Lead Opinion
Today, we hold that the Vermont Constitution protects persons from warrantless police searches into the contents of secured opaque trash bags left at curbside for garbage collection and disposal. In our view,
I.
Sometime before March 1993, a confidential informant told an officer of the Brattleboro Police Department that defendant was selling marijuana from his apartment and from the parking lot of a certain grocery store. On March 1,1993, a regularly scheduled trash collection day, two police officers went to the apartment building where defendant resided and seized the five or six opaque trash bags that had been set out for collection near the curb about five or six feet from the building. From the exterior of the bags, there was no way to identify which tenant had deposited which bags. All of the bags were transported to the police station and searched without a warrant. Inside defendant’s bags, which were identified through discarded pieces of mail, the police found marijuana seeds and stems and baggies containing flakes of marijuana.
Based on the items found in the trash, the information supplied by the confidential informant, and an unidentified neighbor’s report that defendant had received many different visitors during the past month, the police sought and obtained a warrant to search defendant’s residence. Approximately four ounces of marijuana were found, and defendant was charged with possession of marijuana. Defendant moved to suppress all evidence seized from his apartment on the ground that the search warrant was defective because it was based primarily on evidence discovered during an illegal warrantless search of his garbage. The district court denied defendant’s motion to suppress, ruling that defendant had no expectation of privacy in his discarded garbage.
On appeal, following his conviction based upon a conditional plea of no contest, defendant argues that the Vermont Constitution prohibits the warrantless search of opaque trash bags placed at curbside for collection on a regularly scheduled trash pick-up day. In response, the State contends that the Vermont Constitution does not prohibit the warrantless search of curbside trash, and that even if it did and evidence found in defendant’s trash bags was suppressed, the other information in the warrant application and affidavit is sufficient to support a finding of probable cause to search defendant’s apartment.
II.
Our task is to discover and protect the core value of privacy embraced by Chapter I, Article 11 of the Vermont Constitution.
Of course, Article 11 does not “protect areas or activities that have been willingly
Given the facts of this case, we believe that defendant manifested a privacy interest recognized by society, and we conclude that unconstrained government inspection of people’s trash is not consistent with a free and open society. As Justice Brennan stated in his dissent in California v. Greenwood,
Because “almost every human activity ultimately manifests itself in waste products,” it is understandable that persons would want to maintain privacy in the contents of their refuse. Smith v. State,
A search of trash, like a search of the bedroom, can relate intimate details about sexual practices, health, and personal hygiene. Like rifling through desk drawers or intercepting phone calls, rummaging through trash can divulge the target’s financial and professional status, political affiliations and inclinations, private thoughts, personal relationships, and romantic interests. It cannot be doubted that a sealed trash bag harbors telling evidence of the “intimate activity associated with the ‘sanctity of a man’s home and the privacies of life,”’ which the Fourth Amendment is designed to protect.
Second, by placing trash bags at curbside for collection and disposal, one does not evince an intent to allow unregulated governmental intrusion into private materials that one chooses to discard. As a practical matter, the regulated collection of garbage is necessary for the proper functioning of our complex society. Most people today have little choice but to place their garbage at curbside for collection by public or private trash haulers. Note, supra, at 662-63 (tracing evolution of American trash collection practices). It is often unreasonably burdensome or unlawful to privately burn or bury unwanted refuse
Persons should not be denied protection from unregulated police intrusion into their affairs merely because they are discarding rather than transporting their private effects. Cf. Greenwood,
This focus is consistent with our prior case law on Article 11, in which we have emphasized that the core value of privacy is the quintessence of Article 11, and that we must determine in such cases whether those persons searched have a reasonable expectation of privacy in the affairs or possessions intruded upon. See Savva,
Nor is State v. Wood,
Stripped of its suggestion of standing,
Here, we conclude that respondents exposed their garbage to the public sufficiently to defeat their claim to Fourth Amendment protection. It is common knowledge that plastic garbage bags left on or at the side of a public street are readily accessible to animals, children, scavengers, snoops, and other members of the public. See [People v. Krivda,486 P.2d 1262 , 1269 (Cal. 1971)]. Moreover, respondents placed their refuse at the curb for the express purpose of conveying it to a third party, the trash collector, who might himself have sorted through respondents’ trash or permitted others, such as the police, to do so. Accordingly, having deposited their garbage “in an area particularly suited for public inspection and, in a manner of speaking, public consumption, for the express purpose of having strangers take it,” United States v. Reicherter,647 F.2d 397 , 399 (CA3 1981), respondents could have had no reasonable expectation of privacy in the inculpatory items that they discarded.
Furthermore, as we have held, the police cannot reasonably be expected to avert their eyes from evidence of criminal activity that could have been observed by any member of the public. Hence, “[w]hat a person knowingly exposes to the public, even in his own home or office, is not a subject of Fourth Amendment protection.” Katz v. United States, [389 U.S. 347 , 351 (1967)].
Greenwood,
We decline, as have the California, Hawaii, New Jersey, and Washington state supreme courts, to follow this abbreviated analysis. See People v. Krivda,
The primary rationale relied on by the Court is the first one — because dogs, raccoons, children, scavengers, and snoops may get into curbside trash bags, people have no reasonable expectation of privacy in the contents of the bags, and therefore the government is free to search them without reason or warrant. We do not find this rationale persuasive. What a person “seeks to preserve as private, even in an area accessible to the public, may be constitutionally protected.” Katz v. United States,
Thus, the mere possibility that unwelcome animals or persons might rummage through one’s garbage bags does not negate the expectation of privacy in the contents of those bags any more than the possibility of a burglary or break-in negates an expectation of privacy in one’s home or car, or the possibility that an operator or party-line caller will listen in on a telephone conversation negates an expectation of privacy in the contents of the conversation, or the possibility that a cleaning person or house guest will exceed the scope of a visit negates an expectation of privacy in a hotel room or home. See Greenwood,
The Supreme Court’s second rationale — that garbage is turned over to third-party trash collectors who may do with it as they please — is even less persuasive than the first rationale. As Justice Brennan pointed out in his dissent, “the voluntary relinquishment of possession or control over an effect does not necessarily amount to a relinquishment of a privacy expectation in it”; otherwise, “a letter or package would lose all Fourth Amendment protection when placed in a mailbox or other depository with the ‘express purpose’ of entrusting it to the postal officer or a private carrier.” Greenwood,
Placing opaque garbage bags at curbside for collection and disposal is not comparable to knowingly and voluntarily communicating information or selling contraband to a third party who turns out to be a police informer or agent. See Zaccaro,
The Supreme Court’s third rationale — that police cannot be expected to avert their eyes from evidence exposed to the public — appears to be a misguided attempt to bootstrap the plain view doctrine into its analysis. In cases where animals or scavengers actually rummage through a person’s trash bags and expose the contents of those bags to public view, the police, to be sure, need not avert their eyes. But this principle is not relevant here. The issue is not whether police must avert their eyes, but rather whether they can sift through curbside garbage bags whose contents are concealed from the public eye.
For the above reasons, we decline to follow the Greenwood majority’s decision allowing warrantless trash searches. We recognize, however, that the privacy interest in one’s trash is not equivalent, for example, to the privacy interest in one’s home. Accordingly, the seizure and search of trash need not be bounded by the same limitations that are applicable to the search of a dwelling. 1 W LaFave, supra, § 2.6(c), at 603-04. Although people have an interest in keeping the contents of their garbage bags private, they have no privacy or possessory interest in keeping the bags in any particular location. As long as the contents remain private, it does not matter whether the trash bags are at the landfill or the police station. Ordinarily, the seizure of trash bags would be permitted without a warrant given the exigency of the situation. Hempele,
We acknowledge that today’s decision limits, to some extent, tactics that police may use in investigating reports of criminal activity. But improving the efficiency of law enforcement cannot come at the expense of the protection provided by Article 11 against unconstrained governmental intrusion into our private lives. See id. at 92,
In this ease, defendant exposed to public view only the exterior of opaque trash bags, and in doing so, he sought to dispose of his personal possessions in the accepted manner that normally would result in commingling them inextricably with the trash of others. Nevertheless, without probable cause or judicial oversight, police searched through defendant’s trash, as well as the trash of other apartment dwellers who had the misfortune of placing their garbage bags alongside those of someone suspected of having committed a crime. Such unconstrained governmental intrusion into people’s private lives is inconsistent with Article 11 and a free and open society. Because the warrantless search of defendant’s trash violated Article 11, the evidence obtained from that search, which was used to obtain a warrant to search defendant’s home, must be suppressed and expunged from the affidavit supporting the search warrant.
Apparently, the dissent would have us analyze some unidentified historical and legislative materials to support our holding. We have already recognized that the Vermont Constitution was adopted with little recorded debate, that Article 11 was not a provision unique to Vermont but rather was copied practically verbatim from other jurisdictions, and that the paucity of the historical record requires us “to look elsewhere when determining the breadth of those individual rights the Vermont Constitution was drafted to protect.” Kirchoff,
The dissent contends that we have failed to follow this Court’s admonition in State v. Jewett,
III.
The State contends that even if the search of defendant’s trash was illegal and the evidence found in the trash is expunged from the supporting affidavit, the affidavit still established probable cause for issuance of the warrant to search defendant’s home. We recognize that a
search warrant is not invalid merely because it is supported in part by an affidavit containing unlawfully obtained information. Where the affidavit includes allegations based on illegally obtained evidence as well as independent and lawfully obtained information, a valid search warrant may issue if the lawfully obtained information, considered by itself, is sufficient to establish probable cause to issue the warrant.
State v. Moran,
Probable cause to search exists when the information set forth in the affidavit is such that a judicial officer would reasonably conclude that a crime had been committed and that evidence of the crime will be found in the place to be searched. State v. Ballou,
Here, the excised affidavit stated the following information: (1) the confidential informant told police that defendant was selling eighth- and quarter-ounce bags of marijuana from his apartment and from the parking lot of a local grocery store; (2) the informant stated that he was present during some of the drug transactions and that he was familiar with marijuana because he had smoked it before; (3) the informant’s statement that defendant sold marijuana in a certain grocery store parking lot was consistent with a different police officer’s observations of suspicious activity by defendant and another man one night five months earlier in the same parking lot; and (4) an unidentified neighbor recently informed police that many different people had visited defendant’s apartment during the last few weeks.
Although the factual-basis prong is minimally satisfied by the informant’s statement that he or she was present during some of the alleged drug transactions, the affidavit fails to satisfy the second prong, which requires the facts to show that “either the informant is inherently credible or that the information from the informant is reliable on this occasion.” Ballou,
The State argues that the information was reliable because (1) the confidential informant made statements against penal interest — that he had smoked marijuana and had been present during some drug transactions; (2) the police corroborated the informant’s claim that defendant sold drugs in a certain grocery store parking lot; and (3) a second informant, the neighbor, provided information that tended to corroborate the first informant’s claim that defendant was selling drugs from his apartment. None of these facts, either independently or together, satisfies the reliability prong of Rule 41. First, the informant’s statements that he had smoked marijuana at some point in the past and that he had been present during drug transactions are hardly admissions against penal interest. Acknowledgments that merely create a suspicion of the informant’s involvement in criminal activity, such as that the informant was present during a drug transaction, will not suffice as admissions against penal interest. Id. § 3.3(c), at 134-35. Moreover, admissions against penal interest imply that police could elect to use the statements to prosecute the informant; because one can be prosecuted only for possession or deliverance of marijuana, a statement of past use cannot, in and of itself, result in prosecution. Cf. Ballou,
Second, the officer’s retrospective corroboration of the information was minimal and stale. The fact that defendant and another man had remained in the named grocery store parking lot for a few minutes one night five months earlier can hardly support a warrant to search defendant’s apartment. This is true even considering the unidentified neighbor’s report that defendant had had many visitors at his apartment during the previous month. The affidavit failed to demonstrate the reliability of the neighbor’s information, and even if it were reliable, the information provided by both informants does not establish probable cause that defendant was selling drugs from his apartment. Accordingly, the evidence seized during the search of defendant’s apartment must be suppressed.
Reversed and remanded.
Notes
Chapter I, Article 11 of the Vermont Constitution provides:
That the people have a right to hold themselves, their houses, papers, and possessions, free from search or seizure; and therefore warrants, without oath or affirmation first made, affording sufficient foundation for them, and whereby by any officer or messenger may be commanded or required to search suspected places, or to seize any person or persons, his, her or their property, not particularly described, are contrary to that right, and ought not to be granted.
In Vermont, both state air quality and solid waste regulations restrict residents’ options for disposal of trash. 7 Code of Vermont Rules, Agency of Natural Resources, Air Pollution Control Division 5-201(1) (no person shall engage in open burning except in conformity with 5-202) and 5-202(7)(d) (permit may be obtained for open burning of combustible materials for which there is no other feasible method of disposal); id., Solid Waste, 6-302(a) (prohibiting open burning of solid waste except untreated wood) and 6-302(c) (prohibiting disposal of solid waste outside certified facility). The Town of Brattleboro makes it unlawful for persons to dispose of solid waste on private property without the owner’s consent or on their own property except in a receptacle designated for collection and disposal by curbside pickup. See Town of Brattleboro, Ordinance Regulating the Collection and Disposal of Solid Waste (April 20,1993), Article VII, (1) and (2). The Town of Brattleboro also prohibits the burning of any solid waste by open fire or incineration, except for the open burning of natural wood by permit. Id. Article IX.
The dissent states that persons who want to keep their discarded papers private may either move to a residence where garbage can be placed outside within the curtilage or take the papers to the dump and dispose of them themselves. The first suggested option makes the incredible assumption that all persons could afford a single-family home with sufficient curtilage to protect their privacy interests. Like the majority in California v. Greenwood,
The dissent’s second suggested option also ignores the difficulties that the elderly or infirm might have in making a trip to the dump to discard private papers. Further, assuming that such an option is possible in all communities in this state, a fact not contained in the record or otherwise known to us, the people of this state should not have to take extraordinary measures to assure that authorities will be prevented from searching through private papers and effects that they choose to discard in the normal and customary manner of our modern society.
Under Greenwood and its progeny, even shredding papers will not ensure protection from the government’s reach. See United States v. Scott,
The dissent asserts that we should be asking whether there is a search covered under Article 11, not whether a covered search must be pre-authorized by a warrant. The dissent is impliedly arguing that we have overlooked a review of defendant’s standing to raise the protection of Article 11, an issue that was not contested before either the trial court or this Court. Defendant’s alleged lack of standing flies in the face of our holding in Wood and can only be based on the ground that defendant abandoned his trash when he placed it outside for pickup, an argument we reject in our discussion in the text. See supra and infra at 120-21,
Concurrence Opinion
dissenting. There are many statements in the majority opinion with which I agree. I agree that Chapter I, Article 11 of the Vermont Constitution normally requires advance authority for covered searches by way of a warrant. I agree that expectations of privacy are not necessarily reduced by increasing governmental intrusion into people’s fives. Most of all, I agree that our decision must be guided by the facts of this case.
Except for the necessity of keeping this case within the facts on which it is based, a point that strongly indicates the opposite result, as discussed below, these principles have little to do with this case. The question before us is whether there is a search covered by Article 11, not whether a covered search must be pre-authorized by a warrant. Indeed, I think it undeniable that the majority opinion ends search of trash as an investigative tool, because there will never be probable cause to search trash, and certainly not the trash of innocent neighbors who just happen to five in the same apartment building, without there being probable cause to search the home or other structure.
The Court’s decision in this case tells us how the majority would have decided California v. Greenwood,
In staking out a leadership position in state constitutional adjudication, Justice Hayes, speaking for the Court in State v. Jewett,
Although our analysis of Article 11 has been limited, three decisions in which we have examined the Article require a result opposite that reached by the majority. The first is State v. Wood,
Article Eleven itself establishes the scope of the protected right, and defines who may invoke its protection. The right of the people “to hold themselves, their houses, papers, and possessions, free from search or seizure,” defines a right dependent on a possessory interest, with equal recognition accorded to the item seized and the area intruded upon. By delineating the right as a possessory interest, Article Eleven premises the protected right upon an objectively defined relationship between a person and the item seized or place searched, as opposed to a subjective evaluation of the legitimacy of the person’s expectation of privacy in the area searched.
Id. at 489,
The second is State v. Kirchoff,
The majority’s response, as I understand it, is that the most critical of these precedents is about standing, and the State has not claimed that defendant in this case lacks standing. This response ignores the point of the Wood decision, which was to make the concept of standing consistent with the right protected by Article 11. Thus, the analysis is about “the scope of the protected right” and the holding is that the Article delineates “the right as a possessory interest.” Wood, 148 Vt. at 489,
Defendant lived in an apartment building. He and the other tenants in the building put out their trash in plastic bags at curbside for Monday pick-up. Five or six bags were placed outside a fence which was located six feet from the apartment building.
I think it is clear from our precedents that Article 11 does not extend to the trash bags put out on the curb by defendant and other tenants. By putting them in a public place, defendant no longer had a possessory interest in the trash and had no protected interest in the area from which it was taken. The trash fell outside the protection of Article 11, as we defined it in Wood and Kirchojf, irrespective of the expectation of privacy of defendant or Vermont society as a whole.
Beyond its attempt to distinguish Wood, the majority appears to have two answers to this straightforward analysis. First, relying on a law review article for the proposition that “[m]ost people today have little choice but to place their garbage at curbside for collection by public or private trash haulers,” the majority asserts that citizens cannot avoid subjecting their trash to police scrutiny unless Article 11 restricts that scrutiny. I am not surprised that the proposition comes from an article published in New York, one of the most population-dense of American states, but find it incredible that the majority would apply it to Vermont, the most rural of states, where most residences do not have curbs at all. Although modern solid waste management may have taken some of the cultural charm out of the weekly trip to the “dump” in favor of large regional landfills and transfer stations, defendant can still exercise the time-honored tradition of self-disposal, ensuring his garbage is mixed in anonymously
The second answer is that defendant, although exposing the trash to public scrutiny, retains a reasonable expectation of privacy against police scrutiny. This is the kind of selective expectation we rejected in Brooks. As Chief Justice Peters of the Connecticut Supreme Court noted:
A person’s reasonable expectations as to a particular object cannot be compartmentalized so as to restrain the police from acting as others in society are permitted or suffered to act. ... A person either has an objectively reasonable expectation of privacy or does not; what is objectively reasonable cannot, logically, depend on the source of the intrusion on his or her privacy.
State v. DeFusco,
I- strongly agree with the creation of an independent state constitutional jurisprudence that keeps essential decisions about protected liberties as much as possible within Vermont. In State v. Wood, we developed an independent jurisprudence on the scope of Article 11, in large part to avoid the effect of a Supreme Court decision, Rakas v. Illinois,
We cannot build a principled and coherent construction of Article 11 out of the majority opinion in every United States Supreme Court Fourth Amendment decision with which we agree, combined with the dissent in every such decision with which we disagree. As Justice Hayes cautioned in Jewett, such a course is a “serious mistake” that inevitably leaves our jurisprudence fragmented and result-oriented. By abandoning the decisions that form the cornerstones for our Article 11 jurisprudence in order to war with a United States Supreme Court decision it finds distasteful, the majority, in my judgment, is making exactly the mistake Justice Hayes warned against.
I dissent. I am authorized to state that the Chief Justice joins in this dissent.
The majority speaks on two sides of this issue, saying, on the one hand, that “the seizure and search of trash need not be bounded by the same limitations that are applicable to the search of a dwelling,” and adding, on the other hand, that search of trash bags would require “a warrant based on probable cause.” The latter statement makes the former one illusory.
If police must show probable cause and obtain a warrant, search of trash is no longer an investigatory tool. It is available only if the police can show that evidence of the crime is in the trash, which inevitably means they can also show that evidence is likely to remain in the house or structure from which the trash is taken.
I disagree with the majority’s statement that Kirchoff found “little textual significance” to the use of the word “possessions” in Article 11. The decision enforces both the wording of Article 11 and the underlying purpose “to give meaning to the text in light of contemporary experience.”
The majority calls this “nothing more than the discredited abandonment argument rejected by even the Greenwood majority.” This comment reinforces my view that the Court is dissenting to Greenwood rather than analyzing the issues and applying an independent jurisprudence. The “abandonment argument” was a federal argument relating to the federal definition of the protected interest. Since our definition of the protected.interest is different, or was until this decision was issued, the argument, whatever it was, is generally irrelevant to this decision. In any event, as noted in footnote 5, infra, I do not agree that because garbage is “abandoned” it is beyond the protection of Article 11 in all instances.
The majority puts great weight on the fact that the trash was placed in opaque bags. Given our interpretation of Article 11,1 consider this fact irrelevant.
I would consider this a different case if the police trespassed on the curtilage in order to obtain the garbage. On this point, I agree with much of the analysis of the Alaska Supreme Court in Smith v. State,
