State v. MossState v. Moss
- Reporters:
- ,
- Before:
- Drowota
OPINION
DROWOTA, Justice.The issue in this case is whether the Sentencing Reform Act of 1982, as amended, embodies a policy that sentencing determinations should begin with the presumption that the minimum sentence should be imposed. Defendant, Leonard Moss, was convicted of second degree murder in the Hamilton County Criminal Court on September 27, 1984.
I.
In the early evening of Friday, May 6, 1983, Defendant was observed by Chattanooga police officers driving at an extremely high rate of speed on a heavily traveled street in Chattanooga. Chattanooga Police Officer Lee Stewart estimated that Defendant was driving close to 100 miles per hour when he saw him. Officer Stewart attempted to give chase, with his lights and siren on, and despite reaching speeds of 55 to 60 miles per hour, he could not safely overtake Defendant. Officer Stewart saw Defendant driving recklessly, weaving in and out of traffic to pass cars. After unsuccessfully pursuing Defendant for about a mile, Officer Stewart slowed and tried to maintain sight of Defendant’s car, noting that Defendant ran several traffic lights. When Officer Stewart initially observed Defendant, he had notified the police dispatcher of the situation. He finally lost sight of Defendant after approximately three miles.
Another Patrol Officer, Brian Bergen-back, also observed Defendant speeding. He estimated the speed of Defendant’s car to have been 70 to 80 miles per hour and accelerating. Officer Bergenback was unable to pursue Defendant safely and reported the sighting by radio. He continued to follow Defendant as long as he could. Having heard the reports on the radio, Chattanooga Police Investigator Doug
Despite pursuit by at least three police vehicles, two of which were marked cars running with their emergency equipment operating, Defendant continued to speed through the streets of Chattanooga over a distance of seven miles. As Defendant entered the intersection of Holtzclaw and Bailey against the red traffic signal, his car collided with that of Robert Formicola, who had the right of way through the intersection on the green light. Mr. Formicola’s car was struck so forcefully on the passenger’s side that it was thrown to the side of the intersection against a utility pole and traffic control box. Mr. Formicola was severely injured and died soon after the collision. Defendant was arrested and charged with reckless driving and driving under the influence of an intoxicant.
In indictments filed June 22 and July 27, 1983, Defendant was charged with violating the vehicle registration laws, operating a vehicle without a license, and with second degree murder. He was tried on March 13, 1984, and the jury convicted him of the vehicle and license violations but could not agree on a verdict in the second degree murder charge. Retrial on the second degree murder indictment was held from September 25 to 27, 1984. At this second trial, three of the pursuing police officers testified. Two other witnesses testified that Defendant had been seen by them traveling at a high rate of speed and had run a stop light at an intersection several miles from the scene of the collision. One of these two witnesses estimated Defendant’s speed at 100 miles per hour. Two other witnesses saw the crash at the intersection of Holtzclaw and Bailey. Mr. Yunginger watched as Defendant’s car entered the intersection and struck Mr. Formicola’s car; he described the impact as being extremely violent, twisting the victim’s car into a horseshoe shape and pushing the car to the side of the intersection. Parking his motorcycle, Mr. Yunginger attempted to assist the victim, who was unconscious, although still breathing, and bleeding profusely. When the police arrived shortly after the impact, Mr. Yunginger then went to see if he could help Defendant, whom he described as being very disoriented but otherwise apparently unhurt. At one point in his cross-examination, Mr. Yunginger described the Defendant’s car as it entered the intersection as looking like a streak of lightning. The other eyewitness to the collision also emphasized the violence of the impact of the Defendant’s car against the victim’s.
Other witnesses testified for the State concerning the conditions at the scene of the wreck and their initial observations of Defendant. Chattanooga Police Officer Dan Willmon, who conducted the investigation at the scene, concluded from Defendant’s behavior and appearance that he was under the influence of an intoxicant, although no officer was able to detect the odor of alcohol. State Trooper Dayton Harris was called to testify that Defendant had not had a valid driver’s license since August 30, 1979.
The defense called two witnesses. A Chattanooga Fire Department Paramedic, John Vlasis, testified that, while he routinely made notations at an accident scene concerning indicated influence of intoxicants in injured persons, he made no such notes regarding Defendant because he saw no evidence that Defendant was under the influence of an intoxicant. The defense then called Tennessee Bureau of Investigation Toxicologist Samuel Manuel. He testified that he tested the blood samples drawn from Defendant at the direction of Officer Willmon and after two separate tests, he obtained negative results for the presence of alcohol or of the other drugs or intoxicants for which Defendant’s blood had been tested.
Subsequent to the verdict of guilty on the second degree murder charge, the trial court held a sentencing hearing on October 24, 1984. The State presented one witness and offered among the documents submitted to the trial court the Defendant’s driver’s record. Defendant’s driver’s record showed that he had an extremely poor history of irresponsible and reckless
At the sentencing hearing, three witnesses testified for Defendant. His mother recounted his remorseful behavior and attitude since the collision and described some of his early family history. With his family’s help, he had made restitution for the property damage caused by the wreck. She also described the injuries Defendant received in the collision. Two other witnesses testified that Defendant had shown remorse for having caused Mr. Formicola’s death. The Defendant made an unsworn statement to the court, expressing his belief that God would forgive him and asked for mercy from the court.
The trial judge announced his sentencing decision, recognizing that degrees of culpability exist and had been provided for by the Legislature. He then determined that Defendant was a Range I, Standard Offender and calculated the applicable sentencing range at between ten and 35 years. The trial judge remarked that the Legislature had not provided much guidance concerning how the mitigating and enhancement factors in the Sentencing Reform Act were to be weighed and stated that the Legislature:
“listed some things that could be considered by way of enhancement of punishment and some things that might be considered in mitigation. They did not make either list exclusive, and caused some difficulty in that respect. Nor did they say where you start [within the range], whether you start at the bottom and work up, or whether you start in the middle, or whether you start at the top and work down. And I may not start exactly at either place.”
As enhancement factors, the trial court listed the vehicle and license violations, reckless driving, and the circumstances surrounding this offense, in which Defendant had driven at such excessive speeds through heavy traffic. Weighed against these factors, the court found as mitigating factors Defendant’s social and family background and his remorse for the death of the victim.
In his sentencing deliberations, the trial court also noted that, although letters and testimony concerning the character of the victim had been submitted, he thought that such matters were irrelevant to determining the appropriate sentence for Defendant. He also rejected a preliminary psychological assessment of Defendant; this report had been obtained by Defendant’s counsel for his first trial and primarily concerned Defendant’s competency to stand trial and a possible drug abuse problem. The purposes of punishment and of the Sentencing Reform Act were also considered by the trial court. The trial judge then concluded that the appropriate sentence in this case was 20 years in the Department of Correction. 1 Sentences for the license and registration convictions were also imposed, to run concurrently.
On December 12, 1984, a hearing on Defendant’s Motion for Judgment of Acquittal or a New Trial was held. The Motion raised a number of issues, including the
“Now, on the question of sentencing, I believe this is a case where I sort of used a presumptive sentence approach, that is, went halfway between the minimum and maximum for Range I, and then worked from that to the defendant’s sentence, found some minor enhancing factors, and went from there. I had some difficulty with that. On the one hand, the sentencing law doesn’t specifically authorize that, doesn’t say anything about a presumptive sentence, or that approach, or doesn’t intimate anything about it. But it is clear that for a person who is a standard offender that some sentences for second degree murder could go as high as 35 years, could be as low as ten years. The concept of enhancement factors and mitigating factors would indicate that if there are mitigating factors, the sentence ought to be lowered, and if there are enhancement factors, the sentence ought to be increased, but it doesn’t say anything about a starting point. So if you start at the point of the minimum, then as a rhetorical question I say what do you do with mitigating factors. There’s nothing you can do with mitigating factors, so you’ve got to start in your thinking somewhere above the minimum in order to apply the concept of mitigating factors, and you’ve got to start somewhere below the maximum in order to apply the concept of enhancement factors. But if you don’t start at the minimum or maximum, then it appears to me that halfway in between is a good place to start, and that’s what I did. But I’m not — I have no guidance on that approach_”
The Defendant’s Motion was denied.
As part of Defendant’s appeal as of right, the Court of Criminal Appeals conducted a
de novo
review of the sentence under the authority of
II.
A.
The majority of the Court of Criminal Appeals in this case concluded that
Among other purposes, the Act was passed to “[a]ssure fair and consistent treatment of all defendants by eliminating unjustified disparity in sentences,”
The purposes of the Act do not stop with these foregoing principles.
Further, the general purposes of the Act, enumerated in
Nevertheless, whether imprisoned or sentenced by some other method, “[t]he sentence imposed should be no greater than that deserved for the offense committed.”
Considering the purposes for which sentences are imposed under this Act, “[t]he sentence imposed should be the least severe measure necessary to achieve the purposes for which the sentence is imposed.”
“As a general proposition Code provisions in pari materia, as here, must be construed together, and the construction of one, if doubtful, may be aided by the consideration of the words of and legislative intent indicated by the others. Hickson v. State, 196 Tenn. 659, 663, 270 S.W.2d 313 (1954).”
Gallagher v. Butler, 214 Tenn. 129, 137, 378 S.W.2d 161, 164 (Tenn.1964).
Consistent with the policies of this Act,
When the provisions of
The Act does not leave sentencing courts wholly unguided although it does allow some variegation among the sentences imposed. Sentencing courts are guided by classifications of types of offenders or offenses, available sentencing alternatives, and calculation of sentencing ranges.
Furthermore, the process of classifying offenders or offenses as well as of calculation of sentencing ranges provided for in
A panoply of statutory provisions guides sentencing courts in the exercise of their discretion. A systematic application of these provisions of the Act cannot be reduced to a mechanical process or a formula; rather, these statutes entrust sentencing decisions to trial courts in the first instance. These courts, familiar with their locale and having seen the evidence and the defendant, as well as possessing the benefit of experience in sentencing matters, should retain that discretion necessary to achieve all of the purposes of the Act. Absent an explicit legislative directive to the contrary, such discretion will not be unduly restrained by presumptions not expressed in the Act.
B.
The Sentencing Reform Act also sets out the procedure for imposing sentence.
See
Under
These procedural requirements not only provide additional guidance to and restraint
First, the sentencing court determines the appropriate range and the type of offender or offense involved. Second, a court can impose only a determinate sentence under
When a sentence is imposed, the court “shall place on the record either orally or in writing its findings of fact and reasons as required by
We think that the Sentencing Reform Act intends that sentences should be considered on a case-by-case basis and that the sentencing court should exercise guided discretion within the terms of the Act. Nothing we have found in the Act indicates that any presumptive sentencing should be adopted at all. If such a method is intended, we think it should be expressly stated. Uniformity in sentencing is only one of the several, equally important purposes of this Act; each case has its differences and each defendant is considered individually.
III.
The Sentencing Reform Act of 1982, as amended, now provides that “the appellate court shall conduct a de novo review on the record” and that “[s]uch
We first consider the nature and circumstances of the crime. Defendant was convicted of second degree murder under
The Range I sentence within which Defendant may be sentenced is between ten and 35 years in this case.
While Defendant does not have a long history of criminal conduct, we find that he must suffer some imprisonment “to avoid deprecating the seriousness of the offense.”
Moreover, although second degree murder is not a specific intent crime, we have examined the evidence and can find nothing that indicates with sufficient reliability that Defendant could not appreciate the risks of his conduct due to a mental disorder or other similar problem. The kind of patently reckless driving displayed in this case involves such a degree of disregard for the safety and lives of others that Defendant must be held to a high standard of responsibility. Even if Defendant did not consciously consider that his conduct would have such serious consequences, he did operate his vehicle without being licensed. In fact, his driver’s record reveals that his license had been indefinitely revoked because of previous reckless driving and contributing to the cause of an
For the foregoing reasons, we do not find that
Mitigating and enhancement factors are not assigned any particularized weight or value because each may carry differing degrees of weight depending on all of the circumstances of the defendant and the crime itself. They are attributed varying significance in any given case and cannot be assigned any standard equivalence of years to be added or subtracted from sentences based on the presence or absence of such factors. Every case is judged on its own merits. Consideration of similar cases and circumstances is not inappropriate in determining the specific length of sentence or the value of the factors found by the sentencing court in a given case. Such consideration assists in the fair and consistent treatment of defendants and contributes to proportionate sentences, but these cases would not necessarily be controlling.
See
Accordingly, in view of the crime for which Defendant has been convicted and the circumstances in which it was committed, weighing the mitigating and enhancement factors, and given the conclusion that some period of incarceration is appropriate in this case, we are of the opinion that a sentence of fifteen (15) years would “be no greater than that deserved for the offense committed,”
We reiterate that, unless otherwise expressly provided, the Sentencing Reform Act does not contain any form of presumptive sentencing, either such as that employed by the trial court or that utilized by the Court of Criminal Appeals. The sentencing court is to exercise statutorily guided discretion in assessing the appropriate sentence for the case before it. We, therefore, sentence Defendant pursuant to
Notes
. We note here that the trial court subsequently stated at the post-trial motions hearing that he had vacillated between 15 and 20 years and finally settled on 20 years as the appropriate sentence for this case.
.
. See State v. Michael, 629 S.W.2d 13 (Tenn. 1982).
.
. He was also convicted of vehicle offenses under
. Defendant did not contemplate that serious injury would result from his conduct.