OPINION
delivered the opinion of the court,
The Defendant, Scott Houston Nash, was convicted of fourth offense driving under the influence (“DUI”), a Class E felony, and sentenced to serve two years in the Department of Corrections. The Court of Criminal Appeals affirmed Mr. Nash’s sentence. On appeal to this Court, we review the following issues: (1) whether the trial court abused its discretion in determining that a trial witness’ unsolicited reference to Mr. Nash’s prior DUI arrests was not so prejudicial as to warrant a mistrial; (2) whether the trial court abused its discretion in permitting the judicial commissioner who initially determined probable cause to testify at the trial as to Mr. Nash’s condition when he arrived at the police department; and (3) whether the recall of the previously discharged jury for the enhancement portion of Mr. Nash’s
Background
On February 18, 2004, Dickson firefighter Patty Walsh observed Mr. Nash’s vehicle being driven erratically — weaving “from guard rail to guard rail” — on Interstate 40. Ms. Walsh called her dispatcher, who alerted Dickson Police Officer Orval “Bubba” Sesler. Officer Sesler reported to the scene and observed Mr. Nash’s vehicle exiting the interstate. Officer Sesler immediately turned on his blue lights and followed Mr. Nash into a gas station, where Mr. Nash began to circle the gas pumps. This predicament prompted Ms. Walsh to activate her red lights and position her vehicle so as to block Mr. Nash’s vehicle, which then came to a stop.
When Mr. Nash stepped out of his vehicle, Officer Sesler observed that Mr. Nash was unsteady on his feet and smelled of alcohol. Mr. Nash was unable to perform any field sobriety tests, and Officer Sesler had to catch him at least once to prevent him from falling. This incident was captured on videotape. Officer Sesler also found an empty pint bottle of Jim Beam whiskey in the passenger seat of Mr. Nash’s vehicle. After Officer Sesler arrested Mr. Nash and placed him in the patrol car, Mr. Nash fell asleep on the way to the police department.
At the police department, Judicial Commissioner Harold Sutton observed Mr. Nash “passed out” in the back of the patrol car. Although Commissioner Sutton normally administered sobriety tests, he testified that it was impossible to administer such tests under these circumstances. After viewing a videotape of the traffic stop and arrest, Commissioner Sutton instructed Officer Sesler to transport Mr. Nash to the hospital emergency room “because of his level of intoxication.” At the hospital, Mr. Nash admitted to drinking “a pint of alcohol” and blood tests showed his blood alcohol content (BAC) was .249%.
Mr. Nash was charged and later indicted for the offense of driving while under the influence of an intoxicant, driving while having an alcohol concentration of greater than .10%, 1 and driving on a revoked license.
Wanda Johnson, the physician’s assistant who treated Mr. Nash in the emergency room, also testified as a medical expert. This testimony produced the following line of questioning:
Trial court: [W]hen you were treating the defendant, and you got back the initial blood test, did you base your course of treatment on the blood test?
Wanda Johnson: I did. The fact that we gave him a banana [I.V.] bag and the banana bag is only given for alcohol intoxication and not initially but somebody who you would — the police had told me that there had been other — they said that there had been other DUI arrests in the past and that he had — that this was an ongoing problem; and so I thought the banana bag would be appropriate.
(Emphasis added). Mr. Nash immediately asked for a jury-out hearing, in which he requested a mistrial based on the witness’ reference to prior DUI arrests. The trial court denied the motion, believing that the statement was not strong enough for the jury to have been likely to register it. However, the trial court offered to give a curative instruction admonishing the jury to disregard the testimony that referred to prior DUIs. Mr. Nash declined this offer of a curative instruction in order to avoid drawing further attention to the statement.
The jury found Mr. Nash guilty of driving while under the influence of an intoxicant and of driving while having a BAC of greater than .10%, but acquitted him of driving on a revoked license. 2 The trial court entered judgment on the DUI charges. Immediately after the verdict was reported, the trial court thanked the jurors for their service and released the jury. All but one juror left the courthouse.
Within a few minutes, the parties realized that they had forgotten to conduct a hearing on the bifurcated issue of whether this was an enhanced offense. A determination by the jury that Mr. Nash’s DUI was a fourth offense would elevate it from a Class A misdemeanor to a Class E felony.
3
The trial court directed the court
For reasons not revealed in the record, the court did not reconvene until the following Monday. Before the jury was brought into the courtroom, defense counsel moved to dismiss the enhancement case on the basis that jeopardy had attached and, upon the jury’s dispersal the preceding Friday, it was likely that the jurors had discussed the case. The trial court denied this motion. The trial court questioned the jurors regarding whether anyone had talked to them about the case over the weekend or whether they had communicated with anyone about the case in any way. The trial record indicates that the jurors shook their heads to indicate that there was no such communication. The State proceeded to present evidence of Mr. Nash’s prior convictions. At the conclusion of the evidence, the jury found that this was Mr. Nash’s fourth DUI offense. The trial court later sentenced him to two years of incarceration as a Range I, standard offender. The Court of Criminal Appeals affirmed this sentence on appeal.
State v. Nash,
No. M2007-00792-CCA-R3-CD,
Issues
We granted review in order to consider the following issues: (1) whether the trial court abused its discretion in determining that a trial witness’ unsolicited reference to Mr. Nash’s prior DUI arrests was not so prejudicial as to warrant a mistrial; (2) whether the trial court abused its discretion in permitting the judicial commissioner who initially determined probable cause to testify at the trial as to Mr. Nash’s condition when he arrived at the police department; and (3) whether the recall of the previously discharged jury for the enhancement portion of Mr. Nash’s bifurcated trial violated his constitutional rights.
Analysis
Witness Statement Concerning Prior DUI Convictions
Mr. Nash asserts that Ms. Johnson’s statement concerning prior DUI convictions was so prejudicial as to require a mistrial. We disagree. It is true that, in order to avoid undue prejudice, the jury should not hear evidence of a defendant’s prior DUI convictions during the stage of the trial in which guilt or innocence is determined.
See Harrison v. State,
Applying these factors as referenced in
Smith,
we first note that the State did not elicit the inappropriate testimony from the witness. Based on the trial court’s question concerning the medical treatment given to Mr. Nash on the night of his arrest, there was no reason to expect that Ms. Johnson, who had no prior contact with Mr. Nash, would respond with a comment concerning his earlier DUI arrests. Mr. Nash’s counsel admitted that the reference “wasn’t anyone’s fault.” The Court of Criminal Appeals correctly noted that this was a “spontaneous statement” that was made during “unrelated questioning by the trial court.”
Nash,
Secondly, the trial court’s offering of a curative jury instruction, and Mr. Nash’s refusal of the curative instruction for tactical reasons, is significant to the analysis.
Smith,
Thirdly, the record indicates that the State’s proof against Mr. Nash was overwhelmingly strong, including his BAC level of .249%, the observations of a witness who saw Mr. Nash weave his vehicle “from guard rail to guard rail” on the interstate, the videotape of the arrest, the empty pint bottle of whiskey in Mr. Nash’s vehicle, and witness testimony that Mr. Nash had admitted to drinking “a pint of alcohol.” It is thus highly unlikely that Ms. Johnson’s statement concerning prior offenses altered the outcome of the trial. In light of the overwhelming amount of evidence against Mr. Nash, the trial court did not abuse its discretion in refusing to grant a mistrial after testimony that, while admittedly inappropriate, was spontaneous and harmless.
In his brief, Mr. Nash cites State
v. Wyrick,
No. 1321,
Testimony of the Judicial Commissioner
Mr. Nash, relying on Tennessee Supreme Court Rule 10, Canon 3 of the Code of Judicial Conduct, argues that it was prejudicial error to permit the judicial commissioner who initially determined probable cause to testify at the trial as to Mr. Nash’s condition when he arrived at the police department. We disagree. Under Tennessee Rule of Evidence 601, “[e]very person is presumed competent to be a witness except as otherwise provided in these rules or by statute.” The question of witness competency is a matter for the trial court’s discretion, and the trial court’s decision will not be overturned absent abuse of that discretion.
State v. Caughron,
Mr. Nash cites Canon 3 for the proposition that it was prejudicial error for Judicial Commissioner Sutton to testify at his trial. However, Canon 3 makes no direct reference to this situation. In pertinent part, Canon 3 provides that “A Judge Shall Perform the Duties of Judicial Office Impartially and Diligently.”
5
The Tennessee Rules of Evidence only expressly prohibit a judge from testifying at a trial
We note that judicial testimony potentially implicates Tennessee Supreme Court Rule 10, Canon 1, which addresses the integrity and independence of the judiciary, and Canon 2, which addresses the appearance of judicial impropriety. Canon 1 requires a judge to “establish[ ], maintain[ ], and enfore[e] high standards of conduct ... so that the integrity and independence of the judiciary will be preserved.” Canon 2 provides that “[a] judge ... shall act at all times in a manner that promotes public confidence in the integrity and impartiality of the judiciary,” specifically mandating that “[a] judge shall not testify voluntarily as a character witness.” Tenn. Sup.Ct. R. 10, Canon 2B. The commentary to Canon 2B makes it clear, however, that a judge is not per se disqualified from testifying as a witness in a case over which the judge is not presiding, noting that “[a] judge, may, however, testify when properly summoned.” In the present ease, Commissioner Sutton was not called upon to testify as a character witness, and therefore Canon 2B does not require his disqualification as a witness.
Tennessee appellate courts have had few occasions to address the propriety of judicial testimony. Courts in other jurisdictions, when presented with similar issues, have expressed concerns that judicial testimony could potentially undermine judicial independence and create an appearance of impropriety.
See, e.g., Phillips v. Clancy,
In light of these valid concerns, judicial testimony should be used with restraint and caution. While we do not expressly approve of the State’s use of the judicial commissioner as a fact witness in the present case, neither the Rules of Evidence nor the Code of Judicial Conduct requires his disqualification under these circumstances, and we do not find that the trial court abused its discretion in allowing Commissioner Sutton’s testimony based on the facts of this case.
Jury Recall in the Bifurcated Trial
Finally, Mr. Nash argues that permitting the discharged jury to be recalled for the enhancement portion of his bifurcated trial violated his protection against double jeopardy. The State concedes that there may be a valid jury separation issue, but argues that reconvening the jury did not implicate the policies behind the double jeopardy clause. We agree with the State that double jeopardy is not implicated, but conclude that the discharged jury could not be reassembled to address the enhancement issue without violating Mr. Nash’s due process rights because the jury left the presence and control of the trial court.
Both the federal and state constitutions prohibit placing a person in jeopardy twice for the same offense. U.S. Const, amend. V, cl. 2; Tenn. Const, art. I, § 10. These provisions provide three separate guarantees: (1) that an accused will not be subject to a second prosecution for the same offense after acquittal; (2) that an accused will not be subject to a second prosecution for the same offense after conviction; and (3) that an accused will not receive multiple punishments for the same offense.
North Carolina v. Pearce,
the State with all its resources and power should not be allowed to make repeated attempts to convict an individual for an alleged offense, thereby subjecting him to embarrassment, expense and ordeal and compelling him to live in a continuing state of anxiety and insecurity, as well as enhancing the possibility that even though innocent he may be found guilty.
State v. Harris,
When a defendant is charged with a second or subsequent DUI offense, the trial of that offense is required to be a bifurcated proceeding.
State v. Sanders,
It is settled that two-stage proceedings, such as those provided for in capital cases and DUI cases, do not pose a double jeopardy problem.
Cf. State v. Carter,
988 5.W.2d 145, 153 (Tenn.1999) (finding error in the sentencing phase of a capital case and permitting retrial on only the penalty phase);
Ward,
Nevertheless, we hold that the discharge and reconvening of the jury in this case implicates fair trial and due process concerns.
See
U.S. Const, amend. V, amend. XIV, § 1; Tenn. Const, art. I, §§ 6, 8, 9. Few Tennessee cases address the situation in which a jury is discharged and later recalled to take further action.
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In
Clark v. State,
An invariably followed rule, supported not only by precedent, but the soundest reason, grounded on universal knowledge of human nature, is the rule that after the discharge of a jury in a felony case and the separation of the jurors to such a degree that outside contacts may have been even momentarily had, the members of that jury may not be reconvened/or the taking of any action whatever involving the fate of the accused.
More recently, in
State v. Green,
the Court of Criminal Appeals addressed a situation in which a jury was discharged after reporting a verdict of “not guilty” on the charged offenses.
See
In conclusion, we reaffirm what the
Clark
Court stated long ago: once a jury has returned a complete verdict, or the jurors have separated and passed from the control of the court, the jury cannot be reassembled to act on the case for any purpose.
See
Conclusion
For the foregoing reasons, we affirm the holding of the Court of Criminal Appeals that the trial court did not abuse its discretion in refusing to grant a mistrial because of inappropriate witness testimony concerning prior DUI offenses. We hold that the trial court did not abuse its discretion in allowing the judicial commissioner to testify as a fact witness under the circumstances presented here. Finally, because Mr. Nash’s due process rights were violated by the reconvening of the jury after discharge and release, we remand the case to the trial court to select a new jury in order to determine whether Mr. Nash’s conviction is his first, second, third, or fourth DUI offense based on the evidence presented regarding prior convictions, and to assess the appropriate statutory fine. Costs on appeal are assessed one-half to the appellant, Scott Houston Nash, and one-half to the appellee, State of Tennessee.
Notes
. Tennessee Code Annotated section 55-10-401 (2004) provides as follows:
(a) It is unlawful for any person to drive or to be in physical control of any automobile or other motor driven vehicle on any of the public roads and highways of the state, ... while:
(1) Under the influence of any intoxicant, marijuana, narcotic drug, or drug producing stimulating effects on the central nervous system; or
(2) The alcohol concentration in the person's blood or breath is eight-hundredths of one percent (.08%) or more.
Although the Tennessee General Assembly amended subsection (a)(2) of this statute to substitute "eight-hundredths of one percent (.08%)” for “ten one-hundredths of one percent (.10%),” effective and applicable to all DUI offenses occurring on or after July 1, 2003, the indictment charges Mr. Nash with driving, on February 18, 2004, "while having an alcohol concentration in his blood or
. At trial, the State did not present any evidence that Mr. Nash was driving on a revoked license at the time of his arrest.
. Tennessee Code Annotated section 55-10-403(a)(1)(A) provides for the following punishments for first and fourth DUI convictions:
(i) Any person violating § 55-10-401 shall, upon conviction thereof, for the first offense, be fined not less than three hundred fifty dollars ($350) nor more than one thousand five hundred dollars ($1,500); the court shall prohibit the convicted person from driving a vehicle in this state for a period of one (1) year; and the person shall be further punished as provided in subsection(s).
(ii) In addition to the other penalties set out for a first offense violation, if at the time of the offense the alcohol concentration in the person’s blood or breath is twenty hundredths of one percent (.20%) or more, the minimum period of confinement for the person shall be seven (7) consecutive calendar days rather than forty-eight (48) hours.
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(vi) ... the fourth or subsequent conviction shall be a Class E felony punishable by a fine of not less than three thousand dollars ($3,000) nor more than fifteen thousand dollars ($15,000); by confinement for not less than one hundred fifty (150) consecu-five days, to be served day for day, nor more than the maximum punishment authorized for the appropriate range of a Class E felony; and the court shall prohibit the person from driving a motor vehicle for a period of five (5) years.
. This nonexclusive list of factors offers non-mandatory guidance in the determination of whether to grant a mistrial. This Court has long held that no abstract formula should be mechanically applied to determine the propriety of a mistrial.
See State v. Dellinger,
. Tennessee Supreme Court Rule 10 explains that "[a]nyone, whether or not a lawyer, who is an officer of a judicial system and who performs judicial functions, including an officer such as a magistrate, court commissioner, judicial commissioner, ... or any other referee performing judicial functions, is a judge within the meaning of this Code.”
. For an exhaustive discussion of criminal cases in which the question of jury recall after discharge was raised, see David J. Marchitelli, Annotation,
Criminal Law: Propriety of Reassembling Jury to Amend, Correct, Clarify, or Otherwise Change Verdict After Jury Has Been Discharged, or Has Reached or Sealed Its Verdict and Separated,
