STATE OF OHIO v. JOSHUA NAPIER
CASE NO. CA2016-04-022
IN THE COURT OF APPEALS TWELFTH APPELLATE DISTRICT OF OHIO CLERMONT COUNTY
1/23/2017
[Cite as State v. Napier, 2017-Ohio-246.]
D. Vincent Faris, Clermont County Prosecuting Attorney, Nicholas Horton, 76 South Riverside Drive, 2nd Floor, Batavia, Ohio 45103, for plaintiff-appellee
Gary A. Rosenhoffer, 313 East Main Street, Batavia, Ohio 45103, for defendant-appellant
S. POWELL, P.J.
{¶ 1} Defendant-appellant, Joshua Napier, appeals his conviction and sentence in the Clermont County Court of Common Pleas. For the reasons that follow, we affirm the judgment of the trial court.
{¶ 2} On June 30, 2015, the Clermont County Grand Jury returned a one-count indictment charging Napier with assault against a peace officer in violation of
{¶ 3} Prior to trial, appellee filed а motion in limine seeking to preclude Napier from introducing evidence of his PTSD or prior military service. Following a hearing on the matter, the trial court granted appellee‘s motion. Shortly thereafter, the case was tried before a jury, which rendered a verdict of guilty to the charge. During trial, the court sustained an objection by the state when Napier attempted to elicit testimony regarding his PTSD. Further, the trial court declined Napier‘s request to give jury instructions regarding certain affirmative defenses and lesser included or inferior offenses. The record revealed the following facts.
{¶ 4} The altercation between Napier and Officer Seng occurred in the morning hours of June 21, 2015; however, the two crossed paths earlier in the afternoon on June 20, 2015. The first interaction occurred when Officer Seng conducted a traffic stop on a vehicle in which Napier was a passenger. Napier‘s significant other, Falisha McCann, was the driver of the vehicle. After conducting routine traffic stop procedures, such as requesting identification from the occupants, Officer Seng released the occupants with a verbal warning.
{¶ 5} Later that night, McCann and Napier accompanied some friends to Midtown Tavern, a local bar in Felicity, Ohio. Napier had been consuming alcohol throughout the evening and McCann was the designated driver. During the course of the evening at Midtown Tavern, Napier expressed his discontent and frustration with the traffic stop from earlier in the day, and more specifically, with Officer Seng. Napier communicated these feelings to two tavern patrons, Sydney Grant and Alexandria Mefford. Grant testified that Napier threatened to punch Officer Seng in the face. Following this discussion, Grant, an
{¶ 6} Approximately 30 minutes later, Napier was involved in an incident that caused physical damage to the trim of the bar top. In response, the bartender, Brandon Byus, informed Napier that he ought to finish his drink and heаd home. After finishing his drink, Napier, McCann, and Napier‘s friend, Michael Wehrum, exited the tavern and began to walk home. Shortly after the three exited, Officer Seng arrived at the Midtown Tavern to conduct a “bar check,” a procedure typically executed to help handle any issues that may arise near closing time. At this time, Officer Seng was on duty, arrived in uniform, and parked his marked police cruiser outside of the tavern. Upon entering the tavern, Officer Seng was informed that Napier was asked to leave following the dаmage to the bar top trim.
{¶ 7} Officer Seng observed the damage and began to further investigate. In the course of his investigation, Officer Seng noticed Napier and Wehrum walking down the sidewalk approximately three blocks from the tavern. Next, Officer Seng entered his police cruiser, activated its lights, and pulled behind McCann‘s vehicle, which was following along with Napier and Wehrum. Officer Seng began to discuss the bar incident with Napier. In response, Napier expressed his discontent with Officer Seng and threatened to harm him, as well as denied any wrongdoing with regard to the damage to the bar top. Following this interaction, Napier began to walk back towards the tavern, disregarding Officer Seng‘s warnings that Napier may be charged with various citations if he did not stop. Napier entered the tavern and began to discuss the events with Byus.
{¶ 8} Next, Officer Seng entered the tavern and approached Napier, informing him that he was being removed from the tavern and placed him in the escort position. A struggle ensued, followed by a single punch thrown by Napier striking Officer Seng, resulting in a gash on Officer Seng‘s nose and loss of blood. The struggle continued after the punch until Officer
{¶ 9} In rendering its guilty verdict, the jury made two individual findings regarding the victim, Officer Seng. The jury found that at the time of the assault Officer Seng was both: (1) a peace officer, and (2) that he was carrying out his official duties. The trial court sentenced Napier to twelve months in prison. Napier now appeals.
{¶ 10} Assignment of Error No. 1:
{¶ 11} THE TRIAL COURT ERRED TO THE SUBSTANTIAL PREJUDICE OF NAPIER WHEN IT GRANTED THE STATE‘S MOTION IN LIMINE AND PREVENTED NAPIER FROM PRESENTING RELEVANT AND ADMISSIBLE EVIDENCE AS A DEFENSE.
{¶ 12} Assignment of Error No. 2:
{¶ 13} THE TRIAL COURT COMMITTED PREJUDICAL ERROR WHEN IT REFUSED TO CHARGE THE JURY ON INFERIOR AND/OR LESSER INCLUDED OFFENSES.
{¶ 14} Assignment of Error No. 3:
{¶ 15} THE TRIAL COURT COMMITTED PREJUDICAL ERROR WHEN IT FAILED TO CHARGE THE JURY AS TO SUBSTANTIVE LAW RELEVANT TO THIS CASE.
{¶ 16} Assignment of Error No. 4:
{¶ 17} THE TRIAL COURT COMMITTED PREJUDICAL ERROR WHEN IT EXCLUDED RELEVANT AND MATERIAL EVIDENCE.
{¶ 18} The purpose and effect of a motion in limine is distinct from that of a motion to suppress. “A ‘motion to suppress’ is defined as a ‘[d]evice used to eliminate from the trial of a criminal case evidence which has been secured illegally[;]‘” thus, it “is the proper vehicle for raising constitutional challenges based on the exclusionary rule * * * ” (Citations omitted.) State v. French, 72 Ohio St.3d 446, 449 (1995), quoting Black‘s Law Dictionary (6th Ed.1990) 1014. “A ‘motion in limine’ is defined as ‘[a] pretrial motion requesting [the] court to prohibit opposing counsel from referring to or offering evidence on matters so highly prejudicial to
{¶ 19} “A motion in limine * * * is ‘a tentative, interlocutory, precautionary ruling by the trial court reflecting its anticipatory treatment of [an] evidentiary issue.‘” State v. Harris, 12th Dist. Butler No. CA2007-11-280, 2008-Ohio-4504, ¶ 27, quoting State v. Grubb, 28 Ohio St.3d 199, 201-02 (1986). “A motion in limine is directed to the inherent discretion of the trial judge, about an evidentiary issue that is anticipated, but has not yet been presented in full context.” (Citation omitted.) State v. Harris, 12th Dist. Butler No. CA2007-11-280, 2008-Ohio-4504, ¶ 27. It is imрortant to note that not all motions in limine are alike. See State v. Shalash, 12th Dist. Warren No. CA2014-12-146, 2015-Ohio-3836, ¶ 30-31.
{¶ 20} A definitive or exclusionary motion in limine is the functional equivalent of a motion to suppress, which determines the admissibility of evidence with finality. State v. Johnston, 2d Dist. Montgomery No. 26016, 2015-Ohio-450, at ¶ 16, citing French at 450. Specifically, granting a definitive or exclusionary motion in limine not only prevents evidence from being introduced, but also prevents any mentioning of the excluded evidence during trial. Johnston at ¶ 16, citing State v. Echard, 9th Dist. Summit No. 24643, 2009-Ohio-6616, ¶ 20. A motion in limine may be used in this regard “to suppress evidence that is either not competent or improper due to sоme unusual circumstance not rising to the level of a constitutional violation.” Johnston at ¶ 16, citing French at 450. “‘The essential difference between a [motion to suppress] and a motion in limine is that the former is capable of resolution without a full trial, while the latter requires consideration of the issue in the context of the other evidence.‘” (Emphasis deleted.) Johnston at ¶ 17, quoting State v. Hall, 57 Ohio App.3d 144, 146 (8th Dist.1989).
{¶ 22} In this case, the ruling was not the functional equivalent of a motion to suppress. It is clear from the trial court‘s decision and entry on the state‘s motion in limine that the trial court did not determine with finality the admission of evidence of Napier‘s PTSD or prior military service. Specifically, the trial court stated:
[i]t is premature to rule that the PTSD evidence is to be precluded altogether. If it is used for some other recognized purpose, other than a diminished-capacity defense, it may be relevant. Presently, the Court has nothing before it at this point to rule on its admissibility for some other purpose.
If the evidence regarding [Napier‘s] PTSD is determined to be relevant during the actual context of the trial in this matter, the Court will not exclude it * * *.
Here, the trial court determined that evidence of Napier‘s PTSD diagnosis was inadmissible in regards to presenting a diminished-capacity defense. However, the trial court reserved ruling on the admissibility of the evidence for a different purpose until it could give consideration of the issue in the context of the other evidence presented at trial. With respect to Napier‘s prior military service, the trial court questioned the relevancy of the evidence. Nonetheless, the trial court specifically stated “permanent preclusion of this evidence is not warranted at this point” and that any ruling, “is anticipatory in nature and may be changed when the issue of admissibility of any evidence is presented in the actual context of the trial.” Therefore, the trial court intended to prevent the injection of irrelevant and
{¶ 23} The trial court found that Napier intended to present evidence of his PTSD diagnosis and prior military service as a defense to the intent element of his charge; therefore, Napier intended to present a diminished-capacity defense. The trial court did not abuse its discretion in preventing the admission of such evidence for this purpose because Ohio “jurisprudence definitively states that the partial defense of diminished capacity is not recognized in Ohio.” State v. Fulmer, 117 Ohio St.3d 319, 2008-Ohio-936, ¶ 66. “Thus, when a defendant does not assert an insanity defense, it is well settled that he may not offer expert testimony in an effort to show that he lacked the mental capacity tо form the specific mental state required for a particular crime.” Id. at ¶ 67.
{¶ 24} Napier argues that the intent element of his assault charge could have been negated because his conduct was a “simple reaction” due to his PTSD. However, the trial court correctly found this argument unconvincing because it demonstrates the exact limitation in offering such evidence as explained in Fulmer. Napier did not qualify for a not guilty by reason of insanity defense; therefore, he may not offer expert testimony to negate his capacity to form the specific mental state required for assault.
{¶ 25} Napier further argues that Ohio recognizes PTSD as a standalone defense. In support of this argument, Napier relates PTSD to battered woman syndrome and asserts that the syndrome has been found to be a standalone defense. However, the Ohio Supreme Court case Napier cites to support this argument does not support this proposition. Rather, the case states that evidence of battered woman syndrome is relеvant in the context of establishing the second element of self-defense, as discussed below. See State v. Koss, 49 Ohio St.3d 213, 217-18 (1990). Moreover, the court in Koss definitively stated the “admission of expert testimony regarding the battered woman syndrome does not establish a
{¶ 26} Additionally, Napier asserts two instances where PTSD has been recognized as a standalone defense. See State v. Haines, 112 Ohio St.3d 393, 2006-Ohio-6711, ¶ 29; State v. Rivera-Carrillo, 12th Dist. Butler No. CA2001-03-054, 2002 WL 371950, *14 (Mar.11, 2002). However, neither case supports such proposition with respect to PTSD. Rather, Haines permitted presenting such evidence to prove a victim‘s state of mind upon a credibility сhallenge and Rivera-Carrillo found that it may be relevant as evidence demonstrating a defendant was “under the influence of sudden passion or sudden fit of rage,” as it relates to voluntary manslaughter. Haines at ¶ 29; Rivera-Carrillo at *14.
{¶ 27} Next, Napier requested the trial court give jury instructions on PTSD, self-defense, a defendant‘s right to resist an unlawful arrest, and excessive force. However, “[a] trial court is not required to instruct the jury on [an affirmative defense] in every case where it is attempted to be presented. The defendant must first present sufficient evidence at trial to warrant such an instruction.” State v. Evegan, 12th Dist. Warren No. CA97-08-091, 1999 WL 559694, *2 (Aug. 2, 1999), citing City of Bucyrus v. Fawley, 50 Ohio App.3d 25, 26-27 (3d Dist.1988). “In reviewing the record to ascertain the presence of sufficient evidence to support the giving of a proposed jury instruction, an appellate court should determine whether the record contains evidence from which reasonable minds might reach the conclusion sought by the instruction.” State v. Davis, 12th Dist. Madison No. CA2015-05-015, 2016-Ohio-1166, ¶ 35, citing State v. Risner, 120 Ohio App.3d 571, 574 (3d Dist.1997). If the trial court finds that the evidence is legally insufficient to raise the issue, it will remove the issue from jury consideration. Evegan at *2. We review this decision for an abuse of discretion. Id.
{¶ 28} As discussed above, Ohio does not recognize PTSD аs a standalone defense; therefore, the trial court did not abuse its discretion by not providing the jury with instructions
{¶ 29} Here, the trial court did not err by not instructing the jury on self-defense. Even assuming Napier had sufficiently proven the second element of self-defense by presenting evidence regarding his PTSD and prior military service, the trial court found that Napier would have failed to establish the first element of self-defense because Napier was clearly at fault in creating the situation giving rise to the affray in that he broke the bar toр and was told to stay out of the tavern and not return. The record supports the trial court‘s finding as testimony revealed that Napier disregarded Officer Seng‘s instruction and returned to the tavern; thereby, creating the situation requiring Officer Seng to reenter the tavern.
{¶ 30} In addition to jury instructions regarding his PTSD and self-defense, Napier argues the trial court erred by failing to give his requested instructions regarding excessive force by a police officer and a defendant‘s right to resist an unlawful arrest. Jury instructions in a criminal case “must be given when thеy are correct, pertinent, and timely presented.” State v. Joy, 74 Ohio St.3d 178, 181 (1995). “A trial court must fully and completely give jury instructions which are relevant and necessary for the jury to weigh the evidence and discharge its duty as the fact-finder.” Davis at ¶ 27, citing State v. Comen, 50 Ohio St.3d 206, paragraph two of the syllabus (1990). A reviewing court may not reverse a criminal conviction based upon jury instructions unless “it is clear that the jury instructions constituted
{¶ 31} Napier argues that since his arrest was unlawful, the jury should have been instructed that it may find Napier lawfully resisted arrest. However, as Napier was never charged with resisting arrest, the instruction was not relevant or necessary for the jury to discharge its duty as the fact-finder. (Emphasis sic.) State v. Corbin, 12th Dist. Fayette No. CA2010-01-001, 2010-Ohio-3819, ¶ 13, n.1 (“a lawful arrest is not an element of assault on a peace officer“), citing State v. Peer, 2d Dist. Montgomery No. 19104, 2002-Ohio-4198, ¶ 10. Even assuming arguendo Napier‘s arrest was unlawful, it would not justify assaulting Officer Seng. Thus, the trial court did not abuse its discretion by not giving an instruction on lawfully rеsisting arrest.
{¶ 32} Next, Napier argues the trial court erred by not giving an instruction on excessive force because the jury should have been given an opportunity to find that Officer Seng‘s use of force was wholly unnecessary. Excessive force is an affirmative defense to a resisting arrest charge, and as discussed above, Napier was not charged with resisting arrest; therefore, the trial court did not abuse its discretion by not instructing the jury on the defense. See Village of Blanchester v. Newland, 12th Dist. Clinton No. CA83-07-008, 1984 WL 3426, *3 (Sept. 17, 1984) (stating that excessive or unnecessary force is a judicially created defense to the crime of resisting arrest), citing City of Columbus v. Fraley, 41 Ohio St.2d 173, paragraph three of the syllabus (1975), certiorari denied, 423 U.S. 872, 96 S.Ct. 138. Moreover, even viewing this argument as providing factual support for the second element of self-defense, it does not negate that Napier was still at fault in creating the situation giving rise to the affray. Therefore, the trial court did not abuse its discretion with
{¶ 33} Finally, Napier argues that the trial court erred by not instructing the jury on the lesser included or inferior degree offenses of assault and disorderly conduct. “A jury instruction on a lesser included offense is required only where the evidence presented at trial would reasonably support both an acquittal of the crime charged and a conviction on the lesser included offense.” State v. Tolle, 12th Dist. Clermont No. CA2014-06-042, 2015-Ohio-1414, ¶ 11, citing State v. Trimble, 122 Ohio St.3d 297, 2009-Ohio-2961, ¶ 192. There must be “sufficient evidence” to “allow a jury to reasonably reject the greater offense and find the defendant guilty on a lesser included (or inferior degree) offense.” (Emphasis deleted.) Trimble at 192. In making its deсision, the trial court must view the evidence in a light most favorable to the defendant. Id. We review this decision for an abuse of discretion. State v. Doby, 12th Dist. Butler No. CA2013-05-084, 2014-Ohio-2471, ¶ 17.
{¶ 34} Napier requested a jury instruction on assault pursuant to
{¶ 35} In this case, the jury verdict form required the jury to make separate findings as
{¶ 36} Napier further argues that the trial court erred by not instructing the jury on the lesser included offense of disorderly conduct. In order to warrant an instruction on the lesser included offense of disorderly conduct, the trial court would have had to find that “(1) the jury could have reasonably concluded thаt [Napier] did not knowingly cause or attempt to cause physical harm to Officer [Seng] but instead (2) recklessly caused inconvenience, annoyance or alarm by engaging in violent or turbulent behavior.” State v. Beard, 12th Dist. Butler No. CA98-02-019, 1998 WL 857856, *2 (Dec. 14, 1998).
{¶ 37} Here, the evidence indicated that Napier punched Officer Seng in the nose followed by a struggle between the two until Napier was subdued with the assistance of a tavern patron. As a result of this punch, Officer Seng‘s nose sustained a large gash and loss of blood. Given these facts, the jury could not reasonably have found Napier not guilty of assault, but guilty of the lesser offense of disorderly conduct. See State v. Keith, 10th Dist. Franklin Nos. 08AP-28 and 08AP-29, 2008-Ohio-6122, ¶ 38 (finding lesser included jury instruction on disorderly conduct not warranted where defendant injured police officers by engaging and throwing them to the floor); State v. Thacker, 4th Dist. Lawrence No. 04CA18, 2005-Ohio-1227, ¶ 8-13 (finding lesser included jury instruction on disorderly conduct not warranted where defendant caused physical injuries to the victim). Therefore, the trial court did not abuse its discretion by not giving jury instructions on the aforementioned lesser included or inferior degree offenses.
{¶ 38} Accordingly, Napier‘s first, second, third, and fourth assignments of error are overruled.
{¶ 39} Assignment of Error No. 5:
{¶ 40} THE TRIAL COURT COMMITTED PREJUDICAL ERROR WHEN IT SENTENCED NAPIER TO THE OHIO PENAL SYSTEM.
{¶ 41} In his final assignment of error, Napier argues that his sentence is clearly and convincingly contrary to law because the trial court should have imposed community control and it did not consider Napier‘s prior military service and PTSD in determining his sentence.
{¶ 42}
{¶ 43} As explained in Marcum, “[t]he appellate court‘s standard for review is not whether the sentencing court abused its discretion.” Marcum at ¶ 9. Rather, pursuant to
{¶ 44} In the present case, a jury found Napier guilty of assault of a peace officer, a fourth-degree felony. For a fourth-degree felony, a sentencing court may impose a prison term from six to eighteen months.
Except as provided in division (B)(1)(b) of this section, if an offender is convicted of or pleads guilty to a felony of the fourth or fifth degree that is not an offense of violence or that is a qualifying assault offense, the court shall sentence the offender to a community control sanction of at least one year‘s duration if all of the following apply:
(i) The offender previously has not been convicted of or pleaded guilty to a felony offense.
(ii) The most serious charge against the offender at the time of sentencing is a felony of the fourth or fifth degree.
(iii) If thе court made a request of the department of rehabilitation and correction pursuant to division (B)(1)(c) of this section, the department, within the forty-five-day period specified in that division, provided the court with the names of, contact information for, and program details of one or more community control sanctions of at least one year‘s duration that are available for persons sentenced by the court.
(iv) The offender previously has not been convicted of or pleaded guilty to a misdemeanor offense of violence that the offender committed within two years prior to the offense for which sentence is being imposed.
{¶ 45} Here, the presumption of community control is inapplicable because Napier was convicted of an offense of violence as defined by the statute.
{¶ 46} After a thorough review of the record, we find no error in the trial court‘s decision to sentence Napier to a prison term. The record reflects that Napier‘s sentence is not clearly and convincingly contrary to law because the trial court properly considered the principles and purposes of
{¶ 47} Therefore, because we find Napier‘s sentence is not clearly and convincingly contrary to law, and because the record fully supports the trial court‘s sentencing decision, Napier‘s fifth assignment of error is overruled.
{¶ 48} Judgment affirmed.
RINGLAND and HENDRICKSON, JJ., concur.
