*1 senting). Supreme found an the of the United States Court nevertheless Court Here, invalidating may properly a rela- discrimination. decide whether we have eval- tively employees small class of federal suf- controlling statutes and authori- uated disadvantage compared fers when ties.
great taxpayers. mass of I the decision of the Ad- would reverse No “antifederal” 6. intent Hearing Commission and re- ministrative purpose There the under Davis. manifest mand directions to allow the claimed prefer of the statute was to state retirees deductions. taxpayer to all other retirees. Here the against state discriminates one class of fed- retirees, substantially
eral favor of all taxpayers.
other
If there are other differences which support position, the director’s I fail perceive up them. It is to the state to peruse governing point statutes and Missouri, Plaintiff- STATE of any significant distinctions. When the em- Respondent, ployee pay, never sees the the disallowance compensa- of a deduction reduces his net suggest tion. The state does not that there NAUCKE, Robert L. Defendant- discriminatory is a difference a between Appellant. pay discriminatory tax on the and a denial No. 73536. mandatory deduction for a withhold- salary. from Missouri, Supreme Court of So, En taxpayers the record shows that the Banc.
fully discharged by pointing their burden April 1992. principal opinion suggests Davis. Rehearing Denied June they way some at fault in not making showing. some additional I believe they they have done all need to do. why
There is another reason we should unequivocal
reach an decision in this case. Witte, lawyer, litigating
Victor his own
case. The amounts involved are rather typed
small. He testified that he own
briefs and worked on off time. I find
particularly offensive the state’s collection taxpay-
of small amounts from numerous
ers who not be to retain counsel able protest
to launch an effective if indeed the especially
collection is invalid. This is so Hearing
when the Administrative Commis- professes inability
sion even to make points.
decision on their vital We should taxpayers square ruling
give the on the that,
merits, ruling so if the is unfavorable them, they may seek further review. ruling plain duty by do our should
We my
this case on the merits. believe sound, majority feel
solution is but
otherwise, they present should at least explanation of their views so that
reasoned *3 Rosenblum, Marten,
N. Ramona Scott St. Louis, defendant-appellant. for Webster, Gen., Atty. William L. Eliza- Gen., Ziegler, Atty. beth L. Asst. Jefferson City, plaintiff-respondent.
THOMAS, Judge. deposition proceedings from the while the child testifies. sodomy Defendant was convicted of (T.N.) four-year-old daughter his and was Sanchez, State v. years imprisonment. sentenced to fifteen 1988), (Mo. banc this Court held that a appealed Ap- Defendant to the Court pursuant taken District, peals, grounds, Eastern on various violating admitted at trial without including the claim that to con- Confrontation Clauses the United States frontation under the Sixth Amendment of However, pri- and Missouri Constitutions. the United States Constitution and Article admitting deposition, or to such a the state I, 18(a), of the Missouri Constitu- produce, hearing, must at a evidence suffi deposi- tion was violated the use of the *4 cient to that the emotional and establish pursuant tion of the child victim to 491.- § psychological result trauma that would 1986, RSMo from which the defendant in testifying open from in court or 491.685, pursuant was excluded to RSMo personal presence of the defendant in ef appeals 1986. The court of transferred fect makes the child as a unavailable wit case to this Court because of the constitu- preceded Maryland ness at trial. Sanchez judgment tional issue. We affirm the of 3157, 111 Craig, 497 U.S. 110 S.Ct. the trial court. (1990), proce L.Ed.2d held that a testify
dure to allow the child witness to
in
a child abuse case outside the defendant’s
I.
physical presence would not violate con
provided
case-specific
frontation
there is
CONFRONTATION
finding1 that the child witness will suffer
required
serious emotional distress if
to
A.
testify
presence
in the
of the defendant.
Sections
and 491.685—Is
491.680
Confron-
find that
child
The trial court must
by Taking
tation Violated
Child
traumatized,
witness will be
Videotaped Testimony
Victim’s
Out
generally,
presence
courtroom
but
the Presence
Defendant?
impact
of the defendant. The emotional
minimis,
the child must more than de
be
1.
i.e.,
than “mere nervousness or ex
more
Testimony Supporting
testify.”
or some reluctance to
citement
Unavailability
at -,
Craig, 497 U.S.
the trial court’s
pres-
required
taking
deposition
T.N.’s
out of the
the Court discussed what
with-
require-
under the
standard:
spelling
ence
the defendant
out
out minimum
Craig,
ments set forth
Finally,
must find that
court
U.S.
witness in the minimis, i.e., than is more than de more Finding The Trial Court’s “mere excitement or nervousness or Child Witness Was Unavailable testify.” some reluctance to Wildermuth State], [496], 310 Md. v At the of Ms. Schecht- conclusion . [1987]; also [275], 530 A.2d at 289 see hearing pros man’s 505, 511-512, Mannion, 19 Utah State v. ecution’s motion take (1899). P. 543-544 We need presence of defendant T.N. out of the 491.680, showing of emotion decide the minimum and use it at trial under § special following finding: required al trauma for use court made the however, Mary procedure, because show Let the record THE COURT: statute, requires a determina land just Mo- have heard State’s will tion that the child witness suffer victim, testify [T.N.], tion to allow such that the “serious emotional distress it is by way videotaped communicate,” reasonably child cannot hearing after under Section sustained 102(a)(1)(H), meet clearly suffices to emotion- 491.680that would suffer 9— [T.N.] constitutional standards. psychological al or trauma open personal holding Thus, the salient features presence of defendant. that, de- distress because emotional *6 serious, finds this trau- commu-
The Court further that the child cannot scribed as Moreover, un- ma in make the child clear that this level would effect nicate. is as a more than suffi- available witness. of emotional distress is requirements, cient meet court important It is to note that the trial i.e., pass something less muster. will testifying open in court found that either presence in the of the defen- testifying or below, finding the court In trial cause to suffer emotional dant would T.N. but, “serious,” adjective, did not use impor- is psychological trauma. This importantly, expected that the more found Maryland requires v. Craig tant because if re psychological trauma emotional and trauma psychological that emotional or presence of personal quired testify personal by testifying be caused un make the child the defendant would and not presence of the defendant re This was the available as a witness. Here, open trial courtroom. v. spelled out in State quirement that we alternative, in the either would found that 319, Sanchez, response 752 S.W.2d trauma; of that second half cause such did objection that 491.680 the defendant’s § i.e., personal pres- finding, testifying in the must of trauma specify what evidence defendant, require- meets the ence of the be produced before the Craig. Maryland forth in v. ment set violating the Confronta admitted without States and Mis of the United as to tion Clauses The has been raised whether issue at 322. The lead Constitutions. Id. psychological or souri the level emotional meaning ing case in Missouri on serious trial court is trauma found 354 Easterly, Mary- “unavailability” Sutter v. requirements enough meet the (1945), which respect. Mary- In Mo. 189 S.W.2d Craig land v. is unavailable “whenev says re- that a witness Maryland statute Craig, the land v. is unavail the witness such er emotional distress quired “serious (Emphasis proposition.” a practical able as reasonably communi- child cannot that the added.) Missouri is Unavailability in cate,” finding this was the witness finding limited to situations where holding In court made. courtroom, absent from the such as where same manner in relation to 491.680 and §§ deceased, beyond the witness is or 491.685. range subpoena, of a or cannot be found. We hold that the finding trial court’s It also includes circumstances where T.N. psycholog- would suffer emotional and is, be, present
witness or could in the court trauma, ical would effect make but, reason, legitimate room for some testi her unavailable as a witness if mony unavailable, such as where the personal presence of the de- privilege against witness claims the self- fendant, satisfies the require- threshold incrimination, Sutter, Holt, id.; v. State ment of Craig v. for the use of (Mo. 1980), 592 S.W.2d banc such a deposition. testify by could not reason of loss of mem ory, Orr v. State Farm Mutual Automo B. Co., bile Insurance Deposition” Does The Missouri Proce- (Mo. 1973). finding by banc The the trial dure Under §§ 491.680 491.695 court that the trauma would make the child Provide Protection as a Confrontation unavailable witness when considered Equal that Provided In- light of Missouri’s cases as to the mean Testimony Camera Video Procedure “unavailability” convinces us that Approved Maryland Craig? v. finding the trial court’s fully meets the requirements of Maryland Craig We must now consider whether the allowing to be taken out procedure of differences between the followed of the defendant. in Maryland Craig and those followed under 491.680 and 491.685 caused the § dissenting The opinion by Chief Justice procedure “deposition” Missouri to violate Robertson asserts majority has Craig, confrontation. In the child witness amended adding require- by one-way testified closed circuit tele sense, true, ments. this is but we vision from a room outside the courtroom. point out that it is common for the child, prosecutor and defense coun Sixth requirements Amendment to add to a room, sel withdrew to another where the statute or common law rule that admits child was examined and cross-examined. certain evidence in criminal cases. For ex- judge, jury and defendant remained in *7 ample, in the confrontation/hearsay first courtroom, testimony the and the of the involving cases the use testimony from a child in was shown the courtroom on a preliminary hearing prior reported as testi- closed circuit judge, jury television. The mony, the common law evidence rule mere- and the defendant could see the child wit ly required was that the witness be un- television; questioners ness and the via the Evidentiary available. rules said that the child witness could not see the defen beyond the witness was range the of a dant, anyone nor in else the courtroom. subpoena, good enough; that was the con- procedure The Missouri differs in that frontation rule added requirement the that prior the child witness’ is taken the actually witness be unavailable. Bar- by videotape during to trial and shown the 719, Page, 1318, ber v. 390 U.S. 88 S.Ct. Maryland procedure produces trial. The (1968). words, L.Ed.2d 255 In other it was testimony” what is called “in-camera while enough beyond for the witness to be procedure produces the Missouri what is range the subpoena; of the the witness “deposition.” called a Since labels be must have refused to come to court volun- misleading, need to examine whether tarily. Beginning Page with Barber v. any proce- in there is difference the two continuing through development the dures in that causes Missouri’s substance confrontation/hearsay cases, it has been procedure confrontation the to violate while practice common to use the Confrontation procedure does not. necessary requirements Clause to add to evidentiary present Supreme the state rules. In the Recent United States Court case, application pointed the Sixth Amendment functions in the out that the cases have approximately to came to courtroom at
of the confrontation clause
out-of-court
the
historically began
began
with
hearsay
taking
deposi-
statements
11:30
T.N.’s
A.M.
regarding
tion,
criminal
concerns
the
2:40
approximately
which concluded at
prose
presented
thereafter,
cases
evidence
the
Immediately
with
the
P.M.
trial be-
depositions
cution
mere
or affidavits.
gan
jury,
with
the voir dire
—
Illinois,
-,
See
U.S.
White
opening
the introduction of
statements and
736, 116
(1992),
L.Ed.2d 848
and Unit
S.Ct.
later,
days
evidence. Three
October
Inadi,
ed
475 U.S.
106 S.Ct.
States
testimony
T.N.’s
shown to the
was
(1986).
proposi
L.Ed.2d 390
This
affording
jury
videotape,
jury
on the
actually
majority
rejected
was
it
opportunity
the same
that would have
in
Justice Thomas
White v. Illinois where
appearance
to
and demean-
had
observe
Scalia;
dissented, joined by Justice
Justice
as
had
testimony
or of the witness
if the
suggested
should
Thomas
that
Court
presented
one-way
via
been
rule
would
returning
consider
to a
that
courtroom, as
television from outside the
apply
principals
refuse to
Craig.
done in
was
deposi
any hearsay
other
statements
than
ignore
If one
in
will
the label
tions,
prior testimony.
affidavits and
testimony
a “deposi-
that
this
identifies
proce-
It
is unfortunate that Missouri
tion,”
difficult,
impossible,
it
if not
testimony that is labeled
produces
dure
any significant
difference in the
point
technically
“deposition.”
probably
While it
requirements be-
context of confrontation
deposition,
it is
constitutes a
clear that
testimony
procedure
tween
very
type
deposition requiring
special
differ
Craig.
procedures
used
Both
equiva-
specific
approach
features that
given in the
testimony
from traditional
testimony.
lent of in-eourt
As
of the defen-
courtroom
requires
other
statute
deposition, the
However,
pro-
dant.
this difference
both
subject to
testimony
be under oath and
live,
compared to
in-court testi-
cedures as
importantly,
More
cross-examination.
mony
justified by
was
the determination
“deposition”
use of
taking and
Craig
legitimate
the state’s
interest
had
present
testimony
case resulted in
psychological well-being of
physical and
following
of in-
common characteristics
outweighs the defen-
child abuse victims
(1)
testimony.
was
pure
face-to-face confronta-
dant’s
videotape and shown to the
recorded on
gnat
straining at a
tion.
It
jurors
every opportunity
had
so
Craig
somehow find that the
this Court to
demeanor,
appearance
consider
all
to meet
confron-
procedure is sufficient
evaluating
go
and all the factors that
into
procedure
requirements
tation
while
(2)
judge
live
trial.
for under
491.680 somehow
provided
present
was taken
when
require-
those confrontation
fails meet
ruled on the admission
evidence
*8
ments.
generally con-
as
same manner
at trial
very
in the
proceedings
the
much
ducted
noting
in footnote 2 of
It is worth
(3) Although not
same manner as at trial.
opinion
Craig,
majority
Justice
the
case,
statute, in
the
by the
mandated
states that
refers
various
O’Connor
was in the same
setting
deposition
for the
protect child wit-
enacted statutes to
have
try the
jury
courtroom where the
giving
trauma of
testimo-
nesses from the
testimony only three
case and view this
In footnote
ny in child abuse cases.
case,
(4)
present
the
days
in the
later.
Also
states,
thirty-seven
lists
O’Connor
Justice
deposition, as a
taking of the
timing of the
Missouri,
the use of
including
permit
matter,
essentially part of
made it
practical
i.e.,
testimony,
depositions of
videotaped
the trial.
In
sexually
children.
footnote
abused
provide for
twenty-four
lists
states
she
begin
on Mon-
was scheduled
The trial
(including
date,
one-way
circuit television
24, 1988, and,
closed
on that
day, October
and,
she lists
Maryland),
counsel,
footnote
prosecu-
and his
the
the defendant
two-way closed
eight
that authorize
tor,
mother
states
and her
the child victim
have been
questions of his counsel would
circuit television. She does not articulate
deposition pro-
jury
the
the
would have al-
distinction between
too late because
(as Missouri)
in-camera
ready
cedure
and the
the evidence.
received
(as Mary-
testimony procedure
video
provides that the child
Section 491.680
land).
words,
In other
Justice O’Connor
at the
not
excused as a witness
shall
be
procedure
as
appears to treat
Missouri
taking
deposition until the defendant
of the
equivalent
Maryland procedure
opportunity to review
has had a reasonable
indeed,
and,
entirely
we
this is
cor-
believe
counsel,
videotape
private
with his
rect.
counsel,
his
and cross-examine
consult with
Meachum,
Spigarolo
In
934 F.2d
following such
and consul-
the child
review
(2nd Cir.1991), the
States Court of
United
luxury of more
tation. The
deliberate
rejected the
contention
Appeals
defendant’s
viewing
possible
and consultation is
under
rights
constitutional
were violated
that “his
procedure
giving
the Missouri
because
videotape
was made before
because
receipt
byit
testimony
of the
and the
as
jury was sworn and was not ‘live’ was
to us
jury are not simultaneous.
It seems
procedure in
one-way
closed circuit
procedure
that this
affords the defendant
argued
at 24. The defendant
Craig.” Id.
evaluate,
sug-
opportunity to
make
better
gauge
that his counsel
unable
his
gestions
provide
information to
during
reaction of the
cross-examina-
on cross-examination than
counsel for use
not
cross-examina-
tion and could
tailor his
If
procedure
Craig.
used
upon
tion
the course of events that
based
improves
actually
correct that this method
transpired during the trial.
Bra-
See also
opportunity
for effective cross-exami-
State,
(Ind.1991),
N.E.2d
dy v.
nation, then
can it be said that this
how
holding
procedure provid-
that the Indiana
procedures
the two
difference between
videotaped, pre-
alternative
protecting a child
causes our method of
testimony
pro-
similar to the Missouri
while the
witness to violate confrontation
cedure did not violate defendant’s Sixth
method used in
satisfies confron-
rights under the
Amendment confrontation
only possible distinction that
tation? The
United States Constitution.2
Maryland proce-
could be said to favor
argues in
Defendant
this Court for
argument
dure
direct
would be
“deposition”
first
time that
the Missouri
“set”
examination would somehow become
procedure under
491.680 and
re-
defendant and his counsel could
before
violates confrontation when the defendant
However, it
spond by cross-examination.
taking
who is excluded from the
of the
opportunity for cross-exam-
is clear that an
contemporaneous
does
have
ination,
delayed,
meets confronta-
even
viewing
being
while it is
requirements.
tion
California
taken
means such as an
and does
have
149, 159,
Green, 399 U.S.
90 S.Ct.
telephone
intercom or
to communicate with
(1970),
said,
1935,
tion”
least to the same extent as was afforded
case,
v.
early
State
very
In
Maryland
Craig
v.
the defendant
to
McO’Blenis,
(1857),
this Court
Mo. 402
testimony proce-
in-camera
face-to-face lan-
considered whether
dure.
guage
the Missouri
ex-
Constitution
dying
and a
cludes the use of a
C.
in a crim-
against the defendant
declaration
Are the
Provisions
Confrontation
not,
holding
inal
In
that it does
case.
Violated?
Missouri Constitution
exceptions
pointed out that these
to
Court
his claims that his
Defendant bases
hearsay
rule were
established at
well
upon
rights violated
confrontation were
adopted and
the time the Constitution was
rights
under both the
his
intended
such
was never
Amendment
to the United States
Sixth
language.
by the face-to-face
excluded
rights
under the con
Constitution
consistently re-
years,
Over the
we have
provisions of the Missouri Con
frontation
language of
apply
fused
the face-to-face
stitution.
18(a) literally
evidence
to exclude
hearsay
Hester,
(Mo.
exceptions, which
v.
admitted under
State
In
cases, provided there has been substan-
prong
require-
other
of the fourth
compliance
tial
with such orders....
I,
18(b),
ment of Article
Section
that the
18(b)
taking
conditions of the
Section
use of
essentially
exception
an
deposition fully protect
rights
requirement
per-
the “face to face”
of Section
18(a)
that,
sonal confrontation of the witness
de-
so
taken under
fendant, expressly requires
type
491.680 and 491.6853
does
violate
§§
18(b),
analysis
engaged
through-
Section
then it
does not violate the
Court is
i.e.,
requirements
opinion,
confrontation
of the Missouri out Part of this
the determi-
18(b)
Constitution.
rights
contains four
nation of whether defendant’s
requirements.
(1)
They are:
that the wit-
confrontation have
violated. We hold
been
I,
18(b),
Although
provides
rights
personal
3.
Article
for the
cross-ex-
taking
and use of the
"on condition
amination of the witness
defendant
also
orders,"
492.303,
appears
provided
that the court make
statute. See
RSMo
[certain]
fully protect
that the conditions that will
*11
testifying,
of
rights of
from the emotional trauma
personal
the
confrontation
I,
required
legis-
Article
expressly
guess
Section
likewise
not second
our
we
will
18(b),
the
of the Missouri Constitution are
regarding
of
importance
protect-
lature
the
guaran-
as
rights
same
of confrontation
Accordingly, we
child
victims.
abuse
teed
defendant under the Sixth Amend-
to
requirements
hold that under the
set forth
ment
Constitution.
of
United States
491.685,
and
Missouri’s inter-
491.680
§§
protecting
est in
child
from seri-
witnesses
We
same
under
must consider the
issue
testify
distress if
ous emotional
Supreme
491.685 as
States
United
§
of
defendant is suffi-
Maryland
Craig,
Court considered in
v.
ciently
justify
the use of the
important
i.e.,
of
whether
exclusion
the defendant
procedure provided by
special
those sec-
deposition proceeding
from
at which
Maryland
tions. Under the rationale of
v.
is to
confrontation.
child
violates
embrace,
pro-
(Mo. Craig, which we
the Missouri
Jackson,
In State v.
though
the time
defendant was deceased at
trial,
apparent
for
there was no
reason
Competency
Child Witness
at the time
absence
defendant
under § 491-060
was taken.
major
Defendant’s other
confrontation
above,
As
v.
Maryland
discussed
T.N.,
argument
years
was
is that
who
five
procedures
Craig, under the
we find to be
trial,
compe-
was not a
old at
time
491.685,
required by
similar to those
and, therefore,
was
tent witness
defendant
Supreme
United
Court held confron-
States
to a fair trial. This conten-
denied
agree
tation
not violated. We
with
was
for
first time in this
tion was raised
Maryland v.
497 U.S.
Craig,
rationale of
Court;
not raised in the trial
was
3157, that, although the Con-
110 S.Ct.
and, therefore,
preserved
not properly
is
preference
reflects a
for
frontation Clause
Nevertheless,
will
appellate
review.
we
trial,
at
this is
“face-to-face” confrontation
prior precedent
on this issue.
refer
our
give
preference
occasionally
that must
491.060, RSMo,
provides that
public
and
way
policy
considerations of
years
age
who a victim
child under ten
agree
the necessities
the case. We
shall
considered a com-
of sexual abuse
be
the conclusion
the Court that the state’s
testi-
and shall
allowed to
petent witness
be
psychological
physical
in the
and
interest
judicial pro-
qualification in a
fy without
well-being of child
victims
abuse
ceeding involving
alleged
such
offense.
sufficiently important
outweigh
a defen-
Williams,
(Mo.
victim,
491.075,
only under
admissible
§
deeply-rooted
are not
under a
admissible
E.
rule;
exception
hearsay
such
state-
Testimony Relating
hearsay
Dr. Monteleone’s
ments
would be blatant
the ab-
allowing
to Child
sence of
their admis-
Victim’s
the statute
Out-of-Court
Thus,
Statements
sion.
the admission of such state-
reliability”
ments will violate the “indiciaof
Defendant raises another confrontation
adequate showing
rule unless there is an
problem
respect
with
to the
particularized guarantee of trustworthi-
concerning
Dr. Monteleone
certain state-
ness.4
by
brought
ments
T.N. at
time she
Monteleone,
pediatrician
Dr.
a
Hospital
to Cardinal Glennon
for evaluation
child sexual abuse team at St. Louis Uni-
by
and treatment
the child sexual abuse
versity
Hospi-
Cardinal Glennon
491.075, RSMo,
Children’s
provides
team. Section
tal,
reported-
testified to certain statements
finds,
that if the
hearing
trial court
in a
ly
made
T.N. at the time of her evalua-
conducted
jury,
outside the
time,
and treatment. Six other witnesses5
that the
content and circumstances of
also testified to
made
statements
T.N.
provide
statements made
the child
suffi-
following
alleged
sexual
cient
abuse. The
reliability”,
“indicia of
if
and the child
reliability”
trial court held an “indicia of
either
proceedings
testifies at the
or is
hearing
witness,
on the
491.075 statements of
unavailable as a
such statements
§
and,
effect,
each of these six witnesses
in each
admissible.
491.075 cre-
§
instance,
ates a
found the statements had “indicia
statutory hearsay
new
exception for
reliability”
required by
as
the out-of-court
statements of a child
vic-
reliability” requirement
the “indicia of
tim in a
sexual abuse case.
Roberts.6
Roberts,
56,
Ohio v.
448 U.S.
100 S.Ct.
(1980),
series of “indicia of
appli-
reliability” hearing
respect
rules
cia of
cable to out-of-court
testimony concerning
statements admitted Dr. Monteleone’s
when the witness is
If
beginning
unavailable.
statements of T.N. At the
examination,
statement
deeply-
admissible under a
Dr. Monteleone’s direct
a
(traditional) exception
rooted
hearsay
requested by
to the
bench conference was
de
rule,
adequate
issue;
it will be deemed to have
fense counsel to raise this
the court
reliability”
“indicia of
explained
apparent
require
and will not violate
refusal to
hand,
confrontation. On
other
hearing by stating
such a
“medical histo-
deeply-
ry_
taking
statement that does not fit within a
He is
down a medical histo-
admitted,
hearsay exception
rooted
ry.
exception
general
then
This is an
admission
such statement will vio-
rule.
take
Sometimes a medical doctor will
Gueller,
visit.);
Wright,
secretary/recep-
4. See the recent case of Idaho v.
their
Barbara
(1990),
office;
U.S.
S.Ct.
Q you judge Can tell the and for the III. A At his house. MyA Q A Q A Q [T.], Q jury pened? touched touched it. any Did Do Well, Yes, Where did he touch [*] of those whether or not you your butt and can he did. he your peedy? [*] got remember where Daddy you places. [*] my peedy. tell us how finger Bob your [*] [defendant], you, ready, dad touched [T.]? [*] your then he hap- [*] dad did Scherzinger, who conducted the interview. had been tion and the SAM Clinic view of T.N. erations, allowed to review T.N.’s T.N.’s review the SAM Clinic trial court erred interview at Cardinal Glennon SHOWING VIDEOTAPED INTERVIEW AND DEPOSITION DURING JURY videotaped deposition. During Defendant also described DELIBERATIONS jury requested The SAM Clinic by allowing in the evidence videotape complains videotaped deposi- videotaped Hospital videotape of T.N.’s that the they jury inter- delib- Ms.
he you anywhere? ever kiss videotape of the interview was admit- A Un-huh. objection7 ted into evidence without but was not jury prior shown to the to the Honor, Your [DEFENSE COUNSEL]: beginning of their deliberations. going object I’m question. to that It’s been asked and answered once and begun, Sometime after deliberations had prosecuting attorney now is lead- judge requesting sent a note to the ing the witness. exhibits, including certain T.N.’s video- THE COURT: The witness didn’t answer taped deposition videotaped inter- and the may proceed. that. You at the record con- view SAM Clinic. The my peedy. A He kissed me on butt and copy jury, tains a of the note with from Q “Sent,” [T.], you stating, do judge remember where he a notation acknowledge do that? parties and his initials. Both offer, affirmatively, objection.” 7. At the time of the defense counsel stated “No possible time. videotaped raised at the earliest Chris videotaped Hosp., interview were shown tiansen v. Fulton State However, jury during there (Mo.1976). deliberations. nothing posi- record to reflect first issue arose when such parties respect
tion of the
with
to the
jurors openly
during
one
cried
and,
response
particular-
the note
court’s
videotaped
showing
ly
acquiescence in
any objection to or
send-
the end
the state’s case. At the
T.N. at
tapes
jury by
party.
either
deposition,
defense
conclusion
coun
Because the record does
indi
sel
first moved for mistrial
then
respect
cate
to the
what occurred
use
alternatively
disqualify
juror
moved
videotaped
interview and
video
juror.
replace
and to
her with an alternate
deliberations,
taped deposition during the
The trial court denied both motions. De
unable
to determine whether
request
dire of
fense counsel did
voir
objection
party
was made
either
particular juror.
nor of this
parties may
agreed
whether the
have
Stith,
(Mo.App.
IV. on its facts and must be decided of the trial court’s discretion. It exercise OTHER TRIAL CLAIMED that, newspa- important to unlike the note COURT ERRORS exposed per was cases where al Defendant raises several other part of the properly information not legations and concludes each of trial error record, juror’s re- present case stating thereby byOn he was Point Relied admitted evidence sponse properly was However, a fair trial. denied his and considered intended to viewed claims of non-constitu these issues involve jury. error, pre none of which were tional trial Woodrome, 758 S.W.2d In level as constitutional State served at trial court held that whether (Mo.App.1988),the issues must be issues. Constitutional panel occurred, the entire is tainted a statement October 1989. If the incident panel indicated, questioning of a member is in the trial court’s before the marriage deciding discretion. dissolution of the of defendant there was no abuse Naucke, Cindy at least discretion, it occurred two pointed the court out years Cindy prior to the time Naucke “[ojrdering a mistrial is drastic and should claimed T.N. defendant abused only be done in circumstances no where other action prejudice would remove the rejected type The same of evidence was claimed.” Id. at 137. Lewis, in the direct examination of Brad defendant, friend of the called as a witness
Likewise; the substitution of an alternate
by defendant. Mr. Lewis had attended Bob
juror
regular juror during
for a
trial is a
wedding
Cindy’s
on June
matter entrusted to the discretion of the
had visited
their home thereafter. He
Vestal,
trial court. Milam v.
671 S.W.2d
asked,
you
Cindy
was
“Did
ever hear
citing
(Mo.App.1984),
Wright
9 C.
Naucke make
threats to Bob Naucke?”
Miller,
(1971)
A.
p.
(replace
prosecution’s objection
was sustained
jurors discretionary).
ment of
The trial
proof
and no offer of
made.
Absent
court did not abuse its discretion in re
proof,
an offer of
it is not clear what Mr.
fusing
refusing
to declare a
mistrial nor
been,
Lewis’ answer would have
but as-
replace
crying juror,
who was re
suming
“Yes,”
it would have been
it is still
sponding to the
properly
evidence
admitted
impossible to tell when such a threat was
in this case. Defendant’s claim of error in
Assuming
during
made.
it was
the mar-
respect
is without merit.
riage
Cindy
Naucke and the defendant
Defendant next contends that
they separated,
and before
it would have
in sustaining
prosecu
court erred
been from 372 to 47 n
*16
years prior
any
objection
tion’s
to evidence of conduct and
allegations
by Cindy
of child abuse
Naucke.
by
mother, Cindy
statements
T.N.’s
Evidence of occurrences or statements of
Naucke,
feelings
show her
of bias and
type
Cindy
this
at or near the time
Naucke
prejudice against the defendant. On direct
brought
charges against
the child abuse
Ginther,
examination of Barbara
a friend
impeach-
defendant would be admissible
began
who
dating
sepa
defendant
after he
ment evidence to show the bias of the
Cindy Naucke,
rated from
defense counsel
Furthermore,
witness.
such evidence is
asked whether Ms. Ginther had contact
not limited to cross-examination but
be
Cindy
Naucke since 1985. Ms. Gin-
extrinsic evidence. State v.
by
shown
ther started to relate an incident that had
Johnson,
(Mo.
1985).
day. Defendant’s V. Friday called Defendant ed afternoon. CONCLUSION morning. expert expert Saturday conviction the defendant’s cross-examination We affirm completed his direct depo- sodomy. hold that use We redirect. Instructions and two rounds of personal Supreme sition of T.N. taken tation Clause. The States out United presence provided question of the defendant as in Court has not answered this di- can, however, extrapolate rectly. 491.680 and 491.685 did not violate con- We from §§ Maryland frontation. We further hold that an “indi- Supreme Court’s decision reliability” hearing required Craig, cia of was not 497 U.S. S.Ct. (1990).1 the case of Dr. Monteleone. We hold L.Ed.2d 666
that the evidence established a submissible
Craig holds that
Maryland procedure
sodomy
case of
and that the trial court did
allowing
testify in a
a child victim to
respects
not err in the other
claimed
case
the defen
child sexual abuse
outside
defendant and discussed herein.
presence
physical
dant’s
does not violate
provided there is
the Confrontation Clause
COVINGTON, HOLSTEIN and
case-specific finding by
the trial court
JJ.,
BENTON,
concur.
the child witness will suffer serious
ROBERTSON, C.J.,
separate
dissents
testify in
required
emotional distress if
opinion filed.
presence
of the defendant. As Section
BLACKMAR,
Judge,
not,
Senior
dissents
statute ex
does
separate opinion filed.
pressly required that the emotional trauma
facing
&
the child be “serious.” Md.Cts.
RENDLEN,
Judge,
Senior
concurs
(1989).
9-102(a)(l)(ii)
Jud.Proc.Code Ann §
Blackmar,
opinion
Judge.
Senior
Craig
Maryland Supreme
relies on the
ROBERTSON,
Justice, dissenting.
Chief
“serious,”
uphold
Court’s definition of
respectfully
dissent.
ing Maryland
emotional
statute.
“Serious”
de
impact
than
on the child must be “more
491.680,
1986, permits
RSMo
minimis, i.e., more than ‘mere nervousness
prerecorded testimony
State to use
of an
or excitement or some reluctance to testi
alleged child victim of
“in
sexual abuse
lieu
”
at -,
fy.’ Craig, 497 U.S.
110 S.Ct. at
personal appearance
of the child’s
... at
State,
quoting Wildermuth v.
per-
trial.” Section 491.680.2. The statute
(1987).
496, 524,
Md.
530 A.2d
prerecorded
mits the
use
Craig
requires
trial court
Further
that the
though
of the child even
the child is avail-
find that the child witness will be trauma-
testify.
only
able to
imposed
condition
tized,
generally,
courtroom
but
videotape
on the use of the
at trial instead
specifically by
of the defen-
live, in-person testimony
that the
Craig
proposi-
dant.
thus stands for the
judge consider whether
child
witness
tion that
the Confrontation Clause
emotionally
psychologically
will
trau-
witness,
a child
whom the
offended when
open
matized “if
trial court finds will suffer serious emotion-
brought
personal presence
or to be
into the
*18
confronting
al
from
a defendant
distress
Id.
of the defendant.”
face-to-face,
live,
circuit
testifies
via closed
This case raises two foundational consti-
television, at trial.
questions
tutional
which must be answered.
Craig
videotaped
The first is whether the use of a
Once
determines that live testimo-
alleged
ny
statement of an
child victim of
televised
closed circuit television is
sex-
person-
constitutionally acceptable,
there remains
ual molestation
lieu of the child’s
previously
appearance
al
at trial violates the Confron-
little basis to conclude
my
says
Marbury
Supreme Court
it is. See
v.
1. I confess that most of
discomfort in this
States
Madison,
(1 Cranch)
Maryland Craig,
U.S.
Having imaginatively parried the Con- Schaal; depends on the child’s Schaal attack, frontation Clause the Court faces a availability upholding the constitutionali- question: presentation second Whether the I, against ty of Section 492.304 an article of section 491.680 violates the 18(a) section attack. Missouri Constitution. The Sixth Amendment’s Confrontation beyond dispute It serious guarantees right Clause the accused the texts of the Confrontation Clause and arti- “to be with the witnesses I, confronted 18(a), cle section are different. The ma- against [Emphasis him.” Article added.] directly. jority does not face this distinction I, 18(a) section of the Missouri Constitution I, majority Instead the claims that article every person assures a crime accused of 18(b), Constitution, section of the Missouri against “to meet the witnesses permits deposi- very type the use of the [Emphasis Ap- him added.] face face.” contemplated Ar- Section 491.680. claims, course, pellant that the textual I, 18(b), provides: ticle section differences between the Missouri Constitu- hearing Upon finding by the circuit tion’s and the re- Confrontation Clause any court in case wherein the accused is quires analysis a different and a different charged felony, with a that it is neces- result. sary to take the wit- agreed Until this case I would have state, ness within other than defen- majority’s repeated, question-beg- but the. spouse, preserve dant and in order to ging assertion that the contours of the testimony, and on condition that Sixth Amendment Confrontation Clause fully pro- court make such orders as will are identical to those of Missouri’s face-to- rights personal tect the confronta- guarantee, face only but because I had not tion and cross-examination of the wit- imagined, faced, and this Court had not defendant, may ness the state take statutory procedure clearly that so abro- witness, of such and either gates guarantee. a constitutional In State trial, party use the same at the as in Hester, (Mo. 801 S.W.2d banc cases, provided civil there has been sub- 1991), wrote, this Court time our “[e]ach compliance stantial with such orders. compared courts have the state and federal 18(b), provisions, [Emphasis ma- they
constitutional have con- Section added.] I, 18(a) reasons, jority exception cluded that article is an to the “face section 18(a). protects requirement Missouri And Constitution the same to face” section rights as the Sixth Amendment of the Unit- so it is. Schaal, ed States Constitution.” State v. majority apparently reasons that But the (Mo. 1991), banc considers of the word “confrontation”
the constitutionality of Section 492.304. both the Confrontation Clause and section
permits
That statute
the use of
visual
18(b)
Craig
both rele-
makes the decision
recordings
aural
as evidence at trial where
controlling
purposes
of section
vant and
specified conditions are met. One of those
18(b).
disagree.
conditions is
“the child is available to
view,
my
this Court’s deference to
492.304.1(8).
testify.”
Schaal
unfortunate and incorrect
Craig is both
quotes
proposition
for the
Hester
light
textual differences between
rights
protected
confrontation
“[t]he
people of Missouri in-
constitutions. The
Missouri Constitution are the same as
18(b)
depositions under section
tended
protected
those
the Sixth Amendment of
Schaal,
require the same face-to-face
the United States Constitution.”
*20
required at
There is no
as
trial.
806
at 662. But
concludes
Schaal
Iowa,
for the
of the
explanation
487 other
Craig,
Coy
that neither
nor
v.
18(b).
1012,
2798,
my
“personal” in section
U.S.
108 S.Ct.
view, 18(b) perverted children from permits protect section the use of a wishes to adults, changed. deposition against a criminal defen- can be The Constitu- trial it however, only changed, if deposition dant was taken un- behind that cannot be branch, judicial der the same assurances that the no constitutional the closed doors of mark trial. the face-to-face confrontation at matter well-intentioned or wise how changes suggest might Changing be. 18(b), rely majority the To section people’s the Constitution remains the busi- ignore “personal” must the word article ness. I, 18(b), section as it modifies “confronta- By ignoring “personal,” majori- tion.” the understanding and Possessing both an 18(b) into ty transforms section a rule of agreement policy an with the the Court discovery of a constitutional assur- instead I re- adopt, wishes to must nevertheless guarantee the ance that of face-to-face con- The will spectfully dissent. Constitution frontation will continue to be honored when permit majority’s result. the deposition pre- by is taken the State to BLACKMAR, testimony. dissenting. serve Judge, Senior I, 18(b), by Article as opinion logical section amended principal represents The Court, the now reads: scholarly approach very and difficult the problem securing young from finding evidence Upon hearing by the circuit alleged any children who are victims court in case wherein accused is of recent charged felony, that it sexual adults. Volumes with a is neces- abuse modifica sary take demonstrate some authority wit- state, procedural requirements ness within other than defen- tion of traditional spouse, preserve in order to as to the appropriate. dant Courts differ testimony, condition permissible and on extent Su deviation. fully pro- make as such orders will has dis preme of the United States Court rights personal tect the the Sixth problems cussed in the context of Maryland Craig, v. 497 accused’s protection Amendment’s [as defined 836, U.S. 110 3157 L.Ed.2d S.Ct. right confronted the witnesses [111 “to be with (1990) cross-examination of the Iowa, against 487 U.S. Coy ] him.” 666] Cf. defendant, witness the state take 857 S.Ct. 101 L.Ed.2d witness, of such and either (1988); U.S. Craig, trial, party may at the as in use the same (1990). We S.Ct. L.Ed.2d cases, provided has civil there been sub- I, 18(a), of the must also with art. deal compliance such orders. stantial Constitution, the ac grants Missouri cused “to meet the witnesses respect, ma- majority’s With need to against face to face.” I believe him nipulate se- trial court’s conclusions our constitution chose the framers of conclusions, lectively assuming legal pro- emphasize in order they words did viding language, ignoring missing rep right. opinion importance of the This proves Constitution words Missouri should my how we resents views majority much. assumes that the too consti interpret provisions of our own finding seventy-word court’s is found- to concur regret that am unable tution. I reasoning it ed on same fully. 6,000 nearly explain. majority words despite unequivo- so the trial court’s This is four features of There are its conclusions are “un- cal statement that (1) see the wit- can open court: 491.680,” me, Craig. To der Section witness; ness; (2) the defendant can see stand; cannot is obvious this conviction defendant; and (3) see can witness an statute. No it relies on unconstitutional (4) This see the defendant. can post justification saves the amount of hoc Juries, surely is not essential. last feature infirmity. from its constitutional conviction doubt, while the defendant no observe testifying, the format longer witness is no meets the If the Constitution it, sup- they are that, permit but quite properly, courtroom will society of a needs *21 posed accept suggestion I to watch and listen to the witness. cannot defendant, moreover, principal opinion delay that the “short opt The could to be ... the cross-examina- part proceeding Al- before with absent from all or of the trial. possibly jeopardize the effec- tion cannot though historically might thought be im- cross-examination_” My tiveness of portant that the look the defendant witness contrary. I would like to reaction is to eye testifying, Craig while eliminat- my have client’s reaction as witness requirement upon ed the a third substantial The defendant should be able to testifies. showing necessity. suggests But Craig says some- nudge counsel when the witness procedure that a a that allows witness thing during the direct examination that facing without the defendant must probing. calls for later reproduce nearly courtroom conditions as California Green, 399 U.S. 90 S.Ct. possible. as (1970), princi- L.Ed.2d 489 relied on in the go I not so would far as Chief Justice pal opinion, prior dealt statements willing I am Bobertson does. to follow the testifying a witness who was available and Craig allowing deposition pro- lead of a applicable and is not to the con- therefore provi- cedure under our own constitutional cerns raised here. require safeguards ap- sion but would pro- The fact that counsel this case proved Craig. procedure provided That re- ceeded with cross-examination without the defendant with the means for continu- questing a for with the break consultation attorney consultation with her while defendant indicate that at least some technology the child testified. The for this attorneys in the would view break expedient readily I available. proceedings “luxury.” procedure as a Denying mandate it. the accused the abili- approved principal opinion forces ty to communicate with counsel wit- counsel to choose between an immediate effectively ness testifies removes the sec- cross-examination and one informed open ond feature of suggestions. comments accused’s because the of a on review vid- procedure justifiable is not when it Such eotape provide does not the defendant an contemporaneous easy provide would be adequate opportunity to observe the wit- I access to counsel. believe we should testifying prepare ness while and to mandate such access. expressing cross-examination. In this view I “straining do not believe that I am at a principal opinion significant finds gnat.” timing that “the [three days videotape was shown to the before recognized right We have jury] essentially part made it ... counsel freely connotes “the com- recognizes implicitly trial.” This statement during municate and to sit with ... counsel that, purposes, admitting for confrontation [attorney trial or at least be so located that pretrial deposition is somewhat less satis- able communicate without client] factory testimony before the court than interruption.” Hatfield, State during facing the defendant. trial without (Mo.1971)(quotation omit- departing very cautious about would be ted). aspects statutory While mode and would insist from the traditional scheme embodied in §§ 491-680 safeguards. ample protections, offer the defendant broad accept mention of the Mis- phrase “contemporaneous cross I cannot examina- Craig as an indication opportunity tion” denotes an to cross exam- souri statute procedure by Supreme immediately approval the direct of our ine after statute States. Our Cross-examination is often best Court of the United is elicited. imposition of the preclude contra- does not when the iron is hot and a witness’s and, therefore, does not safeguards Craig dictions can addressed at the moment. right to the defendant’s procedure as on its face violate Craig So I would insist on I, 18(a) Craig opinion does our confrontation. The requirement of art. vary from the one procedures that endorse Constitution. *22 procedure, impose Craig before The defen- for failure to the Court that case. continuing and remand for new trial. Craig dant in was allowed com- would reverse Indeed, munication with counsel. significant holding
Court found its subject
the child witnesses “were to full
cross-examination, and were able be ob- judge, jury,
served and defendant as
they
Craig,
testified.”
Without impose procedure require- as a law, BURNS, implementation ment of state Appellant, Judith Ann our own constitutional mandate. Cross-Respondent, (Ind. State, Brady 575 N.E.2d 1991), sibling Supreme our Court dealt with BURNS, Respondent, James Thomas which, ours, provision a constitutional like Cross-Appellant. phrase It held uses the “face-to-face.” provision that the state is stricter than the Nos. 59940. model, by federal of 3 to 2. The vote Appeals, Missouri Court emphasized the Indiana dissenters District, Eastern procedure. Craig statute Three. Division that court Thus none of the members of ap procedure would endorse the here March proved. disagree holding
I do not with the provide the needed
the social worker could testifying as trauma of findings come
but am concerned lest such very easily. judges
too Trial should be departures from the
reluctant sanction explore
traditional mode and should
possibility presenting the victim’s testi-
mony the usual manner. express
I one further concern. There is problem if the is allowed to severe deposition tape play it
take the with and to during This is tape its deliberations.
contrary practice deposi- to the usual with
tions, though they may have been even statutory deposi-
marked as exhibits. The procedure is a substitute given preferred status
and should not be allowing jury special to it. If access deposition again to hear the wants court, just might ask
it should ask the reading portion of the
for the of some judge could
testimony heard court. I requests.
use discretion as to such But
agree point is lost to the defen- preserve it.
dant for failure to agree substantially everything but, principal opinion
else that is said in the
