689 N.E.2d 1021 | Ohio Ct. App. | 1996
Lead Opinion
[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *74
On March 24, 1992, Roy E. Murnahan appeared in open court, represented by counsel, executed a waiver of indictment, and entered a plea of guilty to the charge of attempted rape (R.C.
On February 1, 1996, Murnahan filed a motion pro se requesting leave to file a delayed appeal pursuant to App.R. 5(A) in this court, which we granted on March 1, 1996. *75
Although the Prosecutor's Office of Clark County did not contest Murnahan's motion for leave to file a delayed appeal, it did file a brief in this matter in response to Murnahan's prose brief. Murnahan also filed a pro se reply brief.
Murnahan has presented us, pro se, with the following five assignments of error:
In his brief, Murnahan has presented us with very articulate and vigorously argued assignments of error, but for purposes of our analysis, we prefer to rearrange the issues he has presented and deal with them under three separate headings, not in the order in which he has presented them in his brief. Accordingly, we shall first analyze the prosecutor's alleged misconduct. Under our second heading, we shall analyze the alleged errors of the trial court. Finally, we shall analyze Murnahan's arguments for the alleged ineffectiveness of his trial counsel.
At the plea hearing held on March 24, 1992, the following exchange occurred:
"[THE COURT]: You have a bill of information?
"MR. LIND [Prosecutor]: Yes, Your Honor.
"THE COURT: Is [sic] there any other conditions other than just the presentation of this case as an attempted rape?
"MR. LIND: No, Your Honor.
"MR. GRIFFIN [Defense counsel]: Just that the State would not oppose a presentence report and I believe would stand silent at the time of sentencing.
"MR. LIND: That's a correct statement, Your Honor.
"THE COURT: All right."
At the disposition hearing on April 21, 1992, the court first requested and heard a statement from defense counsel (more about that later) and then the *77 court turned to the prosecuting attorney (the same one present at the plea hearing) and said:
"THE COURT: All right. Do you want to be heard?
"MR. LIND: Yes, Your Honor. Thank you. Based upon the plea agreement to a lesser offense and the fact that there was ongoing conduct and also a plea to a lesser number of offense I feel that a maximum sentence is appropriate in this situation. As the presentence investigation has shown the Defendant has shown no remorse for his actions. He might be slow in realizing what the Court procedures are but his educational level is high enough to appreciate the fact that what he was doing was wrong.
"What the Court really needs to take into effect is the fact that we have a 7-year-old child and I don't think that the lasting detrimental effects of the child can be weighed in any sense here today. The child has had to have been removed from the home. The child will be living with these scars for the rest of his life. I hope the Court will take this into consideration and, again, we recommend the maximum sentence. Thank you."
It is obvious that the prosecutor did, in fact, breach his agreement to remain silent at the disposition hearing and, therefore, exhibited a regrettable, perhaps even reprehensible, lack of good faith. On appeal, the state confesses that it "should have remained silent." Had the trial court then said, in words to this effect: "Well, I had not planned to impose the maximum sentence, but after hearing the points you made, Mr. Prosecutor, I have changed my mind and I will do it," we might well have had reversible error as to the sentence imposed, but the court did not say that. In fact, it is necessary for our analysis at this point and, indeed, for our understanding of the entire case here, that we set forth the exchange that occurred at the disposition hearing immediately following the prosecutor's remarks and including the judge's explanation of his sentence:
"THE COURT: Is there anything you'd like to say this morning, Mr. Murnahan?
"THE DEFENDANT: Yes, Your Honor. I know what I done was wrong and I'm very sorry for what I've done. I don't want the max.
"THE COURT: All right.
"MR. GRIFFIN: Your Honor, one thing I meant to say and I'd intended to and Roy and I had discussed this, Roy understands that what he has done has had a terrible impact on his brother but that if the Court would significantly incarcerate Roy for the maximum period of time that that also may have detrimental impact on Danny to understand that Danny's got a lot to work through but incarceration of Roy cuts both ways. *78
"THE COURT: All right. And it always does when it's a family member that's being subjected to this kind of circumstance. I recognize that, particularly a younger brother.
"Well, I've reviewed the presentence investigation as well as all of the psychological records that have been submitted to me by those who've had contact with you, Mr. Murnahan. And in reviewing the accounts that I have here of this activity, very frankly, it does appear to me that you've been given a substantial consideration or break, I guess is the choice of words that you'd understand most clearly, in allowing you to plead to this one count of attempted rape because it appears to me from what I see here that this was to some extent an ongoing sexual activity that you were involved in; and I recognize that you blame principally the other party and I suppose he blames you, but in any event, there is no question about the fact that there were probably a number of very — much more serious counts available that could have been filed.
"Actually, in reviewing this sentence, this presentence investigation I do think that the appropriate sentence is an 8 to 15 year penitentiary sentence, that's what I'm going to impose. The costs will be imposed. I recognize that your little brother's going to have some difficulty dealing with the fact that you're separated from him because of this situation. I think he's probably well-off and once he understands why you're separated that he'll be able to deal with that more easily than having to deal with you in his presence for awhile; and the costs will be imposed."
We do not know anything about the underlying facts of this case beyond what is contained in the foregoing excerpt from the transcript of the disposition hearing. It is quite obvious, however, that the court did not base its sentence upon the remarks of the prosecutor (uncalled for as they were), but upon the court's own review of the presentence investigation and Murnahan's psychological records. The court noted that Murnahan had "been given a substantial consideration or break," allowing him to plead guilty to one count of attempted rape when, in fact, it seems apparent "that there were probably a number of very — much more serious counts available that could have been filed."
In his reply brief, Murnahan argues that the fact that the prosecutor spoke out at the disposition hearing, and that the court imposed the maximum sentence for the one count of attempted rape indicates that the prosecutor and the state engaged in "chicanery" and that his plea was not voluntary and knowing because it was based on the "false promise" that the prosecution would stand silent at the hearing. Murnahan cites a number of case authorities in support of his proposition, but they are all wide of the mark. One set of cases deals with situations where all parties — prosecutor, defense counsel, and the court — had a mistaken belief in the applicable law, and since the accused in those cases entered *79
his plea based upon the mistaken law, it was easily found not to be voluntary and knowing. E.g., State v. Engle (1996),
A second line of authorities concerns the overturning of a plea or a conviction based upon the gross misconduct of the prosecutors. E.g., State v. Keenan (1993),
To the extent that any part or all of Murnahan's Assignments of Error I, II and III are based upon the acknowledged misconduct of the prosecutor, they are overruled because Murnahan suffered no prejudice by reason of this misconduct.
As to the "I know" remark by the court, it was admittedly, as the state says, "inartful," and certainly had the potential to be misleading, but it is quite apparent from reading the transcript of the hearing that the statement by the trial court was perceived and understood by both defense counsel and Murnahan himself as in fact a question, and Murnahan replied to it with an answer by simply saying "No, Your Honor." Furthermore, the court followed all the dictates of Crim.R. 11(C) in questioning Murnahan, and in ultimately determining that he made the plea voluntarily, with understanding of the nature of the charge, and the possible actual penalties involved, and all the rights he was waiving.
Murnahan relies primarily upon cases where the trial court actually participated in the plea bargain process. See, e.g.,State v. Byrd (1980),
The cases cited by Murnahan to support his "judicial notice" argument have no relevance to the case before us. Woods v.Beavercreek (1989),
The record shows that attorney James N. Griffin was appointednunc pro tunc on March 27, 1992, retroactive to March 24, 1992, when Murnahan's plea hearing was held. A transcript of the plea hearing positively proves that attorney Griffin was present at the hearing representing Murnahan and actually participated in the proceedings. "Nunc pro tunc" means "now for then," and, as the state points out in its brief, is a common device used by all courts to make the record of the proceedings accord with what actually occurred. This power is inherent in the courts, both at law and equity, and is not dependent for its existence on any statute. Heacock v. Byers (1929),
Even if Murnahan's right to effective assistance of counsel was violated, he must yet prove that there is a "`reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different.'" State v.Bradley, supra,
In addition, there is a presumption that an Ohio lawyer will provide effective assistance of counsel. "Ohio case law hold that a properly licensed attorney is presumed to execute his duties in an ethical and competent manner." State v. Smith
(1987),
Murnahan cites four alleged failures of his counsel in his first assignment of error, which he claims prejudiced him. In his reply brief, he alleged eight new charges against his counsel. We need not consider these new allegations, since they were raised in the reply brief and reply briefs are only to be used to rebut arguments or respond to cross-appeals raised in the appellee's brief. An appellant may not use a reply brief to raise new issues or assignments of error. App.R. 16(C).Professional Opportunities, Inc. v. Xenia Bd. of Appeals (Nov. 8, 1995), Greene App. No. 95-CA-46, unreported, 1995 WL 655941;State v. McDaniel (July 13, 1994), Miami App. No. 93-CA-38, unreported, 1994 WL 371229; Sheppard v. Mack (1980),
In State v. Chapin (1981),
The cases cited by Murnahan for his contention of possible incompetency provide him no help. In State v. Swift (1993),
In State v. Corethers (1993),
All of Murnahan's assignments of error are overruled, and the judgment is affirmed.
Judgment affirmed.
GRADY, J., concurs.
FAIN, J., dissents.
Dissenting Opinion
Although I agree with the opinion of this court in all other respects, I cannot agree that the state's failure to honor its commitment to remain silent at Murnahan's sentencing, which was part of the plea bargain, has been shown to have been harmless.
The very first comment made by the prosecutor at sentencing referred to the fact that as a result of the plea bargain the charges against Murnahan were reduced in both quality and quantity:
"Based upon the plea agreement to a lesser offense and the fact that there was ongoing conduct and also a plea to a lessernumber of offense[s] I feel that a maximum sentence is appropriate in this situation." (Emphasis added.)
The trial judge's comments upon imposing sentence resonate with the prosecutor's having pointed out that Murnahan had already been the beneficiary of a substantial reduction in the quality and quantity of the charges before the imposition of sentence:
"Well, I've reviewed the presentence investigation as well as all of the psychological records that have been submitted to me by those who've had contact with you, Mr. Murnahan. And in reviewing the accounts that I have here of this activity, very frankly, it does appear to me that you've been given asubstantial consideration or break, I guess is the choice ofwords that you'd understand most clearly, in allowing you toplead to this one count of attempted rape because it appears to me from what I see here that this was to some extent an ongoing sexual activity that you were involved in; and I recognize that you blame principally the other party and I suppose he blames you, but in any event, *86 there is no question about the fact that there were probably anumber of very — much more serious counts available that couldhave been filed." (Emphasis added.)
In view of the similarity between the prosecutor's comment and the trial court's articulated reasoning for imposing the sentence that it did, I am not satisfied that the state's failure to honor its plea bargain had no prejudicial effect. It is possible that the sentence would have been the same, regardless, but I cannot determine that with reasonable probability from this record.
Where the state fails to honor its commitment, as part of a plea bargain, to remain silent at sentencing, one appropriate remedy is to reverse and remand for resentencing. That is what I would do in this case.
In all other respects, I agree with the opinion of this court.