transaction.
II.
We reaffirmed in Summers, supra, 176 N.J. 306,
This Court reversed, finding that the expert’s testimony concerning drug distribution was “reasonably required to assist the jury” because the testimony “covered a subject that was within the specialized knowledge of the expert, and thus beyond the understanding of persons of average knowledge, education, and experience.” Id. at 81,
Importantly, the Court provided guidelines in Odom concerning the use of expert witness testimony regarding the possession and distribution of illegal narcotics.
[I]n proffering the opinion of an expert in this kind of ease, the hypothetical question should be carefully phrased to refer only to the testimоny and evidence adduced
about the manner of packaging and processing for use or distribution, the significance of various quantities and concentrations of narcotics, the roles of various drug paraphernalia, characteristics of the drugs themselves, the import of circumstances surrounding possession, the conduct of the possessor and the manner in which drugs may be secreted or otherwise possessed for personal use or distrubution [sic].
Once this foundation has been laid, the expert should then be presented with a hypothetical question through which he or she can advise the jury of the significance of thesе facts on the issue of possession. Having set forth this information in the form of a hypothetical, the expert may be asked if, based on these assumed facts, he or she has an opinion whether the drugs were possessed for personal use or for the purpose of distribution.
It is also essential that the jury be advised, following the presentation of the expert’s opinion, of the basis for that opinion. The hypothetical question should clearly indicate that it is the witness’ opinion that is being sought and that that opinion was formed assuming the facts and circumstances adduced only at trial. It is important that the witness, and the jury, understand that the opinion cannot be based on facts that are not in evidence.
In addition, to the extent possible, the expert’s answer should avoid the precise terminology of the statute defining the criminal offense and its necessary elements. While ordinary expression and plain language should not be distorted, statutory language should be paraphrased. Further, the defendant’s name should not be used.
[Id. at 81-82,560 A.2d 1198 (citation omitted).]
The Court also reminded trial courts to instruct juries on the proper weight to be
In Summers, supra, 176 N.J. 306, 317,
Notwithstanding that the hypothetical hewed even more closely to the facts underlying the defendant’s charges than the hypothetical in Odom, we upheld Summers’ conviction because the general guidelines set out in Odom had been followed. Id. at 315-16,
Since Odom, the use of a hypothetical has been an accepted means by which the specialized knowledge of an expert may be placed before the laypersons of the jury in order to inform them about the nuaneed techniques utilized by drug peddlers who seek to shield themselves from liability by concealing or obfuscating their drug possession and distribution activities. See, e.g., State v. Berry, 140 N.J. 280,
Trial courts are expected to perform a gatekeeper role in determining whether there exists a reasonable need for an expert’s testimony, and what the parameters of that testimony may be. Consistent with Evidence Rule 702, a trial court must be satisfied that the expert’s knowledge and experience is reasonably required to inform the jury on a matter that may be beyond the jurors’ ken and will help jurors understand the evidence or determine a fact in issue. Further, when the expert’s testimony will include an
In sum, the Court in Odom provided the State with flexibility to educate jurors on the latest tactics designed by drug dealers to shield themselves from responsibility for their illegal actions. Expert testimony, including opinions that embrace ultimate issues, is permitted when the testimony has value in assisting the jury’s understanding of facts and their significance, and when the trial court finds that that testimony is not unduly prejudicial.
III.
A.
In the instant matter, defendant did not personally hold the drugs, did not personally give the drugs to the officer, and did not personally accept the payment from the officer. Those facts take this matter outside of the ken of the average layperson in respect of the question -whether defendant was an accomplice to the distribution of crack cocaine. Detective Harris’s testimony did not explain the plainly obvious to the jury.
We do not presume that ordinary members of the public who are called on to serve as jurors are versed in the many ways in which a seller of crack cocaine can act in concert with others in the business of distributing drugs on the street. The State’s expert assisted the jury in understanding how defendant’s statements and actions, in combination with the words and actions of McCoy, could be indicative of drug distribution. State v. Berry, 140 N.J. 280,
The failure of defendant to have interposed an objection to the expert’s testimony limits our review to a search for plain error, Rule 2:10-2; such error is not present here. This ease is distinguishable from State v. Boston, 380 N.J.Super. 487,
B.
The wording of the hypothetical question raises a closer question. Although it is permissible for a State’s narcotics expert to be asked a hypothetical question through which the jury can be informed of the significance of the facts adduced at trial, there are parameters within which we expect the State, and the courts as gatekeepers, to act.
Our concern about expert testimony encompassing an ultimate issue led us to state in Odom, and to underscore in Summers, that the phrasing of a hypothetical should not track too precisely the exact languagе of the criminal statute with which a defendant has been charged. Odom, supra, 116 N.J. at 82,
The word “complieit” appears in the title and body of N.J.S.A. 2C:2-6, and is by definition aligned with the principles of accomplice liability.
There was sufficient competent evidence of defendant’s statements and activities in respect of the sale of crack cocaine to Officer Neiderman. Moreover, the hypothetical never referred explicitly to defendant and was limited to facts presented at trial. The trial court instructed the jury on the proper weight to be given to an expert’s opinion, and reminded the jurors that the ultimate decision about defendant’s guilt was sоlely their determination. Finally, we note that the trial court gave an appropriate instruction on accomplice liability that permitted the jury to make that ultimate determination aided by a clear and correct statement of the law. In view of the entirety of this trial, we perceive no miscarriage of justice. Accordingly, we find no plain error. In the future, trial courts should be sensitive to such hypothetical and, as part of the trial court’s gatekeeping function, should see to it that, when possible, legal terminology is paraphrased.
IV.
In conclusion, we affirm defendant’s conviction. This matter cannot be completely disposed of, however, because we must reverse on sentencing. Defendant received a mandatory extended term on Count 5 and was sentenced to nine years of incarceration. Because defendant’s sentence on the extended term was set above the presumptive sentence applicable at the time to the extended-term range, the matter must be remanded to permit re-sentencing. State v. Natale, 184 N.J. 458,
The judgment of the Appellate Division is affirmed in part, and reversed in part. The cause is remanded for further proceedings consistent with this opinion.
Notes
The court found the following aggravating factors under NJ.S.A. 2C:44—la: (3) the risk that the defendant will commit another offense; (6) the extent of defendant's prior criminal record and the seriousness of the offenses of which he has been convicted; and (9) the need for deterring the defendant and others from violating the law.
The Fourth Circuit reasoned that
[e]xpert testimony that merely states a legal conclusion is less likely to assist the jury in its determination. See Woods v. Lecureux,110 F.3d 1215 , 1220 (6th Cir.1997) (“It is, therefore, apparent that testimony offering nothing more than a legal conclusion—i.e., testimony that does little more than tell the jury what result to reach—is properly excluded under the Rules."); Weinstein’ s Federal Evidence § 704.04[2][a] (2d ed. 2001) ("The most common reason for excluding opinion testimony that gives legal conclusion is lack of helpfulness____The testimony supplies the jury with nо information other than the witness's view of how the verdict should read.''). [United States v. Barile,286 F.3d 749 , 760 (4th Cir.2002)(footnote omitted).]
The expert in Torres was asked "whether 'Torres had been discriminated against because of her national origin.' ” Torres, supra,
"Cоmplicity" is defined as: "an association or participation in or as if in guilt,” Webster's Third New International Dictionary 465 (1971); "[i]nvolvement as an accomplice in a crime or wrongdoing," Webster’s IINew College Dictionary 230 (1995); "[t]he act or state of being an accomplice,” Funk and Wagnalls New Comprehensive International Dictionary of the English Language 268 (1973 Encyclopedic Edition); "[association or participation in a criminal act; the act or state of being an accomplice,” Black’s Law Dictionary 279 (7th ed.1999).
Dissenting Opinion
dissenting.
In this ease, an experienced police detective, qualified by the court as an expert in the field of narcotics distribution, offered his opinion that defendant was an accomplice to the crime of possession with intent to distribute a controlled dangerous
Although clearly prejudicial, Detective Harris’s testimony did not draw an objection from defense counsel. Ante at 507,
The Court has relied on legal fictions to justify the expanded use of police expert testimony in drug cases that would not fly in other cases. In our leading decisions on the subject, we have held that a police narcotics expert cannot express an opinion that a defendant is guilty of possession of drugs with intent to distribute, but can opine that a defendant possessed the drugs with intent to distribute. State v. Summers, 176 N.J. 306, 314-16,
I do not question the need for expert testimony on arcane subjects that would enlighten the jury. An average juror will not know the meaning of code language used by drug distributors or the importance to be attached to the packaging, quantity, and quality of drugs. An expert cоuld edify jurors concerning the customary use of scales and other drug paraphernalia by drug traffickers, as well as the methods used by drug dealers to ply their trade. See Summers, supra, 176 N.J. at 322-23,
However, the jury is capable of making simple deductions from straightforward
I am confident that the common wisdom of ordinary jurors will not allow otherwise guilty drug offenders to escape the net of justice. It is not necessary to strain the operation of our evidence rules to convict drug traffickers. There is consolation to be found in the majority’s conclusion that the poliсe expert’s testimony here went too far. Ante at 518-19,
However, I would find that the admission of Detective Harris’s testimony was plain error. In failing to object to Detective Harris’s testimony, defense counsel may have believed—based on this Court’s case law—that there were few restrictions limiting the use of police expert testimony in drug cases.
Because I cannot agree that this defendant received a fair trial, I would reverse the Appellate Division. I therefore dissent.
Justice LONG joins in this opinion.
For affirmance in part/reversal in part—Chief Justice PORITZ and Justices LaVECCHIA, ZAZZALI, WALLACE and RIVERA-SOTO—5.
For reversal—Justices LONG and ALBIN—2.
