| Mo. | Jun 8, 1909
This cause is now pending in this court upon appeal on the part of the defendant, Daniel E. Naughton, from a judgment of the circuit court of the city of St. Louis, convicting him as accessory after the fact to the commission of a felony.
In the year 1907, Ferd. Warner and Fred. W. Priesmeyer were members of the Plouse of Delegates in the city of St. Louis. The defendant was deputy clerk of said legislative body. On the 18th day of October of that year there was pending before the House of Delegates House Bill No. 212, entitled “An ordinance authorizing Henry Ascher to erect a one-story brick building to be used for an automobile garage on the rear of the premises known as 5011, 5013 and 5015 Delmar avenue, in City Block No. 4857.”
The indictment against this defendant is quite lengthy, but suffice it to say that the first portion thereof in proper terms charges that the said Warner and Priesmeyer received of Henry Ascher the sum of $500 to vote for and put through such measure in the House of Delegates. .After thus charging the crime of bribery against Warner and Priesmeyer, as to the defendant,- the indictment thus specifies the charge against him: “And that afterwards, to-wit, on the 19th day of October, A. D. 1907, at the said city of St. Louis and State of Missouri, one Daniel E. Naughton, then and there well knowing the said Ferd Warner and the said Fred W. Priesmeyer to have committed the aforesaid bribery and felony in the manner and form aforesaid; and he, the said Daniel
This indictment was returned at the October term, 1907, of the St. Louis Circuit Court, that is to say, February 1st, 1908.
To this the defendant filed his duly verified plea in abatement thereto, in the language following:
“And the said Daniel E. Naughton, in his own proper person, comes into court here and having heard the said indictment read, says that the State ought not further to prosecute the said indictment against him, the said Daniel E. Naughton, because he
“That said grand'jurors were then and there investigating the charge against him, Daniel E. Naughton, of accessory after the fact to the alleged bribery of Ferd. "Warner and Fred. W. Priesmeyer, members of the House of Delegates of the city of St. Louis, Missouri.
“That he was sworn as a witness and was compelled to testify and did testify in the matter of the said investigation, without being informed that his own conduct was under investigation. That after-wards, to-wit, on the 6th day of December, A. D. 1907, he was brought before the Honorable Daniel D. Fisher, judge of this court, and arraigned for a criminal contempt for his failure to answer in substance the following questions:
“ ‘Q. Did you take five hundred dollars in currency to the place o.f business of Sam Weisman, of this city, and give him, the said Sam Weisman, the said five hundred dollars in currency, October 19, 1907, in the city of St. Louis, Missouri?
“ ‘Q. Who gave to you the said five hundred dollars in currency which you took to the said place of business of Sam Weisman of this city on the 19th day ©f October, 1907?
“ ‘Q. Did you get five hundred dollars from any member of the House of Delegates, or any officer of the House of Delegates or any other person on the night of the 18th of October, 1907, or at any time the next day?
“ ‘Q. Did you, directly or indirectly, receive five hundred dollars from Fred W. Priesmeyer or
“ ‘Q. Did you directly or indirectly receive from Fred. W. Priesmeyer or Ferd. Warner an envelope or any other package or parcel in the city of St. Louis, on the 18th day of October, 1907, or at any time thereafter?
“ ‘Q. Did you receive from any person or persons in the city of St. Louis, Missouri, the sum of five hundred dollars, October 18th, 1907, or at any time thereafter?
“ ‘Q. Do you know whether or not any person or persons delivered to Sam Weisman the sum of five hundred dollars in the city of St. Louis, Missouri, October 18th, 1907, or at any time thereafter?’
“To each and every one of the said questions defendant refused to answer.
“ ‘Q. Did you receive any money on the night of the 18th day of October, 1907, from any member of the House of Delegates or any other person, knowing at the time or having reason to believe at the time that the money, to-wit, the five hundred dollars, was in any sense connected with a bribery transaction or any other criminal act? A. I did not, sir.’
‘‘ That he was discharged by this honorable court. That afterwards, on or about the 9th and 10th days, of December, 1907, he was again subpoenaed as a witness before said grand jurors and did appear before them and was again examined concerning the said charge against him of accessory after the fact to bribery, without being informed that his case was under investigation. That he was again on the 11th, 12th and 14th days of December, A. D. 1907, subpoenaed as a witness before said grand jurors and did appear before them and was again examined as a witness and did again testify in said case. of the State of Missouri v. Daniel E. Naughton, charged with said offense of being accessory after the fact to
“That thereafter, to-wit, on February 1st, 1908, said grand jurors, before whom defendant appeared and testified, as aforesaid, found, returned and filed the indictment herein against him. And this he, the said Daniel E. Naughton, is ready to verify.
“Wherefore, he prays judgment and that by the court herein he may be dismissed and discharged from the said premises in said indictment above specified.”
The State pleaded to this plea in abatement by way of general denial.
On hearing of this plea the defendant introduced all of the testimony of Naughton before the grand jury on December 3d, or December 11, 1907. It was admitted that defendant had been duly subpoenaed to appear before the grand jury; that he attended the ante-room of the grand jury room ten times in obedience to subpoenaes and testified two different days; that no warning was given defendant that he was under investigation.
While we dislike' very much to burden this opinion with a detailed statement of the defendant’s testimony before the grand jury, yet to fully appreciate the proposition confronting us concerning the action of the court upon the plea in abatement, it is absolutely essential that the examination of the defendant before the grand jury be reproduced, to the end that we may be able to intelligently discuss the highly important proposition as to whether or not the trial court committed error in the overruling of defendant’s plea. The examination of the defendant before the grand jury, as contained in the record, is as follows:
“December 3rd, 1907.
“Daniel E. Naughton, of lawful age, being first duly sworn according to law, testifies:
“Q. Where do you reside? A. 1509 0’Fal-lon street.
“Q. Married or single? A. Married.
“Q. How old? A. 33 past.
“Q. What official position, if any, do you hold-in the city of St. Louis? A. Assistant clerk of the House of Delegates.
“Q. For how long? A. Since April.
“Q. 1907? A. Yes, sir.
“Q. Do you know Mr. Weisman, the gentleman who just preceded you in the grand jury room? A. I do, sir.
“Q. Did you give Sam Weisman $500 on the 19th day of October, 1907, or at any other time? A. I refuse to answer on the ground that I might incriminate myself. The answer might lead to evidence or an indictment.
“Q. Well, if you did give him $500 on the 19th of October, 1907, or at any other time, did you receive that money from any member of the House of Delegates? A. I refuse to answer on the same grounds.
“Q. Will you tell the grand jury from whom you got that money? A. I refuse to answer on the same grounds.
“Q. Will you tell the grand jury how it would incriminate you? A. I refuse to answer on the same grounds.
“Q. You are an officer of the city government? A. Yes, sir.
“Q. In the pay of the citizens of the city of St. Louis? A. Yes, sir.
“Q. What is your salary? A. $150 per month.
“Q. What are your duties? A. Assistant Clerk.
“Q. Did yon receive $500 any time on the 19th day of October, 1907? A. I refuse to answer on the same grounds. • -
“Q. If you gave Sam Weisman $500 on the 19th day of October, 1907, or at any other time, did you have any knowledge that it was bribe money or directly or indirectly connected with any criminal transaction? A. I refuse to.answer.
“December 11, 1907.
“Daniel E. Naughton, of lawful age, being first duly sworn on his oath according to law, deposeth and saith:
“Q. Tour name is Daniel E. Naughton? A. It is, sir.
“Q. You remember being before this grand jury on another case? A. Yes, sir.
“Q. Yon were before the former grand jury, were you not? A. Yes, sir.
“Q. How long have you lived in St. Louis? A. All my life.
“Q. How old are you? A. Thirty-three,' past.
“Q. What was your business before you went into the House of Delegates? A. I formerly was connected with a saloon on Olive street.
“Q. What was the name? A. Oriental.
“Q. Was there a dance hall connected with it? A. There was.
“Q. Where was it located? Á. 2320' Olive.
“Q. How long were you in business there? A. About six or seven months. I can’t remember — my license was revoked.
“Q. When was it revoked? A. The last time?
“Q. Yes. A. I think" January 5th, 1906.
££Q. You still connected with it? A. I am, sir.
££Q. Y/ho is the proprietor? A. I don’t know.
££Q. "Who employed you? A. I pay Mr. James Ashton.
££Q. You rent the pavilion and run it yourself? A. Yes, sir, me and Mr. Hendricks.
££Q. Who is Mr. Hendricks? A. He is a professor of piano.
££Q. You are operating at this time of the year? A. No, sir, closed in October.
££Q. Have you a lease for next year? A. No, sir, no arrangements made.
££Q. You lived here, you say, thirty-three years? A. Yes, sir.
££Q. That is v.our life time? A. Yes, sir.
££Q. Where were you born in St. Louis? A. I don’t know.
££Q. Were you ever arrested for any felony in your life? A. Well, I was arrested, Mr. Sager, for petty larceny.
££Q. That took you in the Court of Criminal Correction? A. Yes, sir.
££Q. What became of your case? A. Discharged on hearing.
££Q. How long was that? A. I disremember— Judge Moore was on the bench and Mr. Dalton was prosecuting attorney — previous to that Mr. Sager— why there — was Hancock up .here then?
££Q. Yes, sir. A. Well, he has indictments against me for running a saloon — for selling liquor on Sunday — I was tried there by a jury, and it was dismissed, sir.
££Q. Were you ever in the Court of Criminal
“Q. "Were yon ever arrested in any other case? A. Disturbing the peace.
“Q. A number of times? A. Not a number of times.
“Q. Two or three times? A. Yes, sir.
“Q. "Well, don’t you recall that you had been in the Court of Criminal Correction a great many more times than that, Mr. Naughton?, A. On charges ?
“Q. Yes. A. I don’t recall any more, Mr. Sager. These indictments and this petty larceny.
“Q. I have twenty-eight cases here? A. Well, there were twenty-six cases in this one saloon.
“Q. Employment of females in a dance .hall? A. Yes, sir.
“Q. You remember the petty larceny case you were discharged in and the disturbing of the peace you were fined $5. A. In this court?
“Q. That is what it says here? A. I was fined five dollars in the Dayton Street Police Court and I took an appeal and it was discharged — that happened in election time. That was the time I was arrested, I appealed from Jefferson and Dayton — Sergeant Collins, I think .was his name.
“Q. You never, except for these matters, you never were in any more serious trouble than this? A. No, sir.
“Q. How many years were you engaged in the saloon business? A. I was not directly connected with the saloon; Mr.. O’Donald has the place, 2322. I was working for the city. I never got any benefits for it. But the people thought-1 was. Mr. 0 ’Donald and I were very good friends, and when he wanted to go into the saloon business, I went to a friend of mine and he went to Mr. Stifehand he got him the
“Q. How long have you been holding a city postion? A. Under Mr. O’Brien and this present position. The term before this last election.
“Q. You remember when you were before the last grand jury you were asked about your knowledge of any criminal transaction connected with the sum of five hundred dollars and you stated so far as you know you never heard of or knew anything of that alleged bribery transaction in which it is alleged that Asher paid the sum of five hundred dollars to a member of the House of Delegates? A. I refuse to answer on the grounds that it might incriminate me, the answer at the present time may lead to an indictment later on. I stand on my constitutional rights.
“Q. Well, you have already testified to that? A. Any question that leads up to that I refuse to answer on the same grounds.
“Q. You can’t do that — you already answered some questions before the last grand jury:' ‘Do you know or have you ever heard of any member of the municipal assembly accepting any money or other valuable consideration from any one to influence their vote or official action on any matters pending before the House?’ and you answered that you had not, sir. Is that correct? A. I refuse to answer on the same grounds.
“Q. Will you answer whether or not you made such an answer to the last grand jury? A. I refuse to answer that on the ground that it may tend to incriminate me and the answer may lead to an indictment later on, and I stand on my constitutional rights.
“Q. ‘Do you know of any sum of five hundred dollars that was transferred on the evening of October the 18th or on the morning of the 19th, 1907?’—
“Q. Will you answer that question now? A. I refuse to answer that question on the same grounds.
“Q. You remember who was present at the House of Delegates chamber on the evening of the 18th of October, 1907? A. I refuse to answer that question on the ground that it may tend to incriminate me, and the answer may tend to follow with an indictment later on, and I stand on my constitu-. tional rights.
“Q. Who taught you that answer? A. That is a privileged question and I refuse to answer on the same grounds.
“Q. You remember the day the case against Warner and Priesmeyer was set — you remember that it was set? A. Yes, sir.
“Q. Where were you at that time? A. The day of the trial?
“Q. Yes, sir. A. Part of the day I was in Cincinnati and part in Indianapolis.
“Q. When did you leave the city? A. I left Friday preceding that — Friday night.
“Q. What did you go to Cincinnati for? A. To transact a little business I had over there.
“Q. Did you go there to avoid service? A. I never was served.
“Q. Did you know that this case had been disposed of before you got home? A. I did not'.'
“Q. Did you ever in your life have in your possession five hundred dollars or any other sum of money that you knew to be or had reason to believe had any connection with any unlawful or criminal-transaction? A. I refuse to answer that question on the ground that it might tend to incriminate me and the answer may tend to follow with an indictment later on, and I stand on my constitutional rights.
“Q. You won’t tell this grand jury — because we want to get along — will you tell this jury what you told the last grand jury? A. I refuse to answer on the same grounds.
“Q. That is not fair. I am asking whether or not you will answer or agree to answer— A. X refuse to answer any question leading up to this case on the ground that the answer may tend to incriminate me and the answer may tend to later follow with an indictment and I stand on my constitutional rights.
“Q. Have you ever been advised that you have committed any crime in connection with this matter? A. I refuse to- answer on the same grounds.
“Q. You think it possible for you to be indicted for any crime in any way directly or indirectly with this bribery transaction? A. I refuse to answer on the same grounds.
“Q. You will refuse to answer question that you made before the last grand jury? A. I refuse to ans'wer on the same grounds.
“Q. You want to answer questions that you did answer? A. I refuse to answer on the same grounds.
“Q. Will you tell this grand jury in what way it would be possible for you to incriminate yourself if you answered these questions truthfully? A. I refuse to answer on the same grounds.
“Q. Any question, Mr. Foreman?
“Q. You believe that any answer you made
“Q. Do you believe that any answer you might give to any question asked you either before this or the preceding grand jury could in any way directly or indirectly involve you in a criminal transaction? A. I refuse to answer the question, it might incriminate me, and the answer may tend to later follow with an indictment; I stand on my constitutional rights.
“Q. Where were you on the night of the 18th of October? A. I refuse to answer on the same grounds.
“Q. Were you at the place of your official duty, to-wit, in the chamber of the House on that night? A. I refuse to answer on the same grounds.
“Q. Were you in the city of St. Louis on the night of October 18th, 1907? A. I refuse to answer on the same grounds.
“Q. Did you see Sam Weisman on the 18th day of October? A. I refuse to answer on the same grounds.
“Q. Did you see Ferd. Warner or Fred. W. Priesmeyer on the night of the 18th day of October, 1907? A. I refuse to answer on the same grounds.
“Q. Did you go into the public toilet room of the city hall at any time after seven o’clock on the evening of the 18th day of October, 1907? A. I refuse to answer on the same grounds.
“Q. Did von have any conversation with Ferd. Warner or Fred W. Priesmeyer in the cloak room or in the committee room of the House of Delegates on the evening of October 18th, 1907? A. I refuse to answer on the sajne grounds.
“Q. Did either Ferd. Warner or Frederick W. Priesmeyer give you a package of five one hundred dollar bills or five hundred dollars in any other denominations or any other sum of money on the even
“Q.- Did William P., alias “Sport” Brady, sergeant-at-arms of the House of Delegates, give you any money on the evening of the 18th of October, 1907? A. I refuse to answer on the same grounds.
“Q. Do you know of a combine existing in the Hous'e of Delegates who were banded together for the purpose of securing money for the passage of bills in the House of Delegates? A. I refuse to answer on the same grounds.
“Q. Have you been a member of any conspiracy formed among the officials of the House of Delegates for the purpose of holding up legislation to demand money for the passage of such legislation? A. I refuse to answer on the same grounds.
“Q. Are you a married man? A. Yes, sir.
“Q. Aren’t you afraid that would incriminate you? A. I refuse to answer.
“Q. Have you ever been bribed in your life? A. I refuse to answer on the same grounds.
“Q. Did you ever steal five hundred dollars? A. I refuse to answer on the same grounds.
“Q. Did you ever find five hundred dollars any place in the city hall of the city of St. Louis on the evening of October 18, 1907? A. I refuse to answer > — same grounds.
“Q. Did you find five hundred dollars at any place on the evening of the 18th of October? A. I refuse to answer on the same grounds.
“Q. Ever find anyone on the 19th of October? A. I refuse to answer on the same grounds.
“Q. Ever find five hundred dollars in your life? A. I refuse to answer your question on the same grounds.
“Q. You refuse to swear to this grand jury that
“Q. We just want to have you go on record that you do believe it? A. I refuse to answer your question on the same grounds.
££Q. Did you furnish this testimony to the former grand jury? A. I refuse to answer your question on the same grounds as Mr. Sager’s.
“Q. You are a good loyal citizen of St. Louis? A. I judge I am.
“Q. You believe in St. Louis? A. I believe Ido.
££Q. You would like to see the city prosper and grow? A. I guess I would.
££Q. Now then, that being the case, don’t you think your position here — we are just simply trying to do,our duty and are trying to break up what we are informed has been a very corrupt matter, and ,we want loyal citizens to help us— A. Any question that you put up to me that tends up to this question may tend to incriminate me. I will refuse to answer anything that may lead to this question. I will refuse to answer, the answer may lead to an indictment later on — I stand on my constitutional rights.
££Q. If this grand jury would assure you and I personally assure you there would be no prosecution of you, would you answer? A. I refuse to answer.
££Q. Did the man who told you to make that answer discuss this matter with you? A. That is a privileged question — I refuse, to answer.
“Q. Did you employ an attorney in this matter? A.. I refuse to answer.
££ Q. Did you ever agree to pay an attorney a fee in this matter? A. I refuse to answer on the same grounds.
££Q. In what manner do you deem this question
“Q. You already stated to a preceding grand jury that you had no knowledge of any criminal transaction? A. I refuse to answer that question because it may tend to incriminate me. The answer may lead to an indictment later on — I stand on my constitutional rights. ’ ’
By a reading of- this examination it will be observed that at one point the circuit attorney said to the foreman of the grand jury: “Any question, Mr. Foreman?” whereupon follows a most rigid examination of the defendant by the foreman of the grand jury.
The record discloses that Warner and Priesmeyer were indicted in October; there was a nolle prosequi entered as to said bill and they were again indicted on the 5th of December, 1907; that is to say, the second indictment as to them was filed with the clerk of the court on that date, so that when the defendant in this case was called before the grand jury on December 11th, the grand jury clearly had under consideration the charge afterward prepared against him.
At the close of the evidence upon the plea in abatement it was submitted to the court and by the court overruled, to which action of the court defendant duly preserved his exceptions.
The trial proceeded upon the charge as contained in the indictment. Testimony was introduced upon the part of the State. We do not deem it essential to here reproduce the testimony as introduced by the State, but will fully present it during the course of the opinion. At the close of the testimony the court instructed the jury and the cause was submitted to them and they returned their verdict finding the defendant guilty of accessory after the fact of bribery and assessed his punishment at three months’ imprisonment in the' county jail and a fine of one hun
OPINION.
The first and in our opinion the most important proposition confronting us in the consideration of this appeal is the insistence on the part of learned counsel for defendant that the action of the trial court In refusing to sustain his plea in abatement, was error, .and after a most careful consideration of this record in detail upon this proposition we have no hesitancy in saying that this insistence is fully sustained by the disclosures of the record, as well as the authorities applicable to the proposition now under consideration.
This defendant was subpoenaed before the grand jury and responded to the commands of such subpoena about ten times. Manifestly at the time of the examination and the questions propounded to him before the grand jury, as herein indicated, the grand jury did not have under investigation the conduct of Warner and Priesmeyer or anyone else. At that time two indictments had been returned against Warner and Priesmeyer — the first one was dismissed and another indictment presented against them on the 5th of December, 1907, which was nearly a week prior to the time that the grand jury caused this defendant to be brought before it, at which time an examination was indulged In the equal of which cannot be found in the history of the administration of the criminal laws of this or any other country. While the representatives of the State, in their efforts to preserve the dignity of the commonwealth, should be commended, but on the other
As was said in the ease of State v. Faulkner, 175 Mo. l. c. 611: “It is intolerable that one whose conduct is being investigated for the purpose of fixing on him a criminal charge should, in view of our constitutional mandate, be summoned to testify against himself and furnish evidence upon which he may be indicted. It is a plain violation both of the letter and spirit of our organic law. Such a practice cannot be too strongly condemned and scrupulously avoided by those entrusted with the administration of the criminal law.”
It does not furnish a solution of the proposition now under consideration by reason of. the unprecedented action of the inquisitorial body in the city s>f St. Louis, to. say that this is the only way to deal with the criminal classes in large cities who are deeply steeped in crime. It matters not how deeply steeped in crime a citizen of this State may be, he has certain constitutional rights which cannot and ought not to be ignored, and it must not be forgotten that the rules of law and proper criminal procedure are applicable alike to all subdivisions of the State, whether large cities or small towns and villages. The criminal proceeding can never be so extreme as to justify those who are to administer the criminal laws of. the State to disregard the sacred mandates of the Constitution. That instrument not only protects the citizen accused of crime, but its force and power should be sufficient to stay the efforts of any one who would attempt to violate it.
In section 23 of article 2 of our Constitution is found the language, “That no person shall be compelled to testify against himself in a criminal cause.” The investigation of a crime before a grand jury falls within the term ‘ ‘ criminal cause. ’ ’
In 20 Cyc. 1348, it is said: “Constitutional provisions declaring that no person in a criminal case shall be compelled to be a witness against himself are very generally applicable to witnesses summoned before a grand jury, and an indictment based on evidence secured in violation of this constitutional guaranty will as a general rule be deemed invalid. But
In United States v. Edgerton, 80 F. 374" court="D. Mont." date_filed="1897-04-21" href="https://app.midpage.ai/document/united-states-v-edgerton-8858700?utm_source=webapp" opinion_id="8858700">80 Fed. 374, the court had under consideration the exact point we have here. There the defendant challenged the validity of the indictment upon several different grounds, among which were two considered by the court: (1) the alleged presence of an unauthorized person in the grand jury room, and (2) “the examination of the defendant, Edgerton, as a witness against himself, under compulsion of a subpoena.” Touching the latter question, the court said:
“It is fatal to the indictments that the defendant was called to testify in the particular matter from which they resulted, without being informed or knowing that his own conduct was the subject under investigation. In the case of United States v. Brown, 24 Fed. Cas. No. 14671, it is held that there is no such thing as a criminal action or proceeding within the meaning of the Oregon statutes, which protects a defendant in a criminal case from testifying against himself, until an indictment has been filed in court, and that the examination of a person before the grand jury, although such an examination tends to connect him with a criminal offense, is not the investigation of a ‘criminal charge.’ But the Supreme Court of the United States, in Counselman v. Hitchcock, 142 U.S. 547" court="SCOTUS" date_filed="1892-01-11" href="https://app.midpage.ai/document/counselman-v-hitchcock-93234?utm_source=webapp" opinion_id="93234">142 U. S. 547, 12 Sup. Ct. Rep. 195, holds otherwise. There it is held that under the fifth amendment to the Constitution of the United States, which' declares that no person shall be compelled in any criminal case to be a witness against himself, an examination of a person before the grand jury in an investigation into certain alleged violations of the Interstate Commerce Act, where his testimony might tend to criminate him, constitutes a ‘criminal case’ within the meaning of the constitutional provision. The adjudged cases in both the Federal and State courts are fully reviewed in
“It is argued that it must be made to appear that the defendant has suffered injury in what has been done, before the objection that is made can be sustained. This is true as to technical requirements and formalities, but not as to matters of substance. Where a witness is compelled to testify against himself, the injury inheres in the violence done to his rights. It is not susceptible of proof, nor the policy of the law to require it, and the injury done to the public in such case outweighs that suffered by the defendant. It is a matter of the highest public policy that crime shall be punished by legal methods. When these are disregarded, there is the mob, between which, in the pursuit of vengeance, and the officers of the law, acting in its name, but in disregard of it, there is no distinction. ’ ’
This case has received approval by several courts, and among them our own, in the case of State v. Faulkner, 175 Mo. l. c. 610-611. In the Faulkner ease, Gantt, P. J., said: “One other case, not in the printed brief, is United States v. Edgerton, 80 F. 374" court="D. Mont." date_filed="1897-04-21" href="https://app.midpage.ai/document/united-states-v-edgerton-8858700?utm_source=webapp" opinion_id="8858700">80 Fed. 374. This is a case in the district court of Montana. The decision was made on a motion to quash an indictment, first, because one Flynn, an expert witness, was permitted to remain in the grand jury room and hear the testimony of other witnesses and examine them; second, because, while investigating the offense for which defendant was indicted, he was called as a witness before
“It is obvious that there are at least two, if not three, distinct legal propositions involved in this instruction. The first is an old and time-honored maxim of the common law, ‘Nemo tenetur seipsum acornare.’ (No one shall be compelled to accuse himself.)
“As said by Judge Barclay in State ex rel. Attorney-General v. Simmons Hardware Company, 109 Mo. 125-6, ‘To fully grasp its meaning we' must note its place in the history of the law as one of the most important of the rules of procedure that express the fundamental difference between the criminal practice prevailing in continental Europe, and that of countries which trace their law, as we do, to the English source. In the former, the accused is required to submit to a rigid official examination touching the charge against him. In the latter such an examination is positively forbidden. The reason of this difference is
“In Missouri it forms one of the sections of our Rill of Rights, our organic law: £No person can be compelled to testify against himself in a criminal cause.’ In every State of the Union a similar provision is found in its Constitution. It is also firmly embodied in the Constitution of the United States. The courts have jealously enforced it in all cases in which it was properly invoked. Mr. Justice Bradley, in Boyd v. United States, 116 U. S. loc. cit. 631, voiced the sentiment of all American courts and lawyers when he said: £Any compulsory discovery by extorting the party’s oath, or compelling the production of his private books and papers, to convict him of crime, or to forfeit his property, is contrary to the principles of free government. It is abhorrent to the instincts of an Englishman; it is abhorrent to the instincts of an American. It may suit the purposes of despotic power, but it cannot abide the pure atmosphere of political liberty and personal freedom.’
“In our own jurisprudence, from the first volume of our reports down to the last, the same principle has been fearlessly announced and adhered to. It is not to be abandoned to subserve the exigencies of any particular prosecution. Constitutional safeguards which have resisted the assaults of monarchial power in England for centuries, and withstood momentary clamor in this country throughout our national existence, are not to be frittered away at the demand of those who have apparently studied the fundamental principles of our free institutions to little advantage, when they demand that this universal principle of the
“So far as this instruction announces this obvious and just principle of law, it is unquestionably correct, but its application to the facts of this case is another matter.” Judge Gantt then distinguishes the Faulkner case from such cases as the one at bar: “But the point we are to determine is whether a witness, not under arrest for a crime, and summoned before a grand jury in the investigation of the guilt of others, can fail to claim his privilege or waive it, and testify falsely, and be absolutely exempt from a prosecution for perjury for such false swearing. The proposition reduced to its last analysis is, that as no person can be compelled to testify against himself, he may waive his privilege, testify falsely, and yet incur no liability for perjury. In another form it may be stated that since he cannot be compelled to incriminate himself, and as by testifying falsely he does not incriminate himself by committing perjury, therefore, he cannot be prosecuted for it.”
And such was the Faulkner case. The grand jury was investigating Murrell and Stock and the defendant was testifying as a witness. He did not claim his privilege and of course if he spoke at all he must speak truly or otherwise violate the oath which he had taken. All the Faulkner case holds, although cited by the State in this case, is that if a witness fails to claim his privilege and testifies falsely, he can be tried for perjury. But that is not the issue here. The question here is, can the State trample underfoot the Constitution and yet cling to an advantage thus unlawfully and wrongfully gained?
“The defendant’s name was not indorsed on the indictment as a witness. The only names thereon were those of William Edwards and Lincoln G. Gross-man. The defendant also, in connection with his motion, moved the court to direct the production of the minutes of the grand jury. There was no traverse by the State of the affidavit "upon which the motion was based. The trial court refused to direct the production of the minutes, and denied the motion. The ground for the decision of the court does not appear from the record except hy inference. It is certain from the record that the motion was not denied because the alleged facts therein stated were untrue, for they were not denied by the State, and the court could not have assumed that the affidavit was false, for the defendant then stood fair before the court, presumed to be innocent of the charge made against him in the indictment. The only conclusion that can be drawn from the record is that the motion was denied because the facts alleged in the affidavit were, as a matter of law, insufficient to call upon the court to enter upon an investigation of the merits of the charge that the. defendant was subpoenaed before the grand jury, and required to give evidence against himself. This is the only ground upon which it is possible to sustain the order of the court denying the motion to quash.
“Whether the affidavit was sufficient or not was a question of law. If it was, the motion should have
“The fact that the defendant’s name was not indorsed on the indictment as a witness does not impair his right to have the indictment quashed if in fact he was compelled to be a witness against himself, for his right in this particular could not be evaded by the easy subterfuge of omitting his name as a witness from the indictment. The case of State v. Hawks, 56 Minn. 129" court="Minn." date_filed="1894-01-05" href="https://app.midpage.ai/document/state-v-hawks-7968219?utm_source=webapp" opinion_id="7968219">56 Minn. 129, does not hold to the contrary. Counsel for the State in their brief, urge that ‘a perusal of the testimony of the defendant given on the trial will show that no person could have been indicted upon it.’ This is not significant, for it cannot be possible that a person may be compelled to be a witness against himself before the grand jury, and that his motion to quash the indictment for that reason may be denied, with no means of redressing the error unless on his trial he voluntarily gives evidence which justifies the indictment against him.
“It is further claimed by them that the indictment was found upon the testimony of Edwards and Gross-man. This, however, if true, affords no good reason why the defendant’'s motion was not heard on the mer
“The constitutional guaranty not only protects a person from being compelled to give direct evidence tending to establish his guilt, but also from giving any circumstance or link in the chain of evidence which may tend to convict him of a crime. It is a reasonable construction to hold that it protects a person from being compelled to disclose the circumstances of his offense, the source from which or the means by which evidence of its commission or of his connection with it may be obtained, or made effectual for his conviction, without using his answers as direct admissions against him. For all practicable purposes, such disclosures would have the effect to furnish evidence against the party making them. They might furnish the only means of discovering the names of those who could give evidence concerning the transaction, an instrument by which a crime was perpetrated, or even the corpus delicti itself. Both the reason upon which the rule is founded and the terms on which it is ex
In State v. Froiseth, 16 Minn. l. c. 298, the court, speaking of the question that the defendant had been subpoenaed and testified before the grand jury, says:
‘ ‘ The first question presented is whether the fact that the defendant was required by the grand jury to testify, and in pursuance of such' requisition did testify before that body, touching the charge and matters set forth in the indictment vitiates the indictment. It is conceded by the Attorney-General that this objection is fatal to the indictment. "We think there can be no doubt upon the question. The Bill of Rights* expressly declares that ‘no person . . . shall be compelled in any criminal case to be a witness against himself.’ [Const., art. 1, sec. 7.] The statute of this State, which provides that, ‘on the trial of all indictments, complaints, and other proceedings against persons charged with the commission of crimes or offenses,the person so charged shall, at his request, but not otherwise, be deemed a competent witness; Gen. Stat. ch. 73, sec. 7, as amended Sess. Laws 1868, ch. 70, whatever may be its effect, certainly does not take away or impair the rights declared and sécured to all persons by the Bill of Rights. The objection is therefore fatal to the indictment.”
Along the same line is United States v. Farrington, 5 Fed. l. c. 348, wherein the court says: “In State v. Froiseth, 16 Minn. 298, it was conceded by the Attorney-General, and the court concurred, that where the grand jury required an accused person to be brought before them and testify touching the accusation, the indictment should be set aside, although in that case the indictment was not found solely upon the testimony of the accused. In People v. Briggs,
In a New York case, People v. Singer, 18 Abbott’s N. C. 97, Bartlett, J., says: ‘ ‘ The suggestion is made that the grand jury sent for this prisoner in the exercise of the powers conferred upon them by this section. There is nothing to indicate that they did. Furthermore, the privilege of a defendant in a criminal case to testify in his own behalf is one which cannot be forced upon him. If he becomes a witness, it must be by his own act, voluntarily and without constraint put upon him by any officer or agency of the law. That this is the rule in criminal trials, there can be no doubt. In my opinion, a no less stringent rule is applicable to the investigation of a charge against a particular person by a grand jury. The power of the grand jury to cause explanatory evidence to be produced, if they believe it is within reach, must be exercised with reference to the limitation that so far as the accused person is concerned, against whom complaint is made before them and against whom their inquiry is directed, he should not even be required to attend as a witness before them, unless of his own free will, best made certain by his own request. It is not pretended that the appearance of this defendant before the grand jury was in any sense voluntary on her part. It is true she was cautioned by the district attorney as to answering, but there could have been no reason evident to her why she should heed this advice, rather than respond to the interrogatories of the grand jurors, who were apparently invested with
In the ease of People v. Haines, 1 N. Y. Supp. l. c. 55, the court, citing People v. Singer, supra, and other cases, said: ‘ ‘ This is a motion to set aside an indictment found in this court on the 16th day of April, 1888, against the above named defendant, for the crime of grand larceny in the first degree. The defendant relies upon two distinct grounds for the relief he demands: (1) That the grand jury found the indictment upon illegal evidence; and (2) that the grand jury violated his constitutional right in compelling him to attend before them as a party, and testify against himself. It appears from the indorsement upon the indictment of the list of witnesses examined-before the grand jury, and also from the uncontradicted averments contained in the defendant’s affidavit, that while the grand jury had under investigation the criminal charge against the defendant, he was subpoenaed to attend the grand jury, and in pursuance thereof, did attend before them without counsel, and after being duly sworn to testify and give evidence in the investigation of the charge against himself, proceeded as a party to answer material questions against himself,'propounded to him by the grand jury. By reason of this action on the part of the grand jury, the defendant claims and insists — First, that the grand jury found the indictment against him upon his own testimony, - which, under the circumstances, was incompetent and illegal; and, second, that his constitutional right was violated, in that he was compelled to be a witness against himself. If both or either of these grounds of objection to the indictment, are true, there can be no doubt, both upon authority and in reason, but that the same should, in some manner, be summarily disposed of, without putting the
In the Haines case the defendant had been subpoenaed before the grand jury, and without notice to that effect had been questioned by such body.
’ The State contends that the plea does not aver,' nor does the proof show, that the indictment was found upon defendant’s testimony, and does not show that there was no other legal evidence upon which it could have been found. This contention is fully answered in the Minnesota case, supra. In that case there was other evidence upon which the indictment could have been found. The same contention was made there as is made by the State in the case at bar, but the court answered it very properly in this language: “It is further claimed by them that the indictment was found upon the testimony of Edwards and Gross-man. This, however, if true, affords no good reason why the defendant’s motion was not heard on the
The State further urges that the defendant gave no material evidence before the grand jury. Even if this were required, before we could say that this indictment should be abated, yet the State is in error. It is not necessary that the evidence should be a direct admission of the crime, but if the defendant be required to give any evidence which might lead to other evidence’ which would tend to convict him, he has been compelled to testify against himself within the meaning of the Constitution. In this ease it was material to show that defendant knew the witness Sam Weisman as a link in the chain of testimony. This admission the grand jury procured from him during the course of its ££grilling.” It was material to show, as tending-to prove guilt, that defendant fled the State. This evidence the circuit attorney carefully elicited from the defendant. And in the last two questions and answers set out in the plea in abatement hereinabove fully set out, damaging admissions were procured.
We have given expression to our views upon this proposition, and after a most careful and thorough analysis of the disclosures of the record, we see no escape from the conclusion that the unprecedented examination of this defendant before the grand jury, as herein indicated, had in view but one purpose, and that was to secure such admissions from this defendant as upon them an indictment could he predicated .and a conviction follow. This was a plain violation of the rights of the defendant guaranteed to him hy the Constitution, and if he he ever so deeply steeped in crime, he should not be denied the right to invoke the provisions of the organic law of this State. We are unwilling to give our approval or indorsement to such a plain violation of the mandates of the Constitution of this State. It was the duty of the trial court upon the showing as made, which is fully disclosed by the record, to have sustained defendant’s plea in abatement. If this sort of method in the administration of the criminal laws of this State can he maintained, then w'e confess that our Constitution, which every law-abiding citizen should revere, would he nothing more than a blank sheet of paper. For the error as indicated upon this proposition this cause should he reversed.
II.
This brings us to the consideration of the second proposition confronting us in the consideration of this cause, that is, as to the sufficiency of the evidence developed upon the trial to support the finding of the jury as indicated hy the verdict returned. It is clear that the foundation and basis of the crime charged to have been committed hy Warner and Priesmeyer is the corrupt agreement. It is essential that this must
Directing our attention to the charge in the indictment against this defendant being an accessory after the fact, in 12 Cyc. 192, we find a very clear statement as to the essential elements of that offense. It is there said: “An accessory after the fact is one who, knowing a felony to have been committed, receives, relieves, comforts or assists the felon. At common law one may be an accessory after the fact to an accessory before the fact. .It is essential to one’s guilt as accessory after the fact, that the felony shall have been actually committed by the alleged principal, and the aid or assistance must have been given after the felony was fully completed. To render one liable as an accessory after the fact he must have.had actual knowledge at the time he relieved or assisted the principal that the latter had committed a felony.”
All the authorities agree and the court in the case at bar so instructed the jury that the accessory must have had knowledge that the principal had committed the alleged felony at the time the assistance was rendered. This was the common law and this is our statute. In fact, our statute is but an exceedingly awkward attempt to state the common law definition of accessory after the fact..
Now giving to the testimony in this case its broadest scope in the interest of the State, it shows substantially the following state of facts: That
Ascher was interested in the passage of House Bill 212, which gave him the right to build and maintain an automobile garage in the city of St. Louis; that the bill had hung fire in Warner’s committee for sometime; that Ascher, through one Volmer, had been crowding Warner to get the bill reported and passed; that Warner asked Volmer to have Ascher come to him personally; that Warner indicated to Ascher that it would take money to pass it, i. e., $500, and that
If it is the contention of the State that Priesmeyer or Warner gave to this defendant the money that he gave to Weisman, then the State is put in the awkward attitude of saying that as to the relationship between the defendant and Warner and Priesmeyer, these witnesses were testifying truthfully, but as to the fact that they did not give this money td Naughton they are testifying falsely. In view of the testimony of Warner and Priesmeyer introduced by the State the inference is equally as strong that the defendant obtained this money in some other way and not at the hands of either Warner or Priesmeyer. In fact the examination of this defendant before the grand jury indicates that the State had the theory that the defendant, may have found this money in the city hall where it had been dropped or disposed of by Warner or Priesmeyer at the time of their arrest. Upon the essential element of the offense with which the defendant is charged, that he had knowledge or was informed of the unlawful and corrupt agreement between Ascher and Warner and Priesmeyer, the record is absolutely silent. Not a word is shown to have passed between Naughton, Warner and Priesmeyer, showing or tending to show that Naughton had knowledge or
It may be that the defendant in this case is guilty of the offense charged in the indictment, but if we are longer to be guided by the well-settled rules as applicable to the administration of the criminal laws of this State, he cannot be convicted except upon substantial evidence establishing every vital and essential element of the offense with which he is charged. It is easy enough to say, “Oh, well, he is guilty and all this is a mere technicality;” that furnishes no warrant or justification in appellate courts absolutely ignoring all precedent and well-settled rules of evidence. Technical rules of law and evidence as well have universally been recognized by the most learned text-writers and the ablest courts of the country as being absolutely essential to the proper administration of the law. Law itself, as is defined by Mr. Blackstone, is but a rule of action applicable to animate and inanimate things.
The only testimony upon the question as to where the defendant obtained this money was introduced by the State, which affirmatively shows that he did not receive it from either Warner or Priesmeyer. As to his knowledge or information as to any corrupt agreement between Warner, Priesmeyer and Ascher, and the receipt of this money as a bribe, as before stated, there is not the slightest evidence tending to prove such fact. Conceding for the purposes of this case that the indictment charges an offense, manifestly the State has wholly failed to establish some of the essential elements constituting such offense.
We have given expression to our views upon the legal proposition as disclosed by the record, which results in the conclusion that the judgment of the trial court should be reversed and the cause remanded